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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
DE Bellis Financial Services, Inc. 1.0 
DE Graaf, Steve 0.0 
DE Jong Financial Planning Sacramento CA US 0.0 
DE LA Motte Investment Services San Luis Obispo CA US 9.0 
DE Lellis, Margaret M. Cornelius NC US 0.0 
DE Luchi Investment Management 17.1 
DE Luna Partners, Inc. Orinda CA US 0.0 
DE Mayo Financial 7.5 
DE Novo Management, LLC 0.0 
DE Prince, Race & Zollo, Inc. Winter Park FL US 5831.7 
Deadnick 0.0 
Deak Reynolds Co 22.0 
Dean Capital Management Overland Park KS US 338.2 
Dean Chase Global Value, LLC San Diego CA US 11.1 
Dean Consulting & Associates San Diego CA US 100.8 
Dean Financial Advisory, Inc 0.0 
Dean Financial Advisory, LLC. 10.5 
Dean Financial Services Beavercreek OH US 272.0 
Dean Investments Beavercreek OH US 339.2 
Dean Johnson IA LLC Albuquerque NM US 0.0 
Dean R. Lycas 0.0 
Dean, Jacobson Financial Services Fort Worth TX US 0.0 
Deane A. Penn M.D. P.C. 0.0 
Deane Retirement Strategies, Inc. New Orleans LA US 102.4 
Dearborn Partners L.L.C. Chicago IL US 0.0 
Dearden, Maguire, Weaver & Barrett, LLC West Conshohocken PA US 532.3 
Deaton Financial Consultants, Inc. Richmond VA US 10.5 
Debanyfinancial Group, LLC Tarrytown NY US 0.0 
Debenedictis, Nicholas John 2.0 
Deborah A. Mier Sonora CA US 0.0 
Deborah Abel, Cfp 0.0 
Debra A. Rosenthal-Ritter, Cfp 0.0 
Decal Financial Management LA Mesa CA US 0.0 
Decamilla Capital Management Inc Sacramento CA US 0.0 
Decathlon Capital Mangement 0.0 
Decatur Capital Management, Inc. Decatur GA US 159.6 
Deccan Value Advisors, L.P. Greenwich CT US 1587.8 
Decision Analytics San Mateo CA US 5000.0 
Decision Capital LLC Greenwich CT US 9.4 
Decision Capital Management, LLC LA Jolla CA US 26.5 
Decision Data and Consulting LLC Plano TX US 0.0 
Decision Economics, Incorporated Boston MA US 0.0 
Decision Options, LLC 2.0 
Decisions, LLC Baltimore MD US 0.0 
Decker Financial Houston TX US 0.0 
Deckert Financial Management Inc Richmond VA US 52.5 
Declaration Management & Research LLC Mclean VA US 10847.6 
Decollibus Wealth Management, LLC 0.0 
Dedicated Financial Services, LLC 3.2 
Dedicated Investment Advisers LLC Havertown PA US 7.0 
Dee-Ann R. Fox, Cfp 15.4 
Deeds Select Advisors Inc. Prairie Village KS US 18.0 
Deen Capital Management, Inc. 1.0 
Deep Value Asset Management, LLC New York NY US 0.0 
Deephaven Capital Management LLC Minnetonka MN US 1981.1 
Deepthink Inc. Pembroke Pines FL US 0.0 
Deer Creek Capital Partners LLC 1.2 
Deer Isle Research & Management, LLC 0.0 
Deer Park Road Corporation Steamboat Springs CO US 54.8 
Deer Valley Asset Management, Inc Seattle WA US 0.0 
Deerfield Capital Management LLC New York NY US 9200.0 
Deerfield Financial Advisors, Inc. Indianapolis IN US 490.7 
Deermont Market Center Newton MA US 0.0 
Deerwood Capital, LLC Garden Grove CA US 3.9 
Deeter Advisory Group, LLC Cincinnati OH US 23.0 
Defelice Capital Management LLC 16.2 
Defending Your Dollar 0.0 
Defensive Investors LLC 0.0 
Defensive Portfolio Management Santa Monica CA US 20.0 
Definebenefits, Inc. 0.0 
Defined Contribution Advisors, Inc. OR Dcadvisors Minneapolis MN US 0.0 
Defined Investments, Inc. Minnetonka MN US 0.0 
Definitive Capital Management, LP Radnor PA US 211.0 
