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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Fjc Capital Management, LLC Orinda CA US 0.0 
Fje Capital, L.L.C. Troy MI US 2.0 
Fjelsted, David Russell Farmington UT US 2.5 
Fjp Portfolio Management Irvine CA US 4.7 
FK Capital Partners, L.L.C. Westport CT US 15.0 
Flag Capital Management, LLC Stamford CT US 4063.6 
Flagg Street Capital LLC Cambridge MA US 155.1 
Flagship Capital Management Inc Media PA US 51.5 
Flagship Financial Advisors, LLC Wakefield MA US 0.0 
Flagship Wealth Management Quincy MA US 0.0 
Flagstone Financial Advisors, Inc. Basalt CO US 19.8 
Flagstone Investments LLC Wichita KS US 64.7 
Flaherty & Crumrine Inc Pasadena CA US 2291.3 
Flannell, Kenneth G. 2.0 
Flat Rock Three, LLC 0.0 
Flavin Blake & Co LP Stamford CT US 31.9 
Flavin Financial 0.0 
Flb Capital Management, LLC Rowlett TX US 0.0 
Flc Capital Advisors Palm Desert CA US 2.9 
Flc Investment Management Company, LLC Riverwoods IL US 0.1 
Fleckenstein Capital, Inc. Seattle WA US 40.1 
Fleet Capital Management, LLC Frisco CO US 10.0 
Fleetwood Asset Management Ltd. 25.7 
Flegal Retirement Specialists, A Division of Flegal Group, Inc. Rossville GA US 0.2 
Fleischmann, Holmes, Bozanic & Vuong LLP Los Alamitos CA US 0.0 
Fleishel Financial Associates, Inc. Deland FL US 29.2 
Fleming & Associates, LLC San Diego CA US 4.0 
Fleming Financial Advising Walnut Creek CA US 14.9 
Fleming Financial Advisors, Inc. 9.0 
Fleming Financial Planning, LLC 0.7 
Fleming Wealth Management, LLC Atlanta GA US 54.9 
Fleming, Perry & Cox, Inc. Stamford CT US 0.0 
Fletcher Asset Management, Inc. New York NY US 510.2 
Fletcher Asset Management, Inc. 0.0 
Fletcher Financial, LLC Carlsbad CA US 13.8 
Fleury Financial Group, Inc. Silverdale WA US 0.0 
Flexible Plan Investments Ltd Bloomfield Hills MI US 357.6 
Flint Financial Investments Management Corporation Fort Myers FL US 64.8 
Flint Rock Global Investors, LLC Austin TX US 67.3 
Flintridge Capital Investments, LLC Pasadena CA US 0.6 
Flippin Bruce & Porter Inc Lynchburg VA US 1099.0 
Float Capital Funding Corporation 0.4 
Flood Financial Services, Inc. South Burlington VT US 0.0 
Flood Gamble Associates Inc New York NY US 189.8 
Flood, Bumstead, Mccready & Mccarthy, Inc. Nashville TN US 14.8 
Florian Financial Group LLC Getzville NY US 35.2 
Florida Estate and Retirement Planning Services, LLC Zephyrhills FL US 0.0 
Florida Financial Advisors, Inc. Tampa FL US 0.0 
Florida Investment Advisers Tampa FL US 350.3 
Florida Investment Advisory Services Delray Beach FL US 11.5 
Florida Investment Partners Securities, LLC Clearwater FL US 0.0 
Florida Wealth Management LLC Pompano Beach FL US 0.9 
Florissant Investment Advisors,LLC Denver CO US 3.8 
Flory Financial Consulting 0.0 
Flower Walter C & Co Inc New Orleans LA US 146.0 
Flowers Capital Management, Inc. 38.5 
Floyd Capital Management Texarkana TX US 106.2 
Floyd Capital Management, LLC 27.0 
Floyd Green Financial Services, Inc. Atlanta GA US 0.1 
Fluetsch Financial Services, LLC 0.0 
Flying Cloud Moneymanagement, LLC 5.4 
