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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Cloud, Neff Management, LLC Tulsa OK US 500.0 
Well and Good LLC 500.0 
AC Investment Management LLC New York NY US 500.0 
Newman Ragazzi Partners LLP London UK 500.0 
Uvest Financial Services Group, Inc. Charlotte NC US 500.0 
Paskin & Kahr Capital Management LLC San Francisco CA US 500.0 
Southern Cross Capital (Usa), Inc. Westport CT US 500.0 
Cove Street Capital, LLC EL Segundo CA US 500.0 
BPU Investment Management, Inc. Pittsburgh PA US 500.5 
Noctua International Wmg, LLC Miami FL US 500.7 
Bellatore Financial, Inc. San Jose CA US 500.7 
Value Partners Hong Kong Limited Hong Kong HK 500.9 
Sapient Private Wealth Management, LLC Eugene OR US 501.9 
Harvest Fund Advisors LLC Wayne PA US 502.0 
Deroy & Devereaux Private Investment Counsel, Inc. Southfield MI US 502.0 
NY Legacy VC Management LLC West Hartford CT US 502.5 
DKR Fusion Management L.P. Stamford CT US 502.5 
Dawson Capital Management, Inc. Southport CT US 502.6 
Wingate Financial Corp Lexington MA US 503.0 
Professional Planning Group Westerly RI US 503.4 
Pinnacle Investment Advisors Tulsa OK US 503.5 
Triad Advisors, Inc. Norcross GA US 504.1 
Joseph Barry Co., LLC New Bedford MA US 504.2 
Strategic Capital Group L.L.C. Gig Harbor WA US 504.3 
Cross Shore Capital Management, LLC Great Neck NY US 505.0 
Pension Architects Advisory Group, LLC Pasadena CA US 505.2 
Meridian Fund Management, LLC Albany NY US 506.1 
Pitcairn Investment Management Jenkintown PA US 506.2 
Harvest Capital Strategies LLC San Francisco CA US 506.2 
Girard Securities, Inc. San Diego CA US 506.4 
Motz Investor Services, Inc. 506.8 
Valens Investment Advisers, L.P. New York NY US 506.9 
Investment Solutions Inc Westport CT US 507.0 
Artemis Wealth Advisors, LLC New York NY US 507.0 
Professional Advisory Services Inc Vero Beach FL US 507.6 
Majestic Capital Management, LLC Grosse Pointe Farms MI US 508.0 
Premier Asset Management LLC Chicago IL US 508.3 
Warren, Averett, Kimbrough and Marino Wealth Management, LLC Birmingham AL US 508.9 
Florida Investment Advisors Tampa FL US 509.2 
Forepoint Capital Management, LLC Charlotte NC US 509.5 
Quaker Funds, Inc. Malvern PA US 510.0 
Towneley Capital Management, Inc. Laguna Hills CA US 510.5 
Gries Financial LLC Cleveland OH US 510.7 
PBL Capital Dallas TX US 510.7 
American General Securities Incorporated Phoenix AZ US 510.8 
Mckinley Carter Wealth Services, Inc. Wheeling WV US 510.8 
Bedel Financial Consulting Inc Indianapolis IN US 511.1 
Partners Group New York NY US 511.3 
Balter Capital Management LLC Boston MA US 511.7 
Akanthos Capital Management, LLC Woodland Hills CA US 512.0 
Tracer Capital Management L.P. New York NY US 512.7 
GDG Asset Management Limited Dublin 2 IE 513.0 
Orange Capital, LLC New York NY US 513.0 
Real Estate Management Services Group, LLC Naples FL US 513.1 
Aufman Associates Inc Sewickley PA US 513.3 
Ironwood Investment Management, LLC Boston MA US 513.3 
Nicholas Investment Parnters, L.P. Rancho Santa FE CA US 513.9 
Brownlie & Braden, LLC Dallas TX US 513.9 
Delta Global Asset Management Bolton MA US 514.0 
Concord Asset Management Chicago IL US 514.0 
AKT Wealth Advisors, LP Lake Oswego OR US 514.4 
Jefferies Asset Management, LLC Stamford CT US 514.5 
Lingohr & Partner North America, Inc. 514.7 
Forte Capital LLC Rochester NY US 514.8 
Compass Capital Management Inc Minneapolis MN US 515.0 
Grisanti Brown & Partners LLC New York NY US 515.2 
Stoneridge Investment Partners Malvern PA US 515.8 
Cabezon Capital Markets, LLC San Francisco CA US 515.8 
Emerson Investment Management Inc Boston MA US 516.4 
Independence Capital Asset Partners, LLC Denver CO US 516.5 
Jetstream Capital LLC Brentwood TN US 516.6 
Allard Partners Limited Central HK 517.0 
Ivy Asset Management LLC Uniondale NY US 517.1 
Metalmark Subadvisor LLC New York NY US 517.4 
Total Investment Management, Inc. Scottsdale AZ US 518.3 
Investor Solutions Coconut Grove FL US 518.7 
Cabot-Wellington LLC Boston MA US 519.0 
SSN Advisory, Inc. Knoxville TN US 519.6 
Carpathia Real Estate Advisors LLC Rye Brook NY US 519.8 
Miller Tabak Asset Management New York NY US 520.0 
Gem Global Equities Management S.A. Nassau BS 520.0 
NLJ Advisors, Inc. Vancouver WA US 520.2 
Castlekeep Investment Advisors Westport CT US 521.0 
Front Barnett Associates LLC Chicago IL US 521.4 
FBB Capital Partners Bethesda MD US 522.0 
Sheets Smith Wealth Management Winston Salem NC US 522.3 
Waterline Partners, LLC Los Angeles CA US 522.3 
Thomas Weisel Capital Management LLC San Francisco CA US 523.4 
Mohican Financial Management, LLC Cooperstown NY US 523.5 
JB Investment Management, LLC Brookfield WI US 524.0 
Merk Investments LLC Mountain View CA US 524.0 
Braver Wealth Management, LLC Needham MA US 524.2 
Reynders, Mcveigh Capital Management, LLC Boston MA US 524.9 
Fortigent, LLC Rockville MD US 525.5 
The Financial Advisory Group, Inc. Houston TX US 525.7 
Murray Capital Management, Inc. New York NY US 526.1 
D'Orazio & Associates, Inc. Falls Church VA US 526.3 
Guinness Atkinson Asset Management, Inc. Woodland Hills CA US 526.3 
Headinvest Portland ME US 526.8 
Ironwood Investment Counsel, LLC Phoenix AZ US 527.1 
Darrell & King, Investment Counsel, LLC Charlottesville VA US 527.9 
G3W Ventures LLC Los Angeles CA US 528.2 
Schwerin Boyle Capital Management, Inc Springfield MA US 528.7 
Maryland Capital Management, LLC Baltimore MD US 529.1 
Magee Thomson Investment Partners, LLC San Diego CA US 529.6 
John Hsu Capital Group, Inc. New York NY US 529.7 
Sonterra Capital, LLC New York NY US 530.0 
MPC Capital Advisors, LLC 530.0 
Lancaster Pollard Investment Advisory Group Columbus OH US 530.0 
Institutional Capital Management, Inc. Lafayette CO US 530.2 
IPG Investment Advisors, LLC San Diego CA US 530.5 
Camden Capital Management, LLC EL Segundo CA US 531.0 
Stegner Investment Associates Inc Louisville KY US 531.3 
Nationwide Separate Accounts, LLC Irvington NY US 531.7 
Dearden, Maguire, Weaver & Barrett, LLC West Conshohocken PA US 532.3 
Lapides Asset Management, LLC Greenwich CT US 532.9 
Advisory Group of San Francisco LLC San Francisco CA US 533.4 
Allied Consulting Group Los Angeles CA US 533.4 
Acorn Derivatives Management Corp Stamford CT US 534.0 
Mellon Hedge Advisors Boston MA US 534.0 
Pillar Financial Advisors, Inc. Waltham MA US 535.0 
Coriolis Capital Limited London UK 535.2 
First Long Island Investors, LLC Jericho NY US 535.2 
PYA Waltman Capital, LLC Knoxville TN US 535.7 
Aviance Capital Management, LLC Sarasota FL US 536.1 
Dion Money Management LLC Williamstown MA US 537.0 
Angelo, Gordon Advisors, LLC New York NY US 537.0 
