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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
as U C IS Wealth Advisors, LLC 20.5 
Asage Financial LLC Walnut Creek CA US 12.4 
Asb Capital Management LLC Bethesda MD US 7653.9 
Asb Consulting, LLC 0.8 
Ascend Advisory Group Dublin OH US 162.8 
Ascend Capital LLC San Francisco CA US 1545.7 
Ascend Capital Management, Inc. Glen Mills PA US 4.2 
Ascend Financial Advisers, Inc Irvine CA US 14.0 
Ascend Financial Management LLC 0.0 
Ascend Financial Planning, LLC Columbia SC US 0.0 
Ascend Financial Strategies LLC 0.0 
Ascend Paragon Capital, LLC San Francisco CA US 310.0 
Ascenda Capital LLC 0.0 
Ascendancy Capital Management 5.2 
Ascendant Asset Advisors, Inc. Beverly Hills CA US 0.0 
Ascendant Capital Partners, LLC Radnor PA US 39.7 
Ascendant Financial Solutions, Inc. Flagstaff AZ US 49.6 
Ascendant Investment Management, LLC 1.6 
Ascension Asset Management LLC New York NY US 111.4 
Ascension Capital Advisors, Inc. Houston TX US 85.8 
Ascension Capital Management San Mateo CA US 9.0 
Ascension Wealth Partners, LLC Pleasant Hill CA US 16.0 
Ascensys Technology, LLC 0.0 
Ascent Capital Management Denver CO US 5.4 
Ascent Capital Management, Inc. New York NY US 40.5 
Ascent Capital Management, LLC Bend OR US 73.0 
Ascent Financial Solutions 6.0 
Ascentia Capital Partners, LLC Reno NV US 14.9 
Asco Financial Group, Inc. Kingston PA US 176.5 
Ascot Advisors LLC Park Ridge NJ US 0.0 
Ascot Investment Advisors San Mateo CA US 0.0 
Asd Financial Services Corp. Miami FL US 17.6 
Asdale, David Andrew Van II 0.0 
Ashbridge Investment Management, LLC Philadelphia PA US 679.0 
Ashby Financial Services San Jose CA US 11.4 
Ashcar Advisors LLC 140.0 
Ashdon Investment Management, LLC Tullahoma TN US 25.1 
Asher Financial Advisors, L.L.C. Philadelphia PA US 0.0 
Asheville Financial Group, LLC Arden NC US 2.1 
Ashfield & Co Inc San Francisco CA US 387.7 
Ashfield Capital Partners San Francisco CA US 2779.2 
Ashford Advisors, LLC Pittsford NY US 303.2 
Ashford Capital Management Inc Wilmington DE US 911.7 
Ashford Consulting Group, Inc. Wilmington DE US 9842.6 
Ashford Investment Advisors Daytona Beach FL US 24.0 
Ashland Investment Advisers Torrance CA US 14.6 
Ashland Management Incorporated New York NY US 119.6 
Ashland Research, LLC 7.0 
Ashley Financial Services, P.A., Cpa 7.0 
Ashley Quinn, Cpas and Consultants, Ltd. Incline Village NV US 0.0 
Ashman, Eugene Dale Cpa, Chfc Spring Hill FL US 2.7 
Ashmore Investment Management Ltd London UK 37306.5 
Ashoka Capital, LLC San Mateo CA US 1.0 
Ashoka Money Management 2.5 
Ashton-Clayton Financial Group Staten Island NY US 101.0 
Ashwood Advisors Medfield MA US 16.9 
Ashwood Advisors, LLC Atlanta GA US 12.6 
Ashworth & Empey Financial LLC Salt Lake City UT US 0.0 
Asi Investments, LLC Lafayette CA US 36.0 
Asia Alternatives Management LLC San Francisco CA US 1995.9 
Asia Debt Management Hong Kong Limited Hong Kong HK 1606.9 
Asia Global Asset Management, Inc San Jose CA US 4.7 
