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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
E & G Advisors LP Houston TX US 60.0 
E Bargar Financial Advisors Leonardtown MD US 10.4 
E Capital Management 8.4 
E Capital Management L.P. New York NY US 3879.3 
E H Capital Group, L.L.C. New York NY US 306.5 
E H Williams Capital Management New York NY US 19.0 
E Investment Adviser.com LLC San Diego CA US 0.0 
E J Financial Corp. 0.0 
E&E Advisors L.P. New York NY US 17185.3 
E&E Capital Advisors LLC New York NY US 381.7 
E*trade Asset Management, Inc. Menlo Park CA US 361.0 
E*trade Capital Management, LLC New York NY US 333.2 
E*trade Financial Advisory Services, Inc. New York NY US 0.0 
E-Boss, Inc. Columbia MD US 0.0 
E-W Investment Counsel, A Division of E-W Investments, Inc. San Gabriel CA US 0.5 
E. Batoff & Co., Inc. 76.0 
E. Demmler and Associates Alameda CA US 0.0 
E. Dennis Griesbach Cpa Warren MI US 0.0 
E. Magnus Oppenheim & Co. Inc. New York NY US 50.0 
E. Roger Financial Group Largo MD US 0.0 
E. S. Barr & Company Lexington KY US 733.9 
E.C. Krayton Associates, Inc. 4.6 
E.G. Williams Financial Advisors Ketchum ID US 0.0 
E.J. Kohler & Associates, LLC Minneapolis MN US 0.0 
E.J.VOGRINS Asset Management Bethlehem PA US 0.0 
E.L. Scott Investments. LLC St. George UT US 0.0 
E.M. Wasylik Associates LLP 0.0 
E.S.SCHWARTZ and Company, Inc Auburndale MA US 9.6 
E.T.S. Financial Services, Inc. Duluth GA US 0.0 
E.thomas & Associates Inc. Williamstown KY US 0.0 
E3 Financial Group, LLC Haddonfield NJ US 1.5 
E360 Power Austin TX US 50.0 
Eacm Advisors LLC Norwalk CT US 5258.2 
Eadirect, Inc. Sarasota FL US 0.0 
Eads & Heald Investment Counsel Atlanta GA US 151.9 
Eagan Capital Management, LLC Fayetteville NY US 53.9 
Eagle Advisors, Inc. 0.0 
Eagle Advisory Eugene OR US 5.8 
Eagle Asset Management Inc St. Petersburg FL US 15340.2 
Eagle Boston Investment Managment, Inc. St Petersburg FL US 952.7 
Eagle Capital Management LLC New York NY US 7382.4 
Eagle Capital Management, LLC Metairie LA US 148.9 
Eagle Eye Advisors, LLC 4.8 
Eagle Eye Advisory LLC 3.2 
Eagle Financial Advisors, LLC 12.1 
Eagle Financial Management Services, LLC Shreveport LA US 92.1 
Eagle Financial Strategies Brewer ME US 48.0 
Eagle Fund Management LLC 1.0 
Eagle Gate Securities,Inc. Salt Lake City UT US 16.0 
Eagle Global Advisors LLC Houston TX US 2527.4 
Eagle Harbor Asset Management, Inc. Seattle WA US 0.0 
Eagle Hill Wealth Management 0.0 
Eagle Investment Advisors Downingtown PA US 0.0 
Eagle Lake Capital, LLC Santa Monica CA US 271.3 
Eagle One Investments, LLC Washington IA US 0.2 
Eagle Peak Asset Management, LLC Truckee CA US 34.7 
Eagle Point Asset Management, Inc. 6.8 
Eagle Rock Financial Advisers, Ltd. Lancaster PA US 31.0 
Eagle Spirit Investments Consulting, Inc. 0.0 
Eagle Steward Wealth Management LLC Newark NY US 0.0 
Eagle Strategies LLC New York NY US 2406.1 
Eagle Tax Planning & Advisory Group.llc Ozone Park NY US 0.5 
