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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
D & G Advisory Group, L.L.C. 0.0 
D & P Investment Advisors, Ltd. Wakefield RI US 15.7 
D & T Financial Advisors, Inc. Concord CA US 11.0 
D and D Capital Group LLC 0.0 
D C Voss & Company, LLC 47.5 
D E Shaw & Co LP New York NY US 27811.6 
D F Burch Advisors, Ltd. Dallas TX US 51.7 
D Ronald Voss Investment Manager 16.8 
D&M Capital Management, Inc. Costa Mesa CA US 76.6 
D'Amico & Lowe, LLC Glendale CA US 0.0 
D'Annunzio Consulting Group, LLC Tacoma WA US 756.8 
D'Arcangelo Financial Advisors, LLC Poughkeepsie NY US 0.0 
D'Arcy, Jeffrey Miami AU 18.0 
D'Orazio & Associates, Inc. Falls Church VA US 415.8 
D-$ki Financial 0.0 
D-Rock Investment Services, LLC San Diego CA US 12.1 
D. Bradlee Hodson, Cpa, Cfp 0.0 
D. Craig Mckenna Advisors, LLC American Fork UT US 3.6 
D. Kamlet & Company, Inc. Woodbury NY US 0.0 
D. Keith Rhea Houma LA US 2.0 
D. Ladd Pattillo & Associates, Inc. Austin TX US 0.0 
D. Marden Miller & Associates, LP Dallas TX US 1.7 
D. Mattersdorff LLC 16.1 
D. Scott Neal, Inc. Lexington KY US 95.0 
D. Williamson Ent., Inc 0.0 
D.A. Collins & Co., Inc. Saratoga Springs, NY US 6.4 
D.A. Davidson & Co. Great Falls MT US 3370.7 
D.A. Hudson & Associates Cleveland OH US 0.0 
D.A. Schwenker & Assoc.'s, Inc. Worthington OH US 12.3 
D.A.C. Davis Investment Counsel, Inc. Toronto Ontario CA 5.8 
D.B. Fitzpatrick & Co. Boise ID US 778.8 
D.B. Martin Investment Coaching Santa Clara CA US 0.0 
D.B. Root & Company, Inc. Pittsburgh PA US 0.0 
D.B.A. Rpb Asset Management 7.2 
D.E. Shaw & Co., LLC New York NY US 0.0 
D.E. Shaw Direct Capital, L.L.C. New York NY US 965.3 
D.E. Shaw Investment Management, L.L.C. New York NY US 1646.1 
D.G. Capital Management Boston MA US 1737.0 
D.H. Hill Advisors, Inc. Humble TX US 11.1 
D.J. Shah Financial Services 0.0 
D.L. Blain & Co., LLC New Bern NC US 37.4 
D.L. Miller Financial Services, L.L.C. New Braunfels TX US 1.5 
D.L. Sizemore & Co., Inc. 5.1 
D.M. Becker Investment Management Company, Inc. 20.0 
D.M. Fink & Associates, P.C. 0.4 
D.M. Wealth Management, Inc. Norman OK US 5.0 
D.maclaren, Inc. 1.4 
D.P. Hill & Co. San Francisco CA US 141.6 
D.R. Saur Financial, Inc. Dallas TX US 44.7 
D/B/A Bay Fortune Investors 3.4 
D/B/A Berger Advisory Services Stamford CT US 3.0 
D/B/A Burns Advisory 17.4 
D/B/A Financial Awareness Institute Woodridge IL US 3.1 
D/B/A Revolution Capital 4.0 
D/B/A Strategic Portfolio Management 15.8 
D/B/A:colley Financial Services Lake Placid FL US 5.6 
D3 Financial Counselors LLC Downers Grove IL US 36.8 
D5 Advisors LLC Stamford CT US 0.0 
DA Cockrell & Associates Surprise AZ US 1.6 
DA Financial Advisors, Inc. Edina MN US 0.0 
Daat Asset Management Westlake Village CA US 25.7 
Dabk, Inc. 0.5 
Dabney Investment Consulting Associates Inc Houston TX US 0.0 
Dac Asset Management LLC Waltham MA US 89.9 
Daedalus Capital Group, Inc. Houston TX US 13.4 
Daedalus Capital, L.L.C. St. Louis MO US 10.0 
Dafna Capital Management, LLC Los Angeles CA US 110.5 
Dafna Meltzer Cpa Elkins Park PA US 0.0 
Dagel Financial, Inc 0.0 
Dahab Associates Inc Bay Shore NY US 0.0 
Dahl Financial Services, Inc. Polo IL US 25.4 
Dains Investment Management 0.9 
Daishin Investment Trust Management Co Ltd Seoul KO 143.4 