Flyline Genpar, L.P. Fortworth TX US 0.0 
Flyline Management, L.P. Fort Worth TX US 22.9 
Flynn Capital Advisors, Inc Prospect KY US 1.2 
Flynn Planning Group, LLC Lakeville MN US 7.0 
FM Advisors, LLC Syosset NY US 7.4 
FM Barron & Associates, LLC Denver CO US 0.0 
FM Capital Management London EN 149.5 
Fma Advisory Inc Harrisburg PA US 387.9 
Fma, LLC Burlington VT US 34.1 
Fmb Wealth Management Westlake Village CA US 81.0 
Fmcc Inc 2.5 
Fmf+e Wealth Management, LLC East Syracuse NY US 56.2 
Fmr Co., Inc. Boston MA US 433380.3 
Fmr Wealth Management, LLC Winter Park FL US 8.5 
FN Investment Advisors, LLC 0.0 
Fnancial Planning & Consulting Services, Inc. Hutchinson KS US 21.0 
Fnb Brokerage Services, Inc. Stuart FL US 0.0 
Fnb Fund Advisers Omaha NE US 274.7 
Fnbb Capital Markets, LLC Birmingham AL US 0.0 
FO Investments, LLC Canton OH US 44.0 
Focal Point Management 0.0 
Focalpoint Capital Management LLC 2.5 
Focus Advisory, LLC 10.2 
Focus Asset Management Company Virginia Beach VA US 31.7 
Focus Capital Management LLC Clayton MO US 0.3 
Focus Capital Management, LLC 1.1 
Focus Capital Wealth Management, Inc. Bedford NH US 77.2 
Focus Capital, LLC Seattle WA US 2.1 
Focus Financial Roseville MN US 0.0 
Focus Financial Advisors, Inc. Rockford IL US 90.2 
Focus Financial Group Inc. 0.0 
Focus Financial Investment Group, LLC Charleston WV US 0.0 
Focus Financial Planning, LLC Bingham Farms MI US 27.4 
Focus Financial Services Hillsboro OR US 0.0 
Focus Financial, LLC 0.0 
Focus Investment Advisors Encinitas CA US 5.0 
Focus Investment Group, LLC 0.3 
Focus Investment Ltd. Hamilton BM 377.9 
Focus Investment Management Ltd. Hamilton BM 161.5 
Focus Investments Nw, Inc. Tacoma WA US 1.0 
Focus Investments, LLC 3.5 
Focus Management Group, LLC 0.0 
Focus on Success, LLC Ft. Mitchell KY US 0.0 
Focus Point Solutions Portland OR US 0.0 
Focus Wealth Advisors LLC 10.5 
Focus Wealth Management, Ltd. Middleburg VA US 78.9 
Focus-Ibl Enterprise Solutions, LLC 0.0 
Focused Finances, LLC Oakland CA US 25.3 
Focused Financial Management, LLC Baton Rouge LA US 22.3 
Focused Financial Planning LLC 0.5 
Focused Financial Planning, Inc. Boulder CO US 4.5 
Focused Investors LLC Beverly Hills CA US 133.5 
Focused Wealth Strategies, Inc. 5.1 
Fodera Investments Inc. Somerville MA US 0.2 
Fogel Capital Management Inc Stuart FL US 175.0 
Fogel Financial Planning Crawfordsville IN US 0.0 
Fogel Investment Advisory Group, Inc. Fletcher NC US 4.0 
Foldes Financial Management Miami FL US 286.3 
Foldes Financial Management, Inc. Miami FL US 400.0 
Foley Investment Advisors, LLC 1.2 
Foley Investment Management Inc Cleveland OH US 6.2 
Foley, Peter C. 10.0 
Folger Nolan Fleming Douglas Capital Management, Inc. Washington DC US 300.5 
Folger Nolan Fleming Douglas Incorporated Washington DC US 0.0 
Folk Financial Planning Urbana IL US 0.0 
Followthru Planning Associates LLC 0.2 
Folmar Advisory, LLC Southfield MI US 0.0 
Fong Ronald 10.8 
Fontana Capital, L.L.C. Boston MA US 71.6 
Fonte Financial Planning, Inc. 4.4 
Foord, Van Bruggen, Ebersole & Pajak Financial Services Sacramento CA US 14.9 