Defrehn Consulting 4.0 
DEG Advisory Services, Inc. Sherman Oaks CA US 0.0 
Degiovanni Financial Planning 0.0 
Degraaf Financial St Cloud MN US 0.0 
Degrandis Corporation 0.0 
Degreen Capital Management, LLC Chagrin Falls OH US 81.6 
Degroat Investments LLC Cohasset MA US 0.0 
Deighan Associates Inc Bangor ME US 127.7 
Deighan Financial Advisors, Inc. Melbourne FL US 125.2 
Deimling Forbes Financial Advisors, Inc Mentor OH US 0.0 
Dejarnatt, Paul E Pleasanton CA US 13.4 
Dejoy, Knauf & Blood, LLP Rochester NY US 0.0 
Dekania Capital Management, LLC Philadelphia PA US 1320.9 
Dekoning and Company, LLC Denver CO US 122.0 
Del Chmielewski, LLC Jefferson WI US 0.0 
Del Mar Asset Management, LP New York NY US 0.0 
Del Monaco, Utz, & Salazar 5.3 
Del Monte Group, LLC 80.7 
Del Rey Global Investors, LLC Los Angeles CA US 1545.3 
Del Rio Financial Planning Pasadena CA US 16.4 
Delanne Conte, Cfp 0.0 
Delano Investment Advisers, L.L.C. Missoula MT US 11.8 
Delao Financial Group Inc. San Diego CA US 0.0 
Delaroche & Co Inc Glendale CA US 106.0 
Delaware Advisors Charlottesville VA US 0.0 
Delaware Advisory Group, Inc. Wilmington DE US 0.0 
Delaware Capital Management Advisers, Inc Philadelphia PA US 0.0 
Delaware Management Business Trust Philadelphia PA US 153944.8 
Delco Investment Advisors, LLC Scottsdale AZ US 0.0 
Delegge Financial Services, LLC Schaumburg IL US 30.0 
Delessert Financial Services Inc Waltham MA US 355.2 
Dell Estate & Financial Planning 0.0 
Dell'S Advisory Services, LLC 0.0 
Della Parola Capital Research Fort Collins CO US 57.9 
Dellacamera Capital Management, LLC Rye Brook NY US 113.1 
Dellisanti Benefit Advisors LLC Virginia Beach VA US 18.0 
Delo Advisors, Inc. St. Louis MO US 54.2 
Deloitte Investment Advisors LLC Cincinnati OH US 0.0 
Delon, Gerald Lawrence 23.8 
Delos Investment Management LLC Dallas TX US 34.1 
Delphi / Emis, L.P. 0.0 
Delphi Management Inc Boston MA US 975.0 
Delphi Private Advisors San Diego CA US 130.4 
Delphi Wealth Advisors Danville CA US 13.0 
Delphinus Financial Advisors, LLC 0.0 
Delray Financial Corporation 0.0 
Delta 8 Financial 0.0 
Delta Advisory 7.6 
Delta Advisory Group, Inc. Maitland FL US 23.3 
Delta Asset Management, LLC Memphis TN US 469.0 
Delta Associates Inc 30.7 
Delta Capital Investments 0.0 
Delta Capital Management LLC Red Bank NJ US 179.1 
Delta Capital Management, LLC Orlando FL US 25.0 
Delta Financial Advisors New Orleans LA US 240.0 
Delta Financial Advisors, Inc 45.0 
Delta Financial Group, Inc. Basking Ridge NJ US 179.2 
Delta Financial Group, Ltd. 12.7 
Delta Force Capital, LLC San Francisco CA US 29.1 
Delta Global Advisors Huntington Beach CA US 26.2 
Delta Global Asset Management Bolton MA US 514.0 
Delta Pacific, Inc. New Orleans LA US 15.3 
Delta Partners LLC Boston MA US 247.8 
Delta Trust Investments, Inc. Little Rock AR US 29.0 
Delta Ventures Financial Counsel, Inc. Mesa AZ US 84.8 
Delta Wealth Management 279.8 
Deltec Asset Management LLC New York NY US 818.4 
Deluca, Sabato Joseph Santa FE NM US 19.0 
Delus Corp. 0.8 
Delux Capital Group LLC 0.0 
Demar Financial Planning Services,Ltd. Downers Grove IL US 23.0 
Demarche Associates Inc Overland Park KS US 0.0 
Dembo,Jones,Healy,Pennington & Marshall, P.C. Rockville MD US 0.0 
Demby Investment Advisory, L.L.C. 0.0 