Asian Century Quest Capital LLC New York NY US 940.0 
Asian Direct Capital Management Hong Kong CN 10.3 
Askar Advisors Group, Inc. Bloomington MN US 31.4 
Askey, Askey & Associates, Cpa, LLC Leonardtown MD US 0.0 
Asl Financial, LLC San Jose CA US 19.2 
Asma VO Cpa Anaheim CA US 0.0 
Aspect Capital Limited London UK 4164.0 
Aspen Advisory Services 0.0 
Aspen Capital Management Boise ID US 94.6 
Aspen Financial Management, Inc. Angel Fire NM US 25.2 
Aspen Gold Investment Management, Inc. Grand Rapids MI US 41.8 
Aspen Management Group Ltd Cleveland OH US 30.0 
Aspen Partners, Ltd. Atlanta GA US 122.5 
Aspen Private Capital LLC Laguna Beach CA US 4.6 
Aspen Wealth Management, Inc. Overland Park KS US 68.8 
Aspen Yorkshire 12.6 
Aspentree Capital Corporation Research Triangle Park NC US 8.6 
Aspera Financial, LLC 7.5 
Aspetuck Financial Management LLC Westport CT US 25.8 
Aspetuck Investment Management Corporation 6.7 
Aspire Capital Management 4.0 
Aspire Financial Advisors, LLC Beaverton OR US 0.1 
Aspiriant, LLC San Francisco CA US 3607.0 
Assabet Advisors, LLC 37.2 
Asselin Financial Advisors, Inc. 0.0 
Asset & Financial Planning, Ltd Poughkeepsie NY US 596.3 
Asset & Investment Advisors Poteau OK US 8.3 
Asset & Retirement Management Newhall CA US 1.4 
Asset & Retirement Protectors LLC 0.0 
Asset Accumulation,Protection,Preservation and Transfer, LLC 0.0 
Asset Administration Group U S.,inc. Phoenix AZ US 22.0 
Asset Advisors Corporation Augusta GA US 522.2 
Asset Advisors of America, LLC Longwood FL US 0.0 
Asset Advisors, Inc. Williston ND US 0.0 
Asset Advisors, Inc. Houston TX US 0.0 
Asset Advisors, LLC Bellingham WA US 0.0 
Asset Advisors, LLC Troy MI US 50.2 
Asset Advisors, LLC 0.3 
Asset Advisory Group Inc Kinnelon NJ US 103.0 
Asset Advisory Group Inc Cincinnati OH US 164.9 
Asset Advisory Group, Inc. St. Petersburg FL US 20.0 
Asset Advisory Services, Inc. Jupiter FL US 0.0 
Asset Alliance Advisors Inc. New York NY US 81.4 
Asset Allocation & Management Company, LLC Chicago IL US 15574.7 
Asset Allocation Advisors Inc Walnut Creek CA US 92.8 
Asset Allocation Advisors, LLC 3.7 
Asset Allocation Concepts, LLC 0.0 
Asset Allocation Services, LLC 0.0 
Asset Alternatives, Inc. 0.0 
Asset Architects, Inc. 2.1 
Asset Builders Corporation Brookfield WI US 10.0 
Asset Class Managememt, Inc. Miami FL US 12.1 
Asset Consulting Group, LLC St. Louis MO US 50912.4 
Asset Dedication, LLC 12.5 
Asset Direction Incorporated 2.2 
Asset Diversification Strategies, Inc. 24.0 
Asset Dynamics Inc Toledo OH US 0.9 
Asset Financial Services, Inc. Chicago IL US 20.0 
Asset Growth Advisors 1.5 
Asset Harvest Group, LLC Mclean VA US 32.7 
Asset Intelligence LLC Irvine CA US 0.2 
Asset Investment Management, Ltd 22.6 
Asset Investment Methods Sandy UT US 22.4 
Asset Investments & Management 13.0 
Asset Management Cuernavaca MX 32.2 
Asset Management & Financial Planning Specialists, Inc. East Petersburg PA US 0.0 
Asset Management Advisors Inc Houston TX US 118.3 
Asset Management Advisors, LLC Oklahoma City OK US 76.6 