JWM Partners, LLC Greenwich CT US 537.2 
Carl Marks Management Company, LLC New York NY US 537.3 
Seamans Capital Management, LLC Waltham MA US 537.3 
Oakwood Capital Management LLC Los Angeles CA US 537.4 
Cobble Hill Financial Services, Inc. Moorestown NJ US 538.0 
RTD Financial Advisors Inc Philadelphia PA US 538.1 
Proxima Capital Management, LLC New York City NY US 538.2 
Portfolio Capital Management Inc Charlotte NC US 538.4 
Bridge Capital Investments Pte Ltd. Singapore SG 538.4 
Dewaay Capital Management Clive IA US 538.7 
A.H. Haynes & Co., Inc. New York NY US 539.5 
Azimuth Capital Management LLC Bloomfield Hills MI US 540.5 
Viking Fund Management LLC Minot ND US 541.3 
Presima Inc. Montreal, Quebec CA 541.4 
Wunderlich Securities, Inc. Memphis TN US 541.7 
M. J. Smith and Associates Englewood CO US 541.9 
R.G. Niederhoffer Capital Management, Inc. New York NY US 541.9 
Queensboro Advisors Waltham MA US 542.4 
Iron Peak Capital Management LLC Wilton CT US 542.5 
Berens Capital, LLC New York NY US 542.7 
Donnelly Steen & Company Wilmington DE US 542.8 
Standard General L.P. New York NY US 543.3 
Hunter Associates, Inc. Pittsburgh PA US 544.3 
Relative Value Partners, LLC Northbrook IL US 544.6 
Index Management Solutions, LLC Philadelphia PA US 545.1 
Carlson D L Investment Group Inc Concord NH US 545.2 
Waddell & Associates Inc Memphis TN US 545.2 
Quantitative Financial Strategies Inc Greenwich CT US 545.2 
Cimarron Asset Management, LLC Irving TX US 545.5 
Lenox Wealth Management, Inc. Cincinnati OH US 546.0 
Arias Resource Capital Management LP New York NY US 546.4 
Wright Fund Management, LLC Santa Monica CA US 546.8 
Novant Asset Management, LLC Winston-Salem NC US 547.7 
Diesslin & Associates Inc Fort Worth TX US 548.0 
Interocean Wealth Management LLC Chicago IL US 548.0 
Central Park Advisers, LLC New York NY US 548.5 
Financial & Investment Management Group Ltd Traverse City MI US 548.7 
Sadoff Investment Management LLC Milwaukee WI US 549.9 
Financial Services Advisory Inc Rockville MD US 550.0 
Glazer Capital, LLC. New York NY US 550.0 
Aureus Asset Management, LLC Boston MA US 550.0 
CDK Realty Advisors, LP Dallas TX US 550.0 
Alphashares, LLC Walnut Creek CA US 550.1 
Sullivan & Serwitz Los Altos CA US 550.3 
American Capital Management Inc New York NY US 550.3 
Portfolio 21 Investments, Inc Portland OR US 550.5 
Gkfo, LLC Wayne PA US 550.7 
Torray LLC Bethesda MD US 550.8 
Vantage Investment Advisors, LLC State College PA US 550.9 
Libbie Agran Financial Services & Seminars Santa Monica CA US 551.5 
Financial Advisory Service Inc Leawood KS US 551.7 
NCA Financial Planners Mayfield Heights OH US 551.8 
International Investment Group LLC New York NY US 552.0 
Charles D. Haines, LLC Birmingham AL US 552.5 
KA Fund Advisors, LLC Houston TX US 553.7 
Tom Johnson Investment Management, LLC Oklahoma City OK US 554.1 
S Squared Technology, LLC New York NY US 554.1 
Sofaer Capital Inc. Tortola VG 554.6 
WRH Partners Global Securities LP Morristown NJ US 555.3 
GHP Investment Advisors Inc Denver CO US 555.5 
Milbank Winthrop & Co. New York NY US 556.5 
Windsor Group Ltd Indianapolis IN US 556.7 
Argos Wealth Advisors LLC Napa CA US 557.6 
Bennett Lawrence Management LLC New York NY US 557.9 
Akre Capital Management, LLC Middleburg VA US 558.5 
Redwood Investments, LLC Newton MA US 558.7 
Hanys Benefit Services Rensselaer NY US 559.3 
Chilton Capital Management LLC Houston TX US 559.5 
Wealth Trust - Arizona LLC Scottsdale AZ US 559.7 
Founders Financial Network, LLC Cupertino CA US 560.0 
Clearstream Investments, LLC Boston MA US 560.0 
The Winchester Group, Inc. New York NY US 560.0 
Hillsdale Investment Management Inc. Toronto CA 560.6 
Western Technology Investment (Wti) San Jose CA US 561.3 
Valu Trac Investment Management Ltd Moray UK 562.1 
Collins Capital Investments, LLC Coral Gables FL US 562.7 
Vision Investment Management (Bvi) Limited Road Town, Tortola VG 563.0 
Vision Investment Management (Asia) Limited Hong Kong Sar CN 563.0 
Lakepoint Investment Partners LLC Cleveland OH US 563.1 
Trevor Stewart Burton & Jacobsen Inc New York NY US 563.1 
Compak Asset Management Irvine CA US 563.6 
Themis Asset Strategies, LLC Los Angeles CA US 563.7 
Daiwa SB Investments USA Ltd New York NY US 563.8 
BTC Capital Management Des Moines IA US 564.6 
Jackson Thornton Asset Management, LLC Montgomery AL US 564.9 
Clairvoyance Capital Advisors Inc. Taipei TA 565.0 
Contravisory Investment Management, Inc. Norwell MA US 565.2 
Cliffwood Partners LLC Los Angeles CA US 565.6 
Summit Financial Strategies Inc Columbus OH US 565.6 
Wasmer, Schroeder & Company, LLC Cleveland OH US 566.0 
Fletcher Asset Management, Inc. New York NY US 566.7 
Courage Capital Management, LLC Nashville TN US 568.1 
The Tokarz Group Advisers LLC Purchase NY US 569.3 
RJR Associates Inc Syracuse NY US 569.6 
Douglass Winthrop Advisors LLC New York NY US 569.7 
Canopy Investment Advisors Plymouth Meeting PA US 569.7 
Discretionary Management Services, LLC Overland Park KS US 569.8 
The Bostonian Group Boston MA US 569.8 
Select Consulting, Inc. Charlotte NC US 570.0 
W.P. Stewart Asset Management Ltd. New York NY US 570.0 
Woodstock Corporation Boston MA US 570.1 
Tremont Partners Inc Rye NY US 570.5 
Nippon Value Investors Tokyo JP 570.5 
Global Environment Fund Chevy Chase MD US 571.0 
Financial Strategy Network LLC Chicago IL US 571.0 
Aladdin Credit Advisors, L.P. Stamford CT US 571.6 
Brookstreet Capital Management Irvine CA US 571.6 
LPC Realty Advisors I Ltd Chicago IL US 572.8 
The H Group, Inc. Portland OR US 573.0 
EIM Management (Usa) Inc New York NY US 573.0 
Elliott Davis Investment Advisors Greenville SC US 573.0 
Kanawha Capital Managment, LLC Richmond VA US 574.0 
Hodges Capital Management Inc Dallas TX US 574.2 
Pettinga Financial Advisors, LLC Evansville IN US 574.6 
Parentebeard Wealth Management LLC York PA US 574.7 
USF Services, LLC Houston TX US 574.8 
OBS Financial Services, Inc. Whitehouse OH US 575.0 
Global Investment Adviser LC North Palm Beach FL US 575.6 
Huxley Capital Management, LLC New York NY US 575.6 
Founding Partners Capital Management Company Naples FL US 576.2 
Timothy Partners, Ltd. Maitland FL US 576.9 
Investment Placement Group San Diego CA US 577.6 
Jacobus Wealth Management Inc Milwaukee WI US 577.8 
Bill Few Associates, Inc. Pittsburgh PA US 578.0 
Bell Capital Management Inc Atlanta GA US 578.2 
Access Capital Strategies LLC Boston MA US 578.2 
Gramercy Advisors, L.L.C. Greenwich CT US 578.9 
Walnut Asset Management LLC Philadelphia PA US 579.4 
Tompkins Financial Advisors Pittsford NY US 579.6 
Equius Partners, Inc. Novato CA US 579.6 
