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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
A & C Investment, Inc. 8.6 
A & H Financial Planning and Education, Inc. 4.5 
A & L Financial Services, LLC 4.0 
A & S Financial Services 0.0 
A B Wong Capital LLC New York NY US 0.0 
A Better 401(K) Plan, Inc. 15.0 
A Fine Line Asset Management Company, LLC 228.0 
A J Alario Leominster MA US 0.0 
A K Portfolio Management, LLC 0.0 
A Narrow Road, LLC 0.0 
A New Approach Financial Planning 0.0 
a Street Financial Advisors, Inc. Ashland OR US 9.1 
A T Funds, LLC Los Angeles CA US 4.4 
A TO Z Asset Advisors, LLC Las Vegas NV US 18.0 
A TO Z Financial Planning LLC Greenfield WI US 10.7 
A$$et Wealth Management LLC 0.0 
A&B Asset Management Services, Inc. 0.9 
A&F Financial Advisors LLC Charleston WV US 121.5 
A&F Financial Securities, Inc. Mount Dora FL US 0.0 
A&M Investment Management San Diego CA US 133.9 
A&S Capital Management, LLC Chula Vista CA US 1.4 
A-Advantage Tax & Financial Services Phoenix AZ US 0.0 
A-V Capital Management, LLC Metaire LA US 33.5 
A. G. Edwards & Sons, Inc. St. Louis MO US 35810.4 
A. G. Edwards Capital, Inc. St Louis MO US 162.8 
A. J. Perry & Co. Baltimore MD US 46.3 
A. Longo & Associates, Inc. 1.9 
A. Miller Investment Advisors, L.P. Houston TX US 115.8 
A. Morgan Maree Jr. and Associates, Inc. Los Angeles CA US 14.2 
A. Paul Hasek, Cfa 4.6 
A. R. Schmeidler & Co., Inc. New York NY US 1013.3 
A. Ringuette & Co. 3.4 
A. Robert Taylor Financial Advisory Services, Ltd. Wilmette IL US 38.1 
A. Uzzo & Company, C.P.A.'S, P.C. Purchase NY US 0.0 
A.D. Financial Group, LLC Orlando FL US 0.0 
A.D. Vallett & Company, LLC Brentwood TN US 0.0 
A.E. Laufer Financial Services, Inc. Fort Lauderdale FL US 0.5 
A.G. Morgan Financial, LLC Massapequa NY US 88.6 
A.H. Haynes & Co., Inc. New York NY US 508.6 
A.H. Williams & Company, L.P. Philadelphia PA US 2.0 
A.I.M Financial Group, Inc. 3.0 
A.J. Frank, Cfp San Diego CA US 0.0 
A.L. Rhodes Personal Financial Advisors LLC Mukilteo WA US 0.0 
A.M. Wealth Management, LLC Palo Alto CA US 0.0 
A.M.P Financial Lubbock TX US 0.0 
A.P. Bogdon Wealth Management, LLC 0.0 
A.P. Management Company, LLC New York NY US 2633.6 
A.Q. Johnson & Co., Inc. LA Jolla CA US 48.0 
A.S.I., Inc. 8.1 
A.T. Whitehead, Inc. Tampa FL US 25.0 
A.T.B.N. Professional Limited Liability Company 0.0 
AA Capital Partners, Inc. Chicago IL US 111.5 
Aaa Investment Portfolios LLC 0.0 
Aad Capital Management L.P. Solana Beach CA US 29.2 
Aaj, Inc. Bellevue WA US 0.0 
Aakash Advisors, LLC Cedarhurst NY US 0.0 
Aap Wealth Management LLC 0.6 
Aaron Capital, Incorporated Encinitas CA US 5.0 
Aaron Fleck & Associates, LLC Los Angeles CA US 31.0 
Aaron Geoffrey Turner 3.4 
Aarp Financial Tewksbury MA US 186.0 
Aavin Equity Advisors, LLC Cedar Rapids IA US 0.0 
AB Financial Strategies 0.0 
AB Hhelio Associates, Inc. Marina Del Rey CA US 6.5 
AB Investment Advisors LLC 10.0 
Abacus Advisors, LLC Wilton CT US 0.0 
Abacus Capital Investments, L.L.C. San Francisco CA US 0.0 
Abacus Financial Advisors Arlington MA US 22.0 
Abacus Financial Group, LLC Berkeley CA US 0.0 
Abacus Financial Services 4.5 
Abacus Financial Services, Inc. Watertown WI US 2.5 
Abacus Greater China Advisors, LLC 1.5 
Abacus Planning Group Inc Columbia SC US 446.2 
Abacus Planning Group, Inc. Nashua NH US 0.5 
Abacus Portfolios Pacific Palisades CA US 61.4 
