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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
AM Financial Services, Inc. 2.3 
AM Investment Partners LLC New York NY US 133.3 
AM Private Investments, Inc. New Canaan CT US 0.0 
Amana Investment Advisers LLC 0.0 
Amani Capital Advisors, LLC Mountain Home ID US 0.0 
Amari Management 0.0 
Amaroq Asset Management LLC Friendswood TX US 1.0 
Amazz Investment Management, Inc. Buffalo NY US 59.7 
AMB Capital Partners, LLC San Francisco CA US 1313.7 
Ambar Financial Group Campbell CA US 1.5 
Ambassador Advisors, LLC Lancaster PA US 180.0 
Ambassador Capital Management Detroit MI US 840.5 
Ambassador Capital Management, Inc. Chicago IL US 10.0 
Amber Capital Investment Management New York NY US 1263.6 
Amber Partners Ltd. Hamilton BM 0.0 
Ambrose Financial and Insurance Services, LLC Walnut Creek CA US 1.8 
Ambrose Financial Group 3.7 
Ambrose Wealth Management Chadds Ford PA US 0.0 
Ambrozy & Associates, Inc. 2.7 
Ambs Investment Counsel LLC Grand Rapids MI US 639.4 
Amcore Investment Services, Inc Rockford IL US 6.5 
AMD Financial Services LLC St. Louis MO US 113.8 
Amdg Financial Plymouth MI US 37.4 
Amegy Investments, Inc. Houston TX US 421.0 
Ameraudi Asset Management, Inc. New York NY US 0.0 
Ameribanc Corporation 3.0 
America First Capital Management, LLC Roseville CA US 25.0 
America First Financial Institutions Management LLC Omaha NE US 12.4 
America First Investment Advisors LLC Omaha NE US 196.4 
America Israel Investment Associates, LLC Miami FL US 0.7 
America'S Retirement Planning Partners LLC Freehold NJ US 0.0 
Americade LLC 0.0 
Americafirst Capital Management, LLC Roseville CA US 198.6 
American Advisors Corp 2.0 
American Asset Management San Diego CA US 6.5 
American Asset Management Group Inc Rockville MD US 65.0 
American Asset Management Inc. Boca Raton FL US 195.0 
American Assets Investment Management, LLC San Diego CA US 908.1 
American Beacon Advisors, Inc. Fort Worth TX US 44051.4 
American Beacon Wealth Management, Inc. Eau Claire WI US 0.0 
American Blue Chip Investment Management Larkspur CA US 0.0 
American Business Capital 0.0 
American Capital Advisory, LLC Virginia Beach VA US 28.4 
American Capital Management Inc New York NY US 550.3 
American Capital Management, Inc. New Albany IN US 3.1 
American Capital Planning, LLC 8.1 
American Capital Wealth Managers LLC Naples FL US 127.2 
American Century Advisory Services, Inc. Kansas City MO US 0.0 
American Century Global Investment Management, Inc. New York NY US 8551.7 
American Century Investment Management Inc Kansas City MO US 103473.5 
American Community Wealth Management, LLC Woodstock IL US 40.4 
American Development and Investment Advisors, LLC 0.0 
American Eagle Wealth Advisors (Edward L. Dower Dba) Gold River CA US 0.0 
American Eagle Wealth Advisors Inc. Gold River CA US 0.0 
American Economic Planning Group Inc Warren NJ US 688.5 
American Elite Retirement West Des Moines IA US 0.2 
American Family Legacy Group 25.6 
American Fidelity Assurance Co Oklahoma City OK US 166.1 
American Financial & Tax Strategies, Inc. New York NY US 84.6 
American Financial Advisers 0.0 
American Financial Advisors Inc Orlando FL US 165.0 
