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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Apa Financial Group, LLC Midvale UT US 0.0 
Apac Investment Managment Bothell WA US 0.3 
Apache Capital Management LLC New York NY US 0.0 
Apb Financial Group LLC New York NY US 0.0 
Apb Wealthcare Advisors, LLP Tifton GA US 3.1 
Apc Financial Services, LLC Bellevue WA US 0.0 
Apd Financial Torrance CA US 7.6 
Aperio Group, LLC Sausalito CA US 966.4 
Aperta Asset Management, LLC Denver CO US 20.0 
Apertum Asset Management, LLC 0.5 
Apex Advisory Group Spokane WA US 8.3 
Apex Advisory Services, Inc. Billings MT US 13.0 
Apex Capital Management 0.1 
Apex Capital Management, L.L.C. Lafayette LA US 34.2 
Apex Capital Management, LLC New York NY US 470.5 
Apex Capital Management,Inc. Dayton OH US 365.8 
Apex Capital, LLC Orinda CA US 723.4 
Apex Financial Services, Inc. Tucker GA US 2.0 
Apex Investment Advisors Columbia SC US 6.2 
Apex Investment Management, Inc. Destin FL US 34.1 
Apex Investment Services, Inc. Hebron CT US 54.5 
Apex Partners, LLC 16.0 
Apex Real Estate Advisors, LLC Point Richmond CA US 0.0 
Apex Wealth Management, LLC 0.5 
Apg Capital Management, LLC 7.0 
Aphelion Capital, LLC San Francisco CA US 10.0 
Api Capital 0.4 
Api Financial Planning Services Inc Owings Mills MD US 65.6 
Apis Capital Advisors, LLC Old Greenwich CT US 328.0 
Apogee Capital Group LLC 0.0 
Apogee Financial Services Group, Inc. Moorestown NJ US 20.0 
Apogee Global Advisers. Inc 34.0 
Apogee Wealth Management, LLC Atlanta GA US 62.7 
Apollo Capital Management, L.P. New York NY US 5688.6 
Apollo Capital Management, LLC 2.5 
Apollo Investment Management, L.P. New York NY US 1403.5 
Apollo Management, L.P. New York NY US 8977.5 
Apollo Value Management, L.P. New York NY US 436.8 
Apollo Wealth Management 18.7 
Apollo Wealth Management, Ltd. 0.0 
Apostle, James N Hackensack NJ US 0.0 
Appalachian Asset Management Charleston WV US 25.0 
Appalachian Capital Management Ltd. St. Clairsville OH US 27.1 
Appaloosa Management L.P. Chatham NJ US 7000.0 
Appel Asset Management Corporation Great Neck NY US 37.2 
Apperception Capital Inc. 0.0 
Appian Way Asset Management Staten Island NY US 0.0 
Apple & Associates Grass Valley CA US 65.6 
Apple & Company, Inc. Nashville TN US 21.0 
Applegate Investment Management, LLC Fort Myers FL US 19.2 
Appleman, Lawrence Allen 0.0 
Appleton Group Wealth Management LLC Appleton WI US 113.8 
Appleton House Advisors 4.4 
Appleton Partners,Inc. Boston MA US 2993.3 
Applied Advisor San Francisco CA US 0.0 
Applied Capital 3.7 
Applied Capital Management, Inc Londonderry NH US 0.0 
Applied Finance Group, Ltd. Chicago IL US 0.0 
Applied Financial Concepts Englewood CO US 0.0 
Applied Financial Group Inc Atlanta GA US 137.8 
Applied Financial Planning, Inc. Irvine CA US 0.0 
Applied Investment Technology, Inc Las Vegas NV US 20.0 
Applied Strategies and Counsel, Inc. Scottsdale AZ US 15.0 
Applied Technical Systems Capital Management, Inc. 1.0 
Applied Wealth Management, Inc. Aspen CO US 18.1 
Appreshare Investment Advisors, LLC 0.0 
Appropriate Balance Financial Services Inc Bellevue WA US 328.8 
Apropos Financial Planning 0.0 
