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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
B & A Sector Watch Virginia City NV VI 0.3 
B & B Financial Planning Co., Inc. O'Fallon MO US 24.8 
B & C Financial West Bloomfield MI US 12.0 
B & C Planning Services, LLC Syracuse NY US 0.0 
B & C Wealth Management San Diego CA US 0.0 
B & H Wealth Management 0.0 
B & L Asset Management, LLC Pittsburgh PA US 61.6 
B F Anderson & Co. Inc Baton Rouge LA US 26.8 
B&B Consulting Services, LLC Rockville Centre NY US 0.0 
B&D Advisors Worcester MA US 0.0 
B&E Investment Advisers, Inc. Wayzata MN US 0.0 
B&F Investment Strategies Cedar Hill TX US 4.3 
B&K Securities Tysons Corner VA US 0.0 
B&W Radnor PA US 17.9 
B. A. M. Asset Management, LLC Beverly Hills CA US 3.0 
B. C. Ziegler and Company Chicago IL US 196.6 
B. Riley & Co., LLC Los Angeles CA US 0.0 
B.B. Graham & Company, Inc. Orange CA US 19.7 
B.E.R.S. 13.5 
B.K. Financial Corporation 0.0 
B.mohr Investments, LLC 13.0 
B.P. Walsh and Co., LLC Branford CT US 1.7 
B.S.T. Investment Advisors Wichita Falls TX US 15.0 
B.T. Foy Financial, LLC Columbia SC US 0.2 
B4 Financial Planning 0.0 
Babcock & Brown Investment Adviser LLC San Francisco CA US 34.0 
Babin Financial Services, Inc. New Orleans LA US 2.0 
Babson Capital Management LLC Boston MA US 99312.0 
Bac Capital Advisors LLC Seattle WA US 107.8 
Bac Global Advisors Coral Gables FL US 50.0 
Bach Investments Plus LLC Berlin CT US 0.0 
Bache Capital Management Pasadena CA US 26.3 
Back Bay Financial Group, Inc. Boston MA US 293.8 
Back Creek Investments, LLC New Castle DE US 0.0 
Back Office Solutions, LLC Colleyville TX US 0.0 
Backoff Financial Services, Inc. Lebanon IN US 11.9 
Bacon & Company 25.2 
Bacon Financial Management Inc. 15.0 
Baczkowski & Company 0.7 
Baddish Shapiro Financial Planning Group Westbury NY US 0.0 
Baden Financial Services, LLC Fort Wayne IN US 0.0 
Badger Asset Management, LLC Barneveld WI US 0.0 
Badgley, Phelps and Bell, Inc. Seattle WA US 1320.8 
Bae Capital Management, Inc. 0.0 
Baehr Family Financial, LLC 0.0 
Baeriswyl Financial Planning 0.0 
Bagby Capital Management, LLC Kansas City MO US 0.0 
Bagby Investment Consultants Dexter MO US 0.0 
Bahl & Gaynor Inc Cincinnati OH US 2051.6 
Bailard, Inc. Foster City CA US 2071.6 
Bailey & Associates Columbia SC US 26.2 
Bailey Consulting Group 10.0 
Bailey Financial Management and Insurance Services Irvine CA US 0.8 
Baillie Gifford International LLC Edinburgh SC 0.0 
Baillie Gifford Overseas Ltd Edinburgh, Scotland UK 43157.4 
Bain Capital Partners, LLC Boston MA US 28119.0 
Bain Capital Venture Partners, LLC Boston MA US 1418.0 
Bainbridge Investment Advisors LLC Los Angeles CA US 9.6 
Bainco International Investors LLC Wellesley MA US 406.0 
Baird Asia Partners Management Company I, L.L.C. Milwaukee WI US 18.8 
Baird Capital Partners Asia Management I Limited Partnership Milwaukee WI US 0.0 
Baird Capital Partners Management Company Iii, LLC Milwaukee WI US 49.8 
Baird Capital Partners Management Company Iv, L.L.C. Milwaukee WI US 213.5 
Baird Venture Partners Management Company I, L.L.C. Milwaukee WI US 69.5 
Baird Venture Partners Management Company Iii, LLC Milwaukee WI US 8.0 
Baker & Associates Irvine CA US 0.0 
Baker & Associates Investment Advisors 0.5 
Baker & Co., Incorporated Rocky River OH US 3.3 