Demers Financial Planning Columbus OH US 89.6 
Demeyenburg Financial Planning Bloomington IN US 1.0 
Demicell Wealth Managers, Inc. Pueblo CO US 60.1 
Demming Financial Services Corp. Aurora OH US 40.4 
Demoss Capital, Inc. Chattanooga TN US 43.2 
Dempsey Financial Services, Incorporated Olympia WA US 0.0 
Dempsey Investment Management, LLC 23.8 
Dempsey Lord Smith, LLC Rome GA US 24.1 
Dempsey Weaver Capital Management Nashville TN US 0.7 
Denahi Global Investments, LLC San Francisco CA US 11.8 
Denali Advisors, LLC LA Jolla CA US 1075.0 
Denali Asset Management, Lllp Christiansted VI US 0.0 
Denali Capital LLC Oak Brook IL US 31.0 
Denali Capital Management LLC Fairbanks AK US 88.4 
Denali Wealth Management LLC 3.0 
Denali Wealth Management, Inc. Glendale WI US 40.5 
Denarius Family Wealth Partners Roseville MN US 0.0 
Deneb Asset Management Limited 5.2 
Denewiler Capital Management Inc Denver CO US 20.9 
Deniad & Company LLC New York NY US 0.0 
Denison Capital LLC 0.0 
Denk Investment Advisory Phoenix AZ US 61.0 
Denner Capital Management 35.0 
Denning, Richard 0.0 
Dennis Capital Management, L.L.C. Cincinnati OH US 32.3 
Dennis Dehne Ria Redwood City CA US 0.0 
Dennis Glynn, Cpa Cromwell CT US 11.8 
Dennis Haglan Investments, LLC 0.4 
Dennis L. Duban, Cpa Los Angeles CA US 44.0 
Dennis L.alderfer Cpa 0.0 
Dennis Loo & Associates Lafayette CA US 0.0 
Dennis Stephen Associates, Ltd. Gilbertsville PA US 6.0 
Densmore Financial Group, Inc. Nampa ID US 0.0 
Dent Asset Management Baton Rouge LA US 150.0 
Dent D F & Co Inc Baltimore MD US 3192.0 
Dental Wealth Advisors, LLC Kirkland WA US 42.9 
Denver Capital Advisors, Limited 13.5 
Denver Investments Denver CO US 9005.6 
Denver Money Manager, LLC 108.8 
Derastone LLC New York City NY US 0.4 
Derbend Asset Management Peachtree City GA US 10.8 
Derby and Company Inc Newton MA US 472.9 
Derby and Derby, Inc. Ojai CA US 0.0 
Derderian Wealth Management, LLC Los Angeles CA US 0.0 
Derivative Consulting Group LLC Christiansted VI US 348.0 
Dern Capital Management Corporation Boca Raton FL US 31.6 
Dernis Financial Services, Inc. Fort Lauderdale FL US 0.0 
Deroy & Devereaux Private Investment Counsel, Inc. Southfield MI US 502.0 
Desai Capital Management Incorporated New York NY US 87.0 
Desaide 0.0 
Descalzi Financial Group Pittsburgh PA US 11.5 
Descant Financial Partners, LLC Alexandria LA US 31.5 
Deschaine & Company, L.L.C. 56.9 
Deschutes Investment Advisors, Inc. Portland OR US 915.0 
Deschutes Investment Consulting, LLC Portland OR US 443.0 
Deschutes Portfolio Strategy, LLC Portland OR US 469.6 
Desco San Francisco CA US 0.0 
Deseranno Wealth Management Grosse Pointe Farms MI US 103.6 
Desert Capital Management Group, Inc 0.4 
Desert Growth Partners, L.L.C. Tucson AZ US 0.0 
Desert Rose Capital Management Inc. 9.1 
Desert Sage Investments 2.0 
Design Capital Wealth Management Group, Inc. 0.0 
Design Strategies 0.0 
Designed Planning Consultants, Inc Richardson TX US 0.0 
Designs of Geauga, LLC 0.0 
Desimone Financial Services, Inc. Houston TX US 0.0 
Desman, Richard J Weirton WV US 0.0 
Desmond Wealth Management, Inc. Walnut Creek CA US 22.8 
Despain Investment Solutions, Ltd. Collinsville IL US 7.0 
Dessonville Financial Group Incorporated Omaha NE US 20.2 
Destefano Wealth Management 19.5 