Eagle Trading Systems Inc. Princeton NJ US 60.1 
Eagle Wealth Management, LLC 12.0 
Eagleclaw Capital Management LLC Boston MA US 107.4 
Eagleeye Asset Management, LLC 53.7 
Eagleson Arndt Financial Advisors Thousand Oaks CA US 0.0 
Eaglestone Wealth Advisors, Inc. 105.0 
Eames Financial 55.0 
Eames Wealth Management, LLC 0.0 
EAN Equity Financial Services LLC Millersville MD US 61.8 
Earl M Foster Associates Miami FL US 134.0 
Early Adopter Fund Manager Inc New York NY US 0.0 
Early, Mcclintic & Mcmillan Stafford TX US 0.0 
Earnest Partners, LLC Atlanta GA US 0.0 
Earnings Investment Co. Fresno CA US 0.5 
Earthen Vessel Financial Jackson MI US 0.0 
East Canyon Management, LLC Houston TX US 17.1 
East Coast Wealth Management, Inc. Parsippany NJ US 14.7 
East End Advisors, LLC New York NY US 3686.7 
East End Financial Group, Inc. Riverhead NY US 194.2 
East End Wealth Management Hampton Bays NY US 11.0 
East Gate Capital Management, L.L.C. Palo Alto CA US 0.0 
East Guilford Financial Services Madison CT US 29.1 
East Hill Management Company, LLC Providence RI US 384.9 
East Pacific Investment Company Inc Honolulu HI US 644.2 
East Point Finanical Inc. 0.1 
East Texas Financial/Retirement Consulting Group Winnsboro TX US 6.8 
East Valley Financial Advisors, LLC 0.0 
East West Wealth Management, LLC Honolulu HI US 335.2 
East/West Advisors San Francisco CA US 0.5 
Eastbourne Capital Management, L.L.C. San Rafael CA US 298.4 
Eastbrook Capital Group LLC New York NY US 5.9 
Eastern Advisors, LLP Fall River MA US 12.5 
Eastern Athletic Referral Systems, LLC Hunt Valley MD US 0.0 
Eastern Dental Financial Advisor, LLC Westborough MA US 0.0 
Eastern Point Advisors Inc. Lynnfield MA US 17.0 
Eastman Associates 8.5 
Eastman Capital Management, LLC Naples FL US 23.5 
Eastover Capital Management Inc Charlotte NC US 133.4 
Eastover Investment Advisors Charlotte NC US 170.0 
Eastside Financial Advisors, LLC Fayetteville NY US 53.3 
Eastslope Advisors Inc. 3.0 
Eastwind Asset Management, Inc. 0.0 
Eastwind Capital, LLC Westerville OH US 178.7 
Easy Equity Management, L.P. Beverly Hills CA US 0.0 
Eaton Vance Investment Counsel Boston MA US 3841.3 
Eaton Vance Management Boston MA US 132354.5 
EBA Associates, Inc. 13.0 
Ebbert Asset Management, LP Knoxville TN US 2.0 
Eberly Investment Management Inc. 0.0 
Ebert Capital Management Inc. Eureka CA US 1.0 
EBF & Associates, L.P. Minnetonka MN US 0.0 
Ebg Clayton MO US 9.0 
Ebner Financial Group 0.0 
Ebner Financial Group Durham NC US 10.0 
ECA Investment Group Inc York PA US 432.1 
Ecapital Advisors, Inc. 4.0 
ECC Financial Chesterfield MO US 0.0 
Eccoes Financial Planning, LLC 0.0 
Eccu Investment Management, LLC Brea CA US 0.0 
Echelon Financial Management 0.0 
Echelon Group Boise ID US 37.2 
Echelon Investment Advisors, L.P. Dallas TX US 0.0 
Echo Investment Advisors, LLC 10.0 
Echo Point Investment Management, LLC West Conshohocken PA US 1676.9 