GML Capital LLP London UK 579.7 
Valentine Capital Asset Management, Inc. San Ramon CA US 580.0 
L. Roy Papp & Associates, LLP Phoenix AZ US 580.6 
Reliant Investment Management, LLC Memphis TN US 580.8 
Vanderbilt Avenue Asset Management LLC New York NY US 581.0 
Taurus Asset Management, LLC New York NY US 582.8 
Riverpark Capital LLC New York NY US 583.0 
First Heartland Consultants, Inc. Lake St Louis MO US 583.2 
Chicago Asset Management Company Chicago IL US 583.5 
Longvue Advisors LLC Boston MA US 583.5 
Cupps Capital Management, LLC Chicago IL US 584.1 
Pittenger & Anderson Inc Lincoln NE US 585.0 
Cantella & Co., Inc. Boston MA US 585.3 
Johnson Martin Advisors, Inc. 586.8 
Interocean Capital, LLC Chicago IL US 589.0 
Broad Street Capital Advisors, LLC Athens GA US 589.7 
Lourd Capital Management Beverly Hills CA US 589.7 
Contour Asset Management LLC New York NY US 590.0 
The Financial Network Group, Ltd Cincinnati OH US 590.2 
Northroad Capital Management, LLC New York NY US 590.4 
Turnberry Capital Management, L.P. Greenwich CT US 590.7 
J. P. Morgan Securities Inc. New York NY US 590.7 
Hallmark Capital Management Inc Wayne NJ US 591.3 
PCE Investors Limited London UK 591.5 
Barnegat Fund Management Inc. Hoboken NJ US 592.6 
IPI Wealth Management, Inc. Decatur IL US 593.3 
Helios Advisors LLC New York NY US 593.3 
Field Street Capital Management, LLC New York NY US 593.4 
UFG Advisors Limited Hamilton BM 593.6 
Schneider Downs Wealth Management Advisors, LP Pittsburgh PA US 594.3 
Frontier Investment Management Co Dallas TX US 596.1 
Needham Investment Management, LLC New York NY US 597.0 
Hart Realty Advisers, Inc. Simsbury CT US 597.3 
Oechsle International Advisors, Ltd London UK 597.6 
Cypress Wealth Advisors San Francisco CA US 599.7 
Charles D. Hyman & Company Ponte Vedra Beach FL US 600.0 
Montford Associates Inc Atlanta GA US 600.0 
Nepc, LLC Cambridge MA US 600.0 
Oceanic Fund Management Limited Douglas IS 600.0 
Silverback Asset Management, LLC Chapel Hill NC US 600.1 
Asset Advisors Corporation Augusta GA US 600.9 
Kecalp Inc. New York NY US 600.9 
Trinity Investment Advisors, LLC West Chester PA US 601.4 
AEA Investors Sbf LLC New York NY US 601.7 
Lynmar Capital Group,Inc Marlton NJ US 602.0 
Aft, Forsyth and Company, Inc. West Palm Beach FL US 602.1 
Gemmer Asset Management LLC Walnut Creek CA US 602.6 
Turner Investment Management, LLC Berwyn PA US 604.2 
Paragon Capital Management Denver CO US 604.3 
Meyer Capital Group Marlton NJ US 604.3 
Asset Planning Services Ltd. Harleysville PA US 604.6 
Conifer Securities LLC San Francisco CA US 604.7 
Albright Capital Management LLC Washington DC US 606.0 
National Asset Management, Inc. Seattle WA US 606.0 
Diversified Management Inc Milwaukee WI US 606.7 
Kenmar Global Investment Management LLC Rye Brook NY US 607.9 
Oakmont Corporation Los Angeles CA US 608.2 
Brookfield Asset Management Pic Canada, LP Toronto, Ontario CA 608.8 
Osborn Rohs Williams & Donohoe, LLC Cincinnati OH US 609.6 
Rorer Asset Management LLC Conshohocken PA US 610.1 
Hoefer & Arnett Capital Management, Inc. San Francisco CA US 610.2 
Greenhill Capital Partners, LLC New York NY US 610.2 
Advanced Investment Partners Safety Harbor FL US 610.3 
Pronvest, Inc. Chattanooga TN US 610.5 
Geode Capital Management LP Boston MA US 610.7 
Wells Fargo Alternative Asset Management LLC San Francisco CA US 612.1 
Cliffwater LLC Marina Del Rey CA US 612.7 
Nuland & Arshad Inc Boston MA US 613.0 
ECP Manager III LP Washington DC US 613.0 
Timucuan Asset Management Inc Jacksonville FL US 613.8 
Heritage Financial Services, Inc. Norwood MA US 613.8 
Summitalliance Capital Management, L.L.C. Dallas TX US 614.0 
Eubel Brady & Suttman Asset Management Inc Dayton OH US 614.4 
Wall & Associates 614.9 
Benjamin F. Edwards & Company, Incorporated St. Louis MO US 615.2 
Yale Capital Corp. St. Petersburg FL US 615.5 
Fan Asset Management LLC Mountain View CA US 615.9 
Violich Capital Management San Francisco CA US 616.5 
Rigel Capital LLC Seattle WA US 616.8 
Lowell Blake & Associates Inc. Boston MA US 617.1 
Credo Capital Management, LLC Baltimore MD US 618.1 
Charles Fish Investments, Inc. Irvine CA US 618.7 
United Capital Asset Management, LLC Key Biscayne FL US 619.0 
Permal Capital Management, LLC Boston MA US 619.3 
Mcdonald Capital Investors Inc Orinda CA US 619.4 
Alphametrix, LLC Chicago IL US 619.5 
Spring Mountain Capital, LP New York NY US 620.7 
AMI Asset Management Corp Los Angeles CA US 620.9 
Pope Asset Management, LLC Memphis TN US 621.6 
Champion Capital Research, Inc. Bellaire TX US 621.7 
Grant Capital Partners, LLC 622.5 
Fursa Alternative Strategies LLC Lynbrook NY US 622.6 
Abacus Wealth Partners Philadelphia PA US 622.6 
New Mountain Finance Advisers Bdc, L.L.C. New York NY US 623.0 
Saguenay Capital, LLC Purchase NY US 623.2 
Trumbower Financial Advisors LLC Bethesda MD US 623.5 
Fairway Wealth Management LLC Independence OH US 624.7 
Proprietary Capital, LLC Denver CO US 625.0 
Kahn Brothers Advisors LLC New York NY US 625.1 
Abacus Planning Group Inc Columbia SC US 625.5 
Kaufman + Bernstein, Inc. Los Angeles CA US 625.7 
Westport Asset Management Inc Westport CT US 626.9 
Hermes Fund Managers (North America) LP Boston MA US 627.2 
Tanglewood Asset Management LLC Winston-Salem NC US 627.5 
Capital Investment Advisors LLC Atlanta GA US 628.0 
Capital Investment Advisors, LLC Atlanta GA US 628.0 
Abrams Bison Investments, L.L.C. Bethesda MD US 628.5 
Heritage Investment Group, Inc. Pompano Beach FL US 629.2 
Hellman Jordan Management Co Inc Boston MA US 629.4 
Tamro Capital Partners, LLC Alexandria VA US 629.4 
James Capital Alliance Inc Xenia OH US 629.7 
Objective Advisors, Inc. Austin TX US 630.0 
Tube Asset Management Co., Ltd. Seoul KO 630.0 
Private Asset Management Inc San Diego CA US 630.2 
Brinton Eaton Madison NJ US 631.2 
APS Asset Management Pte Ltd Singapore SG 631.7 
LGL Partners, LLC Bala Cynwyd PA US 632.0 
Galtere Ltd. New York NY US 632.0 
Galtera N.A., Inc. New York NY US 632.0 
Drake Capital Advisors LLC Greenwich CT US 632.5 
Rainier Group Investment Advisory LLC Bellevue WA US 633.1 
Suttonbrook Capital Management LP New York NY US 633.1 
Broadview Advisors, LLC Milwaukee WI US 633.6 
Dividend Growth Advisors Ridgeland SC US 634.0 
The Caprock Group, Inc. Boise ID US 634.0 
Terry Mcdaniel & Company Austin TX US 634.3 
New England Private Wealth Advisors, LLC Wellesley MA US 634.8 
BSW Wealth Partners Boulder CO US 635.0 
Berthel Fisher & Company Financial Services, Inc. Marion IA US 635.6 
Tanglewood Wealth Management, Inc. Houston TX US 636.5 
Bragg Financial Advisors Inc Charlotte NC US 637.5 
