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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
DR Investment Management Mountain View CA US 0.0 
Dr. J'S Financial Services, LLC 0.0 
Dr. Joel Lang - Financial Planning 1.5 
Dracena Advisors LLC 0.0 
Dracena Capital Management LP 0.0 
Drach Market Research Advisors LLC 10.0 
Dragon Financial Consulting, Inc. Fargo ND U. 0.0 
Dragon Financial Group San Mateo CA US 0.0 
Dragon Weatlh Management, Inc. Fargo ND US 0.0 
Dragun Strategies 0.0 
Dragus Capital, LLC Miami FL US 0.0 
Drake & Associates, LLC Wauwatosa WI US 3.2 
Drake Capital Advisors LLC Greenwich CT US 632.5 
Drake Management, LLC New York NY US 14689.5 
Draper & Kramer Realty Advisors, Inc. Chicago IL US 0.0 
Draper Financial Services 0.0 
Draper Mcginley Planning Group, Inc. Frederick MD US 0.0 
Dravo Investments 0.0 
Drawbridge Long Dated Value Advisors LLC New York NY US 796.2 
Drax Asset Management, LLC North Haven CT US 6.5 
Drazga Wealth Advisors, LLC Wexford PA US 22.2 
Drblwb, LLC 0.0 
Dream Capital Advisors, LLC Lincolnshire IL US 29.5 
Dream Spinners,LLC 1.7 
Dreamworks Capital Management LLC Birmingham MI US 0.2 
Dreggors, Rigsby & Teal, PA Deland FL US 22.4 
Dreher Company San Angelo TX US 101.3 
Drelich Capital Management Inc 11.0 
Dreman Value Management LLC West Palm Beach FL US 5365.4 
Dresbach & Associates 4.0 
Dresdner & Co Inc Hopewell NJ US 27.6 
Dresdner Advisors LLC New York NY US 2600.0 
Dreskin Gillman & Granet, Inc. Fairfield NJ US 8.2 
Dresner Financial Planning 1.6 
Drew Planners Inc. Tarrytown NY US 5.2 
Drew, Roy P. Niceville FL US 0.0 
Drexel Hamilton Financial, LLC Philadelphia PA US 0.0 
Drexel Hamilton Investment Partners, LLC New York NY US 8.9 
Drexel Morgan & Co. Radnor PA US 7.0 
DRG Financial Services, Inc. Burnsville MN US 0.0 
DRG Investment Advisory Services, LLC Kalamazoo MI US 71.9 
DRH Investments, Inc. 5.2 
Driehaus Capital Management LLC Chicago IL US 6866.0 
Driscoll & Desimone Investments, LLC Shrewsbury NJ US 0.1 
Drivers of Investor Satisfaction Inc. Torrance CA US 0.0 
Drobny Global Asset Management, L.P. Manhattan Beach CA US 155.0 
Droessler Financial Planning, LLC 0.0 
Dromoland Financial Services LLC Elmsford NY US 2.7 
Droms Strauss Advisors Inc St. Louis MO US 0.0 
DRR Capital Management Morgan Hill CA US 6.0 
Drs4drs Decatur AL US 0.0 
Drum Capital Management LLC Stamford CT US 749.1 
Drum Hill Capital, LLC 75.2 
DRW Financial, Inc. Barrington IL US 0.0 
Drystone LLC Charlottesville VA US 45.9 
DS Bross Financial Advisory Concord MA US 0.9 
DSC Advisors, L.P. Chicago IL US 218.0 
DSC Alpha Advisors, LLC Palm Beach Gardens FL US 160.5 
DSC Financial Advisors, Ltd. Richboro PA US 0.0 
DSC Financial Inc 3.0 
DSF Wealth Management Lafayette LA US 0.0 
DSI Advisers, Inc. Long Beach CA US 0.0 
DSI International Management, Inc. Stamford CT US 3501.6 
