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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
H & H Financial Strategies, LLC Denver CO US 6.0 
H & S Financial Advisors Inc. Littleton CO US 0.0 
H H Financial Consultants 0.0 
H L Investment Advisors LLC Simsbury CT US 39960.8 
H R Financial Services, Inc. 10.0 
H&H Investment Planners, Inc. 0.0 
H&L Capital Management, Inc. Alhambra CA US 4.5 
H&M Financial Advisors Marion OH US 0.0 
H&S Financial Advisors LLC Redwood City CA US 59.5 
H. Beck, Inc. Rockville MD US 512.3 
H. G. Wellington & Co. Inc. Capital Management Division New York NY US 223.4 
H. L. Lichstrahl & Company, LLC Fairfax VA US 36.0 
H. S. Dreher Capital Management LLC Southern Pines NC US 37.2 
H.B. Gofman Associates Inc Sarasota FL US 99.3 
H.C.MEYER, Inc. Euclid OH US 21.9 
H.D. Vest Advisory Services, Inc Irving TX US 3459.4 
H.D.B. Advisors, Inc. Chicago IL US 30.0 
H.H. Investment Counsel, Inc. 18.0 
H.J. Langworthy Investors, Inc. Willsboro NY US 4.1 
H.J. Umbaugh & Associates Indianapolis IN US 530.1 
H.L. Zeve Associates, Inc. Pittsburgh PA US 281.5 
H.M. Barth & Company, LLC Orange CA US 0.0 
H.M. Payson & Co. Portland ME US 1215.2 
H.P. Becker & Co Riverwoods IL US 56.2 
H.S. Dent Investment Management, LLC Tampa FL US 80.0 
H.S. Financial, Inc. LA Jolla CA US 0.0 
H.T. Werth & Associates, Inc. Sioux Falls SD US 0.9 
HA&W Wealth Management, LLC Atlanta GA US 297.5 
Haag Financial Consulting Chicago IL US 8.0 
Haas Capital Management, LLC 2.6 
Haas Financial Services Inc Southfield MI US 14.5 
Haas Investment Management, LLC Huntington NY US 12.1 
Hab Wealth Management, LLC LA Crosse WI US 35.5 
Haberer Registered Investment Advisor Inc Cincinnati OH US 531.7 
Haberkorn Financial Services, Inc. Louisville CO US 22.0 
Haberling Financial Group, Inc. Kennewick WA US 185.4 
Haberman Management Corp. New York NY US 30.0 
Habersham Wealth Management, Inc. Clarkesville GA US 0.0 
Hachiman Capital Management Pte Ltd Singapore SG 91.0 
Hacket Asset Management, Inc. 6.2 
Hackett Financial Group, LLC Wimberley TX US 0.9 
Hackett Investment Advisors Inc Scottsdale AZ US 252.8 
Hackney & Company 1.0 
Haddaway, Paul R. Cpa Easton MD US 0.2 
Haddon Financial Group, Inc. Moorestown NJ US 475.0 
Haddon Strategic Alliances, Inc. Horsham PA US 0.0 
Hadley Associates 0.0 
Hadrian Partners, Ltd. New York NY US 183.2 
Haese Financial Group Inc Jackson WI US 1.5 
Hafer and Company Reading PA US 70.0 
Hagedorn, William H. 0.0 
Hagen, Jeffrey R. 0.0 
Hager Investment Management Services, LLC 24.7 
Haggerty & Bosch, LLP Ridgewood NJ US 19.0 
Hagin Capital, LLC New York NY US 5.5 
Hahn Capital Management, LLC San Francisco CA US 161.9 
Hahn Financial Services, LLC Littleton CO US 0.0 
Hahn Securities, Inc. Edwardsville IL US 17.2 
Haider Financial Services Northbrook IL US 4.2 
Haily Investments 1.2 
Haisman Wealth Management, Inc. Fort Myers FL US 30.5 
Hake Investments, Inc. Chesterfield MO US 4.0 
Halberstadt Financial Consultants Inc Princeton NJ US 66.0 
Halbert Wealth Management, Inc Austin TX US 74.8 
Halbert, Hargrove/Russell LLC Long Beach CA US 1084.4 
Halbis Capital Management (Hong Kong) Limited Hong Kong HO 22535.0 
Halbis Capital Management (Uk) Limited London, England UK 77300.5 
Halbis Capital Management (Usa) Inc. New York NY US 2393.9 
Halcyon Asset Management LLC New York NY US 549.2 
Halcyon Asset-Backed Advisors L.P. New York NY US 596.1 
Halcyon Investment Advisors LLC Wayne NJ US 13.0 
Halcyon Loan Investors L.P. New York NY US 788.7 
Halcyon Offshore Asset Management LLC New York NY US 1161.6 
Halcyon Securitized Products Investors L.P. New York NY US 1961.0 
Halcyon Structured Asset Management L.P. New York NY US 4745.1 
Haldorson & Pincombe Investment Advisors Inc. Duluth MN US 7.6 
Haleakala Investment Advisors 0.0 
Haley, Suzanne Flint Delray Beach FL US 0.1 
Half Moon Financial Planning, LLC 7.5 
Hali Browne London, Cfp Bethesda MD US 0.7 
Halifax Equity Management 0.0 
