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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
CI Global Holdings Inc. Toronto CA 2534.8 
CIA Financial Group, Inc. Shelby Township MI US 0.0 
Cibc Global Asset Management (Usa) Ltd. Montreal, Quebec CA 371.2 
Cibc Global Asset Management Inc. Montreal Quebec H3b 4w5 CA 64505.1 
CIC Advisers, LLC Raleigh NC US 49.5 
CIC Partners Management LLC Dallas TX US 230.6 
Ciccarelli Advisory Services Inc Naples FL US 300.9 
Cicchella & Associates LLC South Lyon MI US 0.0 
Cicero Capital Partners Chevy Chase MD US 4.0 
Cielo Investments 0.0 
Ciennik Financial Group,Inc. Sterling Heights MI US 0.4 
Cifc Investment Management LLC New York NY US 3600.0 
CIG Asset Management, Inc. Southfield MI US 175.4 
Cigna Investments, Inc. Bloomfield CT US 19599.0 
CIM Financial Group, Inc. Edmonds WA US 20.6 
CIM Wealth Advisors, LLC 49.6 
Cima Wealth Management, Inc. 6.9 
Cimarron Asset Management, LLC Irving TX US 545.5 
Cimb-GK Securities (Uk) Ltd London EN 0.0 
Cinchpoint Financial Services 6.7 
Cincinnati Asset Management Inc Cincinnati OH US 1240.7 
Cinda Jones, Cfp, Cdp San Diego CA US 0.0 
Cinfin Capital Management Fairfield OH US 944.0 
Ciovacco Capital Management 31.3 
CIP Management, L.P., L.L.L.P. St. Louis MO US 1.3 
Circa Capital, LLC Alpharetta GA US 0.0 
Circle Advisers Inc New York NY US 270.9 
Circle One Wealth Management, LLC Charlotte NC US 182.0 
Circle Wealth Management, LLC Summit NJ US 1129.6 
Cirrus Asset Management, LLC 5.8 
Cirrus Capital Management, LLC 16.4 
Cirrus Research, LLC Tarrytown NY US 0.0 
Citadel Asset Management, LLC 0.0 
Citadel Capital Management 22.6 
Citadel Cpa & Wealth Care Services Kennesaw GA US 0.0 
Citadel Investment Advisory Inc 44.5 
Citadel Portfolio Advisors 10.7 
Citi Capital Advisors Limited London UK 0.0 
Citi First Investment Management Americas LLC New York NY US 0.0 
Citi Private Advisory, LLC New York NY US 3149.4 
Citic Capital Investment Management (Cayman) Limited George Town KY 0.0 
Citic Capital Investment Management Limited Hong Kong PR 240.0 
Citicorp Investment Services Long Island City NY US 1781.3 
Citigroup Alternative Investments LLC New York NY US 15900.0 
Citigroup Global Markets Inc. New York NY US 18993.0 
Citium Advisors LLC 5.0 
Citium Wealth Management, LLC 27.4 
Citiwest Capital Corporation Denver CO US 0.0 
Citizens Advisers, Inc. Portsmouth NH US 725.0 
Citizens Investment Advisors Providence RI US 243.0 
Citizens Investment Services, LLC Hutchinson MN US 0.0 
Citizens Wealth Advisors 0.0 
Cito Capital Advisors LLC Hackensack NJ US 0.5 
Citrin Cooperman Wealth Management, LP Philadelphia PA US 651.1 
Citringroup Birmingham MI US 46.1 
Citrus Capital Management, LLC 4.8 
City Capital Management L.L.C. Forest VA US 7.0 
City Investment Advisors, Inc. Langhorne PA US 0.0 
City National Asset Management, Inc. Beverly Hills CA US 5782.3 
City of London Investment Management Company Limited London UK 5821.7 
City Securities Corporation Indianapolis IN US 480.2 
Cityview Management Services LLC Los Angeles CA US 204.5 
Civello Investment Advisory 10.5 
Civic Capital Advisors, LLC New York NY US 0.0 
Civitas Partners LLC Wilmington DE US 12.0 
Civitas Wealth Management, LLC Dallas TX US 0.0 
CJB Capital Management, LLC San Francisco CA US 3.1 
CJM Fiscal Management, Inc. Melville NY US 0.0 
CJM Wealth Advisers, Ltd. Fairfax VA US 0.0 
CK Advisors, LLC New York NY US 20.2 
CK Environmental Capital Management LLC Tempe AZ US 18.1 
CK Financial Strategies Lexington MA US 0.0 
CKM Financial 0.0 
CKR Investments LLC 9.7 
CKW Financial Group, LLC Honolulu HI US 682.8 