Daiwa Asset Management (America) Ltd New York NY US 44.2 
Daiwa Institue of Research Ltd Tokyo JP 0.0 
Daiwa SB Investments (Hk) Ltd Hong Kong CN 727.8 
Daiwa SB Investments (Singapore) Ltd. Singapore SG 1159.7 
Daiwa SB Investments Ltd Chiyoda-Ku, Tokyo JP 52141.1 
Daiwa SB Investments UK Ltd London UK 6133.4 
Daiwa SB Investments USA Ltd New York NY US 390.2 
Dal Investment Co LLC San Francisco CA US 1315.0 
Dale Edward Norton 0.0 
Dale G. Konicek Houston TX US 0.0 
Dale K. Ehrhart, Inc. Venice FL US 450.4 
Dale L. Miller, Registered Investment Advisor, LLC 1.6 
Dale Q Rice Investment Advisor Ltd Vancouver WA US 13.0 
Dale Reynolds Registered Investment Advisor Gainesville VA US 0.0 
Dale, Ron Allan Roseville CA US 0.0 
Daley Capital Management, Inc 1.0 
Dallas Financial Advisory, Inc. Addison TX US 15.0 
Dalto Financial 23.0 
Dalton Investments LLC Los Angeles CA US 1088.4 
Dalton Strategic Investment Services Inc. Knightstown IN US 0.3 
Dalton Strategic Partnership LLP London UK 904.8 
Dalton, Greiner, Hartman, Maher & Co., LLC New York NY US 756.4 
Damian Capital Management, LLC 0.9 
Damon Advisors, LLC 0.0 
Dan B. England, Cpa, Inc. Durant OK US 1.2 
Dan L Wolfe 0.0 
Dan Mcconnell 0.0 
Dan R. Kolbenschlag, PC Bristow VA US 0.0 
Dana Investment Advisors Inc Brookfield WI US 2794.3 
Dana R. Norman Swansea MA US 13.5 
Danda Trouve Investment Management, Inc. Prairie Village KS US 43.0 
Dane Falb Stone & Co Inc Boston MA US 53.5 
Danesh Investments, LLC East Lyme CT US 0.0 
Danforth Investments 0.0 
Daniel A. Bullard, Clu, Chfc Branford CT US 0.0 
Daniel D. Fencl Waterloo IA US 5.6 
Daniel Devine & Company Delray Beach FL US 139.9 
Daniel E Sutton, Cfp Roseville CA US 8.4 
Daniel F. Coxe, Investment Advisor Tustin CA US 5.6 
Daniel F. Mulcahy, Cfp Albuquerque NM US 11.2 
Daniel G Pappano 240.0 
Daniel Gilbert Hunteman 0.0 
Daniel Goldstein, Cfp 11.7 
Daniel H. Mann Henderson NV US 0.0 
Daniel Investments, Inc. 13.0 
Daniel K. Eickholt, Cfp 0.1 
Daniel L. Roebuck Raleigh NC US 0.0 
Daniel M. Devine, Cpa, P.A. Deerfield Beach FL US 6.0 
Daniel M. Stern, LLC 0.5 
Daniel N. Loeb Professional Corporation 2.9 
Daniel Teplitz & Associates Financial Advisors, LLC Old Bridge NJ US 42.7 
Daniel V. Hawley, Cfp Walnut Creek CA US 0.0 
Daniels & Erickson Financial Advisors, LLC Dallas TX US 80.2 
Daniels + Tansey, L.L.P. Wilmington DE US 125.6 
Daniels, Theodore R. 4.3 
Danison & Associates Inc Columbus OH US 19.4 
Danny Stuckler, Mba, Cfp 0.0 
Dantche Advisory Associates 2.3 
Danzell Investment Management, Ltd. Hilton Head Island SC US 11.4 
Darcy & Co., Inc. Syracuse NY US 14.7 
Darda Wealth Management Winston-Salem NC US 7.1 
Dare Capital Management, LLC Nags Head NC US 2.9 
Dargon Development 0.0 
Darius Capital Partners Sas Paris FR 900.0 
Darrell & King Charlottesville VA US 357.5 
Darrell E Kingsland, Cpa,Cfp Columbia MD US 1.6 
Darryll R. Bauchert, Sr., Mba, Cfp Fort Myers FL US 9.8 
Dartmouth Advisory Services,Inc. Garden City NY US 32.7 
Dartmouth Capital Advisors, Inc. 96.3 
Dartmouth Strategies Group, LLC North Dartmouth MA US 0.0 
Daruma Asset Management, Inc. New York NY US 847.5 
Darwish, Ryan 20.0 
Daryl B. Golemb, AN Accountancy Corporation San Diego CA US 0.0 
Das Associates Avon CT US 0.0 
Dash Acquisitions LLC Beverly Hills CA US 8.0 