DSM Capital Partners Mt. Kisco NY US 3557.0 
DSS Advisors LLC Emeryville CA US 0.0 
DT Capital Management LLC Diablo CA US 1.5 
DT Investment Partners, LLC Wilmington DE US 296.5 
DTB Financial 0.0 
DTF Management LLC Los Angeles CA US 0.6 
Dtm3 Corporation 0.0 
Dtrt Advisors, LLC Gainesville FL US 4.4 
DTS Group LLC Mill Valley CA US 49.1 
DU Lac Investment Group, LLC Carefree AZ US 0.0 
DU Pasquier Asset Management New York NY US 35.9 
DU&C Investment Advisors, LLC Kingston TN US 0.0 
Dual Protective Strategy Management, LLC 0.0 
Duane Popp Planning and Consulting 10.5 
Duane Witt & Associates, L.L.C. Winslow AZ US 0.0 
Dublin Wealth Management, Inc. 17.0 
Duckworth Capital Management, Inc. 7.0 
Duckworth Mehner Private Wealth Advisors, Inc. Costa Mesa CA US 0.0 
Dudley & Shanley, LLC Red Bank NJ US 450.0 
Due-Diligence Investing 0.0 
Duell Wealth Preservation Clackamas OR US 0.0 
Duet Alternative Investments (Usa) Limited New York NY US 124.0 
Duet Asset Management Ltd. London UK 839.0 
Duet Financial Group, Inc. Winston-Salem NC US 0.0 
Duey 0.0 
Duff & Boynton, LLC Austin TX US 0.0 
Duff & Phelps Investment Management Co. Chicago IL US 7163.4 
Duff Capital Advisors LP Greenwich CT US 80.0 
Duff Financial Advisory Services Monrovia CA US 18.6 
Duffield Financial Group 0.0 
Dufresne Investment Management Trenton NJ US 0.0 
DUG Barnett & Associates, LLC 0.0 
Dugaw Capital Advisers, LLC Newport Beach CA US 0.1 
Duggan Capital Management, LLC San Diego CA US 0.0 
Duke Capital, Ltd. Colorado Springs CO US 0.0 
Duke Financial Services 4.6 
Duke Funding Management, L.L.C. Old Greenwich CT US 3153.5 
Dukes Financial Group, LLC 2.7 
Dumas & Moyer Inc. Warren OH US 0.0 
Dumont & Blake Investment Advisors LLC Princeton NJ US 310.5 
Dunamis Investment LLC 40.0 
Dunbar Capital Investors, LLC New York NY US 202.7 
Dunbar Financial Strategies, LLC Ridgeland MS US 19.1 
Duncan & Haley, Ltd. Seattle WA US 0.0 
Duncan Asset Management 37.5 
Duncan Consulting, Inc. Eureka CA US 0.0 
Duncan Financial Group, LLC Ridgewood NJ US 0.0 
Duncan Financial Management, Inc. Sunset Hills MO US 25.0 
Duncan Financial Planning LLC Henderson NV US 0.3 
Duncan Investment Advisors, Inc. Carlsbad CA US 28.5 
Duncan Private Wealth Management, LLC Houston TX US 3.6 
Duncan, Dean Bryan 1.0 
Duncan-Hurst Capital Management, L.P. San Diego CA US 123.3 
Duncan-Williams, Inc. Memphis TN US 40.0 
Dundeewealth US, LP Berwyn PA US 287.4 
Dunham & Associates Financial Planning LLC 5.8 
Dunham & Associates Investment Counsel, Inc. San Diego CA US 902.2 
Dunheath Capital Partners, LLC Greenwich CT US 0.0 
Dunlap Equity Management, LLC. San Francisco CA US 45.8 
Dunmoyle Capital Advisors, LLC Pittsburgh PA US 38.2 
Dunn Financial Advisors, LLC 12.9 
Dunn Investments, LLC 6.0 
Dunn Management Group, Inc. Verona WI US 0.0 