Foote Financial, Inc. Cherry Hill NJ US 0.0 
Foothill Financial Group 0.0 
Foothill Securities, Inc. Mountain View CA US 468.6 
Foothills Asset Management Ltd Scottsdale AZ US 134.4 
Foothills Financial Planning, Inc. Phoenix AZ US 0.0 
Footprints Asset Management & Research, Inc. Omaha NE US 25.8 
For Retired Only Greenbrae CA US 0.0 
Foran Capital Management, Inc. Annapolis MD US 9.8 
Forbes Financial Planning, Inc. Providence RI US 0.0 
Force Capital Management LLC New York NY US 1532.0 
Force Capital Partners, LLC Stateline NV US 34.3 
Force Financial Systems Group, Inc. Colorado Springs CO US 0.0 
Forcke, Kaplan & Noonan, LLC Glen Allen VA US 27.0 
Ford & Associates Mountain View CA US 58.0 
Ford & Associates 0.0 
Ford Equity Research San Diego CA US 0.0 
Fordham Financial Services, Inc. 5.0 
Fore Asia Limited Hong Kong Sar HK 85.0 
Fore International, LP St. James'S London EN 270.0 
Fore Research and Management, LP New York NY US 1075.4 
Foreign Trade Bank Jamaica Limited Montego Bay JM 0.0 
Foreign Trade Bank Securities, Inc. Montego Bay JM 0.0 
Forepoint Capital Management, LLC Charlotte NC US 509.5 
Foresight Asset Management 0.4 
Foresight Capital Management Advisors, Inc. Grand Rapids MI US 0.0 
Foresight Financial Advisors EL Monte CA US 0.0 
Foresight Financial Planning 0.0 
Foresight Investing 2.2 
Foresight Investment Counsel Concord CA US 1.3 
Foresight Investments Management, Inc. 8.2 
Foresight Management Co., Inc. 1.6 
Foresight Personal Financial Planning, LLC 1.9 
Foresight Trading, LLC 1.6 
Foresight Wealth Management 40.3 
Forest Asset Management LLC Berwyn IL US 7.9 
Forest Capital Charlotte NC US 31.0 
Forest Financial Advisors, Inc. 0.0 
Forest Financial Group, LLC Staten Island NY US 56.0 
Forest Hill Capital, LLC Little Rock AR US 301.2 
Forest Hill Financial Advisory Group LLC 0.0 
Forest Investment Associates Atlanta GA US 3263.5 
Forest Investment Management, LLC Old Greenwich CT US 191.0 
Forest Systems LLC North Easton MA US 0.0 
Forester Capital Management Ltd 75.0 
Foresters Equity Services, Inc. San Diego CA US 0.6 
Forestis Financial Analytics, Inc. Eagle CO US 0.0 
Forethought Investment Management Inc Batesvile IN US 3900.0 
Formika Investment Strategies 1.2 
Fornell and Associates Financial Planning 0.0 
Forrest Financial Services Des Moines IA US 14.5 
Forrest Investment Management, Inc. Jacksonville FL US 18.0 
Forrester Financial Advisors Grapevine TX US 31.3 
Forsyth Securites, Inc. St Louis MO US 0.0 
Forsyth Wealth Management, Inc. Martinsville VA US 2.1 
Fort Des Moines Financial Services, Inc. Des Moines IA US 15.8 
Fort Mason Capital LLC San Francisco CA US 26.0 
Fort Pitt Capital Group Inc Pittsburgh PA US 859.1 
Fort Point Capital Partners LLC San Francisco CA US 204.2 
Fort Ross Capital Management, LLC Monrovia CA US 2.2 
Fort Ward Research & Management LLC 0.0 
Fort Washington Investment Advisors Inc Cincinnati OH US 25670.3 
Fortaleza Asset Management Inc Chicago IL US 167.1 
Forte Asset Management, LLC New York NY US 75.0 
Forte Capital LLC Rochester NY US 339.2 