Capital Markets Advisors Inc Alpharetta GA US 637.9 
Corriente Advisors, LLC Fort Worth TX US 638.2 
San Francisco Sentry Investment Group San Francisco CA US 638.4 
DWM Asset Management, LLC Stamford CT US 638.7 
Baker Avenue Asset Management, LP San Francisco CA US 639.3 
Ambs Investment Counsel LLC Grand Rapids MI US 639.4 
Dorchester Investment Management Montreal CA 640.0 
Prologue Capital, L.P. Greenwich CT US 640.0 
Fairview Constitution Management LLC West Hartford CT US 640.0 
Energy Income Partners Westport CT US 640.7 
M Financial Investment Advisers Inc Portland OR US 640.8 
Comac Capital LLP London EN 641.0 
Cozad Asset Management Inc Champaign IL US 641.7 
Kimelman & Baird, LLC New York NY US 642.2 
Resnick Investment Advisors, LLC Westport CT US 642.4 
Ascent Investment Partners, LLC St. Louis MO US 642.9 
Barnes Pettey Financial Advisors, LLC Clarksdale MS US 643.6 
Mt. Eden Investment Advisors, LLC San Francisco CA US 644.1 
East Pacific Investment Company Inc Honolulu HI US 644.2 
Skba Capital Management, LLC San Francisco CA US 644.5 
Fairfield Greenwich Advisors LLC New York NY US 645.0 
Herndon Plant Oakley Ltd Corpus Christi TX US 646.6 
Boulder Investment Advisers LLC Boulder CO US 647.2 
Guggenheim Real Estate LLC Boston MA US 647.2 
Riverside Advisors, LLC Atlanta GA US 648.1 
SIT Investment Fixed Income Advisors, Inc. Minneapolis MN US 648.2 
Lawrence W. Kelly & Associates, Inc Pasadena CA US 648.3 
Wesley Capital Management, LLC New York NY US 648.9 
ACS Investment Advisors Inc Madison WI US 649.3 
Forum Financial Management, LLC Lombard IL US 649.3 
Carleon Capital Partners LLC New York NY US 649.8 
Olstein Capital Management, L.P. Purchase NY US 650.1 
Berkshire Asset Management, LLC Wilkes-Barre PA US 650.9 
Strategic Financial Services Utica NY US 651.1 
Citrin Cooperman Wealth Management, LP Philadelphia PA US 651.1 
Great Point Investors, LLC Boston MA US 651.2 
SQ Advisors, LLC Naples FL US 651.2 
TFC Financial Management Inc Boston MA US 651.3 
Guggenheim Advisors, LLC New York NY US 651.3 
Nuveen Investments Advisers Inc. Chicago IL US 652.1 
Summit Global Management Inc. San Diego CA US 652.9 
Cenario Capital Management Mechanicsburg PA US 653.0 
Lanham Odell & Co Inc Hurricane WV US 653.2 
James River Capital Corp. Christiansted VI US 653.4 
Condor Capital Management Martinsville NJ US 654.5 
Foster & Motley Inc Cincinnati OH US 654.8 
Acacia Wealth Advisors, LLC Beverly Hills CA US 654.9 
Gibson Capital Management Ltd Wexford PA US 655.1 
Bogle Investment Management, L.P. Newton Lower Falls MA US 655.2 
Coghill Capital Management, L.L.C. Chicago IL US 656.0 
Franklin Templeton Investimentos (Brasil) Ltda. Itaim Bibi, Sao Paulo - SP BR 656.0 
Finser Investment Advisor San Antonio TX US 656.7 
Wedgewood Partners, Inc. St Louis MO US 657.0 
Durbin Bennett Peterson Private Wealth Management, LLP Austin TX US 657.2 
Creative Financial Group Ltd Atlanta GA US 658.2 
Mountain Pacific Investment Advisers Inc Boise ID US 658.5 
Evensky & Katz, LLC Coral Gables FL US 658.7 
The Corundum Group, Inc. Colorado Springs CO US 659.3 
Skylands Capital, LLC Milwaukee WI US 659.6 
United Capital Investment Advisers, Inc Newport Beach CA US 660.0 
Bluffview Ria, LP Dallas TX US 660.3 
Howe and Rusling, Inc. Rochester NY US 660.5 
Minot Deblois Advisors LLC Boston MA US 661.0 
Belle Haven Investments, L.P. White Plains NY US 661.2 
AXA Equitable Life Insurance Company New York NY US 661.5 
CFS Investment Advisory Services LLC Totowa NJ US 662.1 
Paradigm Asset Management White Plains NY US 662.7 
Hambrecht & Quist Capital Management LLC Boston MA US 662.9 
Capstone Financial Advisors Inc Downers Grove IL US 663.2 
Vista Wealth Management, LLC San Francisco CA US 664.1 
Indexiq Advisors LLC Rye Brook NY US 664.2 
Amivest Capital Management Melville NY US 664.3 
Freshford Capital Management, LLC Rye Brook NY US 664.3 
Crystal Associates Bay Harbor Islands FL US 664.7 
Pursuit Investment Management LLC Stamford CT US 665.0 
HFM Wealth Management Hartford CT US 665.1 
Summit Capital Management LLC Seattle WA US 665.1 
TSL Advisers, LLC Fort Worth TX US 665.1 
Albion Financial Group Salt Lake City UT US 665.6 
Compass Efficient Model Portfolios, LLC Brentwood TN US 666.2 
Arbor Capital Management Corp Amherst NY US 667.3 
WFG Advisors, LP Dallas TX US 667.3 
Cambridge Financial Group, Inc. Columbus OH US 667.9 
Stillwater Capital Partners,Inc. New York NY US 668.2 
Thomas Barton Capital Group, LLC Pittsburgh PA US 668.5 
Meridian Capital Partners, Inc. Albany NY US 668.6 
Genovese Burford & Brothers Asset Management Sacramento CA US 669.4 
Summit Investment Partners Cincinnati OH US 669.6 
Old Hill Partners Inc Darien CT US 670.0 
Stux Capital Management, LLC New York NY US 670.1 
Dale K. Ehrhart, Inc. Venice FL US 670.7 
Sarasin Asset Management Limited London UK 671.8 
Freedom One Investment Advisors, Inc. Clarkston MI US 671.9 
Sierra Investment Management Inc Santa Monica CA US 672.1 
Basso Capital Management, L.P. Stamford CT US 672.4 
Gregoire Capital, LLC Millburn NJ US 674.2 
Stewart & Patten Co LLC San Francisco CA US 674.6 
OFS Capital Management, LLC Rolling Meadows IL US 675.0 
Canaras Capital Management, LLC New York NY US 675.0 
Stack Financial Management Inc Whitefish MT US 675.7 
Klingman and Associates, LLC New York NY US 677.2 
Spire Wealth Management, LLC Reston VA US 678.3 
The Golub Group San Mateo CA US 678.7 
Concordia Advisors LLP London UK 679.6 
Jpmorgan Capital Management Chicago IL US 680.0 
First Wilshire Securities Management, Inc. Pasadena CA US 680.1 
Primevest Financial Services, Inc. St Cloud MN US 681.9 
Taylor Investment Advisors LP Dallas TX US 682.4 
CKW Financial Group, LLC Honolulu HI US 682.8 
Van Eck Absolute Return Advisers Corp. New York NY US 683.1 
Aetna Capital Management, LLC West Hartford CT US 683.2 
Boston Trust Investment Management, Inc. Boston MA US 683.3 
North Sky Capital, LLC Minneapolis MN US 683.5 
Train, Babcock Advisors LLC New York NY US 683.8 
Lowenhaupt Global Advisors, LLC St. Louis MO US 685.8 
Altfest Personal Wealth Management New York NY US 686.4 
Banc of America Capital Access Funds Management LLC Chicago IL US 686.4 
Venor Capital Management LP New York NY US 686.6 
Nottingham Advisors Inc. Williamsville NY US 687.8 
Sovereign Advisers Charlotte NC US 687.9 
Hunter Michael Investment Advisors Inc Midlothian VA US 688.1 
American Economic Planning Group Inc Warren NJ US 688.5 
The Harbor Group, Inc. Bedford NH US 688.8 
Castlerock Management New York NY US 688.9 
Hawkeye Partners, LP Austin TX US 689.1 
Everence Capital Management, Inc. Goshen IN US 689.6 
Brouwer & Janachowski Incorporated Tiburon CA US 689.9 