Baker & Company Advisory Group Inc Decatur IL US 0.0 
Baker 500 Minnetonka MN US 17.6 
Baker Asset Management Oklahoma City OK US 39.4 
Baker Avenue Asset Management, LP San Francisco CA US 266.3 
Baker Brook Capital Management, LLC 9.0 
Baker Capital Management 2.8 
Baker Ellis Asset Management LLC Portland OR US 246.4 
Baker Financial & Investment Planning 1.6 
Baker Jensen Investment Advisors, LLC San Clemente CA US 37.0 
Baker Street Advisors, LLC San Francisco CA US 3022.8 
Baker Street Private Wealth San Francisco CA US 51.8 
Bakin, Lawrence Edward 12.7 
Bakos Investment Management Los Altos CA US 27.0 
Bakti Asset Management Company, LLC 0.0 
Balain Capital Management, LLC 3.1 
Balance Asset Management, LLC New York NY US 220.0 
Balance Financial Services, Inc. 4.5 
Balance Sheet Financial Services 1.7 
Balance Sheet Solutions LLC Warrenville IL US 2759.6 
Balance Ventures San Antonio TX US 0.0 
Balanced Financial Planning, Inc. Overland Park KS US 31.9 
Balasa Dinverno Foltz LLC Itasca IL US 1178.7 
Balch Hill Capital 44.1 
Baldrige Asset Management Allentown PA US 137.6 
Baldwin & Associates Melbourne FL US 56.6 
Baldwin & Clarke Advisory Services, Inc. Bedford NH US 87.1 
Baldwin Brothers Inc Marion MA US 992.5 
Baldwin Financial Systems, LLC 0.0 
Baldwin Investment Management, LLC West Conshohocken PA US 221.4 
Bales & Company Greenville SC US 0.0 
Balestra Capital Ltd New York NY US 1070.0 
Balistes Capital Management, LLC Greenwich CT US 0.0 
Balkcom & Pearsall Financial Planning, LLC Albuquerque NM US 0.0 
Ball Wealth Management LLC 0.0 
Ball, Gary Vernon 0.0 
Ballamor Capital Management, Inc. Radnor PA US 1741.3 
Ballast Capital Management, LLC Redwood City CA US 9.3 
Ballentine Financial Services Inc. Greenville SC US 3.9 
Ballentine Finn & Co Inc Wolfeboro NH US 2530.0 
Ballew Russell Inc Jackson MS US 285.4 
Balliett Financial Services, Inc. Winter Park FL US 37.0 
Ballinger Financial Services 0.0 
Ballou Plum Wealth Advisors LLC Lafayette CA US 0.0 
Ballyrock Investment Advisors LLC Boston MA US 1393.5 
Balopole Investment Management Corporation San Mateo CA US 18.0 
Balser Wealth Management LLC 0.0 
Balson Capital Management 17.4 
Balston Investment Management Novato CA US 0.0 
Balter Capital Management LLC Boston MA US 138.8 
Baltimore Asset Management North Charleston SC US 0.0 
Baltimore Capital Management Inc. Baltimore MD US 63.7 
Baltimore Washington Financial Advisors Inc Columbia MD US 200.7 
Baltrax Asset Management LLC. Miami FL US 0.0 
Balyasny Asset Management L.P. Chicago IL US 1939.6 
Bam Advisor Services, LLC St. Louis MO US 1664.7 
Bam Asset Management 1.5 
Bamc Investment Management, Inc. Dallas TX US 0.0 
Bamco Inc New York NY US 9409.3 
Banach Wealth Management 0.0 
Banc Investment Group, LLC San Francisco CA US 0.0 
Banc of America Investment Advisors, Inc. Boston MA US 1938.8 
Banc of America Investment Services, Inc. Boston MA US 14067.0 
Banc of America Securities LLC New York NY US 0.0 
Bancnorth Investment Group, Inc. St. Cloud MN US 174.3 
Bancorpsouth Investment Services, Inc. Jackson MS US 52.5 
Bancshareholders of America Inc. Dublin OH US 0.0 
Bancwest Investment Services, Inc. Omaha NE US 14.0 
Bandel, John Morgan Jr. 0.0 
Bandon Capital Management, LLC Portland OR US 75.0 
Bane Barham & Holloway Assets Management Inc Wilsonville OR US 66.1 
Banes Capital Management, LLC Memphis TN US 274.8 