Asset Management Advisory Group LLC Cleveland OH US 57.0 
Asset Management and Insurance Consultants, Inc South Holland IL US 2.0 
Asset Management and Planning, LLC West Columbia SC US 73.8 
Asset Management Associates South Windsor CT US 20.0 
Asset Management Associates, LLC 17.6 
Asset Management Concepts, Inc. Baltimore MD US 0.0 
Asset Management Consulting Services, Inc. 57.3 
Asset Management Corp Plano TX US 86.5 
Asset Management Financial Services Inc. 0.0 
Asset Management For Professionals Inc. Whitefish Bay WI US 65.0 
Asset Management Group Inc Stamford CT US 117.2 
Asset Management Group Ltd Northbrook IL US 133.2 
Asset Management Group of Bank of Hawaii Honolulu HI US 4217.6 
Asset Management Group, Inc. Shawnee Mission KS US 48.0 
Asset Management International Tsimshatsui, Kowloon HK 0.0 
Asset Management Investors, LLC Chicago IL US 270.0 
Asset Management Partners Longwood FL US 0.0 
Asset Management Partners Inc Bethlehem PA US 995.6 
Asset Management Resources, LLC Centerville MA US 9.0 
Asset Management Services Henderson NC US 25.5 
Asset Management Services Group, Inc. 9.1 
Asset Management Services LLP Birmingham AL US 46.1 
Asset Management Services, Inc. 25.6 
Asset Management Solutions, LLC Dba Asset Planning Solutions Edmond OK US 19.1 
Asset Management Strategies, Inc. Fishers IN US 30.8 
Asset Management Strategies, L.L.C. LA Jolla CA US 3.5 
Asset One LLC Aurora CO US 231.2 
Asset Performance Partners LLC Covington KY US 0.0 
Asset Planners, Inc. St Louis MO US 0.0 
Asset Planning & Design, LLC Colorado Springs CO US 0.0 
Asset Planning & Management, Inc. Spokane WA US 35.2 
Asset Planning and Management 0.0 
Asset Planning Consultants, Inc. Great Neck NY US 0.0 
Asset Planning Corporation W. Palm Beach FL US 68.2 
Asset Planning Corporation Knoxville TN US 97.9 
Asset Planning Group Amarillo TX US 20.9 
Asset Planning Management & Research Inc Columbus OH US 0.0 
Asset Planning Services Inc Covington LA US 170.6 
Asset Planning Services Ltd. Harleysville PA US 484.3 
Asset Planning, Inc Cypress CA US 65.1 
Asset Preservation Advisors Inc Atlanta GA US 1116.4 
Asset Preservation Group Inc Grapevine TX US 44.0 
Asset Preservation Strategies, Inc. San Diego CA US 53.8 
Asset Protection Group, LLC Little Rock AR US 0.0 
Asset Protection Wealth Management LLC Little Rock AR US 0.0 
Asset Services Co LLC Oklahoma City OK US 3084.5 
Asset Solutions San Diego CA US 19.5 
Asset Solutions, Inc. Littleton CO US 38.6 
Asset Strategies & Management Inc Campbell CA US 115.8 
Asset Strategies Portfolio Services, Inc. Auburn Hills MI US 0.0 
Asset Strategies, Inc Palos Heights IL US 25.3 
Asset Strategies, Inc. Casper WY US 147.1 
Asset Strategy Consultants LLC Hunt Valley MD US 6800.0 
Asset Strategy Consultants of Minnesota LLC Maple Grove MN US 63.2 
Asset Strategy Retirement Consultants, LLC Natick MA US 54.5 
Asset Value Investors Limited London UK 2589.2 
Assetbuilder, Inc. Plano TX US 173.1 
Assets BY Design, Inc. 6.8 