Forte Capital Partners, LLC San Francisco CA US 0.0 
Forte Jr., Frank Silver Spring MD US 0.0 
Forthmann Capital Management 0.0 
Forthright Financial Planning LLC Albuquerque NM US 1.9 
Fortia Asset Management, LLC 0.0 
Fortigent, LLC Rockville MD US 180.0 
Fortin Financial Services, Inc. Greenwood Village CO US 0.0 
Fortis Investments Boston MA US 21783.6 
Fortius Financial Advisors, LLC Salt Lake City UT US 23.5 
Fortius Wealth Management LLC Bluffdale UT US 26.4 
Fortner Financial Services, Inc. Kansas City MO US 36.8 
Fortney Investment Advisors Inc. Reno NV US 21.1 
Fortpoint Investment Management Huntington Beach CA US 0.0 
Fortress Asset Management LP Houston TX US 3.5 
Fortress Capital Management, Inc. Steamboat Springs CO US 29.1 
Fortress Estate Solutions, Pllc Dallas TX US 0.0 
Fortress Financial Advisors Inc 0.5 
Fortress Financial LLC American Fork UT US 0.3 
Fortress Fund IV GP L.P. New York NY US 2950.3 
Fortress Fund MM II LLC New York NY US 276.5 
Fortress Fund MM LLC New York NY US 268.9 
Fortress Investment Advisors Tucson AZ US 5.5 
Fortress Investment Advisory, LLC Jefferson GA US 2.8 
Fortress Investment Group New York NY US 28531.1 
Fortress Investment Group, LLC Randolph NJ US 0.0 
Fortress Investment Services, Ltd 13.2 
Fortress Partners Capital Management, Ltd. Hartland WI US 25.3 
Fortress Wealth Management Inc San Ramon CA US 36.3 
Fortress Wealth Management, LLC 6.5 
Fortuna Asset Management LLC Newport Beach CA US 108.1 
Fortunato Financial Services. Inc Virginia Beach VA US 10.0 
Fortune Asset Management London UK 276.0 
Fortune Financial 1.0 
Fortune Financial Advisors LLC 0.0 
Fortune Financial Advisors, LLC Overland Park KS US 27.5 
Fortune Financial Group, Inc. Glen Ellyn IL US 12.0 
Fortune Financial Services, LLC Dallas TX US 145.8 
Fortune Management, LLC Raleigh NC US 54.2 
Forum Asset Management LLC New York NY US 417.8 
Forum Financial Management, LLC Lombard IL US 277.2 
Forum Private Client Group LLC Fishers IN US 19.0 
Forward Financial Advisors LLC Woodlands Hills CA US 0.0 
Forward Financial Planning,LLC 0.0 
Forward Investment Advisors, Inc. Madison WI US 16.1 
Forward Management, LLC San Francisco CA US 3294.3 
Forward Uniplan Advisors, Inc. Union Grove WI US 435.0 
Forza Capital Management, L.L.C. Bend OR US 12.3 
Foss Wealth Management, Inc. LA Grange NC US 0.0 
Fossel Capital Management LLC 10.0 
Fossett & Jabin Investment Advisors Cincinnati OH US 5.7 
Foster & Motley Inc Cincinnati OH US 468.2 
Foster Dykema Cabot & Co Inc Boston MA US 733.9 
Foster Financial Services, Inc. 0.0 
Foster Group, Inc. West Des Moines IA US 708.4 
Foster Holdings, Inc. Pittsburgh PA US 56.1 
Foster Investment Consulting LLC Los Aangeles CA US 148.4 
Foster Rogers Wealth Mgmt Group, LLC Mount Pleasant SC US 0.0 
Foster Securities San Diego CA US 0.0 
Fosth Accounting PA Naples FL US 0.0 
Foundation Advisors, LLC Mason OH US 0.5 
Foundation Capital Management, LLC East Norriton PA US 13.9 
Foundation Capital Strategies Ltd. Hamilton BM 174.0 
Foundation Financial Advisors, Inc. Linthicum MD US 0.0 