Swiss RE Portfolio Advisors Corporation New York NY US 690.1 
Beach Horizon LLP London UK 693.0 
Jackson Financial Services, LLC Mt. Pleasant SC US 693.0 
Saxon Woods Advisors LLC Purchase NY US 693.6 
Teamco Advisers LLC San Francisco CA US 694.0 
Wescap Group Burbank CA US 694.3 
Shay Assets Management Inc Chicago IL US 694.6 
Berkshire Asset Management LLC Wilkes Barre PA US 694.8 
Resource Management Inc Metaire LA US 695.0 
Keel Point Advisors, LLC Vienna VA US 695.6 
Utendahl Capital Management Cfi LLC Orlando FL US 696.0 
NRP Advisors, Inc. Bryan OH US 696.3 
Thoroughbred Financial Services, LLC Brentwood TN US 697.0 
Stoker Ostler Member Harris Wealth Advisors Scottsdale AZ US 697.9 
Paramax Capital Advisers, LLC Stamford CT US 698.6 
Howard Capital Management Los Angeles CA US 698.9 
Gates Capital Management, Inc. New York NY US 699.0 
BRC Investment Management, LLC Greenwood Village CO US 699.5 
Sandelman Partners New York NY US 699.8 
Northwest Investment Management (Hong Kong) Limited Hong Kong CN 700.0 
Countrywide Alternative Asset Management Inc. Calabasas CA US 700.0 
Seasons Capital Management, LLC San Francisco CA US 700.0 
Berkeley Analytics LLC 700.0 
Private Capital Management Inc Eagan MN US 700.9 
GKM Newport Generation Advisors, LLC Los Angeles CA US 701.0 
First Affirmative Financial Network LLC Colorado Springs CO US 701.7 
Water Oak Advisors, LLC Orlando FL US 701.7 
Excellere Capital Management LLC Denver CO US 702.7 
Rutabaga Capital Management LLC Boston MA US 703.0 
Haberer Registered Investment Advisor Inc Cincinnati OH US 703.0 
Strategic Wealth Management Group, LLC Columbia MD US 704.1 
Private Wealth Partners, LLC Larkspur CA US 704.7 
Municipal Portfolio Managers, Inc. Atlanta GA US 705.2 
Nomura Funds Research and Technologies America Inc. New York NY US 705.8 
Energy Trust LLC New York NY US 706.3 
Watermark Group Princeton NJ US 706.6 
Permit Capital, LLC West Conshohocken PA US 706.6 
The Burney Company Falls Church VA US 707.0 
Joel R. Mogy Investment Counsel Inc. Beverly Hills CA US 708.2 
Hamilton Capital Management Inc Columbus OH US 708.7 
Lucas Capital Management, L.L.C. Red Bank NJ US 708.7 
Conservest Capital Advisors Inc Wynnewood PA US 709.0 
Goelzer Investment Management Indianapolis IN US 709.0 
Kensington Investment Group Inc Orinda CA US 709.4 
Halsey Associates Inc New Haven CT US 709.6 
Arvest Asset Management Lowell AR US 709.7 
RR Advisors, LLC Dallas TX US 710.0 
Llbh Private Wealth Management, LLC Westport CT US 710.1 
Chesley, Taft & Associates, LLC Chicago IL US 711.0 
Crestwood Advisors LLC Boston MA US 711.5 
Mitchell Group Inc Houston TX US 711.8 
Provise Management Group, LLC Clearwater FL US 712.6 
Retirement Income Solutions, Inc. Ann Arbor MI US 714.1 
Kleinwort Benson Investors International Ltd Dublin 2 IE 714.3 
BHK Investment Advisors Birmingham AL US 714.5 
Rembert Pendleton Jackson Falls Church VA US 714.6 
St Germain Investment Management Springfield MA US 714.6 
CS Capital Management Inc Atlanta GA US 715.0 
EJF Capital LLC Arlington VA US 715.7 
Pennantpark Investment Advisers, LLC New York NY US 717.3 
Meridian Diversified Fund Management, LLC Albany NY US 717.6 
HM Capital Management, LLC Clayton MO US 717.9 
Centennial Partners, LLC Memphis TN US 718.1 
Money Concepts Capital Corp Palm Beach Gardens FL US 718.5 
Farr Miller & Washington LLC Washington DC US 718.9 
Bridges Investment Counsel Inc Omaha NE US 719.5 
Quest Capital Management, Inc. Dallas TX US 720.3 
KR Capital Advisors Inc New York NY US 721.8 
Canyon Capital Realty Advisors LLC Los Angeles CA US 721.8 
Alpha Capital Research, LLC Glastonbury CT US 722.5 
GS Gamma Advisors, LLC New York NY US 722.9 
Lodestar Investment Counsel, LLC Chicago IL US 723.4 
Fairport Asset Management, LLC Cleveland OH US 723.6 
Satellite Asset Management, L.P. New York NY US 723.7 
Zephyr Management, L.P. New York NY US 724.0 
Windham Brannon Financial Group, LLC Atlanta GA US 724.6 
Citizens Advisers, Inc. Portsmouth NH US 725.0 
Hayman Capital Management LP Dallas TX US 725.8 
Lawing Financial Inc Overland Park KS US 725.9 
Princor Financial Services Corporation Des Moines IA US 726.0 
Ward Ferry Management Limited Hong Kong HK 726.4 
Ward Ferry Management (Bvi) Limited Hong Kong HK 726.4 
Private Ocean San Rafael CA US 726.9 
Affinity Investment Advisors, LLC Irvine CA US 727.5 
First Tennessee Advisory Services, Inc. Memphis TN US 727.8 
Hardesty Capital Management Corp. Baltimore MD US 728.3 
Geneos Wealth Management, Inc. Centennial CO US 729.1 
Smith Hayes Advisers Inc Lincoln NE US 729.4 
Schwartz Investment Counsel Inc Bloomfield Hills MI US 730.0 
The Karras Company, Inc. Roy UT US 730.0 
The Fisher Group, LLC Southfield MI US 730.4 
Clairvoyance Capital Advisors Pte. Ltd. None SG 731.0 
Steelpath Fund Advisors LLC Dallas TX US 731.7 
Sargent Bickham Lagudis, LLC Boulder CO US 731.9 
Stonebridge Capital Advisors LLC St. Paul MN US 732.0 
Alta Capital Management LLC Salt Lake City UT US 732.4 
Wedbush Securities Inc. Los Angeles CA US 732.5 
Excalibur Management Corp Boston MA US 732.6 
Patriot Wealth Management, Inc. Houston TX US 733.7 
Marquette Asset Management Minneapolis MN US 733.8 
YHB Investment Advisors Inc West Hartford CT US 733.9 
E. S. Barr & Company Lexington KY US 733.9 
Laurus Capital Management, LLC New York NY US 734.1 
Tradex Capital Markets Greenwich CT US 735.0 
Trivium Capital Management, LLC New York NY US 735.0 
SJS Corporation Riverside CT US 735.4 
Dorsey Wright Money Management Richmond VA US 735.7 
Muhlenkamp & Co Inc Wexford PA US 735.7 
Allegiance Advisors, LLC Huntington Beach CA US 736.0 
Jayhawk Capital Management, L.L.C. Mission KS US 736.9 
SPM Products, L.L.C. Stamford CT US 738.5 
Gillespie Robinson & Grimm Inc Greenwich CT US 738.7 
JFS Wealth Advisors, LLC Hermitage PA US 739.2 
Claret Asset Management Corp Montreal Quebec CA 739.7 
Security Global Investors San Francisco CA US 739.7 
Matterhorn Investment Management LLP London UK 740.0 
Kestrel Investment Management Corp San Mateo CA US 740.2 
Grandfield & Dodd, LLC New York NY US 740.7 
The Savant Group San Francisco CA US 740.8 
Frontegra Asset Management Inc Northbrook IL US 742.0 
Oppenheimer Investment Management LLC New York NY US 744.5 
Affiliated Private Investors LLC West Palm Beach FL US 744.9 
Acropolis Investment Management, L.L.C. St. Louis MO US 745.3 
Stonebridge Advisors LLC Wilton CT US 745.8 
Marco Investment Management LLC Atlanta GA US 746.1 
Bloom Asset Management, Inc. Farmington Hills MI US 747.1 
Cadinha & Co LLC Honolulu HI US 747.2 
Bitterroot Capital Advisors LLC Bozeman MT US 747.8 
Astor Asset Management LLC Chicago IL US 747.9 