Echols Financial Management 0.0 
Echols Financial Services Cumming GA US 6.6 
ECI Investment Advisors, Inc. Phoenix AZ US 0.0 
Eckel Financial Advisors 30.4 
Eckhouse Kulman & Associates Inc Boca Raton FL US 25.1 
Eckles Wealth Management, Inc. 12.1 
Eclatek Wealth Management Pleasanton CA US 0.0 
Eclectic Associates Inc Fullerton CA US 332.5 
Eclipse Asset Management LLC 16.1 
ECM Advisors Inc Erie PA US 113.8 
ECM Investment Management, Inc. Newport Beach CA US 45.9 
Ecofin Limited London UK 1900.0 
Ecolibrium Financial Planning 0.0 
Ecologic Advisors Inc. New York NY US 0.3 
Econative Corporation 11.7 
Economic Concepts Advisory Services Inc Annandale NJ US 43.8 
Economic Leads 1.6 
Economic Research and Insurance Solutions, LLC 0.0 
Econostat International Corporation L-1520 LU 0.0 
Econostrat Advisory Corp. Bloomfield Hills MI US 58.3 
ECP Manager III LP Washington DC US 613.0 
ECP Manager LP Washington DC US 903.0 
ECP Mena Management LP Washington DC US 145.0 
ED Douglas Chillicotle MO US 12.0 
ED Pysher, Cfp 20.0 
EDC Financial Services, LLC Lexington KY US 6.2 
Eddie Haggar Capital Mgt, Inc. Santa FE NM US 19.0 
Eddleman & Eddleman, LLC Jackson TN US 15.0 
Eddy Financial Planning 0.0 
Eddystone Capital LLC New York NY US 0.0 
Edelman Financial Advisors LLC Fairfax VA US 0.0 
Edelman Financial Services LLC Fairfax VA US 6388.4 
Edelman, Alan Baltimore MD US 0.0 
Edelstein Wealth Management, LLC Boston MA US 25.0 
Eden & Associates, Inc. Fort Smith AR US 0.0 
Eden Capital Management Partners, L.P. Houston TX US 42.2 
Eden Prairie Capital Management and Consulting LLC Eden Prairie MN US 0.2 
Eden Rock Capital Management London UK 225.2 
Edgar Investment Management LLC 1.5 
Edgar J. Smith Registered Investment Advisory 0.0 
Edgartown Advisors LLC Boston MA US 0.0 
Edge Advisors, LLC Atlanta GA US 1066.5 
Edge Asset Management LLC Cedar Rapids IA US 0.6 
Edge Asset Management, Inc. Seattle WA US 20218.3 
Edge Global Management, LLC San Francisco CA US 1.7 
Edge Portfolio Management, LLC Winfield IL US 162.0 
Edge Wealth Management, LLC New York NY US 491.7 
Edgebrook Investments, LLC Santa Monica CA US 3.7 
Edgecombe & Coplin Wealth Strategies, LLC Puyallup WA US 0.0 
Edgemont Advisors, LLC 0.0 
Edgemont Investment Management, LLC 14.0 
Edgemoor Investment Advisors, Inc. Bethesda MD US 447.6 
Edgerton Financial Company, Inc. Galena OH US 0.0 
Edgewater Advisors, LLC 10.1 
Edgewater Asset Management Virginia Beach VA US 16.7 
Edgewater Capital Management Aiken SC US 13.0 
Edgewater Financial Services 0.0 
Edgewood Investors, L.L.C. 0.6 
Edgewood Management LLC New York NY US 6218.5 
Edgewood Partners, LLC 4.6 
EDI Investment Advisor Corporation Dallas TX US 20.9 
Edinburgh Partners Limited Edinburgh, Midlothian UK 15184.0 
Edith Beth Barschi, Cfa, Cfp, EA 0.0 
EDK Financial Advisory, PC 0.0 
EDM Investments Oakland CA US 2.5 
Edman Global Investment Management LLC 7.5 
