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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
D & G Advisory Group, L.L.C. 30.0 
D & P Investment Advisors, Ltd. Wakefield RI US 25.0 
D & T Financial Advisors, Inc. Concord CA US 20.0 
D and D Capital Group LLC 0.0 
D C Voss & Company, LLC 72.7 
D F Burch Advisors, Ltd. Dallas TX US 52.3 
D G O Investment Advisors LLC 32.0 
D Little, L.L.C. 26.0 
D Robinson Investors, LLC Swansboro NC US 1.6 
D Ronald Voss Investment Manager 12.6 
D Squared Capital Management, LLC Bozeman MT US 11.1 
D'Agruma & Leggett Wealth Management, LLC 0.0 
D'Amico & Lowe, LLC Glendale CA US 0.0 
D'Amore Advisors LLC Fort Lauderdale FL US 0.0 
D'Annunzio Consulting Group, LLC Tacoma WA US 0.0 
D'Arcangelo Financial Advisors, LLC Poughkeepsie NY US 0.0 
D'Arcy Capital Management, LLC San Diego CA US 29.3 
D'Arcy, Jeffrey Miami AU 0.0 
D'Orazio & Associates, Inc. Falls Church VA US 526.3 
D-$ki Financial 0.0 
D-Rock Investment Services, LLC San Diego CA US 12.1 
D. Bradlee Hodson, Cpa, Cfp 0.0 
D. Craig Mckenna Advisors, LLC American Fork UT US 0.0 
D. E. Shaw & Co., L.P. New York NY US 0.0 
D. E. Shaw Direct Capital, L.L.C. New York NY US 852.5 
D. E. Shaw Investment Management, L.L.C. New York NY US 5139.5 
D. Kamlet & Company, Inc. Woodbury NY US 0.0 
D. Keith Rhea Houma LA US 2.0 
D. Ladd Pattillo & Associates, Inc. Austin TX US 0.0 
D. Marden Miller & Associates, LP Dallas TX US 0.0 
D. Mattersdorff LLC 24.4 
D. Scott Neal, Inc. Lexington KY US 150.1 
D. Williamson Ent., Inc 0.0 
D.A. Collins & Co., Inc. Wilton NY US 6.8 
D.A. Davidson & Co. Great Falls MT US 5664.2 
D.A. Hudson & Associates Independce OH US 0.0 
D.A. Schwenker & Assoc.'s, Inc. Worthington OH US 12.3 
D.A.C. Davis Investment Counsel, Inc. Toronto, Ontario CA 5.2 
D.B. Fitzpatrick & Co. Boise ID US 990.0 
D.B. Martin Investment Coaching 0.0 
D.B. Root & Company, Inc. Pittsburgh PA US 0.0 
D.B. Stern & Co. Portland OR US 2.4 
D.B.A. Rpb Asset Management 7.2 
D.C. Capital Management Corporation Orlando FL US 0.0 
D.D. Marrello & Co. Wheaton IL US 0.0 
D.E. Shaw & Co., LLC New York NY US 0.0 
D.G. Capital Management Boston MA US 1514.0 
D.H. Hill Advisors, Inc. Humble TX US 24.0 
D.J. Shah Financial Services 0.0 
D.L. Blain & Co., LLC New Bern NC US 58.9 
D.L. Fields Advisory Group 0.1 
D.L. Miller Financial Services, L.L.C. New Braunfels TX US 1.5 
D.L. Sizemore & Co., Inc. 3.2 
D.M. Becker Investment Management Company, Inc. 24.0 
D.M. Fink & Associates, P.C. 0.4 
D.M. Wealth Management, Inc. Norman OK US 9.5 
D.maclaren, Inc. 0.0 
D.O. Socially Responsible Investment Inc. 0.0 
D.P. Hill & Co. San Francisco CA US 135.0 
D.R. Gardner Services, LLC 0.0 
D.R. Saur Financial, Inc. Dallas TX US 71.8 
D/B/A Bay Fortune Investors 3.4 
D/B/A Berger Advisory Services Stamford CT US 3.7 
D/B/A Burns Advisory 17.4 
D/B/A Financial Awareness Institute Woodridge IL US 3.1 
D/B/A Lauber Financial Planning 0.0 
D/B/A Names: Kardia Planning and Dunavant Wealth Group Mandeville LA US 0.0 
D/B/A Revolution Capital 8.0 
D/B/A Strategic Portfolio Management 2.0 
D/B/A:colley Financial Services Lake Placid FL US 5.6 