American Financial Advisors, Inc. Redding CA US 3.2 
American Financial Advisors, LLC. Marietta GA US 463.4 
American Financial Group Beverly NJ US 0.0 
American Financial Management Group, Ltd. Berwyn PA US 69.9 
American Financial Management LLC 0.3 
American Financial Management Ltd Cedar Falls IA US 80.7 
American Financial Planning, Inc. 5.7 
American Financial Services 0.0 
American Financial Services Group, Inc. Rocklin CA US 1.8 
American Financial Services, Inc. 0.0 
American Financial Strategies Wheaton IL US 0.0 
American Fund Advisors Inc Great Neck NY US 11.5 
American General Financial Advisors, Inc. Sacramento CA US 0.0 
American General Securities Incorporated Phoenix AZ US 510.8 
American Heritage Management New York NY US 0.7 
American Hertitage Financial Advisors, LLC Brecksville OH US 15.4 
American Independence Capital Management, LLC New York NY US 0.0 
American Independence Financial Counselors, LLC New York NY US 0.0 
American Independence Financial Services, LLC New York NY US 1074.9 
American Independence Financial Solutions, LLC New York NY US 0.0 
American Independent Securities Group, LLC Eagle ID US 100.8 
American Insurance Marketing Corp. Prince Frederick MD US 0.0 
American Investment Advisors Inc Madison WI US 42.9 
American Investment Advisors, Ltd Indianapolis IN US 0.0 
American Investment Advisory Services, LLC 0.3 
American Investment Capital, LLC Baltimore MD US 0.0 
American Investment Planners LLC Jericho NY US 254.1 
American Investment Services Palm Harbor FL US 0.0 
American Investment Services Inc Great Barrington MA US 480.0 
American Investors Advisors Inc New York NY US 6.7 
American Investors Co San Ramon CA US 227.1 
American Investors Group, Inc. Minnetonka MN US 29.1 
American Market Advisors, Inc. San Antonio TX US 9.1 
American Money Management Group 5.5 
American Money Management, Inc Southgate MI US 6.0 
American Money Management, LLC Rancho Santa FE CA US 158.8 
American Municipal Securities, Inc. St Petersburg FL US 0.0 
American National Investment Advisors, LLC Downers Grove IL US 51.4 
American National Registered Investment Advisor, Inc. League City TX US 206.5 
American Northwest Advisory Services L.L.C. Federal Way WA US 203.0 
American Opportunities Advisors, LLC 0.0 
American Pegasus Investment Management,Inc. San Francisco CA US 2.2 
American Pegasus Ldg, LLC San Francisco CA US 107.0 
American Pensions, Inc. Greenville SC US 0.0 
American Planning Group Inc Stamford CT US 54.8 
American Portfolio Management, Inc. Clearwater FL US 0.0 
American Portfolio Services, Inc. 0.0 
American Portfolios Advisors, Inc Holbrook NY US 1514.7 
American Providers Insurance Services & Estate Planning Roseville CA US 0.0 
American Realty Advisors Glendale CA US 0.0 
American Reliance Group Spokane WA US 12.6 
American Research & Management Co Marion MA US 304.2 
American Retirement & Investment Strategies, LLC Gloucester MA US 16.4 
American Retirement Planning Group Inc Las Vegas NV US 0.0 
American Securities Group, Inc. 1200.0 
American Service Corp. Gresham OR US 0.0 
American Shareholders Investment Corp Nantucket MA US 49.5 
American Strategic Capital Los Alamitos CA US 0.2 
American Superior Company 47.0 
American Tax & Financial Group, LLC Alpharetta GA US 8.3 
