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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
DE Bellis Financial Services, Inc. 1.0 
DE Graaf, Steve 0.0 
DE Jong Financial Planning Sacramento CA US 0.0 
DE LA Motte Investment Services San Luis Obispo CA US 8.5 
DE Luchi Investment Management 20.1 
DE Luna Partners, Inc. Orinda CA US 0.0 
DE Mayo Financial 10.0 
DE Novo Management, LLC 0.0 
DE Prince, Race & Zollo, Inc. Winter Park FL US 3109.9 
Deak Reynolds Co 22.0 
Dean Capital Management Overland Park KS US 302.0 
Dean Chase Global Value, LLC San Diego CA US 2.3 
Dean Consulting & Associates San Diego CA US 80.2 
Dean Financial Advisory, Inc 0.0 
Dean Financial Services Dayton OH US 230.7 
Dean Investments Dayton OH US 316.9 
Dean R. Lycas 0.0 
Dean, Jacobson Financial Services Fort Worth TX US 0.0 
Deane Retirement Strategies, Inc. New Orleans LA US 76.0 
Dearborn Partners L.L.C. Chicago IL US 2022.1 
Dearden, Maguire, Weaver & Barrett, LLC West Conshohocken PA US 532.3 
Deaton Financial Consultants, Inc. Richmond VA US 10.5 
Debanyfinancial Group, LLC Tarrytown NY US 0.0 
Debenedictis, Nicholas John 2.0 
Deborah A. Mier Sonora CA US 0.0 
Deborah Abel, Cfp 0.0 
Debra A. Rosenthal-Ritter, Cfp Alvine TX US 0.0 
Decamilla Capital Management Inc Sacramento CA US 12.1 
Decathlon Capital Mangement 0.0 
Decatur Capital Management, Inc. Decatur GA US 68.9 
Deccan Value Advisors, L.P. Greenwich CT US 1587.8 
Decision Analytics San Francisco CA US 5000.0 
Decision Capital LLC Greenwich CT US 9.4 
Decision Capital Management, LLC LA Jolla CA US 26.5 
Decision Economics, Incorporated Boston MA US 0.0 
Decision Options, LLC 8.8 
Decisions, LLC Baltimore MD US 0.0 
Decker Financial Houston TX US 0.0 
Deckert Leahy Richmond VA US 35.4 
Declaration Management & Research LLC Mclean VA US 11610.8 
Decollibus Wealth Management, LLC 0.0 
Dedicated Financial Services, LLC 3.2 
Dedicated Investment Advisers LLC Havertown PA US 0.0 
Dee-Ann R. Fox, Cfp 12.9 
Deen Capital Management, Inc. Santa Barbara CA US 1.2 
Deep Value Asset Management, LLC New York NY US 0.0 
Deephaven Capital Management LLC Minnetonka MN US 1981.1 
Deepthink Inc. Pembroke Pines FL US 0.0 
Deer Creek Capital Partners LLC 1.0 
Deer Park Road Corporation Steamboat Springs CO US 170.0 
Deerfield Capital Management LLC Rosemont IL US 10496.1 
Deerfield Financial Advisors, Inc. Indianapolis IN US 237.6 
Deermont Market Center Wellesley MA US 0.0 
Deeter & Bodnar Advisors, LLC Cincinnati OH US 47.0 
Defelice Capital Management LLC Costa Mesa CA US 9.8 
Defending Your Dollar 0.0 
Defensive Investors LLC 0.0 
Defensive Portfolio Management Santa Monica CA US 20.0 
Defined Contribution Advisors Inc Minneapolis MN US 0.0 
Defined Investments, Inc. Minnetonka MN US 0.0 
Defrehn Consulting 1.5 
Deg Advisory Services, Inc. Sherman Oaks CA US 0.1 
Degiovanni Financial Planning 0.0 
Degraaf Financial St Cloud MN US 0.0 
Degrandis Corporation New York NY 1.1 
Degreen Capital Management, LLC Chagrin Falls OH US 0.0 
Degroat Investments LLC Cohasset MA US 0.0 
Deighan Associates Inc Bangor ME US 83.4 
Deighan Financial Advisors, Inc. Melbourne FL US 107.9 
Deimling Forbes Financial Advisors, Inc Willoughby OH US 0.0 
Dejarnatt, Paul E Pleasanton CA US 11.2 
Dejoy, Knauf & Blood, LLP Rochester NY US 0.0 
Dekania Capital Management, LLC Philadelphia PA US 645.5 
Dekoning and Company, LLC Denver CO US 39.2 
Del Chmielewski, LLC Jefferson WI US 0.0 
Del Mar Asset Management, LP New York NY US 651.6 
Del Monaco, Utz, & Salazar 3.6 
Del Monte Group, LLC Alamo CA US 63.9 
Del Rio Financial Planning Pasadena CA US 9.5 
Delanne Conte, Cfp 0.0 
Delano Investment Advisers, L.L.C. Missoula MT US 15.0 
Delao Financial Group Inc. San Diego CA US 0.0 
Delaroche & Co Inc Glendale CA US 105.2 
Delaware Advisory Group, Inc. Wilmington DE US 0.0 