Dasher & Padgett Finanical Advisors, Inc. Albany GA US 11.6 
Datatex Investment Services Inc Clayton MO US 37.0 
Datco Financial Services 0.0 
Dave L. Borders-Investment Adviser 1.9 
Daven & Associates Inc 0.8 
Davenport & Company LLC Richmond VA US 3213.3 
Davenport & Watts Investment Advisors LLC Ridgeland MS US 21.4 
Davenport PA Jacksonville FL US 0.0 
Davenport, Loyd & Figari Investment Management Inc. Stuart FL US 14.9 
David A. Noyes & Company Chicago IL US 114.5 
David A. Reumont Cpa, PC Silver Spring MD US 0.0 
David A. Welber, Cpa/Pfs Cfp York PA US 0.0 
David Anderson Financial Planning, LLC Liberty MO US 0.0 
David Arthur Steenburgen 1.7 
David August Heitzenroder D/B/A Rosewood Capital Pittsburgh PA US 0.0 
David B. Brandolph, J.D., Cfp 3.3 
David B. Heinz, Cfp 19.8 
David B. Patston, Cpa, Cfa Denver CO US 151.4 
David Bernard Zelinsky Attorney AT Law, Inc. Placerville CA US 0.0 
David C. Luck, Cpa PC Chatham NY US 19.0 
David C. Sellers Financial Services, Inc. Jefferson City TN US 15.4 
David Cohn & Associates, Inc. Parker CO US 0.0 
David DE Koekkoek, Cfp, EA Ontario CA US 0.0 
David F. Bello, Cfp 37.5 
David Fontana and Associates, Inc. P.S. Seattle WA US 0.0 
David Gandossy, LLC Matthews NC US 0.0 
David Gratke Wealth Advisors, LLC Portland OR US 37.5 
David Holmes Cross Plains TX US 1.9 
David Huckin & Associates, Inc. Houston TX US 0.0 
David I Shactman, Retirement Income Advisor 23.9 
David J. Greene and Company, LLC New York NY US 2602.2 
David J. Peters Financial Services, Inc. Los Alamitos CA US 23.6 
David K. Turner 52.2 
David L. Bateman, Cpa, Cfp Marblehead MA US 0.0 
David L. Jelinek Agency, LLC Chicago IL US 1.1 
David L. Roberson Financial & Insurance Services, Inc. Irvine CA US 0.0 
David L. Simpson, AN Accountancy Corporation Brea CA US 0.0 
David Little Value Asset Management, LLC Newport RI US 0.0 
David M. Alt, Cfa 0.0 
David M. Egeland Financial Services Minnetonka MN US 0.0 
David M. King and Associates, Ltd. Lawrence KS US 0.9 
David M. Lee, P.C. Houston TX US 85.0 
David M. Raskin Cpa, PA Deerfield Beach FL US 0.4 
David Michael Strauss 19.6 
David Naworski Registered Investment Advisor San Antonio TX US 9.4 
David P. Griffith, P.A. Wilmington DE US 0.0 
David P. Henneke, Investment Advisor Alice TX US 22.3 
David Paul Woessner 0.0 
David Piersen Horstick, Investment Adviser 2.6 
David R. Faribault - Registered Investment Advisor 7.2 
David R. Kern Asset Management Huntertown IN US 32.5 
David R. Stallard, J.D., Cpa,Cfp 6.0 
David S. Reinders, Cfp Stevenson Ranch CA US 0.0 
David Samet, Cpa, Cfp New City NY US 0.0 
David Scott Hall Dba David Hall Commodities Sugarland TX US 0.0 
David Vaughan Investments Inc Peoria IL US 914.2 
David Vigoda Associates Albany NY US 0.0 
David W. Carickhoff Accountants, Inc Bensalem PA US 0.0 
David W. Mckinlay, Chfc Greenwood Village CO US 18.8 
David W. Tice & Associates, LLC St. Thomas VI US 1766.3 
David Wendell Associates, Inc. Portsmouth NH US 291.7 
David White - Investment Counsel San Diego CA US 49.7 
David William Hogshire Registered Investment Advisor Plymouth MN US 0.4 
David Witherbee & Associates, Inc. Concord MA US 75.0 
Davidson & Garrard Inc Lynchburg VA US 317.9 
Davidson Asset Managment, Inc. Manalapan NJ US 97.5 
Davidson Capital Davidson NC US 70.0 