American Trust Investment Advisors, LLC Lebanon NH US 125.9 
American Trust Investment Services, Inc. Whiting IN US 0.8 
American United Life Insurance Company Indianapolis IN US 5144.3 
American Value Advisors Group 0.0 
American Values Investments, Inc. 25.6 
American Wealth 0.0 
American Wealth Advisors, LLC Johns Creek GA US 26.4 
American Wealth Management Reno NV US 151.1 
American Wealth Management LLC Scottsdale AZ US 5.0 
American Wealth Management, Inc. Atlanta GA US 101.7 
American Wealth Services, LLC Tampa FL US 0.1 
American Wealthcare Advisors L.L.C. Bellaire TX US 11.6 
American Yellowstone Advisors, LLC New York NY US 20.3 
American Zang Investment Council Denver CO US 0.0 
Americap Advisers LLC New York NY US 63.4 
Americap Financial Services, Inc Oklahoma City OK U. 0.0 
Americap LLP Independence OH US 0.0 
Americavest Financial LLC Fort Lauderdale FL US 10.0 
Americu Capital Management, LLC Rome NY US 55.5 
Amerigo Asset Management Corporation Dallas TX US 1.5 
Amerindo Investment Advisors Inc San Francisco CA US 1219.1 
Ameriplan Advisors LLC Greer SC US 0.0 
Ameriprise Advisor Services, Inc. Detroit MI US 2380.6 
Ameriprise Financial Services, Inc. Minneapolis MN US 97513.5 
Amerisage Financial Group, Inc. 0.0 
Amerisrael Capital Management, LLC 0.0 
Ameristock Corporation Alameda CA US 205.6 
Ameritas Investment Corp Lincoln NE US 1561.9 
Ameritime, LLC Olathe KS US 0.0 
Ameritor Financial Corp Washington DC US 0.4 
Ameritrans Capital Management, LLC New York NY US 0.0 
Ameritrust Capital Management Ltd Santa Ynez CA US 68.8 
Ameritrust Investment Advisors Inc Tulsa OK US 0.0 
Ameritrust Wealth Management, LLC Charlotte NC US 0.0 
Amerivest Investment Management, LLC Omaha NE US 931.3 
Ameriway Financial Services, Inc. Voorhees NJ US 0.0 
Amerra Capital Management, LLC New York NY US 224.0 
Amersey Investments LLC Bay City MI US 0.0 
Amervest Company, Inc. 0.0 
Ames Capital, LLC 14.9 
Ames Fee Only Financial Planning Annapolis MD US 76.2 
Ames Financial Advisory, LLC Atlanta GA US 0.0 
Ames Financial Services Anaheim CA US 3.4 
Ames Planning Associates Inc Peterborough NH US 117.9 
AMG Financial Strategies, Inc. Alpharetta GA US 38.0 
Amherst Advisory & Management LLC Mclean VA US 342.6 
Amherst Capital, Inc. Dallas TX US 0.0 
Amherst Financial Services, Inc. Toms River NJ US 44.5 
Amherst Financial Services, Inc. Williamsville NY US 0.0 
Amherst Research, L.L.C. Birmingham MI US 0.0 
AMI Asset Management Corp Los Angeles CA US 620.9 
Amic Orland Park IL US 18.4 
Amicus Capital Company, L.L.C. Baton Rouge LA US 0.0 
Amicus Financial Advisors, L.L.P. Lubbock TX US 25.8 
Amidon & Petersen Financials, LLC 11.2 
Amir & Company, LLC Houston TX US 0.1 
Amity Advisory, LLC Seaford NY US 10.0 
Amity Individual Investment Planning, LLC Orange CT US 0.0 
Amity Investment Management Glendale CA US 14.6 
Amivest Capital Management Melville NY US 664.3 
Ammb Consultant Sdn Bhd Kuala Lumpur MY 0.0 
AMN Investments 3.8 
Amoeba Capital Partners Pte. Ltd. Singapore SG 0.0 
Amoeba Growth Management LLC Greenville SC US 9.0 
AMP Asset Management, Inc. Danville PA US 178.7 
AMP Capital Brookfield (Us) LLC Chicago IL US 3841.5 
AMP Capital Investors (Us) Limited New York NY US 195.0 
