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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
EM Capital Management, LLC Moraga CA US 3.2 
Emancipation Capital LLC New York NY US 42.0 
Embarcadero Capital Management LLC San Francisco CA US 14.0 
Embarcadero Financial Group San Francisco CA US 8.0 
Ember L. Flack, Jd, Cfp, Clu, Chfc 85.0 
Emc Managers Consulting, Ltd. New York NY US 152.0 
Emerald Advisers Inc Lancaster PA US 1624.4 
Emerald Allocation Strategies, LLC Weston FL US 0.0 
Emerald Asset Advisors LLC Weston FL US 224.3 
Emerald Capital Management Naples FL US 11.0 
Emerald Capital, LLC Indianapolis IN US 5.8 
Emerald Financial Advisors Nampa ID US 16.8 
Emerald Financial Management 28.3 
Emerald Fixed Income Advisers, LLC Lancaster PA US 148.9 
Emerald Investments, Inc. Beachwood OH US 3.5 
Emerald Management 23.0 
Emerald Mutual Fund Advisers Trust Lancaster PA US 528.4 
Emerald Planning Services, Inc. 5.1 
Emerald Research Corp. 1.8 
Emerald Spectrum Advisory, Inc. Brentwood TN US 0.0 
Emergent Wealth Advisors 2.6 
Emerging Growth Advisors Inc Baltimore MD US 0.9 
Emerging Markets Management, L.L.C. Arlington VA US 8699.0 
Emerging Sovereign Group, LLC New York NY US 657.8 
Emeriti Retirement Health Solutions New Windsor NY US 0.0 
Emeritus Capital Management, LLC 1.5 
Emeritus Investment Management, Inc. Mill Valley CA US 26.0 
Emerson Capital Management 0.0 
Emerson Dankovich Advisors, Inc. Troy MI US 231.8 
Emerson Equity LLC San Mateo CA US 13.5 
Emerson Investment Management Inc Boston MA US 429.2 
Emerson Wealth Management, LLC Troy MI US 89.6 
Emerson, Jonathan G. 0.0 
Emery Howard Burlingame CA US 589.0 
Emf Financial Products LLC New York NY US 328.3 
Emg Essex Junction VT US 30.0 
Emma Josie Ferguson 27.9 
Emmanuel Capital Management, LLC 0.0 
Emmaus Investor Services Corp. 3.0 
Emmes Asset Management Co. LLC New York NY US 1006.9 
Emmett A Larkin Company, Inc San Francisco CA US 0.0 
Empire Advisors Group LLC Brooklyn NY US 1.5 
Empire Advisory Group, Inc. 0.0 
Empire Asset Management Group, LLC Albany NY US 71.6 
Empire Financial Group, LLC 0.9 
Empire Financial Management Company, LLC New York NY US 0.4 
Empire Investing Group, LLC 0.0 
Empire Investment Advisors. Inc Longwood FL US 24.0 
Empire Investor Consulting and Services 0.0 
Empire Securities Corporation Universal City CA US 36.0 
Empiric Advisors, Inc. Austin TX US 57.4 
Empirical Wealth Management, LLC Portland OR US 292.8 
Employee Benefit Consultants LLC Landover MD US 0.0 
Emporia Capital Management, LLC New York NY US 1158.6 
Empower Financial LLC 2.0 
Empowering Financial Solutions, Inc. San Luis Obispo CA US 9.6 
Empyrean Capital Partners, LP Los Angeles CA US 525.0 
Empyrion Wealth Management, Inc. Roseville CA US 117.3 
Emso Partners Limited London UK 566.2 
Emw Capital Advisors, LLC 3.7 
Emx Capital Management, LLC Grapevine TX US 0.0 
Enceladus Investment Management, LLC Dallas TX US 265.0 
Encinal Capital Group, LLC Palo Alto CA US 2.8 
Encompass Advisors, Ltd. Brevard NC US 19.9 
Encompass Financial Advisors, Inc. 14.5 
Encompass Financial Management 0.0 
Encompass Financial Services, Inc Cherokee OK US 0.0 
Encore Analytics, LLC 0.0 
Encore Financial Group, LLC Appleton WI US 0.0 