Wesbanco Investment Department Wheeling WV US 748.4 
Mayfieldgentry Realty Advisors, LLC Detroit MI US 749.0 
Drum Capital Management LLC Stamford CT US 749.1 
Signia Capital Management, LLC Spokane WA US 749.6 
St. James Investment Company, LLC Dallas TX US 749.8 
John G. Ullman & Associates, Inc Corning NY US 750.0 
Tradeworx Inc New York NY US 750.0 
Constitution Capital Partners, LLC Andover MA US 750.0 
Pensiontrend Investment Advisers, LLC Okemos MI US 751.3 
Price Wealth Management, Inc. Austin TX US 752.1 
Castle Creek Arbitrage, LLC Chicago IL US 752.2 
Twin Focus Capital Partners, LLC Boston MA US 753.3 
HPM Partners LLC New York NY US 754.3 
Foxhall Capital Management, Inc. Orange CT US 755.2 
Mid Atlantic Financial Management, Inc. Pittsburgh PA US 755.6 
Advanced Equities Asset Management San Diego CA US 755.7 
Meeder Asset Management, Inc Dublin OH US 755.9 
Meeder Advisory Services, Inc Dublin OH US 756.3 
California Financial Advisors San Ramon CA US 757.1 
Cadogan Management, L.L.C. New York NY US 757.8 
Albritton Capital Management Co Alpharetta GA US 760.0 
Frontier Asset Management, LLC Sheridan WY US 760.1 
Sendero Wealth Management, LLC San Antonio TX US 762.3 
Natixis Caspian Private Equity New York NY US 762.4 
Principled Asset Administration, L.L.C. New York NY US 762.9 
Prodigy Asset Management LLC Boys Town NE US 763.0 
Cullinan Associates Inc Louisville KY US 763.0 
Obermeyer Asset Management Co Aspen CO US 763.8 
Lehman Brothers Private Equity Advisers LLC New York NY US 764.2 
Synovus Securities, Inc. Columbus GA US 764.4 
Lazard Alternatives, LLC New York NY US 764.5 
Everence Trust Company Goshen IN US 765.1 
Apollo Value Management, L.P. New York NY US 765.2 
Carolinas Investment Consulting LLC Charlotte NC US 767.2 
Capital Performance Advisors LLP Walnut Creek CA US 767.6 
Fairport Asset Management Cleveland OH US 767.8 
Timberland Investment Resources, LLC Atlanta GA US 768.2 
Founders Asset Management LLC Denver CO US 769.2 
Van Biema Value Partners, LLC New York NY US 769.4 
The Investment Counsel Company of Nevada Las Vegas NV US 769.6 
Hound Partners New York NY US 770.1 
Wellspring Financial Advisors, LLC Cleveland OH US 770.6 
Marshall Wace Asia Limited Central HK 772.0 
Foothill Securities, Inc. Mountain View CA US 772.2 
West Financial Services, Inc. Mclean VA US 773.2 
Kamunting Street Capital Management, L.P. Stamford CT US 774.1 
Peconic Partners LLC East Quogue NY US 774.3 
Genworth Financial Investment Management, LLC Stamford CT US 774.3 
Tdam (Cyprus) Limited Nicosia CY 774.7 
Altaris Capital Partners, LLC New York NY US 775.0 
Vicis Capital, LLC New York NY US 775.0 
Phocas Financial Corporation Alameda CA US 775.0 
Baldwin Brothers Inc Marion MA US 775.1 
Consultiva Internacional, Inc. Guaynabo PR US 775.6 
Axia Advisory Corp Indianapolis IN US 776.1 
Harold C. Brown & Co., LLC Buffalo NY US 776.3 
PFG Financial Advisors State College PA US 776.7 
Bedlam Asset Management PLC London UK 776.8 
Quaker Capital Management Corp Canonsburg PA US 777.2 
Pekin Singer Strauss Asset Management Inc. Chicago IL US 777.3 
Prudent Management Associates Philadelphia PA US 777.6 
Froley Revy Investment Co Inc. Los Angeles CA US 778.1 
Sapere Wealth Management, LLC Matthews NC US 778.3 
CCM Partners San Francisco CA US 778.7 
Strategic Wealth Partners, LLC Deerfield IL US 778.7 
Guggenheim Investment Advisors, LLC New York NY US 778.8 
Clifton Gunderson Wealth Advisors Middleton WI US 779.8 
Halcyon Loan Investors L.P. New York NY US 779.8 
Emery Howard San Mateo CA US 780.6 
Abner Herrman & Brock, LLC Jersey City NJ US 781.0 
Cary Street Partners Investment Advisory LLC Richmond VA US 781.6 
Longacre Fund Management, LLC New York NY US 781.7 
Arbor Capital Management LLC Minneapolis MN US 781.8 
Legacy Wealth Management Inc Memphis TN US 783.0 
St. Germain Investment Management Springfield MA US 783.2 
Middleton Dickinson Capital Management, LLC Geneva IL US 783.3 
Investors Trust Inc Dallas TX US 785.8 
Cassaday & Co Inc Mclean VA US 788.4 
Balentine LLC Atlanta GA US 788.4 
Staley Capital Advisers Inc Pittsburgh PA US 789.1 
Guyasuta Investment Advisors, Incorporated Pittsburgh PA US 789.3 
Route One Investment Company, L.P. San Francisco CA US 789.6 
Rubinbrown Advisors St. Louis MO US 789.7 
Red Rocks Capital LLC Golden CO US 789.8 
MDL Capital Management, Incorporated Pittsburgh PA US 790.1 
Theorema Advisors Ltd. Valletta MT 791.0 
Hanson Mcclain Advisors Sacramento CA US 793.9 
JLF Asset Management, L.L.C. Del Mar CA US 795.0 
Valeo Financial Advisors, LLC Indianapolis IN US 795.5 
Missouri Valley Partners, Inc. St. Louis MO US 795.6 
Drawbridge Long Dated Value Advisors LLC New York NY US 796.2 
Sandell Investment Services, L.L.C. New York NY US 796.5 
Commonfund Realty, Inc. Wilton CT US 796.7 
Buchanan Street Partners Newport Beach CA US 797.0 
HS Management Partners, LLC New York NY US 798.7 
Fifth Street Management LLC White Plains NY US 798.8 
Private Wealth Advisors Pittsburgh PA US 799.6 
Seacap Investment Advisors Seattle WA US 799.9 
The Endowment Office, Inc. Centennial CO US 800.0 
Surge Capital Denver CO US 800.0 
Terminus Asset Management Company, LLC Atlanta GA US 800.0 
Rocky Hill Advisors Inc. Peabody MA US 800.0 
Minneapolis Portfolio Management Group, LLC Minneapolis MN US 800.5 
Tree Line Management Hong Kong HK 801.6 
Young Richard C & Co Ltd Newport RI US 802.0 
First Capital Consulting Inc. Great Neck NY US 802.0 
Optique Capital Management, Inc. Milwaukee WI US 802.4 
Whitnell & Co Oak Brook IL US 802.8 
Hynes Himmelreich Glennon & Company, LLC Darien CT US 803.0 
Brightworth, LLC Atlanta GA US 803.6 
Rivernorth Capital Management, LLC Chicago IL US 803.9 
Howard Financial Services, Ltd. Dallas TX US 804.5 
Argyle Street Management Limited Hong Kong HK 804.7 
Boston Family Office LLC Boston MA US 804.9 
Zweig Advisers LLC New York NY US 806.2 
Mastrapasqua Asset Management, Inc. Nashville TN US 806.3 
Baxter Capital Management Inc Indianapolis IN US 807.9 
Evergreen Capital Management LLC Bellevue WA US 809.2 
Grace & White, Inc New York NY US 810.0 
Midocean US Advisor, L.P. New York NY US 810.0 
Blackstone Mezzanine Advisors II L.P. New York NY US 814.0 
JFS Wealth Advisors, LLC Hermitage PA US 816.3 
Deltec Asset Management LLC New York NY US 818.4 
Teton Advisors, Inc. Rye NY US 819.8 
Advanced Equities, Inc. Chicago IL US 819.8 
Prudential International Investments Advisers Newark NJ US 820.8 
Liberty Square Asset Management, LP Boston MA US 821.2 
G/T Offshore Management, L.L.C. Memphis TN US 821.5 
Simmons L E & Associates Inc Houston TX US 821.6 
Ironoak Advisors LLC Richmond VA US 821.6 
Mesa West Capital Los Angeles CA US 822.0 