Assetwatch, LLC Smyrna GA US 0.5 
Associated Advisors Alliance EL Segundo CA US 0.0 
Associated Financial Advisors, Ltd. Fresno CA US 15.0 
Associated Financial Consultants, Inc. Rochester NY US 22.4 
Associated Investment Management LLC Green Bay WI US 5057.1 
Associated Investment Services, Inc. Green Bay WI US 19.1 
Associated Investor Services, Inc. Ft. Lauderdale FL US 0.0 
Associated Planners Investment Advisory Inc EL Segundo CA US 398.6 
Associated Professional Investments Mesa AZ US 0.0 
Associated Retirement Planners, Inc. Wausau WI US 0.0 
Associated Securities Corp. EL Segundo CA US 0.0 
Associates & Collins 0.0 
Associates in Financial Counseling Arvada CO US 7.7 
Associates in Financial Planning Denver CO US 7.4 
Association Financial Services Inc. Salt Lake City UT US 3443.3 
Assured Equities Boise ID US 0.0 
Assuriti Financial Services, LC 0.0 
Assurity Advisors Inc. Lincoln NE US 140.1 
Ast Investment Services, Inc. Shelton CT US 27505.0 
Aster Investment Management Co Inc Larkspur CA US 2180.4 
Aster-X Capital Management Amsterdam NL 131.3 
Asteria Wealth LLC Wakefield MA US 0.0 
Asterion Capital LLC Stamford CT US 0.0 
Asti Financial Management, LLC 0.0 
Aston Asset Management Chicago IL US 3525.5 
Aston Capital Management, LLC 10.7 
Astor Asset Management, LLC Chicago IL US 100.0 
Astoria Capital Management Inc. Portland OR US 33.1 
Astral Capital Managment, L.L.C. Austin TX US 7.0 
Astrop Advisory Corp Atlanta GA US 13.5 
Astrum Capital Management, LLC San Francisco CA US 6.0 
Asymmetric Investment Management, L.P. 0.0 
AT Financial Advisors Corp. Dubuque IA US 249.4 
AT&T Investment Management Corp Warren NJ US 122777.6 
Ata Management Strategies Inc Allentown PA US 11.7 
Atalanta Sosnoff Capital, LLC New York NY US 3209.0 
Atalanta Sosnoff Management, LLC New York NY US 3261.0 
Atbd Financial Planners, LLC Caro MI US 0.0 
Ateli Capital 1.1 
Aten Asset Management, Inc Lancaster PA US 0.0 
Athena Asset Management & Research, LLC San Francisco CA US 10.6 
Athena Capital Advisors LLC Lincoln MA US 2420.6 
Athena Capital Management 1.8 
Athena Financial & Insurance Services, Inc. 20.0 
Athena Financial Group, Inc. 6.4 
Athena Investment Management Pasadena CA US 101.8 
Athena Wealth Advisors 0.0 
Athenainvest Advisors LLC Englewood CO US 0.1 
Athens Capital Management, LLC Athens GA US 22.0 
Atherton Advisors 2.1 
Atherton Lane Advisers, LLC Menlo Park CA US 1425.6 
Ati Investment Consulting Inc. 15.2 
Ativo Capital Management, LLC Chicago IL US 62.2 
Atlanta Capital Atlanta GA US 6200.7 
Atlanta Investment Advisors, Inc. Duluth GA US 20.0 
Atlanta Investment Counsel LLC Rocky Mount NC US 13.6 
Atlanta Investment Services Union City GA US 0.0 
Atlanta Life Investment Advisors, Inc. Atlanta GA US 883.8 
Atlanta Wealth Management, Inc. 2.4 
Atlantes Financial Advisors Fairhope AL US 30.1 
Atlantic Advisors LLC Winter Park FL US 3100.0 
Atlantic Advisors, Inc. Baldwin MD US 8.6 
Atlantic Alpha Strategies, L.L.C. Atlanta GA US 2.9 
Atlantic Asset Management, L.L.C. Stamford CT US 4803.5 