Endeavor Capital Management, LLC Chicago IL US 0.0 
Endeavour Capital LLP London UK 2905.4 
Endex Capital Managment LLC Overland Park KS US 99.0 
Endowment Advisers, L.P. Houston TX US 4794.7 
Endowmentbuilders Advisory Group, LLC Las Vegas NV US 0.0 
Endries Wealth Management, LLC 20.7 
Endris Financial Services, LLC Shelbyville IN US 9.6 
Endurance Investment Management, LLC 0.0 
Endwell Advisors, LLC 1.1 
Enenbach & Associates Overland Park KS US 0.0 
Energy Advisors, Inc. East Dundee IL US 0.0 
Energy Income Partners Westport CT US 177.0 
Energy Trust LLC New York NY US 1294.8 
Eng Financial Corp. El Cerrito CA US 13.8 
Engelhardt IV Investments, LLC 0.1 
Engels Investment Advisors, LLC 6.7 
Engemann Asset Management San Francisco CA US 146.9 
Engleson & Associates Rochester NY US 32.0 
English & Associates, Inc. Falls Church VA US 10.5 
English Capital Management LLC 0.0 
English, Tim J 0.0 
Enhanced Asset Performance, LLC 25.0 
Enhanced Investment Partners, LLC Chicago IL US 0.0 
Enhanced Investment Products Limited Hong Kong CN 16.9 
Enhanced Investment Products Limited George Town, Grand Cayman KY 156.0 
Enhanced Investment Strategies Charlottesville VA US 12.0 
Enhanced Security Planning, Inc. Santa Ana CA US 25.2 
Ennis Knupp & Associates Inc Chicago IL US 160.0 
Enp Asset Management, Inc. 0.0 
Enr Asset Management, Incorporated Westmount, Quebec CA 51.0 
Enright Premier Wealth Advisors, Inc. Torrance CA US 457.0 
Enright, Mollin, Cascio and Ramusevic Elmhurst NY US 145.0 
Ensemble Capital Management, LLC Burlingame CA US 154.7 
Ensemble Financial Advisory Services, LLC Seattle WA US 0.0 
Ensemble Financial Services, Inc. Pittsford NY US 211.5 
Ensign Investment Advisers LLC Boston MA US 29.4 
Enso Capital Management LLC New York NY US 81.9 
Enterprise Capital Management, Inc. Atlanta GA US 63.0 
Enterprise Wealth Partners, LLC Atlanta GA US 0.0 
Entrust Capital Inc. New York NY US 182.2 
Entrust Financial Group Beachwood OH US 34.6 
Entrust Investment Management LLC Monroe LA US 23.1 
Entrust Partners LLC New York NY US 836.9 
Entrust Partners Offshore LLC New York NY US 2651.6 
Entwisle Enterprises,Inc. 0.0 
Envestnet Asset Management, Inc. Chicago IL US 6063.9 
Envision Asset Management LLC San Francisco CA US 85.3 
Envision Asset Management, Inc. Irvine CA US 10.0 
Envision Capital Management Inc Los Angeles CA US 169.4 
Envision Capital Management LLC Newport Beach CA US 33.0 
Envision Capital Management Ltd Scottsdale AZ US 205.0 
Envision Investment Advisors, LLC Omaha NE US 25.7 
Envision Retirement & Estate Advisors, LLC Lake Ariel PA US 0.3 
Envision Retirement, LLC 2.2 
Envision Wealth Advisors, LLC 21.2 
Envision Wealth Management, Inc. Valencia CA US 0.0 
Envit Capital Private Wealth Management, LLC Lubbock TX US 14.9 
Eod Capital LLC 5.0 
EP Advisors, L.L.C. Jacksonville FL US 0.0 
Epa Financial Services, Corp. Toms River NJ US 28.0 
Epg Incorporated Boston MA US 2521.9 
Epic Advisors, L.L.C. 14.1 
Epic Asset Management, LLC Fort Lee NJ US 370.0 
Epic Wealth Advisors, Inc. 0.0 
Epiphany Capital Deerfield IL US 0.0 
Epiphany Investors, Inc. 18.0 
Epiqwest Financial Coporation Lafayette CO US 9.0 
Epiqwest Investment Corporation 6.0 
Epl Investment Advisory LLC Mesa AZ US 1.7 