AMP Wealth Management Whitefish Bay WI US 0.0 
Ampere Capital Management, LP New York NY US 148.9 
Ampex Capital, LLC 0.0 
Amphora Capital, Inc Manhattan Beach CA US 0.0 
Amphora Wealth Management, LLC Chapel Hill NC US 0.0 
Amrein Financial 0.0 
AMS Advisors LLC Chicago IL US 37.0 
AMS Capital Management LLC San Mateo CA US 13.5 
AMS Management 4.1 
Amsler Financial Planning LLC Langley WA US 0.0 
Amsouth Asset Management, Inc. Birmingham AL US 4437.4 
Amsouth Investment Management Company LLC Birmingham AL US 95.1 
Amstar Advisers, LLC Denver CO US 265.6 
Amstead Wealth Management, LLC Englewood NJ US 0.0 
Amtrin Financial Advisors 0.1 
Amtrust Investment Services, Inc. Cleveland OH US 0.0 
Amundi Alternative Investments, Inc. Chicago IL US 1712.0 
Amundi Alternative Investments, Inc. New York NY US 2108.0 
Amundi Investment Advisors USA, Inc. New York NY US 200.0 
Amundi Investment Solutions Americas LLC New York NY US 1585.9 
Amundi Japan Ltd. Tokyo JP 34066.8 
Amussen, Hunsaker & Associates Incorporated Salt Lake City UT US 41.8 
Amvest Securities, Incorporated Columbus OH US 15.1 
AMY Noel, Inc. Boulder CO US 0.0 
AMY V. Smith Wealth Management, LLC Leesburg VA US 0.0 
AN Elf Company Covina CA US 0.0 
ANA Capital Management Stamford CT US 15.5 
Anacapa Asset Management, LLC Los Angeles CA US 12.5 
Anagha Fund, LP Millibrae CA US 0.0 
Analyst Exchange and Trading Services Ltd. Tel Aviv IL 886.1 
Analytic Asset Management, Inc. New York NY US 288.1 
Analytic Investment Management LLC Cupertino CA US 0.0 
Analytic Investors, LLC Los Angeles CA US 6591.4 
Analytical Investment Services, Inc. Onalaska WI US 9.8 
Analytical Portfolio Solutions, LLC Youngstown OH US 4.2 
Analytix Capital,Inc Westport CT US 0.0 
Anava Capital Management LLC 0.6 
Anchin Wealth Management LLC New York NY US 425.0 
Anchor Bay Capital, Inc. Carlsbad CA US 62.5 
Anchor Capital Aliso Viejo CA US 304.9 
Anchor Capital Advisors LLC Boston MA US 5976.6 
Anchor Capital Management Group, LLC Irvine CA US 0.0 
Anchor Capital Management LLC Annapolis MD US 34.5 
Anchor Capital Management, Inc. Minneapolis MN US 130.0 
Anchor Capital Management, LLC 35.7 
Anchor Financial & Accounting, P.C. 4.3 
Anchor Financial Group Santa Ana CA US 29.8 
Anchor Financial Group Camp Hill PA US 0.0 
Anchor Financial Services, Cpa, PA Stuart FL US 4.0 
Anchor Investment Management Columbia SC US 181.4 
Anchor Investment Partners Atlanta GA US 0.0 
Anchor Wealth Management Diamond Bar CA US 80.0 
Anchor Wealth Planning, LLC 0.3 
Anchor/Russell Capital Advisors LLC Boston MA US 317.4 
Anchorage Capital Group, L.L.C. New York NY US 9255.3 
Anchorpath Financial, LLC 0.4 
Ancient Art, L.P. Austin TX US 334.4 
Ancient Cedars Investments Inc. Scottsdale AZ US 10.8 
Ancona Financial Advisors 0.0 
Ancora Advisors LLC Beachwood OH US 2567.5 
Ancora Vista Financial, Inc Chelan WA US 0.0 
Ancora West Advisors Reno NV US 0.0 
AND One Advisory Services, LLC Towson MD US 0.0 
Andbanc Wealth Management LLC Miami FL US 0.0 
Anderen Capital Clearwater FL US 0.0 
Anders Financial Planning Petaluma CA US 0.0 
Andersen Capital Management, LLC Lake Forest IL US 21.0 
Anderson & Anderson Advisory, LLC Longview WA US 0.0 