Destination Capital Management, Inc. Walnut Creek CA US 1.5 
Destiny Capital Corporation Golden CO US 139.0 
Detterbeck Wealth Management Palatine IL US 76.4 
Detwiler Fenton & Co. Boston MA US 173.3 
Detwiler Fenton Investment Management LLC Boston MA US 172.3 
Deutsch, David Warren Honolulu HI US 25.0 
Deutsche Alternative Asset Management (Global) Limited London UK 1488.6 
Deutsche Asset Management (Asia) Limited Singapore SG 4495.7 
Deutsche Asset Management (Hong Kong) Limited Hong Kong CN 2553.4 
Deutsche Asset Management (Japan) Limited Chiyoda-Ku, Tokyo JP 8183.5 
Deutsche Asset Management (Korea) Company Limited Seoul KO 3974.6 
Deutsche Asset Management (Uk) Limited London UK 2431.6 
Deutsche Asset Management International Gmbh Frankfurt AM Main DE 80423.5 
Deutsche Bank Securities Inc. New York NY US 6396.2 
Deutsche Investment Management Americas Inc. New York NY US 242269.2 
Deutsche Investments Australia Limited Sydney AU 443.7 
Devan Advisory LLC 0.7 
Developments 2000, Inc. 1.0 
Devenir Investment Advisors, LLC Minneapolis MN US 210.0 
Dever Richard William Ottawa, Ont CA 0.0 
Devere and Partners Inc Miami FL US 0.0 
Devinney, Frederick Hunter Walnut Creek CA US 0.0 
Devitt Financial Services, Ltd 0.0 
Devlin Capital Management LLC 0.0 
Devon Advisors Inc 0.0 
Devon Associates Rochester NY US 97.0 
Devon Financial Group, Ltd King of Prussia PA US 0.0 
Devon Investment Advisors, LLC 0.0 
Devonshire Asset Management, Inc. Stoneham MA US 48.1 
Devonshire Lowell, LLC 0.1 
Devore Financial Advisors 0.0 
Dew Wealth Management Scottsdale AZ US 52.2 
Dew Wealth Strategies, LLC Clayton MO US 111.2 
Dewaay Advisory Clive IA US 0.0 
Dewaay Capital Management Clive IA US 538.7 
Dewar Financial Services Group Doylestown PA US 21.7 
Dewey, John William 0.0 
Dewitt Capital Management Wayne PA US 41.2 
Dewitt Capital Management LLC Westport CT US 27.0 
DFA Australia Limited Sydney AU 38009.1 
DFB Enterprise Highlands Ranch CO US 6.0 
DFC Financial Group Inc Oxford MI US 0.0 
DFC Investor Services Irvine CA US 0.0 
DFC Wealth Management, LLC Century City CA US 0.0 
DFG Advisors, Inc. Ridgewood NJ US 0.0 
DFG Investments Inc. Chicago IL US 27.5 
DFG Wealth Advisors Monterey CA US 37.0 
DFG Wealth Management, LLC Bartlett IL US 0.0 
DFI Capital Advisors, LLC Corpus Christi TX US 0.0 
DFP Advisors, Inc. Draper UT US 75.0 
DFP Consultants, Inc. Carmel IN US 0.0 
DFS Capital Management, LP Darien CT US 0.9 
DFW & Associates, Inc. Newport Beach CA US 0.0 
DG Capital Management, LLC New York NY US 150.0 
DG Elliott Financial Services Inc. Seattle WA US 12.0 
Dgam Toronto CA 5300.0 
DGM Asset Management, L.L.C. 20.3 
DH Equity Consulting LLC 0.0 
DH Financial Consulting Services, Inc. Upland CA US 0.0 
DH Financial Services, Inc. Davidson NC US 1.2 
DH Fuller, LLC 2.0 
DH Partners, LLC Seattle WA US 36.5 
DH Value Investment Management, LLC Fremont CA US 0.0 
Dharan Advisors 0.0 
Dharma Financials 0.0 
Dhas Financial Planning, LLC Farmington CT US 0.0 
DHB Financial Planning 0.0 
DHK Financial Advisors Inc Portsmouth NH US 830.8 
DHR Advisory Services, LLC Phoenix AZ US 0.0 
DHR Investment Counsel Ltd Oakland CA US 406.6 
Dhr, LLC 3.9 
DHS Financial Planning & Research, Inc. 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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