D2 Capital Management Jacksonville FL US 0.0 
D3 Financial Counselors LLC Downers Grove IL US 63.0 
D5 Advisors LLC Stamford CT US 0.0 
DA Cockrell & Associates Surprise AZ US 1.6 
DA Financial Advisors, Inc. Edina MN US 0.0 
Daat Asset Management Westlake Village CA US 0.0 
Dabk, Inc. 1.1 
Dabney Investment Consulting Associates Inc 0.0 
DAC Asset Management LLC Boston MA US 93.0 
Daedalus Capital Group, Inc. Houston TX US 13.4 
Daedalus Capital, L.L.C. St. Louis MO US 3.3 
Dafna Capital Management, LLC Los Angeles CA US 84.0 
Dafna Meltzer Cpa Elkins Park PA US 0.0 
Dafully Inc. Saratoga CA US 0.0 
Dagel Financial, Inc 0.0 
Dahab Associates Inc Bay Shore NY US 0.0 
Dahl Financial Services, Inc. Polo IL US 26.4 
Daimyo Capital, LLC Torrance CA US 0.0 
Dains Investment Management 0.9 
Daintree Advisors LLC Boston MA US 450.0 
Dais Advisors, LLC 0.0 
Daishin Investment Trust Management Co Ltd Seoul KO 143.4 
Daiwa Asset Management (America) Ltd New York NY US 1551.0 
Daiwa Institue of Research Ltd Tokyo JP 0.0 
Daiwa SB Investments (Hk) Ltd Hong Kong CN 2681.8 
Daiwa SB Investments (Singapore) Ltd. Singapore SG 1801.6 
Daiwa SB Investments Ltd Chiyoda-Ku, Tokyo JP 59892.4 
Daiwa SB Investments UK Ltd London UK 7766.1 
Daiwa SB Investments USA Ltd New York NY US 563.8 
Dakota Financial Management 55.8 
Dakota Wealth Management, LLC Watertown SD US 0.0 
DAL Investment Co LLC San Francisco CA US 1162.3 
Dale Beals Financial Wisdom LLC 7.2 
Dale Buckner and Asset Planning Group Amarillo TX US 30.3 
Dale Edward Norton 0.0 
Dale G. Konicek Houston TX US 0.0 
Dale K. Ehrhart, Inc. Venice FL US 670.7 
Dale L. Miller, Registered Investment Advisor, LLC 0.8 
Dale Q Rice Investment Advisor Ltd Vancouver WA US 15.0 
Dale Reynolds Registered Investment Advisor Gainesville VA US 0.0 
Dale, Ron Allan Roseville CA US 0.0 
Daley Capital, Inc Crofton MD US 1.2 
Dallas Money Management LLC 0.0 
Dalto Financial 30.0 
Dalton Investments LLC Santa Monica CA US 1212.0 
Dalton Strategic Investment Services Inc. Knightstown IN US 4.4 
Dalton Strategic Partnership LLP London UK 2456.8 
Dalton, Greiner, Hartman, Maher & Co., LLC New York NY US 1458.7 
Daly Financial LLC 0.0 
Damian Capital Management, LLC 0.9 
Damocles Capital Management, LLC 0.0 
Damon Advisors, LLC 0.0 
Dan B. England, Cpa, Inc. Durant OK US 1.2 
Dan L Wolfe 0.0 
Dan Mcconnell 0.0 
Dan R. Kolbenschlag, PC 0.0 
Dana Investment Advisors Inc Brookfield WI US 2740.4 
Dana R. Norman Swansea MA US 19.5 
Danda Trouve Investment Management, Inc. Prairie Village KS US 62.8 
Dane Falb Stone & Co Inc Boston MA US 71.7 
Danesh Investments, LLC East Lyme CT US 0.0 
Danforth Investments 0.0 
Daniel A. Bullard, Clu, Chfc Branford CT US 0.0 
Daniel A. Marbell, Jr., Cpa, Cfp 0.0 
Daniel D. Fencl Waterloo IA US 11.3 
Daniel Devine & Company Delray Beach FL US 160.2 
Daniel E Sutton, Cfp Roseville CA US 8.0 
Daniel F. Bass 0.0 
Daniel F. Coxe, Investment Advisor Newport Beach CA US 5.0 
Daniel F. Mulcahy, Cfp Albuquerque NM US 11.2 
Daniel Financial Group, Inc. Little Rock AR US 0.0 
Daniel Frishberg Financial Services, Inc. San Antonio TX US 175.0 
Daniel G Pappano 40.0 