Anderson & Strudwick, Incorporated Richmond VA US 136.3 
Anderson Advisory Services 0.0 
Anderson Advisory, Inc. 7.3 
Anderson Asset Management Andover MN US 0.0 
Anderson Asset Management Claremont CA US 0.3 
Anderson Capital Consulting Charlotte NC US 12.0 
Anderson Financial Management Group Redlands CA US 55.4 
Anderson Financial Management, L.L.C. 0.0 
Anderson Financial Planning, Inc. Charlotte NC US 0.0 
Anderson Financial Services, Inc 0.0 
Anderson Financial, Inc. Austin TX US 3.0 
Anderson Global Capital LLC 2.2 
Anderson Griggs Portfolio Management Rock Hill SC US 33.1 
Anderson Growth Partners, LLC Birmingham AL US 260.0 
Anderson Herr Financial Services, LLC 0.5 
Anderson Hoagland & Co St Louis MO US 226.2 
Anderson III Carl 25.0 
Anderson Investment Group LLC Birmingham AL US 0.0 
Anderson Investment Management LLC 1.4 
Anderson Pewitt Financial Consulting Birmingham AL US 0.0 
Anderson Roxanne Fie 0.0 
Anderson Wealth Management, Inc. 6.7 
Anderson Wealth Management, LLC LA Verne CA US 0.0 
Anderson, Charles W. 0.0 
Anderson, James Philip Palm Desert CA US 0.0 
Andesa Strategies, Inc. Allentown PA US 0.0 
Andesite Boston MA US 74.4 
Andina Capital Management, LLC 0.0 
Andor Capital Management, L.L.C. Greenwich CT US 2155.3 
Andorra Capital, LLC Lincoln NE US 1.3 
Andorra Investment Management Long Beach CA US 5.0 
Andover Advisory Group Lawrence MA US 0.0 
Andover Capital Andover MA US 187.6 
Andover Equity Associates Andover MA US 152.0 
Andover Financial Advisors 0.0 
Andover Investment Management Elmhurst IL US 0.0 
Andover Wealth Management, Inc Andover MA US 0.0 
Andre Caubarreaux 9.0 
Andreeff Equity Advisors, L.L.C. Baton Rouge LA US 1000.0 
Andresen and Associates Salinas CA US 41.3 
Andrew Arroyo Investments, LLC LA Jolla CA US 1.5 
Andrew C. Karlinski Financial & Insurance Services, Inc. Irvine CA US 98.0 
Andrew C. Roth Glendale CA US 0.0 
Andrew Copperman 1.8 
Andrew Edgar Mosesian 12.7 
Andrew Feinberg Associates, LLC 10.1 
Andrew Garrett, Inc. New York NY US 38.6 
Andrew Hill Investment Advisors, Inc. Naples FL US 22.3 
Andrew J. Fama Asset Management, LLC Rochester NY US 23.5 
Andrew John Spillios, Cfp 7.0 
Andrew Mcdonnell Certified Financial Services Inc. Texarkana TX US 0.0 
Andrew Nelson Financial Services, LLC Newport Beach CA US 0.0 
Andrew R. Nelson Salt Lake City UT US 24.1 
Andrew Soter Investment Consultants 35.8 
Andrew Watkins & Associates Inc. Sequim WA US 24.5 
Andrews & Company Grand Rapids MI US 113.9 
Andrews Advisory Associates, LLC Honolulu HI US 110.0 
Andrews Capital Management Corporation Houston TX US 54.0 
Andrews Capital Management Inc Coronado CA US 0.0 
Andrews Investment Management Augusta GA US 6.0 
Andrews Wealth Management, LLC Akron OH US 0.0 
Andrews, Lucia Wealth Management LLC Danville CA US 100.1 
Andrews, Thomas 0.0 
Andron Capital Management Corporation Lafayette CA US 18.0 
Andrus Investment Management, Inc. 4.0 
Andvari Financial Advisors 0.0 
Anew Capital Management LLC Scottsdale AZ US 0.0 
ANF Wealth Management Group LLC Phoenix AZ US 0.0 
Anfield Capital Management, LLC Newport Beach CA US 5.3 
Angart & Co. Beachwood OH US 3.2 
Angel Investors LLC 0.0 
Angel Island Partners, Inc. San Francisco CA US 0.0 