Bangerter Financial Group Bountiful UT US 0.0 
Banif Financial Services, Inc. Miami FL US 9.4 
Banister International Philadelphia PA US 0.0 
Bank of America Capital Advisors LLC Boston MA US 1454.3 
Bank of Ireland Asset Management (U.S.) Ltd. Dublin 4 IE 181.2 
Bank Street Investment Advisors, LLC Newington CT US 355.9 
Banker Investment Group West Lafayette IN US 51.7 
Bankers & Investors Co. Kansas City KS US 0.1 
Bankers Investment Counseling Company Santa Paula CA US 23.5 
Banking Ann Arbor MI US 0.0 
Bankoh Investment Services, Inc. Honolulu HI US 0.0 
Banks Investment Consulting LLC 7.8 
Banner Investment Consultants 28.3 
Bannerstone Capital Deephaven MN US 30.6 
Bannon Ohanesian & Lecours, Inc. West Hartford CT US 224.2 
Banorte Asset Management Inc New York NY US 279.1 
Banta Asset Management LP Newport Beach CA US 73.3 
Banyan Asset Management, Inc. 6.4 
Banyan Capital Management Inc Atlanta GA US 40.6 
Banyan Equity Management, LLC Boca Raton FL US 528.6 
Banyan Partners, LLC Palm Beach Gardens FL US 298.0 
Banyan Realty Advisors, LLC Orlando FL US 121.3 
Banyantree Capital Advisors LLC 1.8 
Banzai Financial, LLC 0.0 
Bar Capital Management, LLC 2.8 
Barack Capital Management LLC 2.2 
Barak Asset Management LLC New York NY US 2.6 
Baratta Investment Group Tbig Financial Services 38.8 
Barbara J. Bouchey Asset Management, Inc. 0.0 
Barbara Murdock, Cfp 0.0 
Barbara S. Gault 5.6 
Barbenco USA, Inc. Stamford CT US 77.3 
Barber Lackey Financial Group LLC Atlanta GA US 25.6 
Barberry Capital Management, LLC 0.3 
Barclay Investment Advisors Dallas TX US 11.1 
Barclay West Financial Advisors, LLC Roseville CA US 24.9 
Barclays Capital Inc. New York NY US 1845.0 
Barclays Global Fund Advisors San Francisco CA US 296819.1 
Bard Associates Inc Chicago IL US 123.9 
Bard Financial Services, Inc. Branford CT US 17.4 
Barden Capital Management, Inc. 41.2 
Bardin Financial Services Jackson CA US 87.2 
Bares Capital Management, Inc. Austin TX US 145.0 
Barford, Gregory A. Cpa 0.5 
Barger & Company Sandy UT US 2.8 
Baril Advisors LLC Arlington Heights IL US 7.5 
Baring Asset Management (Asia) Limited Hong Kong CN 6209.3 
Baring Asset Management Inc Boston MA US 4332.5 
Baring International Investment Ltd London England UK 7162.5 
Barington Offshore Advisors Ii, LLC New York NY US 0.0 
Barington Offshore Advisors LLC New York NY US 23.1 
Barish Investment Management, LLC Farmington Hills MI US 0.0 
Barker & Associates LLC Woodinville WA US 0.0 
Barker Asset Management Inc 17.4 
Barker Financial Group, Inc. Burlington MA US 52.7 
Barker Financial Management, Inc. 0.0 
Barker Wealth Management, Inc. Sandwich MA US 0.0 
Barker Wealth Management, Inc. Kentfield CA US 0.0 
Barlow Partners Inc New York NY US 1980.0 
Barlow, Paul David Laguna Hills CA US 0.0 
Barnegat Bay Capital Management LLC 5.3 
Barnegat Fund Management Inc. Hoboken NJ US 592.6 
Barnes & Associates Bakersfield CA US 0.0 
Barnes & Brock Financial Services , LLC Chesapeake VA US 6.5 
Barnes Capital LLC Lafayette CA US 0.6 
Barnes Financial Services Co., L.L.C. 1.5 
Barnes Investment Advisory Inc Phoenix AZ US 102.2 
Barnes Pettey Financial Advisors, LLC Clarksdale MS US 232.5 
Barnes, Louis B San Francisco CA US 0.0 
Barnett & Co Inc Chattanooga TN US 148.8 
Barnett Asset Management, LLC 19.4 
Barnett Financial Planning Tustin CA US 0.0 