Eplan Advisors, LLC Denver CO US 0.0 
Eplanning Advisors Inc Roseville CA US 0.0 
Epoch Consulting Group Santa Rosa CA US 171.8 
Epoch Investment Partners, Inc. New York NY US 6634.4 
Epple Financial Advisors, LLC Wayzata MN US 10.2 
Epsilon Advisors, LLC Englewood CO US 1.6 
Epsilon Financial Group, Inc. Fairfield CA US 136.0 
Epstein Financial Services Holyoke MA US 0.0 
Epting Investments 0.0 
Eqis Capital Management Oakbrook Terrace IL US 41.0 
Equable Investment Management, LLC South Salem NY US 2.6 
Equi-Librium Wealth Services 0.2 
Equibase Capital Advisors, Inc. Chicago IL US 0.0 
Equinet, Inc. Kansas City MO US 13.0 
Equinox Capital Management, LLC New York NY US 75.2 
Equinox Financial Advisors, Inc Manchester Center VT US 44.5 
Equinox Fund Management, LLC Denver CO US 40.0 
Equinox Securities, Inc. Phelan CA US 0.0 
Equipoise Wealth Management Inc Denver CO US 0.0 
Equis Group LLC Wildwood MO US 20.0 
Equitable Advisors, Inc. Nashville TN US 155.5 
Equitas America, LLC Farmington Hills MI US 83.3 
Equitas Capital Advisors,LLC New Orleans LA US 4131.4 
Equitas Partners, LLC New Orleans LA US 231.4 
Equitrust Financial Group, Ltd. Deerfield IL US 98.1 
Equitrust Investment Management Services, Inc. West Des Moines IA US 16993.8 
Equity Advisors of Kentucky Inc 29.4 
Equity Advisors, Inc. Leawood KS US 37.4 
Equity Advisors,LLC Albuquerque NM US 0.2 
Equity Assets Management, Inc. 0.6 
Equity Compass Strategies St. Louis MO US 0.0 
Equity Design Advisors, LLC Wausau WI US 10.9 
Equity Development Corporation Denver CO US 31.8 
Equity Financial Services 2.7 
Equity Fund Research 39.2 
Equity Group Financial Miami FL US 0.0 
Equity Guardian Group, LLC. Covington KY US 0.0 
Equity Investment Corp Atlanta GA US 362.6 
Equity Leadership Advisory Group, Inc. Tampa FL US 0.0 
Equity Management Associates 0.2 
Equity Management Group 19.3 
Equity Management, Inc. 2.7 
Equity Momentum Management, LLC Dallas TX US 1.7 
Equity Planners San Diego CA US 0.0 
Equity Planning Group, Inc. West Bloomfield MI US 29.2 
Equity Research & Portfolio Evaluation, Inc. Alamo CA US 0.0 
Equity Solutions 1.6 
Equitybrief.com 1.8 
Equitytrust 12.8 
Equius Partners, Inc. Novato CA US 308.9 
Equiview Advisors, LLC Costa Mesa CA US 4.5 
Equus Private Wealth Management LLC Carbondale CO US 39.7 
Eraam Paris FR 764.4 
Eresearch Toronto, on CA 0.0 
Erf Advisors, LLC 0.9 
Eric B Phillips Cpa Manheim PA US 0.0 
Eric B.johnson Financial Advising 1.9 
Eric Brosio, Investment Adviser 3.9 
Eric Ericksen & Co. Grand Rapids MI US 9.6 
Eric Krone Associates, Inc. New York NY US 6.5 
Eric Simons, LLC 0.0 
Eric Vigo Bradham Paris IL US 0.0 
Eric Waldman Ria Bozeman MT US 0.0 
Erich Werner Investments, Inc. Gainesville FL US 0.0 
Erickson Advisors Greensboro NC US 33.0 
Erickson Financial Solutions, LLC Jefferson City MO US 0.0 
Erickson Wealth & Tax Management Seattle WA US 0.0 
Erickson, Eileen Marie 16.1 
Ericson Financial Services, Inc. Washington Depot CT US 23.8 
Ericson Financial Solutions Los Gatos CA US 19.6 
Eriksen Capital Management 0.3 
Erisa Fiduciary Advisors, Inc. 95.5 
Erisa Plan Services Inc 56.1 
Erisey Wealth Management Carefree AZ US 30.0 
Erman Retirement Advisory Cypress CA US 0.0 
Ermitage Asset Management Jersey Limited St Helier JE 2142.0 