Delaware Management Business Trust Philadelphia PA US 119203.7 
Delegge Financial Services, LLC Schaumburg IL US 3.5 
Delessert Financial Services Inc Waltham MA US 307.6 
Delete - Same Name as A. - Should BE Blank Santa Ana CA US 3.1 
Della Parola Capital Research 18.0 
Dellacamera Capital Management, LLC New York NY US 313.0 
Dellisanti Benefit Advisors LLC Virginia Beach VA US 18.0 
Delo Advisors, Inc. St. Louis MO US 32.5 
Deloitte Investment Advisors LLC Cincinnati OH US 0.0 
Delon, Gerald Lawrence 19.6 
Delos Investment Management LLC Dallas TX US 8.0 
Delphi / Emis, L.P. 0.0 
Delphi Management Inc Boston MA US 73429.2 
Delray Financial Corporation Palm Beach Gardens FL US 187.1 
Delta 8 Financial 0.0 
Delta Advisory 0.0 
Delta Advisory Services Inc Longwood FL US 28.8 
Delta Asset Management, LLC Memphis TN US 381.7 
Delta Associates Inc 28.3 
Delta Capital Investments 0.0 
Delta Capital Management LLC New York NY US 184.3 
Delta Capital Management, LLC Longwood FL US 75.0 
Delta Financial Advisors New Orleans LA US 186.4 
Delta Financial Advisors, Inc 15.0 
Delta Financial Group, Inc. Basking Ridge NJ US 119.9 
Delta Financial Group, Ltd. 17.3 
Delta Force Capital, LLC San Francisco CA US 29.1 
Delta Global Advisors Huntington Beach CA US 26.2 
Delta Global Asset Management Bolton MA US 180.0 
Delta Pacific, Inc. New Orleans LA US 15.3 
Delta Partners LLC Boston MA US 220.2 
Delta Trust Investments, Inc. Little Rock AR US 0.0 
Delta Ventures Financial Counsel, Inc. Mesa AZ US 68.5 
Delta Wealth Management Lodi CA US 235.9 
Deltec Asset Management LLC New York NY US 526.3 
Deluca, Sabato Joseph Santa FE NM US 0.0 
Delus Corp. 0.8 
Demar Financial Planning Services,Ltd. Itasca IL US 23.0 
Demarche Associates Inc Overland Park KS US 0.0 
Dembo,Jones,Healy,Pennington & Marshall, P.C. Rockville MD US 0.0 
Demby Investment Advisory, L.L.C. 2.5 
Demers Financial Planning Columbus OH US 67.0 
Demeyenburg Financial Planning Bloomington IN US 1.0 
Demicell Wealth Managers, Inc. Pueblo CO US 106.2 
Demming Financial Services Corp. Aurora OH US 27.7 
Demoss Capital, Inc. Chattanooga TN US 1.1 
Dempsey Financial Services, Incorporated Olympia WA US 0.0 
Dempsey Investment Management, LLC 14.0 
Dempsey Lord Smith, LLC Rome GA US 16.5 
Dempsey Weaver Capital Management Nashville TN US 0.8 
Denahi Global Investments, LLC San Francisco CA US 11.8 
Denali Advisors, LLC LA Jolla CA US 810.6 
Denali Asset Management, Lllp Christiansted VI US 214.2 
Denali Capital LLC Oak Brook IL US 23.2 
Denali Capital Management LLC Fairbanks AK US 64.9 
Denarius Family Wealth Partners Roseville MN US 0.0 
Deneb Asset Management Limited 5.2 
Denewiler Capital Management Inc Denver CO US 18.1 
Deniad & Company LLC New York NY US 0.0 
Denison Capital LLC 0.0 
Denk Investment Advisory Phoenix AZ US 44.3 
Denner Capital Management 18.0 
Denning, Richard 0.0 
Dennis Capital Management, L.L.C. Cincinnati OH US 25.0 
Dennis Dehne Ria Redwood City CA US 0.0 
Dennis Glynn, Cpa Cromwell CT US 7.0 
Dennis Haglan Investments, LLC 0.4 
Dennis L. Duban, Cpa Los Angeles CA US 0.0 
Dennis L.alderfer Cpa 0.0 
Dennis Loo & Associates Lafayette CA US 0.0 
Dennis Martino & Associates, LLC Clearwater FL US 0.0 
Dennis Stephen Associates, Ltd. Gilbertsville PA US 4.2 
Densmore Financial Group, Inc. Nampa ID US 0.0 
Dent D F & Co Inc Baltimore MD US 2110.0 
Dental Wealth Advisors, LLC Kirkland WA US 19.7 
Denver Capital Advisors, Limited Boulder CO US 1.8 
Denver Capital Management, Inc. Palmer Lake CO US 1.2 
Denver Investments Denver CO US 7007.6 
Derbend Asset Management Peachtree City GA US 10.8 
Derby and Company Inc Newton MA US 360.5 
Derby and Derby, Inc. Ojai CA US 0.0 
Derivative Consulting Group LLC Christiansted VI US 348.0 
Dern Capital Management Corporation Boca Raton FL US 27.9 
Dernis Financial Services, Inc. Fort Lauderdale FL US 0.0 