Barnett Financial, Inc. Austin TX US 56.6 
Barnett Investment Counsel, LLC 6.0 
Barnett Investments Inc Bartlesville OK US 70.3 
Barnhart Group 2.8 
Barnstone Advisors LLC Wilmington DE US 28.3 
Barometer Capital LLC 0.0 
Baron Capital Management Inc New York NY US 382.4 
Baron Capital Management, LLC Scottsdale AZ US 0.3 
Baron Financial Group LLC Fair Lawn NJ US 52.1 
Baron Financial Management Corp. Highland Park NJ US 1.1 
Baron Financial Services Inc Kennesaw GA US 5.2 
Baron Silver Stevens Financial Advisors, LLC Boca Raton FL US 200.0 
Barr Financial Services, LLC Winter Park FL US 31.9 
Barr Group Gulf Shores AL US 0.0 
Barr Rosenberg Research Center LLC Orinda CA US 52539.0 
Barrett and Company, LLC Baltimore MD US 0.0 
Barrett Associates Inc New York NY US 1862.1 
Barrett Capital Management, Inc. Batavia NY US 5.0 
Barrett Capital Management,LLC Midlothian VA US 84.3 
Barrier Investments, LLC Memphis TN US 25.5 
Barrington Asset Management, Inc. Chicago IL US 34.7 
Barrington Capital Management Inc Barrington IL US 62.1 
Barrington Capital Management, Inc. Bloomington MN US 11.0 
Barrington Financial Advisors Modesto CA US 27.0 
Barrington Financial Advisors Inc Houston TX US 27.0 
Barrington Services 9.4 
Barrish Financial Planning Mount Laurel NJ US 2.1 
Barron Asset Management, Inc. Tampa FL US 171.9 
Barron Financial Group LLP Torrington CT US 13.9 
Barron Investment Advisory, Inc Atlanta GA US 0.0 
Barron Moore Advisors, Inc. Dallas TX US 0.0 
Barrow & Powers Financial Services, Inc. Lakeland FL US 0.0 
Barrow Hanley Mewhinney & Strauss Inc Dallas TX US 36055.5 
Barrow Investment Management Inc Tampa FL US 29.3 
Barry Capital Management, Inc. Hackettstown NJ US 20.2 
Barry F.T. Bolker 0.0 
Barry M. Corkern & Co., Inc. Little Rock AR US 87.8 
Barry M. Danzinger, Cpa, P.A. Pompano Beach FL US 0.6 
Barry S. Cohen P.C. West Bloomfield MI US 0.0 
Barschi, Edith Beth 0.0 
Bartlett & Co Cincinnati OH US 2953.1 
Bartlett Financial Ames IA US 0.0 
Bartlett Investment Advisors, Inc. 25.0 
Bartlett, Lawrence E Arcadia CA US 2.5 
Bartley Financial Advisors, Inc. Bedford NH US 18.0 
Bartolf Wealth Advisors, Inc. 35.0 
Bartolomei Capital, LLC 42.0 
Barton Advisors, LLC 4.5 
Barton Advisory Services, L.L.C. Lafayette LA US 0.0 
Barton Creek Advisors, LLC 1.9 
Barton Investment Management, LLC W. Conshohocken PA US 109.9 
Bas Management, LLC Portland OR US 40.3 
Base Management Co Towson MD US 104.8 
Basel Asset Management, LLC New York NY US 254.0 
Basicvalue Asset Management Inc. New York NY US 20.3 
Basil Mcrae & Associates, Inc. Chesterfield MO US 9.0 
Bass Financial Solutions, Inc. 3.0 
Bass Financial Strategies, Inc. Greensboro NC US 0.0 
Bass, David 0.0 
Bassett, Brosius & Dawson, Inc. Wilmington DE US 18.4 
Bassi Investments,Inc. 0.9 
Basso Capital Management, L.P. Stamford CT US 1559.7 
Basswood Capital Management, L.L.C. New York NY US 600.0 
Basswood Financial Services Cleveland OH US 0.1 
Bastiat Capital, LLC Plano TX US 20.0 
Bates Creek Research & Consulting LLC CA US 0.0 
Bathgate Capital Partners LLC Greenwood Village CO US 0.0 
Batliner and Associates, Inc. Rolling Meadows IL US 0.0 
Batratchenko, Oleg New York NY US 0.0 
Battenkill Asset Management, LLC New York NY US 54.0 
Battenkill Capital Management Manchester Center VT US 0.0 
Battery Advisors LLC San Francisco CA US 15.2 