CL&B Capital Management, LLC 6.3 
CLA Financial Advisors, LLC Northbrook IL US 0.0 
CLA USA Advisory Group, LLC Frisco TX US 0.0 
Clacy Associates New York NY US 0.0 
Cladis Investment Advisory LLC Billings MT US 71.5 
Clados Management LLC San Mateo CA US 6.5 
Clairvoyance Capital Advisors Inc. Taipei TA 565.0 
Clairvoyance Capital Advisors Pte. Ltd. None SG 731.0 
Clanco Management Corp. Cleveland OH US 936.0 
Claremont Capital Management, LLC Phoenix AZ US 220.0 
Claremont Financial Group,Inc. Claremont CA US 0.0 
Claremont Investment Partners LLC 17.0 
Clarent Advisors, LLC Stoughton MA US 11.1 
Claret Asset Management Corp Montreal Quebec CA 739.7 
Clarfeld Financial Advisors Inc Tarrytown NY US 3551.0 
Clarion Advisors Inc. Auburn CA US 16.1 
Clarity Asset Management, Inc. West Des Moines IA US 110.4 
Clarity Capital Management, Inc. West Des Moines IA US 10.1 
Clarity Financial 0.0 
Clarity Financial Planning Arlington VA US 0.0 
Clarity Financial Planning, P.C. Mesa AZ US 0.0 
Clarity Financial, LLC Houston TX US 47.3 
Clarity For Women Tampa FL US 0.0 
Clarity Holdings, LLC Chicago IL US 0.0 
Clarity Wealth Advisors San Ramon CA US 0.0 
Clarity Wealth Development, LLC Corvallis OR US 8.0 
Clarity Wealth Management, Inc. Irvine CA US 12.7 
Clarity Wealth Management, LLC Flower Mound TX US 1.8 
Clarium Capital Management LLC San Francisco CA US 457.0 
Clarivest Asset Management LLC San Diego CA US 0.0 
Clark & Stuart Inc Portland ME US 0.0 
Clark Asset Management + Associates, Inc. Altadena CA US 17.0 
Clark Asset Management, Inc. Winter Springs FL US 20.0 
Clark Associates Financial Planning, Inc Braddock NJ US 65.0 
Clark Brothers Investments 7.0 
Clark Capital Management Group Inc Philadelphia PA US 2469.7 
Clark Capital Management, LLC 1.0 
Clark Company Severna Park MD US 35.0 
Clark Dodge & Co. Inc. White Plains NY US 12.5 
Clark Dodge Asset Management, LLC White Plains NY US 109.4 
Clark Financial Advisors Birmingham AL US 128.5 
Clark Financial LLC 0.0 
Clark Financial Services Group, Inc. Chesterfield MO US 125.7 
Clark Hourly Financial Planning, LLC 0.0 
Clark Ii, Kenneth Andrew 0.0 
Clark Investment Strategies, Inc. Dallas TX US 0.0 
Clark Nobil & Co. Hallandale FL US 0.0 
Clark Nuber P.S. Bellevue WA US 0.0 
Clark Planning & Investment Advisory Birmingham AL US 21.5 
Clark Planning, Inc. 6.5 
Clark Wealth Strategies, Inc Omaha NE US 16.0 
Clark, Jeffrey, Brian 0.0 
Clarke & Company, PA Tampa FL US 0.2 
Clarke Arthur D & Co 32.5 
Clarke Asset Management Corporation Locust Valley NY US 0.5 
Clarke Bennitt Management, LP Chadds Ford PA US 11.5 
Clarkin, Freeman & Associates, Inc. 0.0 
Clarksdale Capital, LLC Larkspur CA US 0.0 
Clarkston Capital Partners, LLC Birmingham MI US 72.0 
Clarus Capital Management New York NY US 135.0 
Clarus Capital Partners, LLC 0.0 
Clarus Financial Planning Geneva IL US 0.0 
Clarus Financial, LLC Cincinnati OH US 57.5 
Classic Asset Management, LLC Colts Neck NJ US 30.0 
Classic Capital, Inc. 0.0 
Classic Financial & Insurance Services, Inc. Thousand Oaks CA US 9.7 
Classic Financial Planning, Inc. 0.0 
Classic Investment Management, LLC Scottsdale AZ US 16.3 
Classic Portfolio Management Inc 50.3 
Classical Capital LLC 0.0 
Clausen Capital Management, Inc. Charlotte NC US 14.0 
Clawson Advisory Services 180.1 
Clay Finlay LLC New York NY US 2330.1 
Clayborne Group, LLC Danbury CT US 144.0 
Claycomb Wealth Management Folsom CA US 27.2 
Clayman Financial Consulting 1.3 
Claymore Investments, Inc. Toronto CA 4169.6 
Clayton & Mckervey Financial Group, LLC Southfield MI US 105.0 
Clayton Capital Management, Inc. Oakland CA US 2.2 