Edmd Financial Strategies, LLC San Ramon CA US 9.5 
Edminster, Michael H 5.0 
Edmp, Inc. Lutz FL US 203.9 
Edmunds White Partners LLC Richmond VA US 138.9 
Edna J. Thompsen, Cfp Houston TX US 0.0 
Edris Financial Associates, LLC Decatur GA US 0.0 
Eds Beaumont TX US 0.0 
Education and Retirement Financial Planning, Ltd. Waco TX US 0.5 
Education Financial Group, LLC Wakefield MA US 0.0 
Educator Benefits Corporation Montgomery AL US 0.0 
Educators Financial Assurance 6.0 
Educators Retirement Advisors, LLC 0.0 
Edvisor Financial Bloomington MN US 0.0 
Edward A. Ramsey, Cpa, Cfp Greenbelt MD US 19.4 
Edward Allen Benson, Phd. 20.0 
Edward C. Hartman Associates 5.0 
Edward F. Haley 4.6 
Edward H. Schulz, P.C. Tyler TX US 0.0 
Edward J. Cole, Financial Consultant, Inc. Provo UT US 24.0 
Edward Jones St. Louis MO US 53671.1 
Edward Kennedy Mason Financial, Inc. Sarasota FL US 3.5 
Edward R. Wildman, Cpa, LLC Coral Springs FL US 8.4 
Edward S. Green & Associates, LLC Syracuse NY US 86.5 
Edward Storer & Associates LLC Greenville SC US 0.0 
Edward Vance Investment Management Macon GA US 0.0 
Edward W. Greenlee, Cpa, PC 0.0 
Edwardine M. Baker, Cpa 0.0 
Edwards Financial, Inc. Rochester MI US 0.0 
Edwin R. Cummer, LLC Dallas TX US 0.0 
EE Fund Management, LLC 1.0 
EE&A Investment Management 19.1 
EEG Financial Consulting, Inc. 2.2 
EEM Enterprises 20.0 
EFC Financial Services, LLC East Windsor NJ US 0.0 
Effective Assets, Lincoln Pain Berkeley CA US 0.0 
Efficacy Capital, LLC San Diego CA US 10.0 
Efficient Capital Management, LLC Naperville IL US 0.0 
Efficient Frontier Advisors LLC 196.0 
Efficient Market Advisors, LLC Del Mar CA US 177.6 
Efficient Market Investments, LLC 0.0 
Efficient Portfolio Consultants, LLC Lincoln CA US 0.0 
Efficient Wealth Advisory, LLC 0.0 
Efficient Wealth Management LLC The Woodlands TX US 50.9 
EFG Advisors Austin TX US 11.2 
EFG Capital Asset Management LLC Miami FL US 0.0 
EFG Capital International Corp. Miami FL US 99.7 
EFG Corporation Dallas TX US 223.1 
Efg, Inc. Dublin OH US 400.0 
EFH Capital Management, Inc. 1.4 
EFP Wealth Management Jackson MS US 225.0 
EFS Associates San Francisco CA US 27.8 
EFS Financial Resources, LLC Mankato MN US 15.5 
Egate, LLC Riverside CA US 2.6 
EGE Advisors, Ltd. King of Prussia PA US 209.0 
Egerton Capital Limited Partnership London UK 4922.9 
Eggerss Capital Management San Antonio TX US 45.0 
Eggert Financial Management, Inc. Centennial CO US 24.6 
EGI Financial, Inc. Akron OH US 47.7 
Eglseder Retirement Specialists, Inc. Easton MD US 6.0 
EHB Financial Resources Managemnt, Inc. Exton PA US 51.0 
EHD Advisory Services, Inc. Lancaster PA US 182.2 
Ehlert Financial Group, Inc. Lincolnshire IL US 85.0 
Ehmli Investment Advisors LLC Dayton OH US 0.0 
Eichelberger & Associates LLC 0.0 
Eichner Financial Planning, LLC 0.0 
Eichner Investment Planning, LLC Cincinnati OH US 0.0 
Eide Bailly Advisors, LLC Fargo ND US 32.0 
Eidelman Virant Capital St Louis MO US 219.0 