Daniel Gilbert Hunteman 0.0 
Daniel Goldstein, Cfp 13.7 
Daniel H. Mann Henderson NV US 0.0 
Daniel Investment Associates, LLC Santa Barbara CA US 0.0 
Daniel Investments, Inc. 13.0 
Daniel J. Disimile Cfp, LLC Van Nuys CA US 8.0 
Daniel K. Eickholt, Cfp 0.1 
Daniel L. Roebuck Raleigh NC US 0.0 
Daniel M. Devine, Cpa, P.A. Deerfield Beach FL US 0.8 
Daniel M. Stern, LLC 0.7 
Daniel N. Loeb Professional Corporation 3.0 
Daniel Teplitz & Associates Financial Advisors, LLC Old Bridge NJ US 53.7 
Daniels & Erickson Financial Advisors, LLC Dallas TX US 97.3 
Daniels + Tansey, L.L.P. Wilmington DE US 282.1 
Daniels, Theodore R. 0.0 
Danison & Associates Inc Columbus OH US 291.2 
Dann Asset Advisors, LLC 7.0 
Danny Stuckler, Mba, Cfp 0.0 
Dantche Advisory Associates 3.2 
Danzell Investment Management, Ltd. Hilton Head Island SC US 11.4 
Dapelo & Correia Capital Investors, LLC Dana Point CA US 0.0 
Dara Capital US, Inc. New York NY US 89.0 
Darchuck Stewart Capital Advisors, LLC Monterey CA US 69.9 
Darcy & Co., Inc. Syracuse NY US 17.4 
Darda Wealth Management Winston-Salem NC US 9.0 
Dare Capital Management, LLC Nags Head NC US 5.0 
Dargon Development 0.0 
Darius Capital Partners Sas Paris FR 0.0 
Dark Horse LLC 0.0 
Darrell & King, Investment Counsel, LLC Charlottesville VA US 527.9 
Darrell E Kingsland, Cpa,Cfp Columbia MD US 1.5 
Darryll R. Bauchert, Sr., Mba, Cfp Fort Myers FL US 9.8 
Dartmouth Advisory Services,Inc. Garden City NY US 48.5 
Dartmouth Capital Advisors, Inc. 130.5 
Dartmouth Strategies Group, LLC North Dartmouth MA US 0.0 
Daruma Asset Management, Inc. New York NY US 1804.2 
Darvas Investment Management LLC 2.0 
Darwish, Ryan 20.0 
Daryl B. Golemb, AN Accountancy Corporation San Diego CA US 0.0 
DAS Associates Avon CT US 0.0 
Dash Acquisitions LLC Beverly Hills CA US 33.0 
Dasher & Padgett Finanical Advisors, Inc. Albany GA US 11.6 
Datatex Investment Services Inc Clayton MO US 41.9 
Datco Financial Services 0.0 
Dave L. Borders-Investment Adviser 1.9 
Daven & Associates Inc 0.8 
Davenport & Company LLC Richmond VA US 4593.3 
Davenport Investment Management, LLC 1.5 
Davenport PA 0.0 
Davenport Watts & Drake Investment Advisors, LLC Ridgeland MS US 30.7 
David A. Noyes & Company Chicago IL US 320.4 
David A. Reumont Cpa, PC Silver Spring MD US 0.0 
David A. Welber, Cpa/Pfs Cfp York PA US 0.0 
David Anderson Financial Planning, LLC Liberty MO US 0.0 
David Arthur Steenburgen 0.0 
David August Heitzenroder D/B/A Rosewood Capital Pittsburgh PA US 0.0 
David B. Brandolph, J.D., Cfp 3.6 
David B. Heinz, Cfp 27.3 
David B. Patston, Cpa, Cfa Denver CO US 185.9 
David Bernard Zelinsky Attorney AT Law, Inc. Placerville CA US 0.0 
David Bodnar Advisors LLC Cincinnati OH US 49.6 
David C. Luck, Cpa PC Chatham NY US 18.6 
David C. Sellers Financial Services, Inc. Jefferson City TN US 16.4 
David Cohn & Associates, Inc. 0.0 
David DE Koekkoek, Cfp, EA Ontario CA US 0.0 
David Ettl Financial 0.0 
David F. Bello, Cfp 53.3 
David Fontana and Associates, Inc. P.S. Seattle WA US 0.0 
David Gandossy, LLC Matthews NC US 15.0 
David Goldhaber College Planning 0.0 
David Gratke Wealth Advisors, LLC Portland OR US 45.0 