Clayton Chase Asset Management, LLC. Edwardsville IL US 0.0 
Clayton Financial Services Inc Topeka KS US 255.8 
Clayton Hedge Fund Advisor LLC 4.7 
Clayton Partners LLC San Francisco CA US 58.0 
Clayton Perfilio, Ltd. Scranton PA US 66.6 
Clayvard Fund Management USA, Inc. London UK 0.0 
Clayvard Ltd. London UK 0.0 
CLB Financial 13.0 
Clbi Investments Inc Walnut Creek CA US 39.3 
CLC Capital Management Grand Junction CO US 15.0 
CLC Management, LLC Chicago IL US 43.1 
Clean Energy Asset Management, LLC 8.5 
Clean Energy Capital, LLC Tucson AZ US 58.5 
Clean Yield Asset Management Norwich VT US 172.9 
Clear Asset Management Inc. New York NY US 7.0 
Clear Brook Advisors, Inc. New York NY US 917.9 
Clear Cove Capital Management LP Dallas TX US 0.0 
Clear Cove LLC Dallas TX US 5.5 
Clear Financial Advisors, LLC 0.0 
Clear Harbor Asset Management, LLC New York NY US 378.7 
Clear Investment Strategies, LLC Chicago IL US 0.0 
Clear Net Worth, L.L.C. Baton Rouge LA US 0.0 
Clear Perspective Advisors, LLC Aurora IL US 56.3 
Clear Perspectives Financial Planning, LLC Cincinnati OH US 21.0 
Clear Point Advisors, Inc. Jericho NY US 127.9 
Clear Point LLC 0.0 
Clear Spring Financial, Pllc 0.0 
Clear Springs Advisors, LLC Tampa FL US 3.5 
Clear Stream Advisors, Incorporated 6.6 
Clear Trace, LLC 0.0 
Clear Value Investments, Inc. 0.0 
Clear Values Financial Planning, Inc. 0.0 
Clear View Capital Management LLC 6.0 
Clear View Wealth Advisors, LLC 0.0 
Clear Vision Financial Advisors 0.0 
Clearbridge Advisors, LLC New York NY US 57736.6 
Clearbridge Asset Management Inc New York NY US 285.4 
Clearbrook Advisory Services, LLC Belmont NC US 17.4 
Clearbrook Discretionary Investment Services LLC New York NY US 0.0 
Clearbrook Investment Consulting LLC Stamford CT US 0.0 
Clearbrook Investment Solutions LLC New York NY US 0.0 
Clearlake Advisors, L.L.C. San Anselmo CA US 226.7 
Clearmark Capital LLC 0.0 
Clearpath Capital Partners LLC San Mateo CA US 57.6 
Clearpath Retirement Partners Lone Tree CO US 194.0 
Clearpath Wealth Management, LLC Providence RI US 78.3 
Clearpoint Capital, L.L.C. Fairhope AL US 4.1 
Clearrock Capital LLC Ketchum ID US 0.0 
Clearstream Investments, LLC Boston MA US 560.0 
Clearview Financial Advisors 0.0 
Clearview Financial, Inc. San Diego CA US 13.6 
Clearview Financial, LLC 4.9 
Clearview Global Wealth Advisors Wyomissing PA US 29.0 
Clearview Wealth Management, LLC 12.0 
Clearview Wealth Management, LLC Bethesda MD US 0.0 
Clearvue Advisors LLC 0.0 
Clearwater Advisors, LLC Boise ID US 6440.0 
Clearwater Capital Management 15.0 
Clearwater Capital Management I, LLC Chatham NJ US 26.3 
Clearwater Capital Management Ii, LLC Palm Harbor FL US 4.0 
Clearwater Management Company, Inc. St Paul MN US 1669.3 
Clearwater Wealth Management North Logan UT US 0.0 
Clearwealth 60.7 
Cleary Gull Advisors Inc. Milwaukee WI US 4885.3 
Cleary Gull Inc. Milwaukee WI US 881.6 
Clelland & Company Inc LA Jolla CA US 260.2 
Clem Investments Rapid City SD US 69.0 
Clement Asset Management, LLC 0.0 
Clemente Investment Services LLC Kingston PA US 0.0 
Clemons Financial 0.0 
Clemson-Eps Advisors, LLC Seneca SC US 64.0 
Clerestory Capital Advisors, LLC New York NY US 0.0 
Clerestory Financial Planning, LLC Edina MN US 2.2 
Cleveland Capital Management Rocky River OH US 22.6 
Cleveland Financial Services Corporation Agoura CA US 0.0 
Cleveland Hauswirth Investment Management, Inc. Milwaukee WI US 161.9 
Click Capital Management, LLC Jupiter FL US 8.5 
Client 1st Wealth Management, Inc. Bettendorf IA US 1.8 
Client First Advisors,Inc. Clearwater FL US 83.7 
Client First Finance LLC 0.0 
