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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
1914 Advisors West Conshohocken PA US 442.8 
21th Century Advisors Inc Delray Beach FL US 54.2 
300 North Capital Pasadena CA US 492.3 
40/86 Advisors, Inc. Carmel IN US 0.0 
401(K)aydan Group, Inc. Fenton MI US 38.5 
3M Investment Management Corp St Paul MN US 22482.7 
033 Asset Management LLC Waltham MA US 14.1 
401k Direct Advisory Campbell CA US 0.0 
1st Global Advisors Inc Dallas TX US 3035.8 
1st Source Corporation Investment Advisors, Inc. South Bend IN US 2470.2 
2nd Market Capital Advisory Corp. Madison WI US 28.6 
212 Advisory Group, LLC Covington GA US 1.2 
401k Generation Tavares FL US 74.5 
13d Management LLC 0.0 
2020 Financial Planning LLC Seattle WA US 0.0 
12th Street Asset Management Chicago IL US 50.0 
360 Global Capital, LLC New York NY US 199.0 
401k Plan Manager, LLC 3.3 
401(K) Counselors, LLC 0.0 
401k Advisory Group, Inc. 52.0 
3T Advisors LLC 0.0 
401k Turnaround, LLC Alpharetta GA US 0.0 
401 (K) Gps, Inc. Brighton MI US 0.0 
401kfundadvice LLC Harrison AR US 0.0 
613 Capital, LLC Casper WY US 2.6 
2100 Xenon Group Chicago IL US 177.6 
401(K) Certified Independent Investment Advisors, LLC Boca Raton FL US 8.6 
87th Street Financial 0.8 
16th Amendment Advisors LLC New York NY US 59.5 
17 Mile Capital LLC 0.0 
620 Associates LLC New York NY US 17.3 
1st Beach Wealth Management LLC Indian Shores Beach FL US 0.2 
401k Financial Advisor, LLC 0.0 
12 Squared 15.9 
1st Financial Planning Group, Inc. 0.0 
20 Financial Concord NH US 0.0 
4 Retirement Salt Lake City UT US 0.0 
4 Diamond Capital Management Ltd Dublin OH US 0.0 
10 Star Asset Management Carlsbad CA US 12.0 
5151 Advisors, LLC Houston TX US 130.1 
12 Meter Management, LP Greenwich CT US 0.0 
1607 Capital Partners, LLC Glen Allen VA US 0.0 
93 Financial Group, LLC Woburn MA US 0.0 
12th Avenue Management, L.P. New York NY US 224.0 
47 Degrees North Capital Management Ltd Pfaeffikon CH 330.0 
2020 Financial Consultants, Inc Coral Gables FL US 0.0 
1st Advantage Financial Advisers, LLC Lombard IL US 0.0 
3. Ingenuity Roseville CA US 1.2 
8808 Corporation Key Biscayne FL US 9.0 
1926 Investment Advisors St. Louis MO US 74.5 
10k Capital LLC 1.7 
401k Alliance Fullerton CA US 0.0 
5th Street Advisors, LLC Stamford CT US 76.9 
3D Asset Management, Inc. East Hartford CT US 356.6 
1861 Capital Management LLC New York NY US 15.5 
1693 Asset Management, LLC 4.6 
2100 Capital Boston MA US 55.0 
6800 Capital, L.L.C. Princeton NJ US 257.2 
401kid, Inc. New York NY US 0.0 
401k Fiduciary Services Mission Viejo CA US 0.0 
401k Plan Advisors Green Bay WI US 0.0 
1st Securities Management, Inc Bad Axe MI US 4.6 
57 Stars LLC Washington DC US 305.5 
1st Portfolio, Inc. Vienna VA US 36.4 
1-800-401k Plan.com, LLC Pennington NJ US 4.0 
1st Worldwide Advisors, LLC. Cumming GA US 28.0 
1st Financial Services, LLC Denver CO US 95.3 
101 Business, LLC 0.0 
360 Wealth Management, Inc. Scottsdale AZ US 0.0 
1st Advantage Investing, LLC Sandy Springs GA US 2.0 
401k Power, LLC Chesapeake VA US 1.0 
401 Advisor, LLC Centerville OH US 29.9 
123 College Advisors, Ltd. New York NY US 0.0 
7 Septem Investments 14.0 
191 Godwin Associates, Inc. D/B/A Godwin Capital Management Wychoff NJ US 6.9 
21st Century Capital Management, Inc. Albany NY US 0.0 
320 Corporation Providence RI US 37.9 
510 Financial, Inc. Encino CA US 0.0 
21st Century Wealth Management LLC York PA US 126.1 
21st Century Advisors, Ltd 0.0 
401(K) Advisors, Inc. Aliso Viejo CA US 6243.3 
4lb Investments, LLC 0.0 
2444 Investment Services, LLC Manasquan NJ US 0.0 
5 Point Financial Group, Inc Bothell WA US 20.7 
21st Century Equity Advisors Corporation Columbus OH US 14.4 
1620 Investment Advisors, Inc. Plymouth MA US 78.3 
361 Capital LLC Denver CO US 220.7 
21st Century Financial Services Buffalo MO US 0.0 
401(K) Investment Advisors Austin TX US 0.0 
401(K) Solutions, Inc. Minneapolis MN US 0.0 
10-15 Associates Goshen NY US 437.8 
5T Wealth Management, LLC Napa CA US 115.8 
3 Sisters Sustainable Investments LLC Philadelphia PA US 75.2 
440 Investment Group, LLC Leawood KS US 43.4 
5 Star Investing Milton-Freewater OR US 3.5 
20 Gates Management LLC New York NY US 18352.7 
21st Century Investing Advisors Corp Longboat Key FL US 3.0 
2adapt Investment Advisory, LLC Lebanon PA US 0.0 
3A Financial Group LLC 0.0 
6th Street Advisors, LLC Daphne AL US 28.3 
5:15 Capital Management, LLC Greenwich CT US 850.0 
2281329 Ontario Inc. 66.0 
25 Capital Partners, LLC Charlotte NC US 0.0 
1st Discount Brokerage, Inc. Wellington FL US 30.8 
1717 Capital Management Company Newark DE US 224.2 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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