Ernst & Young Investment Advisers LLP Secaucus NJ US 0.0 
Errol Martin 6.1 
Esd Advisory Services Inc Bethesda MD US 34.8 
Esd Management Iii Limited St Peter Port GU 146.3 
Esemplia Emerging Markets London UK 6387.7 
Esf Financial Planning Group Manhattan Beach CA US 17.3 
Esi Financial Advisors Montpelier VT US 1057.9 
Esp Financial Services, LLC Thousand Oaks CA US 0.0 
Esposito Partners, LLC Dallas TX US 28.0 
Essential Advisers, Inc. Denver CO US 91.0 
Essential Financial Ltd 7.9 
Essential Financial Planning 0.0 
Essential Financial Planning, Inc. Albuquerque NM US 76.9 
Essential Planning, LLC Portsmouth NH US 81.8 
Essential Wealth Management Group, LLC 2.5 
Essex Financial Advisors, L.L.C. Topsfield MA US 60.8 
Essex Financial Services, Inc. Essex CT US 736.4 
Essex Investment Management Company, LLC Boston MA US 1546.8 
Essex LLC Deer Park IL US 72.8 
Essex National Securities, Inc. Napa CA US 0.0 
Essex Ridge Capital Group, LLC 55.9 
Esslinger Capital Management 2.2 
Estabrook Capital Management New York NY US 3106.2 
Estabrook Capital Management LLC New York NY US 2166.6 
Estacado Capital Partners, LP Plano TX US 0.0 
Estate & Financial Planning Chico CA US 0.0 
Estate & Financial Strategies, Inc. Brentwood TN US 0.0 
Estate & Retirement Strategies LLC Tempe AZ US 6.9 
Estate & Trust Advisors Northbrook IL US 40.0 
Estate and Business Planning Group, PA Altamonte Springs FL US 0.0 
Estate Financial, Inc. Arlington VA US 0.0 
Estate Management Counselors,LLC Atlanta GA US 32.1 
Estate Planners of New England, LLC 36.8 
Estate Planning & Wealth Preservation Inc. Norcross GA US 0.0 
Estate Planning Advisors, Inc. Vero Beach FL US 0.0 
Estate Planning and Wealth Strategies, Inc. Chesterfield MO US 0.0 
Estate Planning Solutions 0.0 
Estate Planning Solutions, Inc. 7.2 
Estate Protection Group 0.0 
Estate Resources Inc Houston TX US 18.0 
Estate Strategies, Inc. Philadelphia PA US 0.0 
Estatemark Financial, Inc. North Richland Hills TX US 0.0 
Estep Capital Management Matthews NC US 0.0 
Estes Financial Services, Inc. 4.2 
Esther M Mcgann , Mba, Cfp Laramie WY US 15.8 
Estrada Hinojosa & Company, Inc. Dallas TX US 1281.6 
Etc Financial Consulting, Inc. Mesa AZ US 12.0 
Etechadvisors, Inc. 4.0 
Etexfinancial, Inc. Mt. Vernon TX US 2.9 
Etf Accounts Asset Management, Inc. Sacramento CA US 0.0 
Etf Associates, LLC Wayne PA US 31.0 
Etf Portfolio Management LLC Newbury Park CA US 19.0 
Etf Portfolio Solutions, Inc. Leawood KS US 43.6 
Etfidea, LLC Syracuse NY US 21.7 
Ethan Bradley Advisors, LLC Troy MI US 0.0 
Ethanol Capital Management LLC Tucson AZ US 53.5 
Ethos Advisory Services, Inc. 0.0 
Ethos Investment Advisors, LLC Upper Saddle River NJ US 0.0 
Etm Financial Advisors, LLC Harrisonburg VA US 0.9 
Etre LLC Boston MA US 24.0 
Ets Capital Management, LLC 7.0 
Etzler Financial Advisors, LLC Red Bluff CA US 1.3 
Eubank, Hutson & Associates Plano TX US 63.8 
Eubanks Capital Management South Portland ME US 0.7 
Eubel Brady & Suttman Asset Management Inc Dayton OH US 613.0 
Euclid Advisors LLC New York NY US 0.0 
Euclid Financial Group Washington DC US 14.6 
Euclid Investment Advisory, LLC Bethesda MD US 89.0 
Eudaimonia Asset Management, LLC Encinitas CA US 66.6 