Client First Financial Advisors, LLC 0.9 
Client First Investment Management, Inc. West Bend WI US 0.0 
Client One Securities LLC Leawood KS US 0.0 
Clientfirst Financial Strategies, Inc. Dayton OH US 144.3 
Clientfirst Wealth Management Little Rock AR US 252.6 
Clifden Equities, LLC St. John VI US 0.0 
Cliff Fridkis 0.0 
Clifford Capital Management 10.7 
Clifford Capital Partners, LLC Chicago IL US 3.4 
Clifford E. Fenske JR Cpa Accountancy Corporation San Martin CA US 0.0 
Clifford Investment Counsel, LLC 6.0 
Clifford Swan Investment Counsel LLC Pasadena CA US 0.0 
Cliffwater LLC Marina Del Rey CA US 0.0 
Cliffwood Partners LLC Los Angeles CA US 565.6 
Clifton Gunderson Wealth Advisors Middleton WI US 779.8 
Clifton Myers Financial Advisory Round Rock TX US 13.9 
Clifton, Roger Lambert 61.0 
Climo Capital Management, Inc. 0.0 
Cline Financial Concepts, LLC 4.0 
Clinkscales Capital Advisors, LLC Roswell GA US 0.0 
Clinton Group, Inc New York NY US 2800.0 
Clinton Investment Management, LLC Stamford CT US 167.0 
Clinton Street Capital 2.0 
Clintsman Financial Planning Southlake TX US 0.0 
Clio Funds Management, LLC Raleigh NC US 25.0 
CLM Capital Management LLC Sanford ME US 33.6 
Cloak and Company Investment Advisors, LLC Albuquerque NM US 15.0 
Clocktower Capital,LLC Beverly Hills CA US 40.0 
Clorety + Company, Inc. Crownsville MD US 0.0 
Closed-End Fund Advisors Inc. Richmond VA US 76.2 
Clothier Springs Capital Management, LLC 2.5 
Cloud, Minturn & Associates Torrance CA US 0.0 
Cloud, Neff Management, LLC Tulsa OK US 0.0 
Cloudbreak Capital LLC Los Angeles CA US 0.0 
Cloudy Bay Capital, Inc. Fountain Valley CA US 0.0 
Clough Capital Partners, LP Boston MA US 3791.0 
Clout Inc. Advisers Tucson AZ US 0.0 
Clover Capital Management Inc Rochester NY US 2522.1 
Clover Partners, L.P. Dallas TX US 146.0 
Clovis Capital Management New York NY US 1698.0 
CLS Financial Advisors, Inc. Portland OR US 0.0 
CLS Investments, LLC Omaha NE US 0.0 
Cluain-Eraird Equity Investors, LLC Menlo Park CA US 14.0 
Clune & Associates Chicago IL US 117.8 
Clutch Capital Management, LLC West Hempstead NY US 1.6 
Clute Wealth Management Plattsburgh NY US 0.0 
Clutinger Williams & Verhoye Inc San Diego CA US 174.8 
Clutterbuck Capital Management LLC Cleveland OH US 123.2 
Clybourn Partners LLC Bloomingdale IL US 28.6 
Clyde Financial Planning 0.0 
Clyman & Associates, Inc. 0.0 
CM Capital Management, LLC Virginia Beach VA US 3.5 
CM Energy Partners, Inc. Dallas TX US 25.3 
CM Financial Advisors, LLC Rocky Hill CT US 0.0 
CM First Capital Corp. 15.3 
CMA Advisory Group, LLC Orlando FL US 47.9 
CMA Investments 4.4 
CMB Portfolio Management LLC 0.0 
CMC Advisers, LLC Portland OR US 178.9 
CMC Advisors, Inc. New York NY US 0.0 
CMD Financial Services 0.8 
CMG Advisors, Inc. Radnor PA US 3.3 
CMG Advisors, LLC Seattle WA US 2.8 
CMG Advisory Services, LLC Naples FL US 0.0 
CMG Capital Management Group, Inc. Radnor PA US 440.6 
CMG Financial Planning, Ltd. Pearl River NY US 0.0 
CMG Investment Advisors,LLC Radnor PA US 0.8 
CMH Wealth Management, LLC North Hampton NH US 112.0 
CMJ Partners, LLC Vero Beach FL US 20.0 
CMK Financial Planning, LLC 0.0 
CMN Financial Services, Inc. Nashville TN US 8.6 
CMP Financial Planning 0.0 
CMS Fund Advisers, Inc. Wynnewood PA US 1261.8 
CMS Fund Advisers, LLC Wynnewood PA US 1240.3 
CMS Inc. Sherman Oaks CA US 0.0 
Cmsu & Associates, LLC 13.0 
Cnbs Overland Park KS US 2830.1 
CNH Partners, LLC Greenwich CT US 2868.0 
CNL Fund Advisors Company Orlando FL US 0.2 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

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