Atlantic Capital Investments, LLC 0.0 
Atlantic Capital Management West Palm Beach FL US 40.0 
Atlantic Capital Management Inc. Amherst NY US 33.5 
Atlantic Capital Management LLC Raleigh NC US 26.0 
Atlantic Capital Management LLC Richmond VA US 37.2 
Atlantic Capital Management, Inc. Holliston MA US 0.0 
Atlantic Capital Strategies, Inc. 1838.7 
Atlantic Coast Financial Consultants Inc Tampa FL US 0.3 
Atlantic Equities LLP London UK 0.0 
Atlantic Financial Associates, Inc. Boca Raton FL US 1.0 
Atlantic Financial Planning Group, LLC Daytona Beach FL US 0.0 
Atlantic Financial Services, Inc. Towson MD US 52.1 
Atlantic Horizon Financial Group, LLC Tinton Falls NJ US 11.5 
Atlantic Investment Management 8.0 
Atlantic Investment Management, Inc New York NY US 1510.2 
Atlantic Liberty Financial, LLC Altamonte Springs FL US 178.0 
Atlantic Planning Group, LLC Waltham MA US 0.0 
Atlantic Planning Partners, LLC MT Pleasant SC US 0.0 
Atlantic Trust Private Wealth Management Chicago IL US 6352.5 
Atlantic Wealth Mangement, Corp. 5.2 
Atlantic West Financial Group Miami Beach FL US 0.0 
Atlantis Asset Management, LLC. 19.0 
Atlantis Capital Management Corporation Cleveland OH US 13.1 
Atlantis Investment Coaching, LLC Old San Juan PR US 0.0 
Atlantis Investment Company Inc. Parsippany NJ US 1.8 
Atlantis Wealth Management 6.9 
Atlas Advisers Inc San Leandro CA US 3185.9 
Atlas Brown Investment Advisors, Inc. Louisville KY US 1022.3 
Atlas Capital Advisors LLC San Francisco CA US 88.1 
Atlas Capital Management Dana Point CA US 13.0 
Atlas Capital Management Corp FT Wayne IN US 80.8 
Atlas Capital Management, L.P. Dallas TX US 493.0 
Atlas One Financial Advisors, LLC Miami FL US 26.0 
Atlas Wealth Management, LLC 0.0 
Atria Investments LLC Charlotte NC US 82.6 
Atrium Advisory Group, Inc. Fort Lee NJ US 0.0 
Ats Advanced Trustee Strategies San Diego CA US 0.0 
Attalus Capital, L.P. Philadelphia PA US 2406.6 
Attentive Investment Managers, Inc. Stockton CA US 37.1 
Attractor Investment Management Inc. Seattle WA US 207.5 
Attucks Asset Management, LLC Chicago IL US 800.6 
Attwell Asset Allocation, Inc. Scottsdale AZ US 0.5 
Atwood & Palmer, Inc. Kansas City MO US 339.6 
AU Advisors, Inc. Orange CA US 0.8 
Aubry & Eustice, LLC Bloomington IL US 15.0 
Aubuchon Tax and Financial Services Monterey CA US 0.0 
Auburn Tridea Auburn CA US 0.0 
Auburndale Investment Management Boston MA US 28.5 
Auctus Advisors, Inc. 1.5 
Auda Hedge, LLC New York NY US 894.4 
Auda Private Equity LLC New York NY US 4047.8 
Audesi Capital Management, LLC Scottsdale AZ US 1.0 
Aufman Associates Inc Sewickley PA US 381.6 
August Investments, LLC Tucson AZ US 11.6 
August Partners, LLC 0.0 
Augusta Advisors, LLC Stamford CT US 30.8 
Augustine Asset Management Inc Jacksonville FL US 253.9 
Augustus Advisors, LLC Harrison NY US 0.0 
Augustus Asset Managers Limited London UK 7542.6 
Auk Capital, LLC Torrance CA US 65.0 
Aull & Monroe Mobile AL US 170.6 
Aumenti Capital Management, LLC Chester Springs PA US 2.4 