Aps Asset Management Inc Austin TX US 206.4 
Aps Asset Management Pte Ltd Singapore SG 198.5 
Aps Financial Services Corp. Rancho Mirage CA US 8.1 
Aps Partners Fund LLC 0.9 
Aptus Advisors Sandy UT US 0.0 
Aptus Capital LLC Birmingham AL US 258.3 
AQ-Timer Financial Services Maplewood MN US 0.0 
Aqn Advisors Inc Reno NV US 304.5 
Aqr Capital Management, LLC Greenwich CT US 16573.2 
Aqs Asset Management, L.L.C. Austin TX US 468.9 
Aqua Financial Planning, LLC 0.0 
Aqua Terra Asset Management LLC West Conshohocken PA US 1.9 
Aquanaut Capital Management, L.P. Houston TX US 61.5 
Aquila Investment Management LLC New York NY US 4559.9 
AR Asset Management, Inc. Beverly Hills CA US 430.0 
Ara Behavioral LLC New Haven CT US 0.0 
Ara Portfolio Management Company, L.L.C. New Haven CT US 14.2 
Aragorn Ltd. Braintree MA US 36.1 
Arakelian, Carol 2.2 
Arapaho Asset Management LLC Frisco CO US 25.8 
Arawak Capital Financial Advisors, LLC 30.0 
Arbitrage & Trading Management Company Cresskill NJ US 1526.3 
Arbogast Financial Advisors, Inc. Melbourne FL US 12.4 
Arbor Asset Management 0.0 
Arbor Asset Management, LLC Ann Arbor MI US 89.1 
Arbor Capital Management Jupiter FL US 27.6 
Arbor Capital Management Corp Amherst NY US 476.8 
Arbor Capital Management Inc Anchorage AK US 100.0 
Arbor Capital Management LLC Minneapolis MN US 781.8 
Arbor Capital Management, LLC 0.0 
Arbor Financial Services Ann Arbor MI US 0.0 
Arbor Investment Advisors Winston Salem NC US 190.0 
Arbor Wealth Management Walnut Creek CA US 12.0 
Arbor Wealth Management Resources 2.7 
Arc Investment Planning & Management Inc Lenox MA US 87.0 
Arc Stone Capital, LLC Hunt Valley MD US 1.0 
Arca Archa, LLC 1.1 
Arcadia Capital Management, LLC Edmond OK US 0.0 
Arcadia Financial Strategies, Inc. Oak Park IL US 18.0 
Arcadia Investment Advisors, LLC Vancouver WA US 106.3 
Arcadia Investment Management Corp Kalamazoo MI US 357.4 
Arcarius Capital Management, Inc. 12.0 
Arcataur Capital Management LLC Milwaukee WI US 46.2 
Arch Asset Management Inc Edina MN US 66.1 
Arch Investment Management, LLC Westport CT US 1.0 
Arch Investors, Limited Northfield IL US 0.0 
Archambo Financial Advisors, Inc. Bartlesville OK US 57.2 
Archer Capital Management, Inc. 1.0 
Archer Financial Advisors, Inc. Indianapolis IN US 1.0 
Archer Financial Planning, LLC Louisville KY US 0.0 
Archer Investment Corporation Indianapolis IN US 9.0 
Archer Investment Management 13.5 
Archery Capital 81.0 
Archetype Financial Advisors LLC 0.9 
Archie Gray Allen, Jr. Winston Salem NC US 34.1 
Archon Advisers L.L.C. Troy MI US 0.0 
Archon Capital Management LLC Seattle WA US 132.6 
Archpoint Advisors, Inc. Lodi CA US 0.0 
Archstone Investment Management Paoli PA US 27.4 
Archstone Management Company, LLC New York NY U. 1487.4 
Archstone Portfolio Solutions, LLC Lutherville MD US 1000.0 
Arco Capital Management, LLC Guaynabo PR US 124.0 
Arcon Wealth Management, LLC 8.7 
Arconti Financial Advisors, LLC Danbury CT US 5.1 
Arcus Capital Management, LLC Atlanta GA US 415.5 
Arcus Capital Partners LLC Newport Beach CA US 126.2 
Arden Asset Management LLC New York NY US 8351.3 
Ardent Capital 18.0 
Ardent Capital L.L.C. 5.2 
Ardor Investment Management Consulting 5.0 