David Hall Commodities LLC Sugarland TX US 0.0 
David Holmes Cross Plains TX US 3.7 
David I Shactman, Retirement Income Advisor 26.5 
David J. Greene and Company, LLC New York NY US 2602.2 
David J. Peters Financial Services, Inc. Los Alamitos CA US 43.0 
David K. Turner 0.0 
David L. Bateman, Cpa, Cfp Marblehead MA US 0.0 
David L. Jelinek Agency, LLC Chicago IL US 0.0 
David L. Roberson Financial & Insurance Services, Inc. Irvine CA US 0.0 
David L. Simpson, AN Accountancy Corporation Brea CA US 0.0 
David Little Value Asset Management, LLC Newport RI US 0.0 
David M. Egeland Financial Services Minnetonka MN US 0.0 
David M. King and Associates, Ltd. Lawrence KS US 13.1 
David M. Lee, P.C. Houston TX US 260.0 
David M. Raskin Cpa, PA Deerfield Beach FL US 0.0 
David Michael Strauss 5.0 
David Naworski Registered Investment Advisor San Antonio TX US 22.0 
David P. Griffith, P.A. Wilmington DE US 0.0 
David P. Henneke, Investment Advisor Alice TX US 25.9 
David Paul Woessner 0.0 
David Piersen Horstick, Investment Adviser 0.0 
David R. Faribault - Registered Investment Advisor 0.0 
David R. Kern Asset Management Huntertown IN US 12.6 
David R. Stallard, J.D., Cpa,Cfp 5.5 
David Russell Fjeldsted Farmington UT US 5.5 
David S. Reinders Cfp, Inc. Stevenson Ranch CA US 33.3 
David Samet, Cpa, Cfp New City NY US 0.0 
David Smith & Associates South Miami FL US 35.0 
David Vaughan Investments Inc Peoria IL US 1212.7 
David Vigoda Associates Albany NY US 0.0 
David W. Carickhoff Accountants, Inc Bensalem PA US 0.0 
David W. Mckinlay, Chfc Greenwood Village CO US 24.8 
David W. Tice & Associates, LLC St. Thomas VI US 1766.3 
David Wendell Associates, Inc. Portsmouth NH US 482.4 
David White - Investment Counsel San Diego CA US 49.0 
David William Hogshire Registered Investment Advisor Plymouth MN US 0.0 
David Witherbee & Associates, Inc. Concord MA US 115.0 
David, Alan R. San Jose CA US 0.0 
Davidson & Garrard Inc Lynchburg VA US 446.8 
Davidson Asset Managment, Inc. Manalapan NJ US 117.9 
Davidson Capital Davidson NC US 121.0 
Davidson Capital Management Devon PA US 59.6 
Davidson Capital Management, Inc Corpus Christi TX US 102.2 
Davidson Financial Planning 0.0 
Davidson Financial Planning Torrance CA US 0.0 
Davidson Fixed Income Management, Inc. Denver CO US 5179.9 
Davidson Investment Advisors, Inc. Great Falls MT US 1118.1 
Davidson Kempner Advisers Inc New York NY US 10806.4 
Davidson Kempner Capital Management LLC New York NY US 15603.6 
Davidson Wealth Management LLC Manalapan NJ US 126.7 
Davidson, John Wilds 0.0 
Davies Financial Advisors, Inc. Murrieta CA US 0.0 
Davies Wealth Management LLC 0.9 
Davig Financial Corporation Holmen WI US 12.3 
Davinci Capital Management Inc. Cambridge MA US 8.1 
Davinci Financial Planning, Inc. Colorado Springs CO US 5.8 
Davis & Seiley Wealth Management, Inc. LA Mesa CA US 0.0 
Davis & Wehrle, LLC Austin TX US 0.0 
Davis Asset Development LLC 0.0 
Davis Capital 0.0 
Davis Capital St. Charles MN US 0.0 
Davis Capital Advisors, LLC New York NY US 2.1 
Davis Capital Management, LLC Denver CO US 85.2 
Davis Financial 0.0 
