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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
DR Advisory Services, LLC Albany NY US 76.4 
DR Investment Management Mountain View CA US 0.0 
Dr. J'S Financial Services, LLC 0.0 
Dr. Joel Lang - Financial Planning 1.5 
Dra Advisors LLC New York NY US 10482.4 
Drach Market Research Advisors LLC 14.7 
Dragon Financial Consulting, Inc. Fargo ND US 0.0 
Dragon Weatlh Management, Inc. Fargo ND US 0.0 
Dragun Strategies 0.0 
Drake Capital Advisors LLC Greenwich CT US 568.1 
Drake Management, LLC New York NY US 14689.5 
Draper & Kramer Realty Advisors, Inc. Chicago IL US 0.0 
Draper Financial Services 0.0 
Draper Mcginley Planning Group, Inc. Frederick MD US 0.0 
Draughn Partners, Inc. Savannah GA US 145.2 
Dravo Investments 0.0 
Drawbridge Long Dated Value Advisors LLC New York NY US 808.2 
Drax Asset Management, LLC North Haven CT US 6.5 
Dream Capital Advisors, LLC Lincolnshire IL US 19.5 
Dream Spinners,LLC 1.7 
Dreggors, Rigsby & Teal, PA Deland FL US 17.1 
Dreher Company San Angelo TX US 88.1 
Drelich Capital Management Inc 11.0 
Dreman Value Management LLC Aspen CO US 8470.1 
Dresbach & Associates 4.0 
Dresdner & Co Inc Hopewell NJ US 29.5 
Dresdner Advisors LLC New York NY US 2600.0 
Dreskin Gillman & Granet, Inc. Fairfield NJ US 8.2 
Dresner Financial Planning 2.2 
Drew Planners Inc. Tarrytown NY US 4.0 
Drew, Roy P. Niceville FL US 0.0 
Drexel Hamilton Financial, LLC Philadelphia PA US 0.0 
Drg Financial Services, Inc. Burnsville MN US 0.0 
Drg Investment Advisory Services, LLC Kalamazoo MI US 84.3 
Drh Investments, Inc. 5.2 
Driehaus Capital Management LLC Chicago IL US 2472.2 
Dromoland Financial Services LLC Elmsford NY US 3.0 
Droms Strauss Advisors Inc St. Louis MO US 161.4 
Drr Capital Management Morgan Hill CA US 5.6 
Drs4drs Decatur AL US 0.0 
Drum Capital Management LLC Stamford CT US 752.5 
Drum Hill Capital, LLC 55.7 
Drw Financial, Inc. Barrington IL US 20.7 
Drystone LLC 11.0 
DS Bross Financial Advisory Concord MA US 0.0 
Dsc Advisors, L.P. Chicago IL US 218.0 
Dsc Alpha Advisors, LLC Palm Beach Gardens FL US 160.5 
Dsc Financial Advisors, Ltd. Richboro PA US 0.0 
Dsc Financial Inc 3.0 
Dsf Wealth Management Lafayette LA US 0.0 
Dsi Advisers, Inc. Long Beach CA US 0.0 
Dsi International Management, Inc. Stamford CT US 3501.6 
Dsm Capital Partners Mt. Kisco NY US 1177.5 
Dss Advisors LLC Emeryville CA US 225.9 
DT Capital Management LLC Diablo CA US 1.6 
Dtf Management LLC Los Angeles CA US 0.6 
Dts Group LLC Mill Valley CA US 33.8 
DU Pasquier Asset Management New York NY US 35.9 
DU&C Investment Advisors, LLC Kingston TN US 0.0 
Dual Protective Strategy Management, LLC 0.0 
Duane Popp Planning and Consulting 10.5 
Duane Witt & Associates, L.L.C. Mesa AZ US 0.0 
Duckworth Capital Management, Inc. 2.4 
Duet Asset Management Ltd. London UK 470.0 
Duet Financial Group, Inc. Winston-Salem NC US 0.0 
Duey 0.0 
Duff & Boynton, LLC Austin TX US 49.0 
Duff & Phelps Investment Management Co. Chicago IL US 5785.7 
Duff Capital Advisors LP Greenwich CT US 80.0 
Duff Financial Advisory Services Monrovia CA US 14.1 
Duffield Financial Group 0.0 
Dugaw Capital Advisers, LLC Newport Beach CA US 0.1 
Duggan Capital Management, LLC San Diego CA US 0.0 
Duke Capital, Ltd. Colorado Springs CO US 0.0 