Eudora Asset Management, LLC 4.6 
Eugene H. Leonard Investment Advisor, Inc. North Miami FL US 0.0 
Eugene W. Dowell Jr., Cfa 0.0 
Eugenias Advisory Group, LLC Gadsden AL US 12.2 
Eulav Asset Management, LLC New York NY US 2428.5 
Eureka Capital Newport Beach CA US 0.0 
Euro Pacific Capital, Inc. Westport CT US 0.0 
Euro-Pacific Portfolio Management, Ltd. 17.7 
Eurobank Trust & Wealth Management Group Hato Rey PR US 0.0 
Eurocapital Advisors, Inc. Coral Gables FL US 127.1 
European Credit Management Limited London UK 15700.0 
European Investors Inc New York NY US 997.7 
Eva Advisers LLC New York NY US 203.1 
Evaluation Associates LLC Norwalk CT US 0.0 
Evanoff Financial Advisors Erie PA US 10.0 
Evans Capital Management Associates Seattle WA US 54.6 
Evans Financial Group, Inc. Cincinnati OH US 22.3 
Evans Financial Planning, Inc. Mission TX US 0.0 
Evans Financial Services, LLC Grove OK US 0.0 
Evans Investment Advisors, L.L.C. Baton Rouge LA US 80.8 
Evans, Joseph Allen 0.0 
Evanson Asset Management, LLC 1501.8 
Evanston Advisors Schaumburg IL US 316.5 
Evanston Capital Management, LLC Evanston IL US 2698.3 
Evard Financial Advisors, Pllc Phoenix AZ US 0.8 
Evart, Young & Hobbs Investment Management Redwood City CA US 86.4 
Evensky & Katz, LLC Coral Gables FL US 460.0 
Eventide Asset Management, LLC Boston MA US 0.9 
Evercore Advisors I LLC New York NY US 63.3 
Evercore Advisors, LLC New York NY US 463.6 
Evercore Asset Management, LLC New York NY US 308.9 
Evercore Venture Advisors L.L.C. New York NY US 26.1 
Everest Asset Management Zurich CH 80.5 
Everest Capital Limited Hamilton BM 1689.0 
Everest Consultants, LLC Syracuse NY US 0.0 
Everest Financial Group Minneapolis MN US 50.8 
Everest Financial Planning, LLC Flemington NJ US 0.0 
Everest Financial Services, LLC Lincolnshire IL US 11.5 
Everest Funds Management LLC Omaha NE US 9.5 
Everest Investment Management LLC Omaha NE US 0.1 
Everest Management Corp. 0.0 
Everest Wealth Management Leawood KS US 21.3 
Everett Capital Management, LLC 1.8 
Everett Financial Group North Haven CT US 64.8 
Everett Harris & Co Los Angeles CA US 4961.5 
Everglades Parkland Advisors, LLC Coral Springs FL US 0.0 
Everglades Resources, Inc. 9.0 
Evergreen Asset Management, LLC Gig Harbor WA US 95.2 
Evergreen Capital Management Anaheim CA US 3.0 
Evergreen Capital Management Inc Omaha NE US 0.8 
Evergreen Capital Management LLC Bellevue WA US 508.2 
Evergreen Capital Management, Inc. Salt Lake City UT US 55.6 
Evergreen Financial Planning LLC Marietta GA US 0.0 
Evergreen Financial Services & Insurance, Inc. 8.0 
Evergreen International Advisors London, England UK 9149.2 
Evergreen Investment Advisors Chicago IL US 728.1 
Evergreen Investment Advisors LLC Hartford WI US 12.4 
Evergreen Investment Management Co Boston MA US 122547.0 
Evergreen Management Ltd. Tel Aviv IL 451.9 
Evergreen Management, LLC Chattanooga TN US 146.5 
Evergreen Realty Securities, Inc. Pasadena CA US 0.0 
Evergreen Wealth Advisors, Inc. 13.7 
Evergreen Wealth Advisors, LLC Frederick MD US 0.0 
Evergreen Wealth Advisory Group, LLC San Jose CA US 27.8 
Evergreen Wealth Management LLC LA Jolla CA US 126.2 
Evergreen Wealth Management Services, Inc. 26.1 
Everis Capital Management LLC Dallas TX US 10.5 