Abacus Wealth Partners Philadelphia PA US 467.8 
Abaris Financial Group, LLC Concord MA US 37.9 
Abbasali Heydari Torrance CA US 13.9 
Abbey Hill Financial Advisors, LLC 0.0 
Abbit Management Corp Grand Haven MI US 126.6 
Abbot Financial Management, Inc North Andover MA US 116.7 
Abbot Kinney Advisors, LLC Santa Monica CA US 0.0 
Abbott & Brennecke Advisors, Inc. 15.0 
Abbott Capital Management Corp. 7.2 
Abbott Capital Management LLC New York NY US 6639.0 
Abc Business Services 0.0 
Abc Capital Management Group, Inc. South Yarmouth MA US 14.7 
Abc Retirement Lake Oswego OR US 0.0 
Abd Financial Services, Inc. Redwood City CA US 0.0 
Abdallah Financial Services 20.6 
Abel Financial Management Co. Baltimore MD US 21.7 
Abele Financial Group LLC Birmingham AL US 26.3 
Abelson & Company, LLC Williamsville NY US 0.0 
Abens Financial Services Inc Edina MN US 37.0 
Aber Investments 6.7 
Aberdeen Asset Management Asia Limited Singapore SG 30367.9 
Aberdeen Asset Management Inc. Philadelphia PA US 35081.6 
Aberdeen Asset Management Investment Services Limited London UK 17525.2 
Aberdeen Asset Management Limited Sydney Nsw AU 7628.9 
Aberdeen Investment Management, Inc. Dallas TX US 1.1 
Aberdeen Wealth Management LLC Chicago IL US 206.7 
Abernathy Group, L.L.C. New York NY US 26.7 
Abernathy Investment Management, LLC 35.9 
Abf Investments 0.0 
Abg Consultants Salt Lake City UT US 39.9 
Abg Consulting, LLC Indianapolis IN US 0.0 
Abg Financial Services, Inc. 0.0 
Abg Investment Services Inc Albert Lea MN US 1004.1 
Abg Portfolio Strategies, Inc. Bingham Farms MI US 316.1 
Abi Capital Management, LLC Birmingham AL US 0.0 
Abingdon Capital Management Mclean VA US 0.0 
Abingdon Capital Management LLC Mclean VA US 33.5 
Abingdon Investment Advisors, LLC 0.4 
Ables, Iannone, Moore & Associates, Inc. Bluffton SC US 45.7 
Abn Amro Asset Management Ltd London UK 37775.2 
Abn Amro Asset Management, Inc. Chicago IL US 17247.3 
Abner Herrman & Brock, LLC Jersey City NJ US 421.0 
Above The Best Financial Consultant Ltd. Vancouver, BC CA 0.0 
Abraham & Co., Inc. 1.1 
Abraham Bedick Capital Management LLC 0.0 
Abraham Lincoln Alternative Investments LLC Chicago IL US 0.0 
Abraham Lockhart Corporation Richmond VA US 0.7 
Abraham, Robert Ralph JR 2.5 
Abrams Bison Investments, L.L.C. Bethesda MD US 333.7 
Abrams Financial Management Wellesley MA US 33.2 
Abrams, Factor & Associates Beverly Hills CA US 103.1 
Abridge Partners, LLC Diamond Bar CA US 169.8 
Abridge Partners, LLC Madison MS US 259.4 
Abrix Financial Services LLC Northbrook IL US 0.0 
Abruzere Wealth Management, LLC 0.8 
Abs Investment Management Greenwich CT US 1938.0 
Abshier, Halbert A. Houston TX US 15.9 
Abshier, Webb, Donelly, & Baker, Inc. Houston TX US 10.0 
Absolute Asia Asset Management Limited (F/K/A Ixis AM Asia Ltd) Singapore SG 396.2 
Absolute Capital Management Holdings Limited Grand Cayman KY 1551.0 
Absolute Capital Management, LLC Pittsburgh PA US 125.6 
Absolute Investment Advisers LLC Hingham MA US 892.0 
Absolute Return Capital Advisors, LLC. Los Angeles CA US 27.5 
Absolute Return Capital, LLC Boston MA US 560.0 
Absolute Return Portfolio Management, LLC Clearwater FL US 28.1 
Abunda Financial, LLC Larkspur CA US 26.0 
Abundance Advisors, Inc. 4.4 
Abundance Advisors, LLC Covington LA US 0.0 
Abundance Technologies, Inc. Mason OH US 1807.8 
Abundance Wealth Counselors, LLC State College PA US 387.2 