Davis Financial Management, Inc. Leawood KS US 13.9 
Davis Financial Planning Asheville NC US 0.0 
Davis Financial Services, LLC Orleans MA US 46.4 
Davis Investment Group Vallejo CA US 0.0 
Davis Investment Group, Ltd. 18.0 
Davis Michael Kim Marion MA US 89.2 
Davis R M Inc Portland ME US 2180.8 
Davis Reseland, LLC Brentwood TN US 23.0 
Davis Selected Advisers - Ny, Inc. New York NY US 71268.8 
Davis Selected Advisers LP Tucson AZ US 0.0 
Davis Wealth Management, LLC Akron OH US 0.0 
Davis, Harry Douglas 0.0 
Davis, Mary Ellen 0.0 
Davis-Monk Financial Group, Inc. Gainesville FL US 0.0 
Davis-Ross Investment Advisers, LLC Columbus OH US 87.8 
Davison Wealth Management, LLC 0.0 
Davisson Investment, LLC Portsmouth NH US 34.8 
Davlin Fund Advisors 3.1 
Davos Financial Advisors, LLC Coconut Grove FL US 0.0 
Dawn Gordon Financial Advisors Las Vegas NV US 0.0 
Dawn Webster Financial, Inc. 3.4 
Dawson Capital Management, Inc. Southport CT US 502.6 
Dawson James Asset Management, Inc. Boca Raton FL US 33.8 
Dawson Wealth Management Cleveland OH US 109.0 
Day & Ennis, LLC Macon GA US 155.3 
Day Hagan Asset Management Sarasota FL US 142.8 
Day Professional Services 0.0 
Day Wealth Management, LLC Orwigsburg PA US 19.0 
Day, David P. 0.0 
Daye Capital, LLC Los Angeles CA US 0.0 
Daylian Capital Management, LLC Los Angeles CA US 0.0 
Daymark Advisors Baltimore MD US 0.0 
DB & C Advisors, LLC Holland MI US 0.0 
DB Financial Management, Inc. 37.9 
DB Investment Managers, Inc New York NY US 783.5 
DB&C Investment Services, LLC Holland MI US 0.0 
Dba, Bailey & Associates Columbia SC US 33.3 
Dba, Cornerstone Investment Counsel 12.0 
Dba, Lefevre Capital Management 0.0 
Dba, Long Investment Advisory, Inc. Reedley CA US 50.9 
Dba, Mullen Advisory Los Angeles CA US 48.3 
Dba,Scs Systems 43.5 
Dba-Cambridge Advisors of Whitemarsh 0.0 
Dba/Rankin Capital Investment Management 24.2 
Dbia, LLC. Southington CT US 0.0 
DBL Investors, LLC San Francisco CA US 75.0 
DBL Investors, LLC San Francisco CA US 0.0 
Dblaine Capital, LLC 2.9 
DBN Wealth Management, LLC Santa Barbara CA US 0.0 
Dbrs New York NY US 0.0 
DBS Asset Management (United States) Pte Ltd Singapore SG 0.0 
DBS Investment Advisers, LLC Bay City MI US 59.4 
DBX Advisors LLC New York NY US 0.0 
DBX Strategic Advisors LLC New York NY US 0.0 
DC Advisors, LLC 1.7 
DC Capital Management, LLC 10.5 
DC Evans Investment Advisors, LLC Hillsdale NJ US 0.0 
DC Funding Partners LLC Oak Brook IL US 2904.6 
DC Nelson Asset Management, LLC Westport CT US 38.0 
DCA Global Investment Management Norcross GA US 214.4 
DCH Financial Services, Inc. Tulsa OK US 0.0 
DCK Capital Management LLC Greenwich CT US 0.0 
DCM Financial Partners, Ltd. Brentwood TN US 20.0 
DCM LLC New York NY US 25.0 
DCM Partners LLC New York NY US 10.5 
Dcmh Wealth Management 1.0 
DCS Wealth Advisory Services, LLC. Indianapolis IN US 2.3 
DCW Capital Management, LLC 1.2 
DDJ Capital Management LLC Waltham MA US 3985.4 
DDO Advisory Services, LLC New York NY US 2.9 
DDS Investment Management, Inc. Northbrook IL US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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