Foundation Financial Planning LLP Minneapolis MN US 46.6 
Foundation Freedom Advisory Services Tulsa OK US 0.0 
Foundation Resource Management, Inc. Little Rock AR US 1290.2 
Foundation Services LLC Greenwich CT US 28.0 
Foundation Wealth Management 0.0 
Foundation Wealth Management, LLC St. Louis MO US 110.7 
Foundational Financial Planning, L.L.C. 0.0 
Foundations Asset Management, LLC Anchorage AK US 32.0 
Foundations Financial Planning Inc. Holly Springs NC US 0.0 
Founders Asset Management LLC Denver CO US 769.2 
Founders Capital Management Inc Houston TX US 100.7 
Founders Capital Management, LLC East Hartford CT US 93.9 
Founders Financial Network, LLC Cupertino CA US 349.7 
Founders Financial Securities, LLC Towson MD US 61.7 
Founding Asset Management, Inc. Annapolis MD US 31.4 
Founding Partners Capital Management Company Naples FL US 576.2 
Foundry Capital Management, LLC Augusta GA US 0.0 
Fountain Capital Management LLC Leawood KS US 1286.8 
Fountain Financial & Tax Services Inc. 0.0 
Fountain Financial Group, Inc. Fountain Hills AZ US 0.0 
Fountain Hill Investment Advisors, LLC Orlando FL US 0.0 
Fountain Strategies, LLC 12.0 
Fountainhead Capital Partners, LLC Uxbridge MA US 0.0 
Fountainhead Financial Management, Inc. Northville MI US 0.0 
Fountainhead Partners L.P. Arlington TX US 27.2 
Four Brothers Financial Iselin NJ US 0.0 
Four Corners Capital Management, LLC Los Angeles CA US 175.1 
Four Corners-Meyerhoff Investment Management, LLC Los Angeles CA US 60.9 
Four Oaks Capital Management,LLC 13.3 
Four Ponds Financial Planning Falmouth MA US 3.2 
Four Quadrant Wealth Advisors Fishers IN US 9.8 
Four Seasons Financial Planning, Inc. Houston TX US 13.0 
Four Seasons Investment Advisors, Inc. Montrose CO US 21.0 
Fourie Investment Advisors 0.4 
Fournier, Mcdermott & Lamb Financial Advisors, LLC Soquel CA US 7.0 
Fourth Financial, LLC 0.0 
Fourth Street Performance Partners, Inc. Covington KY US 6771.9 
Fowler Financial Management 31.8 
Fowler, Hart & Associates, L.L.C. Edmond OK US 0.0 
Fox Advisor Group Phoenix AZ US 0.0 
Fox Advisors Corporation Wellesley MA US 0.0 
Fox Asset Management LLC Red Bank NJ US 1777.8 
Fox Financial Services, Inc. White Plains NY US 38.8 
Fox Independent Investment Advisory Hanover PA US 0.0 
Fox Investments, LLC 0.0 
Fox Investors Inc. Menasha WI US 4.8 
Fox, Donald Lynn Watertown SD US 0.0 
Fox, Joss & Yankee Reston VA US 200.6 
Fox-Everett, Inc. Suite 200 MS US 0.0 
Foxhall Capital Management, Inc. Alexandria VA US 615.0 
Foxhill Capital Partners, LLC Princeton NJ US 75.0 
Foxwood Capital, Inc. Williamsville NY US 0.0 
Foy Financial Services, Inc. 66.5 
Foyston, Gordon & Payne Inc. Toronto CA 8378.5 
FP Financial Services, Inc. Palatine IL US 0.0 
Fpc Investment Advisory, Inc Petaluma CA US 38.7 
Fpc Services, Inc. Tampa FL US 27.2 
Fpic 0.0 
Fpl Asset Management, LLC Monroe LA US 109.5 
Fpl Capital Management, LLC Metairie LA US 14.0 
FQ Advisors, LLC Chicago IL US 30.0 
Fqn Pasadena CA US 39.2 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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