Davidson Capital Management Devon PA US 59.6 
Davidson Capital Management, Inc Corpus Christi TX US 49.2 
Davidson Financial Planning Torrance CA US 0.0 
Davidson Financial Planning 0.0 
Davidson Fixed Income Management, Inc. Denver CO US 5029.9 
Davidson Investment Advisors, Inc. Great Falls MT US 774.2 
Davidson Kempner Advisers Inc New York NY US 9634.5 
Davies Financial Advisors, Inc. Murrieta CA US 0.0 
Davig Financial Corporation Holmen WI US 12.3 
Davinci Capital Management Inc. Cambridge MA US 2.0 
Davinci Financial Planning, Inc. Colorado Springs CO US 3.4 
Davis & Wehrle, LLC Austin TX US 52.6 
Davis Asset Development LLC 0.0 
Davis Capital St. Charles MN US 0.0 
Davis Capital 0.0 
Davis Capital Management, LLC Denver CO US 71.9 
Davis Financial 0.0 
Davis Financial Management, Inc. Leawood KS US 6.6 
Davis Financial Services, LLC Orleans MA US 44.6 
Davis Hamilton Jackson & Associates LP Houston TX US 1569.1 
Davis Investment Group, Ltd. Bloomfield Hills MI US 0.0 
Davis Michael Kim Marion MA US 74.5 
Davis R M Inc Portland ME US 1793.0 
Davis Reseland, LLC Brentwood TN US 12.0 
Davis Selected Advisers - Ny, Inc. New York NY US 47094.0 
Davis Selected Advisers LP Tucson AZ US 47094.0 
Davis Wealth Management, LLC Akron OH US 0.0 
Davis, Harry Douglas 0.0 
Davis, Mary Ellen 10.2 
Davis-Monk Financial Group, Inc. Gainesville FL US 0.0 
Davis-Ross Investment Advisers, LLC Columbus OH US 69.2 
Davisson Investment, LLC Portsmouth NH US 36.9 
Davlin Fund Advisors 1.6 
Davos Financial Advisors, LLC Miami FL US 0.0 
Dawn Webster Financial, Inc. 3.4 
Dawson James Asset Management, Inc. Boca Raton FL US 12.0 
Dawson Wealth Management Cleveland OH US 109.0 
Dawson-Herman Capital Management, Inc. Southport CT US 1915.5 
Day & Ennis, LLC Macon GA US 123.8 
Day Hagan Asset Management Sarasota FL US 75.6 
Day Professional Services 0.0 
Day Wealth Management, LLC Orwigsburg PA US 19.0 
Day, David P. 0.0 
Daymark Advisors Baltimore MD US 0.0 
DB Financial Management, Inc. Zephyr Cove NV US 27.2 
DB Investment Managers, Inc New York NY US 4323.8 
DB&B Financial Services, LLC Syracuse NY US 107.1 
DB&C Investment Services, LLC Holland MI US 0.0 
Db2 Investment Advisory Services Inc. San Francisco CA US 0.0 
Dbia, LLC. Southington CT US 0.0 
Dbl Investors, LLC San Francisco CA US 75.0 
Dbl Investors, LLC San Francisco CA US 75.0 
Dblaine Capital, LLC 0.5 
Dbn Wealth Management, LLC Santa Barbara CA US 58.5 
Dbrs New York NY US 0.0 
Dbs Asset Management (United States) Pte Ltd Singapore SG 79.7 
Dbs Investment Advisers, LLC Bay City MI US 50.2 
DC Advisors, LLC 1.4 
DC Capital Management, LLC 6.0 
DC Evans Investment Advisors, LLC Hillsdale NJ US 0.0 
DC Funding Partners LLC Oak Brook IL US 2404.2 
DC Nelson Asset Management, LLC Greenwich CT US 27.0 
Dca Global Investment Management Norcross GA US 150.0 
Dch Financial Services, Inc. Tulsa OK US 0.0 
Dcm Financial Partners, Ltd. Brentwood TN US 10.6 
Dcm LLC New York NY US 25.0 
Dcm Partners LLC New York NY US 10.5 
Dcmh Wealth Management 1.0 
Dcs Wealth Advisory Services, LLC. Indianapolis IN US 17.9 
Dcw Capital Management, LLC 1.2 
Ddj Capital Management LLC Waltham MA US 2333.3 
Dds Investment Management, Inc. Northbrook IL US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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