Evertree Advisors Newark OH US 0.0 
Evesham Capital Management Mt. Laurel NJ US 1.5 
Evg Asset Management LLC 13.0 
Evla Hills Equity Services LLC 1.8 
Evnine & Associates San Francisco CA US 291.6 
Evolution Capital Advisors, L.L.C. The Woodlands TX US 408.9 
Evolution Funds Limited Liability Partnership 0.0 
Evolution Investment Group, LLC Chula Vista CA US 2.0 
Evolve Securities, Inc. Austin TX US 11.7 
Evoxia 0.0 
Ewing & Partners Dallas TX US 25.4 
Excalibur Management Corp Boston MA US 712.3 
Excalibur Partners, LLC Delray Beach FL US 50.0 
Excel Advisors, LLC San Diego CA US 0.0 
Excel Capital Management Corp Belle Mead NJ US 36.2 
Excel Financial, LLC Red Wing MN US 25.1 
Excel Retirement Plans, Inc. Philadelphia PA US 0.0 
Excel Securities & Associates,Inc. Rochester NY US 47.0 
Excelcia Capital Management, LLC San Jose CA US 0.1 
Excellence Asset Management Los Angeles CA US 3.0 
Excellere Capital Management LLC Denver CO US 257.0 
Excelsior Capital Advisors, LLC Boca Raton FL US 117.1 
Excelsior Capital Management, LLC Chicago IL US 58.9 
Excelsior Financial Services 0.4 
Excelsius Investments Inc. Charlotte NC US 0.0 
Excelsus Capital Management Manhattan Beach CA US 10.0 
Exchange Capital Management Inc Ann Arbor MI US 170.7 
Exchange Place Advisors, LLC Sudbury MA US 74.7 
Excomp Asset Management Ltd Garden City NY US 103.9 
Executive & Professional Counseling Group, Inc. Minneapolis MN US 0.0 
Executive Advisor Group, LLC Norcross GA US 0.0 
Executive Advisors, Inc. 1.3 
Executive Advisory Services, Inc. 0.0 
Executive Asset Advisory, Inc. Houston TX US 13.2 
Executive Asset Management, Inc. Fenton MI US 25.1 
Executive Business Financial Planning 9.3 
Executive Capital Management, LLC Frisco TX US 1.5 
Executive Capital Strategies LLC West Chester PA US 30.0 
Executive Compensation Planners, Inc. New City NY US 10.1 
Executive Financial Advisors Ventura CA US 0.0 
Executive Financial Planning, Inc. Brighton MI US 117.2 
Executive Financial Resoures, Inc. North Wilkesboro NC US 8.9 
Executive Financial Services Inc Livonia MI US 50.9 
Executive Financial Services, Inc. 26.0 
Executive Investment Advisors, LLC 22.2 
Executive Investment Services, LLC Bryn Mawr PA US 0.0 
Executive Monetary Management Inc New York NY US 1951.0 
Executive Money Managers, Inc. 29.3 
Executive Planning Associates Ridgewood NJ US 8.0 
Executive Services Securities, Inc. Atlanta GA US 0.0 
Executive Wealth Counselors, LLC Pittsburgh PA US 0.0 
Exemplar Capital Management 0.0 
Exeter Advisors Inc Fairport NY US 16.4 
Exeter Capital Companies LLC Charlton MA US 10.4 
Exeter Financial, LLC Scottsdale AZ US 102.0 
Exeter Trust Corp Bethesda MD US 9.4 
Eximious Wealth Management, LLC 0.0 
Expanding Service, LLC 0.3 
Expert Financial Advice LLC 0.0 
Expert Financial Services, LLC Pittsburgh PA US 10.0 
Explora Capital Management Asa Oslo NO 61.0 
Explorador Capital Management, LLC Newark DE US 60.0 
Explorer Alternative Management, LLC New York NY US 88.3 
Explorer Asset Management, LLC St. Louis MO US 17.0 
Exponent Capital, LLC 1.0 
Extraordinary Investors, Ltd 45.0 
EZ Financial Group Inc. Austin TX US 0.0 
Ezray Investment Advisors, Inc. 30.0 
           
 
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