Aumiller Investment Management, LLC Carlisle PA US 0.0 
Aura Asset Management, Inc. Birmingham AL US 41.3 
Aura Financial Services, Inc. Birmingham AL US 1.0 
Aureus Asset Management, LLC Boston MA US 377.5 
Auriel Capital Management LLP London UK 1829.0 
Aurora Asset Management, L.L.C. 28.2 
Aurora Capital Management 0.0 
Aurora Financial Arlington VA US 0.1 
Aurora Financial Advisors, LLC Wellesley MA US 11.8 
Aurora Financial Group, LLC Portland ME US 50.0 
Aurora Financial Services Vienna VA US 0.0 
Aurora Investment Counsel Atlanta GA US 195.9 
Aurora Investment Management L.L.C. Chicago IL US 9046.0 
Aurora Investment Managers, LLC Norwood MA US 65.5 
Aurora Strategic Advisors Marlton NJ US 0.0 
Aurum Capital Management Corp San Jose CA US 64.4 
Aurum Wealth Management Group LLC Mayfield Village OH US 94.4 
Ausdal Financial Partners, Inc. Davenport IA US 30.6 
Auspex Group, L.P. Greenwich CT US 25.6 
Austin Asset Management Co Austin TX US 295.8 
Austin Atlantic Management LP Austin TX US 4.0 
Austin Calvert & Flavin Inc San Antonio TX US 624.3 
Austin Capital Management Ltd Austin TX US 2228.0 
Austin Financial Advisors, Inc. Austin TX US 21.4 
Austin Investment Advisors 2.1 
Austin Investment Management Inc. New York NY US 240.2 
Austin Investment Managers, LLC 0.5 
Austin Lemoine Capital Management Palo Alto CA US 7.0 
Austin National Financial Services Austin TX US 3.2 
Automated Financial Planning, Inc. Miami FL US 0.0 
Autumn Wind Asset Management Inc Great Falls VA US 56.0 
Autus Asset Management, LLC Scottsdale AZ US 131.4 
Auxano Advisors Kirkland WA US 147.2 
Auxi Asset Management, LLC San Francisco CA US 0.0 
Auxier Asset Management Lake Oswego OR US 312.2 
AV Advisors LLC Coral Gables FL US 0.0 
Ava Funds, L.P. Dallas TX US 4.0 
Avail Capital Management, Inc. 0.0 
Avalon Advisors LLC Houston TX US 2928.5 
Avalon Asset Management Company 1.0 
Avalon Capital Management Port of Redwood City CA US 177.0 
Avalon Financial Advisors 0.0 
Avalon Financial Management Radnor PA US 35.6 
Avalon Global Asset Management LLC San Francisco CA US 35.7 
Avalon International Strategies, Inc. Oakland CA US 0.0 
Avalon Wealth Advisory, Inc. Indianapolis IN US 0.0 
Avant Capital Management I. L.L.C. Fort Lauderdale FL US 0.0 
Avant-Garde Financial Services, LLC 1.5 
Avanti Investment Advisors, Inc. Winter Park FL US 1053.6 
Avanti Securities Corporation Toronto Ontario CA 0.0 
Avanti Wealth Management Longwood FL US 0.0 
Avantoptima, Inc. 0.4 
Avatar Associates New York NY US 930.5 
Avatar Investment Management Limited Port-Louis MU 0.0 
Avb Advisors Pittsburgh PA US 0.0 
Avebury Asset Management Limited London UK 0.0 
Avenir Corporation Washington DC US 517.2 
Aventine Investment Services, Inc. Irvine CA US 20.1 
Aventura Capital Management, LLC 70.6 
Aventura Capital Partners EL Paso TX US 0.0 
Avenue Advisors, LLC San Diego CA US 36.9 
Avenue Asia Capital Management, L.P. New York City NY US 3461.6 
Avenue Capital Management Ii, L.P. New York NY US 10244.6 