Angel Oak Capital Advisors, LLC Atlanta GA US 174.1 
Angelbeck J M Inc 25.1 
Angeles Investment Advisors Santa Monica CA US 1309.0 
Angell Capital Management, LLC St. Charles MO US 38.5 
Angell Financial 86.0 
Angelo, Gordon & Co., L.P. New York NY US 22850.2 
Angelo, Gordon Advisors, LLC New York NY US 537.0 
Angelucci Wealth Management, LLC 0.0 
Angevine & Associates, P.A. Annapolis MD US 0.0 
Angle Asset Management, LLC San Francisco CA US 1.3 
Angler Management, L.P. Greenwich CT US 26.5 
Animas Research, LLC 3.5 
Anita Chalmers Pasadena CA US 0.0 
ANK Capital, LLC 0.0 
Ankyra Capital Management, LLC Boston MA US 0.0 
Anlyan & Hively Asset Management, LLC Wilmington NC US 69.0 
Anna Baum Consulting 0.0 
Anna Corp Helena MT US 84.0 
Annacore Business Capital, LLC Plymouth MI US 0.0 
Annadel Capital San Rafael CA US 35.8 
Annandale Capital, LLC Dallas TX US 345.8 
Annapolis Capital Advisers, LLC. 23.0 
Annapolis Financial Services, LLC 66.4 
Annapolitan Investment Group, Inc. Annapolis MD US 0.0 
Anne Arundel Financial Planning Glen Burnie MD US 20.0 
Anne N Comer, Cpa Pllc 0.0 
Annex Wealth Management, LLC Brookfield WI US 278.8 
Anodos Advisors, LLC Santa Barbara CA US 240.0 
Anomaly Capital Partners LLC 2.3 
Anovest Investment Advisors, Inc. Marietta GA US 9.0 
Ansbacher Asset Management, LLC New York NY US 0.0 
Anselme Capital, Inc. 20.9 
Anselmo Capital Management Pllc 0.0 
Anson Capital, Inc. Peachtree City GA US 65.9 
Ansonborough Capital Management, LLC Charleston SC US 4.2 
Anspach Financial Group San Rafael CA US 0.0 
Answer Key Advisors, LLC Westlake OH US 0.5 
Antares Capital Management Chicago IL US 127.0 
Antero Capital, LLC Lakewood CO US 0.3 
Anthem Asset Management Farmington CT US 1.8 
Anthony Fields & Associates 400.0 
Anthony Financial Management, LLC Wheeling WV US 0.0 
Anthony Investment Management, Inc. 4.4 
Anthony J. Mancini, I.A. Palm Springs CA US 13.1 
Anthony J. Orlando Inc. Oradell NJ US 15.0 
Anthony Locascio Consulting, LLC Clinton NJ US 0.0 
Anthony M. Humphreys Hightstown NJ US 10.0 
Anthony M. Rispoli, Cpa Montville NJ US 0.0 
Anthony P. Carnevale C.P.A. Salem MA US 0.0 
Anthony P. Longobucco Associates Harrison NY US 0.0 
Anthony Petsis & Associates Inc. Newtown PA US 9.0 
Anthony Selius 0.7 
Anthony Smith Advisors, Inc. Atlanta GA US 193.8 
Antipodean Advisors LLC New York NY US 495.0 
Anton Lemieux Financial Group Falmouth ME US 0.0 
Antone Asset Allocation Advisors, LLC Farmington Hills MI US 0.0 
Antone Asset Management, Inc Carlsbad CA US 0.0 
Antonetti Capital Management, LLC Naples FL US 55.6 
Antonini Cpa'S, LLP San Francisco CA US 0.0 
Antonio Steven Andrade Ukiah CA US 6.5 
Antunes International Investment Management 2.1 
Anvar, David Irvine CA US 0.0 
Anvik Advisers LLC Princeton NJ US 6.0 
Anweiler Financial Management, LLC New Haven IN US 15.6 
Anyfund, LLC 0.0 
AOK Consulting, Inc. Glendale CA US 0.0 
AON Advisors Inc. Chicago IL US 45.2 
AON Benfield Securities, Inc. Chicago IL US 45.0 
AON Hewitt Financial Advisors, LLC Charlotte NC US 0.0 
AON Investment Consulting Inc. Tampa FL US 0.0 
AON Retirement Plan Advisors, LLC Atlanta GA US 4.2 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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