Eidesis Offshore Management, LLC New York NY US 357.4 
Eidesis Structured Credit Fund Gp, LLC New York NY US 86.7 
EIG Management Company, LLC Washington DC US 9113.6 
Eight Capital Management, LLC New York NY US 95.2 
Eight Investment Partners Pty Limited Sydney, Nsw AU 205.0 
Eight Winds Capital Management, LLC 2.2 
Eightsky Mountains (Esmcm) Seattle WA US 0.0 
EII Realty Securities Inc New York NY US 3261.1 
Eileen M. Burkhart & Co., LLC Cleveland Heights OH US 0.0 
EIM Management (Usa) Inc New York NY US 0.0 
Eisen Financial Services, Inc. 26.8 
Eisenberg Financial Advisors Los Angeles CA US 8.1 
Eisneramper Wealth Advisors, LLC New York NY US 71.0 
Eisneramper Wealth Management & Corporate Benefits, LLC Bridgewater NJ US 306.3 
EJF Capital LLC Arlington VA US 715.7 
EJL Asset Management, LLC 0.0 
EK Riley Advisors, LLC Seattle WA US 14.1 
EK Riley Investments, LLC Seattle WA US 54.6 
EK&A Glen Ellyn IL US 0.0 
EKB Financial Group "llc" 0.0 
EKC Financial Group, L.L.P. Beaumont TX US 0.0 
Ekcl Financial Advisors, L.L.C. New Orleans LA US 20.0 
Eklektikos Capital Management, LP Austin TX US 28.6 
EKN Asset Management Group, Inc. Woodbury NY US 0.0 
EKS Associates, LLC Princeton NJ US 0.0 
EL Adli Investment Advisors 0.0 
EL Camino Real Financial Advisors LA Jolla CA US 0.0 
EL Cap, Inc. 0.0 
EL-Shabazz, Wendell 0.0 
ELA Capital Management LLC 0.8 
Elan Wealth Management, LLC Kitty Hawk NC US 0.0 
Elara Capital, Inc. New York NY US 0.0 
Elba Capital Management, Inc. 1.3 
Elbert Financial Consulting, Inc. 0.0 
Elbrook Holdings Cincinnati OH US 286.6 
Elco Management Company, LLC New York NY US 54.8 
Elder Law Management, Elder Law Planning Services Pittsburgh PA US 37.2 
Elder Planning Advisors of Maine, Inc. South Portland ME US 30.7 
Elderado Financial, Inc Montrose CO US 48.2 
Eldridge Financial Planning, LLC New York NY US 4.9 
Eldridge Investment Advisors Inc Manchester NH US 190.9 
Eldridge Investment Management 10.1 
Eldridgeequity, Inc. 3.3 
Elect-invest.com,Inc. Paoli PA US 2.0 
Electranet Capital, LP San Francisco CA US 4.7 
Elemental Capital Management, LLC Richmond VA US 4.6 
Elementum Advisors, LLC Chicago IL US 496.0 
Elera Advisors LLC 0.4 
Elessar Investment Management, LLC Cleveland OH US 29.0 
Elevation Capital Management, LLC San Francisco CA US 0.0 
Elevation Investment Consulting Rochester NY US 1.4 
Elevation Wealth Private Consulting, LLC Boulder CO US 0.0 
Eleven Two Fund Management 13.0 
Eley Financial Management, Inc. South Burlington VT US 146.4 
Eley-Graham Financial Advisory Services Merrillville IN US 0.0 
Elf Capital Management, LLC Charlottesville VA US 3.4 
Elfam Investments Company LLC Houston TX US 0.0 
Elgethun Capital Management 108.9 
Elgin Capital LLP London UK 1967.8 
Elios Financial Group, Inc. Westlake OH US 0.0 
Eliot Finkel Investment Counsel, LLC Beverly Hills CA US 82.7 
Eliot Rose Asset Management, LLC Cranston RI US 76.0 
Elitcon Dallas TX US 0.0 