Battery Investment Company, Inc. Mount Pleasant SC US 45.3 
Batterymarch Financial Management Inc Boston MA US 28144.0 
Battle Road Research Ltd. Waltham MA US 0.0 
Battlefield Capital Management, LLC King of Prussia PA US 27.2 
Batty, Erlandsen & Associates, P.S. Spokane WA US 0.0 
Bauer Captain & Johnson, Inc. Scottsdale AZ US 146.3 
Bauer Financial Services, Inc. 8.0 
Bauer Planning Group, LLC Eau Claire WI US 0.0 
Bauerle Financial Inc Deland FL US 68.1 
Baugh & Associates, LLC Atlanta GA US 45.0 
Baumert Capital Advisors 0.0 
Baupost Group LLC Boston MA US 16200.8 
Bauserman Financial Services, Inc Winchester VA US 15.2 
Bavard Inc. 20.0 
Bavarian Wealth Management, Inc. New Orleans LA US 1.5 
Baxter Capital Management Inc Indianapolis IN US 535.1 
Baxter Financial Corporation Boca Raton FL US 82.9 
Baxter Investment Management Riverside CT US 193.2 
Baxter Investment Management, LLC Richardson TX US 2.7 
Baxter Investment Partners (Gp), LP Richardson TX US 2.7 
Bay Area College Planners Cupertino CA US 0.0 
Bay Capital Advisors, LLC 23.1 
Bay Capital Management 3.2 
Bay Capital, Registered Investment Advisor Tampa FL US 32.2 
Bay City Financial Services Inc Bellingham WA US 51.0 
Bay Colony Financial Management, Inc Mansfield MA US 2.6 
Bay Consultants 3.3 
Bay Financial Advisors, Inc. Waltham MA US 0.0 
Bay Harbour Management LC New York NY US 435.7 
Bay Mutual Financial LLC Santa Monica CA US 0.9 
Bay View Capital, Inc. St. Petersburg FL US 6.0 
Bay Wealth Retirement & Family Advisory Easton MD US 8.8 
Baydush Simon Weaver, LLC Boulder CO US 560.6 
Bayewitz Asset Management, Inc. Teaneck NJ US 40.0 
Bayfield Investment Management Company, Inc. Beverly MA US 7.0 
Bayhill Advisors, Inc. Davis CA US 11.9 
Bayhill Group South Jordan UT US 1.0 
Bayon Capital Management LLC San Francisco CA US 20.0 
Bayport Financial Advisors, LLC Bellingham WA US 0.0 
Bayshore Asset Management, LLC Coral Gables FL US 116.2 
Bayshore Capital Advisors, LLC Tampa FL US 43.4 
Bayside Wealth Management Pensacola FL US 10.0 
Baystate Fiduciary Advisors, Inc. 157.0 
Baystate Financial Planning Boston MA US 0.0 
Bayswater Associates, Inc. Little Rock AR US 29.5 
Bayview Investment Counsel, Inc Stevensville MD US 33.6 
Bazbaz LLC 0.0 
Bazzell Financial Oakland CA US 24.0 
BB&R Wealth Management, Inc. Walnut Creek CA US 0.0 
BB&T Asset Management, Inc. Raleigh NC US 15852.5 
BB&T Investment Services, Inc. Charlotte NC US 0.0 
Bbe Community Investment Partners, LLC Brookfield WI US 30.0 
Bbjs Financial Advisors, LLC Seattle WA US 36.2 
Bbm Financial Services, Inc. Yakima WA US 20.0 
Bbr Partners, LLC New York NY US 3097.2 
Bbs Capital Management, LP Plano TX US 2.7 
BC Advisors, LLC Mt. Laurel NJ US 2529.9 
BC Investment Advisors, LLC Newport Beach CA US 0.0 
Bcc Advisory Services, LLC Newport Beach CA US 0.0 
Bcd Financial LLC 0.0 
Bcf Law Group, LLC 0.0 
Bcg Securities, Inc. Delran NJ US 125.0 
Bci Capital Management Corte Madera CA US 101.0 
Bcm Wealth Management Wilmington DE US 18.5 
Bcn Advisers, LLC 13.9 
Bcn Financial, Inc. Alameda CA US 23.9 
Bcom Investment Adviser, Lllp Miami FL US 355.5 
Bcp Advisors, LLC Greenwich CT US 2.0 
Bcr Financial Services, LLC Wexford PA US 0.0 
Bcs Financial, LLC Johnson City TN US 64.3 
Bcy Financial Services 4.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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