Dion Money Management Inc Williamstown MA US 822.5 
Crowell, Weedon & Co. Los Angeles CA US 822.8 
Landmark Realty Advisors LLC Simsbury CT US 823.6 
GCP Capital Partners LLC New York NY US 823.8 
Ashford Capital Management Inc Wilmington DE US 824.1 
Crestone Asset Management LLC Boulder CO US 824.4 
Fintan Partners LLC Redwood City CA US 825.0 
SYM Financial Advisors Winona Lake IN US 826.4 
Genesis Investment Advisors, LLC Coral Gables FL US 826.7 
Kahn Brothers & Co. Inc. New York NY US 826.7 
Blackstone Communications Advisors I LLC New York NY US 827.3 
Sterling Asset Management, LLC King of Prussia PA US 828.0 
JAG Advisors St. Louis MO US 830.6 
DHK Financial Advisors Inc Portsmouth NH US 830.8 
New Generation Advisors, LLC Manchester MA US 831.4 
Radcliffe Capital Management, L.P. Bala Cynwyd PA US 831.6 
Newport Capital Group, LLC Red Bank NJ US 832.2 
Kunath Karren Rinne & Atkin Inc. Seattle WA US 834.0 
Dixon Hughes Goodman Wealth Advisors LLC Asheville NC US 834.0 
Norris Perne & French LLP Grand Rapids MI US 835.1 
Blue Harbour Group, L.P. Greenwich CT US 836.2 
Carlson Capital Management Northfield MN US 836.9 
Harris Investor Services, Inc. Chicago IL US 837.4 
Partners Group Real Estate, LLC San Francisco CA US 837.5 
Compass Advisors, LLC Miami FL US 837.7 
Vero Capital Management, LLC New York NY US 839.0 
Duet Asset Management Ltd. London UK 839.0 
Moody, Lynn & Co. Boston MA US 839.7 
Boys Arnold & Co. Inc. Asheville NC US 840.0 
Metalmark Management LLC New York NY US 840.3 
Ambassador Capital Management Detroit MI US 840.5 
One East Capital Advisors, LP New York NY US 840.5 
Foster Dykema Cabot & Co Inc Boston MA US 842.3 
GV Capital Management,Inc. Atlanta GA US 843.9 
Arcus Capital Partners, LLC Atlanta GA US 845.4 
Estrada Hinojosa & Company, Inc. Dallas TX US 846.0 
Capital Advisors, Inc. Tulsa OK US 846.9 
Morgan Stanley Private Equity Asia, Inc. New York NY US 846.9 
The Mutual Fund Store Overland Park KS US 847.3 
Oberweis Asset Management Inc Lisle IL US 848.2 
Church Capital Management LLC Yardley PA US 849.1 
Freedom Funds Management Co Denver CO US 849.3 
Paradigm Consulting Services LLC Clifton NJ US 850.0 
5:15 Capital Management, LLC Greenwich CT US 850.0 
Municipal Asset Management Inc New York NY US 852.2 
D. E. Shaw Direct Capital, L.L.C. New York NY US 852.5 
Dorchester Capital Advisors, LLC Los Angeles CA US 852.8 
Appomattox Advisory, Inc New York NY US 853.8 
Channing Capital Management, LLC Chicago IL US 853.8 
Kamunting Street Capital Management, L.P. New York NY US 854.0 
Wagner Investment Management Inc. Denver CO US 855.4 
Spring Point Capital, LLC San Francisco CA US 856.3 
Sentinel Pension Advisors Inc Reading MA US 856.5 
Catawba Capital Management Inc Roanoke VA US 856.8 
Altegris Advisors, LLC LA Jolla CA US 857.3 
Moody Aldrich Partners, LLC Marblehead MA US 857.4 
Concentric Capital Asa Oslo NO 857.6 
Round Table Services, LLC Westfield NJ US 857.8 
Weatherstone Capital Management Northglenn CO US 859.4 
Flexible Plan Investments Ltd Bloomfield Hills MI US 859.4 
HCI Equity Management, L.P. Washington DC US 859.8 
Lincoln Financial Securities Corporation Concord NH US 859.9 
IMC Asset Management, Inc New York NY US 860.0 
M Square Investimentos Ltda Sao Paulo BR 860.0 
LM Advisors Inc San Diego CA US 862.5 
LM Advisors LLC San Diego CA US 862.5 
Chesapeake Asset Management LLC New York NY US 863.4 
Pinnacle Advisory Group, Inc. Columbia MD US 864.0 
Silva Capital Management LLC Chicago IL US 864.0 
Whitestar Advisors, LLC Boca Raton FL US 864.0 
Thayer | Hidden Creek Washington DC US 864.1 
Trillium Asset Management Corp. Boston MA US 865.1 
Harvest Volatility Management, LLC New York NY US 866.1 
Advisory Services & Investments, LLC Bend OR US 866.9 
Romano Brothers & Co. Evanston IL US 867.2 
Tower Bridge Advisors W. Conshohocken PA US 867.9 
Oak Associates Ltd Akron OH US 869.0 
Cwm, LLC Omaha NE US 869.2 
Parkway Advisors, L.P. Abilene TX US 869.5 
Pilot Advisors, L.P. New York NY US 870.0 
Geewax Terker & Co Chadds Ford PA US 872.3 
Latash Investments, LLC Anchorage AK US 873.6 
Addison Clark Management, L.L.C. Westport CT US 873.9 
Regis Management Company, LLC Palo Alto CA US 875.0 
Mccarthy Capital Corporation Omaha NE US 875.1 
North Star Asset Management Inc Menasha WI US 877.6 
Accredited Investors Inc Edina MN US 878.0 
Lee Danner & Bass Inc Nashville TN US 878.9 
Portfolio Solutions LLC Troy MI US 880.8 
Covenant Multi-Family Offices, LLC San Antonio TX US 881.0 
Cleary Gull Inc. Milwaukee WI US 881.6 
ESI Financial Advisors Montpelier VT US 881.8 
IC Advisory Services, Inc. Bedminster NJ US 882.1 
Walnut Street Securities, Inc. New York NY US 882.6 
EMS Capital LP New York NY US 884.4 
Analyst Exchange and Trading Services Ltd. Tel Aviv IL 886.1 
Pim Gestion France, SA Paris FR 886.2 
J. William Mantz Investment Advisors LLC Danvers MA US 886.7 
Soltis Investment Advisors, Inc. St George UT US 886.9 
KLS Diversified Asset Management LP New York NY US 887.0 
Brokersxpress LLC Chicago IL US 888.3 
Avesta Capital Advisors LLC New York NY US 888.5 
National Penn Capital Advisors Doylestown PA US 889.7 
Montag A & Associates Inc Atlanta GA US 889.8 
Summit Wealth Management, Inc Atlanta GA US 890.0 
Freeman Associates Investment Management LLC San Diego CA US 890.2 
CCO Investment Services Corp. Dedham MA US 891.7 
Accolade Investment Advisory, LLC Tallahasee FL US 892.0 
Resource Consulting Group Orlando FL US 892.2 
Scarborough Capital Management, Inc. Annapolis MD US 892.5 
Pacific West Financial Consultants Inc Renton WA US 892.9 
Del Mar Asset Management, LP New York NY US 893.6 
Gladstone Management Corporation Mclean VA US 894.5 
Hennessy Advisors, Inc. Novato CA US 894.8 
Boston Financial Management Inc Boston MA US 895.9 
Lee Financial Corp Dallas TX US 898.9 
Bridgewater Advisors Inc. New York NY US 899.9 
Bott-Anderson Partners, Inc Jacksonville FL US 900.0 
Coldstream Capital Management Inc Bellevue WA US 900.8 
Rock Maple Services, LLC New York NY US 901.4 
VTL Associates, LLC Philadelphia PA US 901.4 
Rushmore Investment Advisors Inc Plano TX US 901.6 
Dunham & Associates Investment Counsel, Inc. San Diego CA US 902.2 
ECP Manager LP Washington DC US 903.0 
The Longchamp Group, Inc. New York NY US 905.0 
Thomas Weisel Global Growth Partners LLC San Francisco CA US 905.5 
Stewart Investment Advisers St Peter Barbados BB 905.6 
Mutual Service Corporation Boston MA US 905.6 
Greenwood Capital Associates, LLC Greenwood SC US 905.9 
Tattersall Advisory Group Inc Richmond VA US 906.0 
Mercury Real Estate Advisors LLC Greenwich CT US 906.0 
American Assets Investment Management, LLC San Diego CA US 908.1 