Duke Financial Services 4.4 
Duke Funding Management, L.L.C. Old Greenwich CT US 10321.8 
Dumas & Moyer Inc. Warren OH US 0.0 
Dumont & Blake Investment Advisors LLC Princeton NJ US 287.2 
Dunamis Investment LLC 23.0 
Dunbar Capital Investors, LLC New York NY US 99.7 
Dunbar Financial Strategies, LLC Ridgeland MS US 0.0 
Duncan & Haley, Ltd. Seattle WA US 0.0 
Duncan Asset Management 28.9 
Duncan Financial Group, LLC Ridgewood NJ US 0.0 
Duncan Private Wealth Management, LLC Houston TX US 3.8 
Duncan-Hurst Capital Management, L.P. San Diego CA US 123.3 
Duncan-Williams, Inc. Memphis TN US 40.0 
Duncker, Streett &co., LLC St. Louis MO US 222.2 
Dundeewealth US, LP Berwyn PA US 24.8 
Dunham & Associates Financial Planning LLC 4.9 
Dunham and Associates Investment Counsel, Inc. San Diego CA US 602.1 
Dunheath Capital Partners, LLC Greenwich CT US 0.0 
Dunlap Equity Management, LLC. San Francisco CA US 51.2 
Dunn Financial Advisors, LLC Winchester VA US 10.0 
Dunn Investments, LLC 6.0 
Dunn Management Group, Inc. Verona WI US 0.0 
Dunn Warren Investment Advisors, LLC Greenwood Village CO US 71.7 
Dunnavan & Co. Minneapolis MN US 166.2 
Dunphy Wealth Management, Inc. Cincinnati OH US 10.4 
Dunton Ammon Gresham JR White Stone VA US 59.1 
Dunvegan Associates Inc Santa Barbara CA US 204.2 
Dupont Capital Management Wilmington DE US 23830.6 
Dupont Financial Services, LLC Easton MD US 0.0 
Dupree & Company, Inc. Lexington KY US 1108.1 
Durante & Waters, LLC Brewster NY US 27.0 
Durbin Bennett Peterson Private Wealth Management, LLP Austin TX US 394.9 
Durbin Financial Advisors, Inc. Columbia MD US 27.2 
Durham Asset Management L.L.C. New York NY US 462.2 
Durig Capital, LLC Portland OR US 13.5 
Durkin Financial, LLC Cincinnati OH US 5.8 
Durnan,William Edward, JR Mendham NJ US 25.0 
Duttenhofer, David, Mclain Laguna Beach CA US 18.7 
Duval Asset Management LLC 2.6 
DV Capital Management, LLC Harrison NY US 25.0 
Dvm Asset Management 23.0 
Dvorchak & Associates Denver CO US 1.7 
Dvorkin, Aleksandr Markovich 0.3 
DW Financial Inc Anaheim CA US 13.2 
DW Healthcare Management Ii, LLC. Salt Lake City UT US 161.9 
DW Kapital, Inc. 3.0 
Dwight Asset Management Company Burlington VT US 76758.2 
Dwight Investment Counsel 34.0 
Dwm Asset Management Pty Ltd Erasmuskloof,Pretoria East, Gauteng ZA 30.0 
Dwm Asset Management, LLC Darien CT US 175.0 
Dwm Financial Group, Inc. Palatine IL US 86.0 
Dwm Investment Group Guilford CT US 3.3 
Dwmc Ii, L.L.C Salt Lake City UT US 34.0 
Dwojeski, John J 8.0 
Dwr Wealth Management, LLC San Jose CA US 11.9 
Dwt Financial Services Cumberland MD US 0.0 
Dwyer & Associates 20.0 
Dydd Capital LLC Grants Pass OR US 10.0 
Dydiw Group 0.0 
Dyer Capital Management, Inc. Marion MA US 25.9 
Dyer Financial Advisory Towson MD US 10.9 
Dynamic Asset Management Corporation 0.0 
Dynamic Capital Management LLC New York NY US 136.0 
Dynamic Capital Management, Inc. Anchorage AK US 10.7 
Dynamic Credit Partners LLC New York NY US 5188.7 
Dynamic Financial Solutions, LLC 0.1 
Dynamic Investment Strategies, Inc. 1.5 
Dynamic Management Systems Henderson KY US 3.0 
Dynamic Trading Management, LLC. 25.6 
Dynamis Advisors, LLC Charlottesville VA US 88.5 
Dynamix Trading 0.3 
Dynastywealth 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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