Ardsley Partners Stamford CT US 385.8 
Ares Capital Management LLC Los Angeles CA US 2600.0 
Ares Management LLC Los Angeles CA US 24457.0 
Arete Asset Management, LLC Baltimore MD US 0.2 
Arete Capital Management 0.0 
Arete Financial Planning, LLC Port Washington WI US 15.3 
Arete Wealth Advisors, LLC Lake in The Hills IL US 125.0 
AretÉ wealth Management LLC 0.0 
Arethusa Asset Management LLP London UK 190.0 
Argand Capital Advisors LLC New York NY US 11.6 
Argenis Capital Advisors, LLC New York NY US 44.2 
Argent Advisors, Inc. Monroe LA US 186.0 
Argent Capital Management LLC Clayton MO US 596.8 
Argent European Management Co. LLC Greenwich CT US 13.4 
Argent Financial Group (Bermuda) Ltd Hamilton BM 622.4 
Argent International Management Company, LLC Greenwich CT US 369.2 
Argent Management Co. LLC Greenwich CT US 596.1 
Argent Management Company 0.0 
Argent Wealth Management, Inc. Weston MA US 366.5 
Argent Wealth Management, Inc. Round Rock TX US 15.5 
Argenta Wealth Management North Little Rock AR US 57.0 
Argentarii Asset Management, LLC 0.0 
Argiro & Associates Woodside NY US 1.5 
Argo Capital Management (Cyprus) Ltd Nicosia CY 540.0 
Argonaut Management, L.P. New York NY US 450.0 
Argos Investment Advisors, LLC St. Louis MO US 232.1 
Argos Wealth Advisors LLC 350.0 
Argosy Asset Management, LLC Southport CT US 34.6 
Argyle Capital Management Inc Bethlehem PA US 147.1 
Argyle Financial, L.L.C. Dearborn Heights MI US 0.2 
Aria Asset Management, LLC Mesquite NV US 0.0 
Aria Capital Management LLC 0.2 
Aria Corporation 8.0 
Aria Partners Gp, LLC Los Angeles CA US 67.0 
Aria, LLC Guilford CT US 49.7 
Ariba Asset Management Inc Arlington VA US 100.6 
Ariba Glb Asset Management, Inc. Arlington VA US 58.1 
Ariel Investments, LLC Chicago IL US 4362.3 
Arience Capital Management, L.P. New York NY US 1528.9 
Aries Advisors LLC New York NY US 246.5 
Aris Capital Management, LLC New York NY US 275.0 
Aris Wealth Services Inc State College PA US 893.0 
Arista Investment Advisors, Ltd. Albany NY US 117.9 
Arista Wealth Management, LLC Las Vegas NV US 29.5 
Aristeia Capital, LLC New York NY US 1975.4 
Aristides Capital LLC 3.7 
Ariston Advisors LLC 1.7 
Ariston Capital Management Corp 5.2 
Ariston Services Group, LLC San Diego CA US 65.5 
Arizona Rim Country Investment Management Payson AZ US 1.0 
Arizona Wealth Advisors, LLC Scottsdale AZ US 5.0 
Ark Advisors, LLC 0.0 
Ark Asset Management Co., Inc. New York NY US 4117.5 
Ark Financial Services, LLC Bethesda MD US 60.6 
Arklow Capital, LLC New York NY US 74.2 
Arlen Capital, LLC Warwick RI US 128.0 
Arlene M. Neff Dba A. Neff Associates 17.9 
Arlene R. Foreman 1.6 
Arlington Capital Investors Ltd London UK 43.0 
Arlington Capital Management, Inc. Arlington Heights IL US 29.5 
Arlington Family Office Birmingham AL US 1012.1 
Arlington Hall Research & Investment Management, LLC 29.9 
Arlington Securities 0.0 
Arlington Wealth Management 5.1 
Arm Financial LLC 0.1 
Arma Asset Management, LLC Aliso Viejo CA US 1.6 
Arma Financial Services, Inc. Scottsdale AZ US 72.7 
Armac Financial Services Corp. Tampa FL US 0.0 
Armadillo Capital Partners Gp, L.P. Dallas TX US 2.6 
Armadillo Capital, L.P. Dallas TX US 39.0 