AC Financial Advisory Group Danbury CT US 0.8 
AC Investment Management LLC New York NY US 502.0 
Aca Management New York NY US 379.0 
Aca/Prudent Investors Planning Corporation Green Brook NJ US 63.2 
Acacia Investment Advisors, LLC Englewood CO US 8.0 
Acacia Wealth Advisors, LLC Beverly Hills CA US 539.7 
Academic Wealth Management 15.8 
Academy Advisors, LLC Mesa AZ US 0.0 
Academy Asset Management LLC Philadelphia PA US 10.7 
Academy Capital Management Waco TX US 306.9 
Acadia Capital Advisors, LLC Salt Lake City UT US 2.3 
Acadian Asset Management Boston MA US 42618.4 
Acam Advisors LLC New York NY US 322.0 
Acap Financial Services, Inc. 0.0 
Acc Investment Management, Inc. Burlingame CA US 28.9 
Accela Capital Management LLC Bethesda MD US 7.0 
Accelerated Capital Management L L C 1.8 
Access Advisors LLC Sarasota FL US 0.0 
Access Capital Advisors (Guernsey)Ltd St Peter Port GU 1056.6 
Access Capital Strategies LLC Boston MA US 578.2 
Access Financial Group, Inc. Bethany OK US 60.6 
Access Financial Group, Inc. Chicago IL US 238.9 
Access Financial Resources Inc. Oklahoma City OK US 163.4 
Access Financial Services, Inc. Minneapolis MN US 111.0 
Access Fund Management, LLC 136.0 
Access International Advisors LLC New York NY US 186.1 
Access Investment Advisors Inc Manitowoc WI US 57.0 
Access Investment Advisors LLC Cambridge MA US 43.7 
Access Partners LLC Evansville IN US 306.0 
Access Point, LLC Philadelphia PA US 0.0 
Access Wealth Planning, LLC Roseland NJ US 128.0 
Accessor Capital Management LP Seattle WA US 0.0 
Acciarito Financial Management 2.0 
Acclaro Advisors Everett WA US 0.1 
Accolade Investment Advisory, LLC Tallahasee FL US 25.0 
Accord Capital Ketchum ID US 0.0 
Accord Financial Planning, LLC 0.0 
Accord Financial Strategies, Inc. Plymouth MN US 20.0 
Accordant Financial, LLC Atlanta GA US 0.3 
Account Management, LLC Boston MA US 79.7 
Accountants Asset Management Irvine CA US 18.8 
Accountants Financial Alliance, Inc. Calabasas CA US 4.7 
Accountants Proprietary Financial Servicenet, Inc. Lynbrook NY US 121.0 
Accounting Advisory Services, L.L.C. Glen Allen VA US 3.5 
Accredited Investors Inc Edina MN US 566.7 
Accrued Equities Inc. Melville NY US 183.5 
Accufinancial, L.L.C. Jefferson City MO US 17.0 
Accumulation Strategies Woodland Hills CA US 5.1 
Accuvest Global Advisors Walnut Creek CA US 169.9 
Ace Investing Services, Inc. Boulder CO US 21.9 
Ace Wealth Management, LLC 3.0 
Acex Capital Management, LLC Worland WY US 0.0 
Acg Advisory Services Inc Midlothian VA US 191.1 
Achieve Advisors San Francisco CA US 0.0 
Achieve Financial Solutions 0.0 
Aci Menlo Park CA US 0.0 
Acient Investments, LLC 0.0 
Acker Finley Asset Management USA Inc. Toronto CA 2.4 
Ackerman Asset Management, LLC 25.7 
Ackerman Capital Management Dallas TX US 92.7 
Acme Alpha, LLC San Francisco CA US 2.4 
Acorn Advisors, LLC Tulsa OK US 8.8 
Acorn Advisory Capital, L.P. New York NY US 471.8 
Acorn Capital Management, LLC Kennett Square PA US 122.2 
Acorn Capital, Inc. 12.7 
Acorn Consulting Paramus NJ US 0.0 
Acorn Derivatives Management Corp White Plains NY US 2226.0 
Acorn Financial Advisors, Inc. 2.7 
Acorn Financial Advisory Services, Inc. Fairfax VA US 60.3 
Acorn Financial, LLC Nashua NH US 0.0 
Acorn Investment Management, Inc. 2.7 
Acp Capital Management, LLC Miami FL US 3.2 
Acp Partners LLP London UK 50.2 