Elite Capital Management Group, LLC Cheshire CT US 0.0 
Elite Capital Management, Inc. Schererville IN US 0.0 
Elite Capital Services, LLC Folsom CA US 0.0 
Elite Consultants International Dubai, United Arab Emirates AE 0.0 
Elite Focus Capital Advisors, LLC Stafford TX US 0.0 
Elite Investment Advisors, LLC 1.2 
Elite Wealth Management, Inc. Kirkland WA US 56.0 
Elite Wealth Partners, LLC Irvine CA US 1.0 
Elizabeth H. Huffine 34.9 
Elizabeth Park Capital Management, Ltd Beachwood OH US 43.2 
Elizabeth Rutter Baer Cfp Inc 19.9 
Eljay Investment Company 8.5 
Elk Creek Partners, LLC Denver CO US 1.2 
Elk Hill Advisors, Inc. 56.5 
Elkhorn Investment Management, LLC 3.0 
Elko Financial Services Media PA US 0.0 
Ellen B. Holden Personal Financial Planning & Tax Services Los Angeles CA US 0.0 
Ellen Binen-Milbrod Financial Services L.L.C. 0.0 
Ellen Straebel,Inc. 1.4 
Ellija Capital Management, LLC 24.9 
Ellington Financial Management LLC Old Greenwich CT US 403.7 
Ellington Global Asset Management, LLC Old Greenwich CT US 0.0 
Ellington Management Group, L.L.C. Old Greenwich CT US 3160.0 
Elliot Investment Management, LLC 7.5 
Elliott & Tintle Wealth Management, LLC Tampa FL US 1.0 
Elliott Bay Advisors 0.0 
Elliott Capital Management, Inc. Bloomington IL US 5.0 
Elliott Cove Capital Management Seattle WA US 100.1 
Elliott Davis Investment Advisors Greenville SC US 573.0 
Elliott Davis Investment Advisory Services, LLC Greenville SC US 130.0 
Elliott Financial Management 20.4 
Elliott Financial Services, Inc. 3.0 
Elliott Financial Services, LLC Middletown CT US 13.8 
Elliott Financial, LLC 9.6 
Elliott Investment Group, L.L.C. 11.0 
Elliott R. Chernin Financial Services Corte Madera CA US 170.0 
Ellis Capital Management Muskegon MI US 44.9 
Ellis Investment Counsel, Inc. 3.2 
Ellis Wealth Advisors, LLC 2.2 
Ellis, Michael M. 0.0 
Ellis-Reisbord Financial Group, LLC Houston TX US 0.0 
Ellison Capital Management 0.0 
Ellison Financial Services 7.0 
Ellison Investment Advisors Fairfax VA US 10.3 
Ellsworth & Co. Idaho Falls ID US 3.0 
Elm Advisors, LLC Burlingame CA US 199.9 
Elm Asset Management Inc. Denton TX US 14.3 
Elm City Advisors, LLC 0.0 
Elm Creek Capital Advisors, LLC 0.9 
Elm Park Capital Management, LLC Dallas TX US 413.8 
Elm Ridge Capital Management, LLC Irvington NY US 2400.0 
Elm Ridge Investments, Inc. 1.0 
Elmcore Investment Advisors LLC Las Vegas NV US 0.0 
Elmwood Advisors Pte. Ltd. Singapore SG 160.0 
Elser Financial Planning, Inc. 29.0 
Elsworth Berg Capital Management, LLC San Diego CA US 2.5 
Eltekon Advisors, LLC. West Lake Hills TX US 19.1 
Elton Stephens 0.0 
Elwood & Goetz Wealth Advisory Group, LLC Athens GA US 16.8 
Ely Prudent Portfolios, LLC Chico CA US 43.7 
Elysian Investment Advisors Cincinnati OH US 12.7 
Elysien Private Wealth Henderson NV US 1.8 
Elzey & Associates, Inc. 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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