Armed Forces Services Corporation Arlington VA US 0.0 
Armillary Partners, LLC 6.0 
Armor Investment Advisors, LLC Raleigh NC US 44.9 
Armstrong & Associates, Inc. Ottawa IL US 0.0 
Armstrong Consulting Group 1.1 
Armstrong Financial Strategies Danbury CT US 7.9 
Armstrong Retirement Planning, L.L.C. 13.5 
Armstrong Shaw Associates Inc. New Canaan CT US 3066.5 
Armstrong, Fleming & Moore, Inc. Washington DC US 201.0 
Armuth Asset Management 40.0 
Arndt Asset Management, LLC Lancaster NY US 5.0 
Arndt Financial Services LLC E. Syracuse NY US 1.2 
Arnerich Massena & Associates, Inc Portland OR US 11312.6 
Arnhold and S. Bleichroeder Advisers, LLC New York NY US 27757.9 
Arnold Castellano and Associates, Inc. Shreveport LA US 17.5 
Arnold F. Hill, Investment Advisor 12.0 
Arnold Financial Planning 11.0 
Arnold H. Mays, Cfp 20.0 
Arnold Investment Counsel Inc Milwaukee WI US 18.2 
Arnold Weitz & Co Omaha NE US 1018.3 
Arnott Capital Pty Ltd Sydney AU 486.0 
Arnow & Associates Glendale WI US 0.0 
Aron Financial Advisors, Ltd. 0.0 
Aronson Asset Management, Inc. 13.6 
Aronson+johnson+ortiz Philadelphia PA US 15873.8 
Aronson, Andrew J 0.0 
Aronson, Charles M Valley Village CA US 5.5 
Aros Asset Management Orange CA US 6.0 
Arque & Co Incororated Rolling Hill Estates CA US 31.2 
Arque Advisors, LLC Rye NY US 34.2 
Arque Capital, Ltd. Phoenix AZ US 0.0 
Arrendell & Associates Financial Planners 0.0 
Arrival Capital Management LLC 3.0 
Arrow Capital Management, LLC New York NY US 331.7 
Arrow Investment Advisors, LLC Olney MD US 349.6 
Arrow Investment Mgmt. 0.5 
Arrowhead Asset Management Wimberley TX US 25.6 
Arrowhead Financial Services Houston TX US 48.2 
Arrowhead Investment Center, LLC San Bernardino CA US 0.0 
Arrowhead Mutual Fund Management Services 0.2 
Arrowstreet Capital, Limited Partnership Boston MA US 14550.9 
Arroyo Investment Group, LLC Pasadena CA US 47.5 
Ars Financial Services, Inc. Jericho NY US 509.1 
Arsenio Capital Management LLC Larkspur CA US 0.0 
Artemis Capital Partners, LLC Aventura FL US 0.0 
Artemis Investment Management LLC New York NY US 39.9 
Artemis Investments Omaha NE US 1.7 
Arterburn and Watters, LLP Pleasanton CA US 70.9 
Artesian Capital Management New York NY US 226.0 
Artha Capital Management, Inc. Stamford CT US 719.2 
Arthur E Spellissy & Associates Inc Wayne PA US 112.1 
Arthur J. Stites, P.A. Jacksonville FL US 43.1 
Arthur Jones LLC Elgin IL US 0.0 
Arthur M. Cohen & Associates LLC Northbrook IL US 389.8 
Arthur Zaske & Associates Troy MI US 330.6 
Arthurs Lestrange Capital Advisors, Inc. Exton PA US 0.0 
Arthurs Lestrange Investment Advisory, Inc. Sewickley PA US 21.1 
Artifex Financial Group, LLC Kettering OH US 22.0 
Artio Global Management LLC New York NY US 45036.0 
Artis Capital Management, L.P. San Francisco CA US 1753.4 
Artisan Partners Limited Partnership Milwaukee WI US 30576.7 
Artland Tax & Financial Advisors 0.0 
Artzi Capital Management Boca Raton FL US 0.0 
Arvest Asset Management Lowell AR US 443.1 
Arx Capital Management, LLC San Antonio TX US 9.9 
Arx Investment Management New York NY US 1264.2 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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