Acropolis Investment Management, L.L.C. St. Louis MO US 1102.1 
Acru Asset Management Limited Central HK 130.0 
Acs HR Solutions, LLC New York NY US 0.0 
Acs Investment Advisors Inc Madison WI US 649.3 
Acsb Capital Management, LLC 13.5 
Act Currency Partner AG Zurich CH 73.0 
Act Financial Planning 0.0 
Act II Capital, L.L.C. New York NY US 206.4 
Actinver Wealth Management, Inc. Houston TX US 4.0 
Action Fund Management, LLC 7.0 
Actium LLC Grand Rapids MI US 52.6 
Activa Asset Management, LLC Grand Rapids MI US 82.3 
Active Allocation, LLC Grand Island NE US 0.0 
Active Asset Management 0.2 
Active Investment Management 0.0 
Active Trading Investments, Inc. Plano TX US 0.0 
Acuity Financial Planning 0.0 
Acumen Asset Management, LLC Greenwood Village CO US 0.0 
Acumen Capital Management LLC Boston MA US 200.0 
Acumen Financial Group Inc Bloomington MN US 46.2 
Adaero Capital Management, LLC Red Bank NJ US 7.3 
Adagio Capital Management, LLC Reno NV US 4.8 
Adair Capital, LLC. New York NY US 176.7 
Adair Personal Financial Planning, Inc. 0.0 
Adam & Partners Investment Advisors, LLC Stamford CT US 51.6 
Adam Financial Associates Inc Boca Raton FL US 49.9 
Adam Smith Management LLC Minnetonka MN US 32.7 
Adamczyk Advisers L.L.C. Northville MI US 25.3 
Adamec Financial Group, Inc. 30.1 
Adams & Associates Blandon PA US 0.0 
Adams Asset Advisors LLC Dallas TX US 1074.6 
Adams Financial Concepts, LLC Seattle WA US 13.0 
Adams Financial Consulting Sacramento CA US 4.1 
Adams Hall Asset Management L.L.C. Tulsa OK US 855.9 
Adams Street Partners, LLC Chicago IL US 18849.0 
Adams Wealth Management, LP Midland TX US 10.0 
Adams Wealth Opportunities, LLC Oshkosh WI US 0.7 
Adapa Capital Management, LLC New York NY US 40.0 
Adaptive Capital Management, LLC 1.2 
Adar Investment Management LLC New York NY US 90.7 
Adc Financial Group LLC 1.2 
Addenda Capital Montreal, Quebec CA 29300.0 
Addington Financial Group Winnsboro TX US 39.0 
Addis & Hill, Incorporated Wayne PA US 0.0 
Addison Avenue Financial Partners, LLC Rocklin CA US 89.5 
Addison Capital Yardley PA US 25.0 
Addison Clark Management, L.L.C. Westport CT US 433.2 
Ade Hamilton Reserve, L.L.C. Raleigh NC US 0.5 
Adekore Capital Advisory Group, LLC Plainsboro NJ US 0.0 
Adelante Capital Management LLC Oakland CA US 1768.6 
Adele Brady Bolson Cpa PS Bellevue WA US 10.0 
Adell Harriman & Carpenter Houston TX US 315.0 
Adelmann Financial, Inc. Colorado Springs CO US 21.6 
Adelstone Financial Services, Inc Tucson AZ US 15.0 
Adept Financial Services Corporation 0.7 
Ades Investment Counsel, Inc. Los Angeles CA US 10.4 
Adhia Investment Advisors Inc. Tampa FL US 50.0 
Adirondack Asset Management, LLC Lake Placid NY US 22.2 
Adirondack Capital Advisors, LLC Marcellus NY US 22.3 
Adirondack Financial Services Corp Utica NY US 142.3 
Adirondack Research & Management Inc. 16.5 
Adirondack Retirement Specialists, Inc. Glens Falls NY US 0.0 
Adleberg Asset Advisors, LLC 16.4 
Admiral Advisors, LLC New York NY US 122.4 
Admiral Capital Management, LLC Greenwich CT US 114.6 
Adobe Capital Partners 0.0 
Adrian & Associates Inc Greenwood Village CO US 1.0 
Adrian Day Asset Management Annapolis MD US 78.3 
Advance Capital Management Inc Southfield MI US 725.0 
Advance Financial Group 0.0 
Advance Planning 0.0 
Advanced Advisor Group, LLC Cambridge MN US 2.6 
Advanced Advisory Group, Inc. Glen Arm MD US 0.0 