Deroy & Devereaux Private Investment Counsel, Inc. Southfield MI US 458.9 
Desai Capital Management Incorporated New York NY US 74.0 
Descalzi Financial Group Pittsburgh PA US 9.1 
Descant Financial Partners, LLC Alexandria LA US 0.0 
Deschaine & Company, L.L.C. 22.9 
Deschutes Investment Advisors, Inc. Portland OR US 640.0 
Desco San Francisco CA US 0.0 
Deseranno Wealth Management Grosse Pointe Farms MI US 77.0 
Desert Capital Management Group, Inc 0.4 
Desert Financial Advisors 0.0 
Desert Growth Partners, L.L.C. Tucson AZ US 0.0 
Desert Sage Investments 2.0 
Design Capital Wealth Management Group, Inc. 0.0 
Design Strategies 0.0 
Designed Planning Consultants, Inc Richardson TX US 0.0 
Desimone Financial Services, Inc. Houston TX US 0.0 
Desman, Richard J Weirton WV US 5.4 
Desmond Wealth Management, Inc. Walnut Creek CA US 24.2 
Despain Investment Solutions, Ltd. Collinsville IL US 5.0 
Dessonville Financial Group Incorporated Omaha NE US 15.0 
Destefano Wealth Management Kihei Maui HI US 14.2 
Destination Capital Management, Inc. Walnut Creek CA US 0.8 
Destiny Capital Corporation Golden CO US 107.8 
Detwiler Fenton & Co. Boston MA US 55.9 
Deutsch, David Warren Honolulu HI US 0.0 
Deutsche Asset Management (Asia) Limited Singapore SG 4495.7 
Deutsche Asset Management (Hong Kong) Limited Hong Kong CN 5335.3 
Deutsche Asset Management (Japan) Limited Chiyoda-Ku, Tokyo JP 11897.9 
Deutsche Asset Management (Korea) Company Limited Seoul KO 3229.5 
Deutsche Asset Management (Uk) Limited London UK 2431.6 
Deutsche Asset Management International Gmbh Frankfurt AM Main DE 60363.9 
Deutsche Bank Securities Inc. New York NY US 4685.4 
Deutsche Investment Management Americas Inc. New York NY US 213172.7 
Deutsche Investments Australia Limited Sydney AU 657.9 
Devan Advisory LLC 0.0 
Developments 2000, Inc. 1.0 
Devenir Investment Advisors, LLC Minneapolis MN US 70.0 
Dever Richard William Ottawa, Ont CA 0.0 
Devin Financial Group Monterey CA US 23.2 
Devinney, Frederick Hunter Walnut Creek CA US 0.0 
Devitt Financial Services, Ltd 0.0 
Devon Advisors Inc Harpswell ME US 0.0 
Devon Associates Rochester NY US 90.0 
Devon Financial Group, Ltd King of Prussia PA US 0.0 
Devon Investment Advisors, LLC 0.0 
Devonshire Asset Management, Inc. Winchester MA US 21.2 
Devonshire Lowell, LLC 0.1 
Dew Wealth Management Scottsdale AZ US 36.3 
Dew Wealth Strategies, LLC Clayton MO US 81.0 
Dewaay Advisory Clive IA US 158.0 
Dewaay Capital Management Clive IA US 381.9 
Dewar Financial Services Group Doylestown PA US 21.7 
Dewey, John William 0.0 
Dewitt Capital Management Wayne PA US 19.2 
Dewitt Capital Management LLC Westport CT US 29.7 
Dfa Australia Limited Sydney AU 4770.7 
Dfc Financial Group Inc Oxford MI US 38.4 
Dfc Investor Services Irvine CA US 0.0 
Dfc Wealth Management, LLC Century City CA US 6.0 
Dfg Advisors, Inc. Ridgewood NJ US 0.0 
Dfg Investments Inc. Chicago IL US 12.0 
Dfp Advisors, Inc. South Jordan UT US 0.0 
Dfp Consultants, Inc. Carmel IN US 1.5 
Dfw & Associates Newport Beach CA US 0.0 
DG Elliott Financial Services Inc. Seattle WA US 14.8 
DG Planning Services 0.0 
Dgam Toronto CA 2400.0 
Dgc Invest LLC 0.0 
Dgf Investment Advisors, Inc. Gaithersburg MD US 16.0 
Dgm Asset Management, L.L.C. South Orange NJ US 20.0 
DH Financial Consulting Services, Inc. Upland CA US 0.0 
DH Financial Services, Inc. Davidson NC US 0.8 
DH Fuller, LLC 1.9 
DH Partners, LLC Seattle WA US 28.1 
Dharan Advisors 0.0 
Dharma Financials 0.0 
Dhas Financial Planning, LLC Farmington CT US 0.0 
Dhb Financial Planning 0.0 
Dhk Financial Advisors Inc Portsmouth NH US 749.6 
Dhr Investment Counsel Ltd Oakland CA US 312.5 
Dhr, LLC 3.0 
Dhs Financial Planning & Research, Inc. 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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