Avenue D Capital Partners, LLC Torrance CA US 4.9 
Avenue Europe International Management, L.P. New York NY US 2508.9 
Avera Global Partners, L.P. San Francisco CA US 57.0 
Averbach Investment Counsel Pittsburgh PA US 20.0 
Avery Asset Management Inc. Riverhead NY US 5.0 
Avesta Capital Advisors LLC New York NY US 639.4 
Avesta Venture Advisors N. Bethesda MD US 0.0 
Aviance Capital Management, LLC Sarasota FL US 232.0 
Aviance Capital Partners LLC Naples FL US 121.0 
Aviator Fund Management, L.P. Stamford CT US 105.0 
Avicenna Capital Management, L.P. San Francisco CA US 0.0 
Aviemore Asset Management, LLC Old Chatham NY US 27.2 
Avitzur Asset Management, LLC 1.3 
Aviva Investors London Limited London UK 766.4 
Aviva Investors North America, Inc. Des Moines IA US 36601.6 
Avl/Wealthcare, LLC Gulfport MS US 64.2 
Avondale Oklahoma City OK US 101.0 
Avondale Conquest, LLC Sausalito CA US 29.1 
Avondale Partners, LLC Nashville TN US 180.0 
Avow Advisors Vancouver WA US 0.0 
Avram Y.katz Investment Advisory Services Roseland NJ US 0.0 
Avril H. Fenwick, Cfp 0.0 
Avz Financial Services, LLC Hauppauge NY US 32.5 
Awen Financial Services LLC 0.0 
Awh Capital, L.P. Dallas TX US 7.7 
Awh Investment Management, LLC Dallas TX US 4.7 
Awj Capital Partners, LLC Minneapolis MN US 42.9 
Awm Financial Services Inc. Dba Allied Wealth Management Houston TX US 0.0 
Awm Investment Company Inc New York NY US 506.7 
Awr Investment Management, LLC 31.6 
Axa Advisors, LLC New York NY US 4939.4 
Axa Equitable Life Insurance Company New York NY US 90072.9 
Axa Framlington Overseas Investment Management Limited London UK 36.4 
Axa Investment Managers Inc Greenwich CT US 17785.9 
Axa Private Equity (Us), LLC New York NY US 1255.6 
Axa Rosenberg Investment Management LLC Orinda CA US 18082.0 
Axes Capital, L.L.C. Houston TX US 0.2 
Axia Advisory Corp Indianapolis IN US 603.7 
Axiom Advisors, LLC Merrimack NH US 24.0 
Axiom Asset Management Radnor PA US 317.1 
Axiom Asset Management, LLC Radnor PA US 378.7 
Axiom Financial Group, LLC Canonsburg PA US 8.8 
Axiom International Investors LLC Greenwich CT US 7454.4 
Axiom Investment Management LLC New York NY US 93.1 
Axios Advisors, LLC South Grafton MA US 2.4 
Axis Financial, LLC Odon IN US 0.0 
Aydt Investment Management, Inc. Evansville IN US 4.8 
Ayers & Associates, P.C. New Haven CT US 0.0 
Ayres Financial Advisors, LLC 2.7 
Ayrshire Associates Inc Washington DC US 222.2 
Azelia Capital, LLC Miami FL US 0.0 
Azim, Shirley Brokaw Yuba City CA US 7.7 
Azimuth Asset Management, LLC New York NY US 147.6 
Azimuth Capital Management LLC Bloomfield Hills MI US 368.7 
Azimuth Financial Planning, LLC 2.5 
Azsure Fiduciary Services Uniontown OH US 9.4 
Azure Capital Partners LP San Francisco CA US 353.0 
Azure Wealth Management Los Angeles CA US 27.0 
Azzad Asset Management, Inc. Falls Church VA US 67.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
DISCLAIMER
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

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