Advanced Advisory Services, Ltd. Indianapolis IN US 5.0 
Advanced Asset Management Advisors, Inc. Dublin OH US 310.0 
Advanced Asset Management L.L.C. Wyoming MI US 31.7 
Advanced Asset Planning Service 0.0 
Advanced Benefit Solutions, Inc. Belleville IL US 0.0 
Advanced Capital Advisors, LLC Fairfield CT US 4.2 
Advanced Capital Group Minneapolis MN US 1894.2 
Advanced Corporate Planning Vancouver WA US 0.0 
Advanced Equities Asset Management San Diego CA US 330.8 
Advanced Equities, Inc. Chicago IL US 1592.3 
Advanced Financial Designs San Francisco CA US 0.0 
Advanced Financial Group, Inc. Traverse City MI US 0.0 
Advanced Financial Management Woodland Hills CA US 12.7 
Advanced Financial Planning Consultants Spfld IL US 0.0 
Advanced Financial Planning Services, Inc. Palm Harbor FL US 0.0 
Advanced Financial Planning, Inc. Livonia MI US 39.2 
Advanced Financial Planning, L.P. Arlington TX US 45.3 
Advanced Financial Solutions, Inc. Boise ID US 12.6 
Advanced Financial Strategies Inc Irvine CA US 69.4 
Advanced Financial Strategists Inc Lawrenceville GA US 84.8 
Advanced Group Financial Services Utica NY US 26.3 
Advanced Investment Partners Safety Harbor FL US 610.3 
Advanced Investment Strategies, Inc. Huntington WV US 2.2 
Advanced Investment Strategies, Ltd. 6.9 
Advanced Investments, Inc. Englewood CO US 12.1 
Advanced Planning Capital Corporation Smithtown NY US 10.3 
Advanced Portfolio Design, LLC Nashua NH US 8.1 
Advanced Portfolio Management, LLC New York NY US 1462.0 
Advanced Retirement Strategies Inc. Palm Desert CA US 0.0 
Advanced Strategies Inc. Huron OH US 0.0 
Advanced Tax and Financial Services, Inc. North Bend WA US 2.4 
Advanced Wealth Management Group, Inc. Minneapolis MN US 0.0 
Advanced Wealth Planning San Diego CA US 0.0 
Advantage Advisers Inc New York NY US 0.0 
Advantage Advisers Management, LLC New York NY US 1016.8 
Advantage Advisers Multi-Manager, L.L.C. New York NY US 112.4 
Advantage Advisers Private Equity Management LLC New York NY US 17.7 
Advantage Advisers, L.L.C. New York NY US 45.0 
Advantage Advisors, LLC 0.0 
Advantage Benefits Corporation 0.0 
Advantage Capital Corporation Atlanta GA US 354.7 
Advantage Financial Wappingers Falls NY US 0.0 
Advantage Financial Consultants 2.9 
Advantage Financial Planning, L.L.C. Springfield IL US 0.0 
Advantage Financial Services, Inc. Littleton CO US 5.0 
Advantage Investing, Inc. Chesapeake VA US 10.3 
Advantage Investment Management Louisville KY US 11.4 
Advantage Investment Management, LLC Cedar Rapids IA US 34.6 
Advantage Investments, LLC 0.5 
Advantage Wealth Management, L.L.C. Lafayette LA US 7.2 
Advantus Capital Management Co/MN St Paul MN US 16673.1 
Advantus Financial Management, LLC 0.2 
Advent Capital Management, LLC New York NY US 2930.1 
Advent International Corp Boston MA US 5631.9 
Adveq Management AG Zurich CH 3644.3 
Advfinancial Planning and Investment Mangement 15.4 
Adviceone Advisory Services, LLC Glastonbury CT US 215.8 
Adviceoverweb Wilmington DE US 0.0 
Advised Assets Group, LLC Greenwood Village CO US 5985.1 
Adviseme National Advisors Beachwood OH US 77.2 
Adviser Financial Group, Inc Rochester MN US 0.0 
Adviser Investments Newton MA US 873.0 
Advisers Investment Management, Inc. Colorado Springs CO US 26.8 
Advisium LLC Redwood City CA US 0.0 
Advisor Financial Group Montgomery AL US 6.7 
Advisor Financial Services Colorado Springs CO US 1.1 