G. W. Henssler & Associates, Ltd Kennesaw GA US 908.6 
Titan Legacy Fund Advisors, LLC Rye Brook NY US 909.5 
Merchant Capital, Inc. New York NY US 910.3 
Valley View Consulting LLC 910.5 
Tribeca Global Management (Asia) Pte. Ltd. Singapore SG 911.8 
Sand Hill Global Advisors, LLC Palo Alto CA US 911.9 
Ermitage Asset Management Jersey Limited St Helier JE 913.0 
Omnicap Group LLC Hermosa Beach CA US 913.5 
Banyan Equity Management, LLC Boca Raton FL US 914.5 
Focused Investors LLC Beverly Hills CA US 914.9 
Deschutes Investment Advisors, Inc. Portland OR US 915.0 
Capital Directions LLC Atlanta GA US 915.5 
Blackrock Kelso Capital Advisors LLC New York NY US 915.6 
Zesiger Capital Group LLC New York NY US 915.7 
Kobren Insight Management Inc Arlington VA US 917.0 
Kobren Insight Management - AN Adviser Investments Company Newton MA US 917.0 
Quantitative Advisors Lincoln MA US 917.4 
Sarofim International Management Co Houston TX US 917.6 
Clear Brook Advisors, Inc. New York NY US 917.9 
MML Investors Services, LLC Springfield MA US 918.2 
Summit Financial Group Inc Boca Raton FL US 918.3 
Palisades Investment Partners, LLC Santa Monica CA US 919.3 
Jamison Eaton & Wood Inc Bedminster NJ US 921.4 
Tfo-Tdc, LLC Maumee OH US 921.5 
Green Square Capital, LLC Memphis TN US 921.7 
Howland Capital Management, Inc. Boston MA US 922.2 
SVA Wealth Management, Inc. Madison WI US 924.8 
Och-Ziff Real Estate Advisors LP New York NY US 925.3 
Pier Capital, LLC Stamford CT US 925.4 
Hugh Johnson Advisors LLC Albany NY US 925.9 
Thompson Investment Management, Inc. Madison WI US 925.9 
Spears Abacus Advisors LLC New York NY US 928.6 
Stephens Investment Management Group, LLC Little Rock AR US 928.6 
SJS Investment Consulting Inc Sylvania OH US 930.0 
Capvest Limited London UK 930.4 
Amerivest Investment Management, LLC Omaha NE US 931.3 
Tributary Capital Management, LLC Omaha NE US 932.6 
Truepoint, Inc. Cincinnati OH US 932.8 
Singer Xenos Wealth Management Coral Gables FL US 933.3 
Clanco Management Corp. Cleveland OH US 936.0 
Cobblestone Capital Advisors, LLC Rochester NY US 936.9 
Ferris, Baker Watts, LLC Baltimore MD US 938.2 
CTC Consulting, Inc. Portland OR US 938.4 
Flippin Bruce & Porter Inc Lynchburg VA US 939.0 
The Portfolio Strategy Group, Inc. White Plains NY US 940.0 
Martello Investment Management L.P. Great Barrington MA US 940.7 
Filament, LLC Seattle WA US 940.9 
Chelsea Management Company Los Angeles CA US 941.1 
Cinfin Capital Management Fairfield OH US 944.0 
The Cambridge Strategy (Asset Management) Limited London UK 944.0 
Monarch Investment Advisors, LLC 944.1 
Twin Capital Management Inc Mcmurray PA US 947.6 
Global Hedge Strategies, LLC New York NY US 950.0 
Long Wharf Real Estate Partners LLC Boston MA US 950.0 
AGF Investments America Inc. / Placements Agf AMÉrique Inc. Toronto CA 951.8 
Investec Asset Management US Ltd. London UK 952.2 
Eagle Boston Investment Managment, Inc. St Petersburg FL US 952.7 
Merion Capital LLC 952.7 
Cedar Hill Associates Inc Highland Park IL US 953.3 
Boston Safe Advisors, Inc. Boston MA US 953.7 
First Allied Advisory Services, Inc. Chesterfield MO US 954.7 
Blue Rock Advisors Inc Wayzata MN US 956.8 
Bristlecone Advisors LLC Seattle WA US 957.0 
Avenir Corporation Washington DC US 957.2 
Waters, Parkerson & Co., LLC New Orleans LA US 957.4 
Sage Financial Group Inc. West Conshohocken PA US 957.7 
Halcyon Asset Management LLC New York NY US 959.4 
Paladin Capital Management, LLC Washington DC US 960.2 
Peak Investments, LLC Los Angeles CA US 960.3 
Calamos Wealth Management LLC Naperville IL US 961.1 
Alson Capital Partners, LLC New York NY US 961.7 
Forum Securities Limited Old Greenwich CT US 962.2 
Modera Wealth Management, LLC Boston MA US 964.4 
Cpmg, Inc. Dallas TX US 965.0 
Rothschild Investment Corporation Chicago IL US 965.1 
Croft Leominster Inc Baltimore MD US 965.5 
Copper Arch Capital, LLC New York NY US 966.3 
Cypress Capital Group Palm Beach FL US 966.5 
AZA Capital Management Troy MI US 966.6 
Peter Kimmelman Asset Management LLC New York NY US 968.8 
Mariner Wealth Advisors, LLC Leawood KS US 969.5 
Kalmar Investments Inc Wilmington DE US 970.0 
Birch Hill Investment Advisors LLC Boston MA US 970.2 
Meritage Portfolio Management, Inc. Overland Park KS US 972.8 
Brouwer & Janachowski, LLC Tiburon CA US 972.9 
Sailfish Capital Partners, LLC Stamford CT US 973.0 
Credit Suisse (Bermuda) Limited New York NY US 973.8 
Delphi Management Inc Boston MA US 975.0 
Emso Partners Limited London UK 975.0 
New Frontier Advisors, LLC Boston MA US 975.0 
LB&C Richmond VA US 976.0 
Telemus Investment Management, LLC Southfield MI US 976.7 
Mitchell Sinkler & Starr Philadelphia PA US 977.4 
Salient Capital Advisors, LLC Houston TX US 978.0 
Slavic Mutual Funds Management Corp. Boca Raton FL US 978.0 
Taylor Advisors, Inc. Louisville KY US 978.6 
Leavell Investment Management, Inc. Mobile AL US 979.5 
Willis Investment Counsel Inc Gainesville GA US 980.1 
Mutual of America Life Insurance Company New York NY US 982.0 
Asset Management Partners, LLC Allentown PA US 982.6 
Nibc Credit Management, Inc. The Hague NL 983.4 
Hunter Global Investors New York NY US 984.3 
Litespeed Management, L.L.C. New York NY US 985.0 
RAA Wealth Management, LLC Dallas TX US 985.1 
MBM Advisors Inc Houston TX US 985.7 
TCI Wealth Advisors, Inc. Tucson AZ US 987.0 
First Republic Wealth Advisors, LLC San Francisco CA US 987.3 
LBI Wealth Management, LLC 988.0 
Investors Capital Advisory Lynnfield MA US 988.4 
ZWJ Investment Counsel Inc Atlanta GA US 988.8 
Bryn Mawr Capital Management, Inc. Bryn Mawr PA US 988.9 
Tobam Paris FR 989.0 
D.B. Fitzpatrick & Co. Boise ID US 990.0 
Domini Social Investments LLC New York NY US 990.8 
Nuverse Advisors LLC New York NY US 991.2 
Capstone Asset Management Allentown PA US 991.3 
Brick Capital Management Inc East Lansing MI US 992.0 
Natcity Investments, Inc. Cleveland OH US 993.3 
Equity Investment Corp Atlanta GA US 994.6 
Asset Management Partners Inc Bethlehem PA US 995.6 
Falcon Bridge Capital Walnut Creek CA US 995.6 
Caprin Asset Management, LLC Richmond VA US 996.2 
Lyster Watson & Company New York NY US 997.5 
Beach Investment Counsel, Inc West Conshohocken PA US 997.7 
Investment Centers of America, Inc. Appleton WI US 998.9 
Salem Investment Counselors Inc Winston Salem NC US 1000.0 
Sweetwater Investments Inc Redmond WA US 1000.0 
Centinela Capital Partners, LLC New York NY US 1000.0 
Andreeff Equity Advisors, L.L.C. Baton Rouge LA US 1000.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
DISCLAIMER
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

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