Dunn Warren Investment Advisors, LLC Greenwood Village CO US 163.0 
Dunnavan & Co. Minneapolis MN US 175.9 
Dunner Capital Advisers LLC 0.0 
Dunphy Wealth Management, Inc. Cincinnati OH US 16.4 
Dunton Ammon Gresham JR White Stone VA US 153.2 
Dunvegan Associates Inc Santa Barbara CA US 0.0 
Dupage Business Partners, Inc. 0.0 
Dupont Capital Management Wilmington DE US 26028.2 
Dupont Financial Services, LLC Easton MD US 0.0 
Dupont Wealth Solutions, LLC Dublin OH US 0.0 
Dupree & Company, Inc. Lexington KY US 1173.0 
Durbin Bennett Peterson Private Wealth Management, LLP Austin TX US 657.2 
Durbin Financial Advisors, Inc. Towson MD US 30.2 
Durham Asset Management L.L.C. New York NY US 462.2 
Durig Capital, LLC Tigard OR US 23.5 
Durkin Financial, LLC Cincinnati OH US 5.8 
Durnan,William Edward, JR Mendham NJ US 25.0 
Duttenhofer Advisory Group Laguna Beach CA US 29.0 
Duval Asset Management LLC 2.6 
DV Capital Management, LLC Harrison NY US 29.0 
DVM Asset Management 23.0 
Dvorchak Financial Corporation 0.5 
Dvorkin, Aleksandr Markovich 0.3 
DW Financial Inc Anaheim CA US 16.0 
DW Healthcare Management Ii, LLC. Salt Lake City UT US 0.0 
DW Investment Management, LP New York NY US 3027.1 
DW Kapital, Inc. 4.3 
Dwight Asset Management Company LLC Burlington VT US 54328.1 
Dwight Investment Counsel 47.0 
DWM Asset Management, LLC Stamford CT US 638.7 
DWM Investment Group Guilford CT US 3.0 
Dwmc Ii, L.L.C Salt Lake City UT US 16.2 
Dwojeski, John J 8.7 
DWP Investment Management, LLC 0.0 
DWR Wealth Management, LLC San Jose CA US 31.3 
DWT Financial Services Cumberland MD US 0.0 
Dwyer & Associates 24.3 
Dwyer Jackson Hancock, LLC 1.8 
Dyad Active Portfolio Management LLC 0.2 
Dyad Capital Management Group, LLC 0.0 
Dydd Capital LLC Grants Pass OR US 2.4 
Dydiw Group 0.0 
Dyer Capital Management, Inc. Marion MA US 30.2 
Dyer Financial Advisory Towson MD US 12.9 
Dymaxion Capital Management, LLC Cheyenne WY US 0.1 
Dynamic Asset Management Corporation 0.0 
Dynamic Capital Management LLC New York NY US 136.0 
Dynamic Capital Management, Inc. Anchorage AK US 27.6 
Dynamic Credit Partners LLC New York NY US 3668.8 
Dynamic Financial Solutions, LLC 0.1 
Dynamic Investment Strategies, Inc. 1.5 
Dynamic Management Systems Henderson KY US 3.0 
Dynamic Trading Management, LLC. 25.1 
Dynamic Wealth Advisors Scottsdale AZ US 50.7 
Dynamic Wealth Management Erasmuskloof,Pretoria East, Gauteng ZA 134.1 
Dynamis Advisors, LLC Richmond VA US 89.9 
Dynamix Trading 0.3 
Dynasty Capital Management, Inc Greenwood Village CO US 0.0 
Dynasty Financial Partners, LLC New York NY US 1100.0 
Dynastywealth 0.0 
Dyrek, John Edward Casper WY US 0.0 
Dyson Capital Advisors, LLC Alexandria VA US 421.6 
DZH Phillips Private Client Services LLC San Francisco CA US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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