Advisor Financial Services, LLP Woodstock GA US 203.1 
Advisor Partners, LLC San Francisco CA US 237.6 
Advisor Services, Inc. Tucson AZ US 23.6 
Advisoralliance, LLC Rogers AR US 78.6 
Advisornet Financial Minneapolis MN US 0.0 
Advisornow, Inc. Wakefield MA US 0.0 
Advisorone 0.0 
Advisorport, Inc. King of Prussia PA US 3092.7 
Advisors Asset Management, Inc. Monument CO US 199.3 
Advisors Capital Investments Inc Woodstock CT US 25.4 
Advisors Capital Management, LLC Hasbrouck Heights NJ US 133.9 
Advisors Financial Planning Group, LLC Gilford NH US 5.7 
Advisors Financial, Inc. Falls Church VA US 35.6 
Advisors Group, Inc. Rochester MN US 1.5 
Advisors Management Group Inc LA Crosse WI US 121.7 
Advisors Pension Services Agency Inc Columbus OH US 0.0 
Advisors Trust Planning and Investment Company Naples FL US 22.0 
Advisorsone Wealth Management Group LLC Newtown CT US 28.1 
Advisory Consulting Group LLC Folsom CA US 396.5 
Advisory Financial Consultants, Inc. Fremont CA US 0.0 
Advisory Financial Services 9.0 
Advisory Group of San Francisco LLC San Francisco CA US 487.3 
Advisory Group West Glendale CA US 0.0 
Advisory One San Diego CA US 0.9 
Advisory One, Inc. 48.5 
Advisory Research Inc Chicago IL US 4583.0 
Advisory Services & Investments, LLC Bend OR US 596.7 
Advisory Services Network, LLC Atlanta GA US 0.0 
Advisory Services, Ltd. Atlanta GA US 0.0 
Advisory Wealth Management Services, LLC 26.4 
Advocacy Wealth Management Services, LLC Atlanta GA US 2.2 
Advocate Asset Management, LLC Chicago IL US 74.9 
Advocate Wealth Management, LLC Sequim WA US 26.7 
Aea Advisers Inc. New York NY US 1.9 
Aea Advisers LLC New York NY US 22.0 
Aea Investors Sbf LLC New York NY US 87.0 
Aea QP Advisers Inc. New York NY US 5.8 
Aea QP Advisers LLC New York NY US 1603.0 
Aegean Capital Group Inc. 0.3 
Aegis Asset Management Inc Houston TX US 20.0 
Aegis Asset Management Inc Anaheim CA US 30.4 
Aegis Capital Corp. New York NY US 10.0 
Aegis Capital Management, Inc. 21.8 
Aegis Capital Management, LLC Santa FE NM US 4.2 
Aegis Capital, LLC Charlotte NC US 60.0 
Aegis Financial Advisors Inc Altamonte Springs FL US 69.0 
Aegis Financial Advisory Santa Clara CA US 0.0 
Aegis Financial Corporation Arlington VA US 143.2 
Aegis Financial Group, Inc. Phoenix AZ US 134.9 
Aegis Investment Advisors Wyncote PA US 0.0 
Aegis Wealth Advisors. LLC Delafield WI US 0.0 
Aegis Wealth Management LLC Bethesda MD US 325.7 
Aegis Wealth Management, Inc. 0.0 
Aegon USA Investment Management, LLC Cedar Rapids IA US 92917.7 
Aeolus Financial Winthrop MA US 0.0 
Aeon Capital LLC Santa Monica CA US 1.7 
Aeon Capital Management, Inc. Chicago IL US 0.0 
Aeow Management, LLC San Francisco CA US 3.1 
Aequitas Investment Advisors, LLC Hingham MA US 0.0 
Aequitas Investment Management, LLC Lake Oswego OR US 41.9 
Aequitas Wealth Management, LLC Los Angeles CA US 23.0 
Aequus Wealth Management Resources, LLC Chicago IL US 80.6 
Aer Advisors, Inc. North Hampton NH US 10.3 
Aerie Capital Management 5.0 
Aetna Capital Management, LLC West Hartford CT US 620.0 
Aetos Alternatives Management Menlo Park CA US 4744.0 
Aew Capital Management LP Boston MA US 10476.6 
Aew Management & Advisors LP Boston MA US 1651.1 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
DISCLAIMER
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

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