Hall & North Financial Group, LLC 35.5 
Hall & Romkema Financial Services, L.L.C. East Lansing MI US 29.8 
Hall Capital Management Co Inc Barrington RI US 138.2 
Hall Capital Partners LLC San Francisco CA US 18814.5 
Hall Financial Services Dallas TX US 3.7 
Hall International Partners West Tisbury MA US 0.0 
Hall, Mihalos, Straub & Co., L.L.P. Wilkes-Barre PA US 0.0 
Hallador Investment Advisors, Inc. 260.0 
Hallett & Associates, P.S. Port Angeles WA US 81.8 
Hallford Financial Advisors Daphne AL US 0.0 
Hallman & Mcquinn Capital Management, Inc. Mokena IL US 15.1 
Hallmark Capital Management Inc Wayne NJ US 450.2 
Hallows, Teddy K Salina UT US 0.0 
Halpern Financial, Inc. Rockville MD US 99.0 
Halpern, Gail R. 0.0 
Halsey Advisory and Management, LLC New York NY US 14.4 
Halsey Associates Inc New Haven CT US 591.6 
Halter Ferguson Financial Inc Indianapolis IN US 96.8 
Halvorsen, Erik Olav Coto DE Caza CA US 0.0 
Halvorson Research Associates LLC 7.2 
Hamano & Associates San Francisco CA US 0.0 
Hambrecht & Quist Capital Management LLC Boston MA US 571.1 
Hambrecht Capital Partners, LLC San Francisco CA US 2.1 
Hamby Asset Management 0.4 
Hamel Advisory Services, LLC Independence OH US 0.1 
Hamel Associates,Inc. Livingston NJ US 151.9 
Hamershlag, Dodeles & Co., LLC New York NY US 0.0 
Hamilton & Company Princeton NJ US 0.0 
Hamilton Advisors Inc Greenwich CT US 96.2 
Hamilton Capital Management Inc Columbus OH US 551.2 
Hamilton Cavanaugh & Associates, Inc. North White Plains NY US 1.0 
Hamilton Financial Inc. Beverly MA US 28.0 
Hamilton Fisher Wealth Management Richland WA US 9.0 
Hamilton Investment Advisors, LLC Solana Beach CA US 0.0 
Hamilton Joseph Advisors, LLC Greenville SC US 96.8 
Hamilton Lane Bala Cynwyd PA US 46154.8 
Hamilton Lane Richcourt Advisors LLC New York NY US 27.7 
Hamilton Management Group, Inc. 9.5 
Hamilton Point Investment Advisors, LLC Chapel Hill NC US 60.7 
Hamilton, Manning & Associates, LLC San Diego CA US 0.0 
Hamilton-Bates Investment Research, Inc. Newtown Square PA US 28.6 
Hamlin Capital Management, LLC New York NY US 575.2 
Hammel Financial Advisory Group, LLC Brentwood TN US 89.5 
Hammer and Company LLC 20.2 
Hammer Asset Management LLC Gilford NH US 450.5 
Hammerman & Strickland, LLC Lutz FL US 61.0 
Hammett Financial, P.A. Ocala FL US 2.8 
Hammond Associates St. Louis MO US 1233.9 
Hammond Investment Management, LLC 36.5 
Hammond Investment Planning Corporation Smyrna GA US 80.0 
Hamner William Murray West Palm Beach FL US 31.8 
Hamon U.S. Investment Advisors Limited Central Hong Kong HK 332.0 
Hampton Asset Management Company 17.5 
Hampton Financial Services 0.0 
Hamrick Financial Services 4.0 
Hamrick Investment Counsel, LLC Seattle WA US 53.4 
Hana Road Capital LLC Seattle WA US 19.1 
Hance Financial Services Glen Rose TX US 2.9 
Hancock Capital Investment Management LLC Boston MA US 1882.0 
Hancock Capital Management, Inc. Altoona PA US 24.4 
Hancock Financial, LLC 0.0 
Hancock Investment Advisors, LLC St. Louis MO US 7468.9 
Hancock Investment Services, Inc. Baton Rouge LA US 126.9 
Hancock Natural Resource Group, Inc Boston MA US 4170.5 
Hancock Venture Partners, Inc. Boston MA US 78.2 
Hancock Wealth Advisory Beverly Hills CA US 0.0 
Hancock-Smith, LLC Dallas TX US 23.4 
Hand & Tanner Financial Group, Inc. Beaufort SC US 17.2 
Hangar 4 Partners, LLC Novato CA US 50.0 
Hank Federman Ria 0.1 
Hankinson Wealth Management, Inc. Augusta GA US 27.3 
Hanley Investment Partners LLC San Diego CA US 4.3 
Hanlon Investment Management, Inc. Egg Harbor Twp. NJ US 696.8 
Hanna, Lemar & Co., Chartered 0.0 
Hanold Asset Management, LLC 5.0 
Hanover London UK 30.6 
Hanover Advisors, Inc Atlanta GA US 75.0 
Hanover Strategic Management, LLC Boston MA US 4.0 
Hans J. Taenzer, Cpa, LLC Roseland NJ US 0.0 
Hansberger Global Investors, Inc. Fort Lauderdale FL US 4163.1 
Hansch Financial Group, LLC San Juan Capistrano CA US 16.6 
Hanscomb, Charles L. 0.0 
Hanseatic Management Services Inc Albuquerque NM US 235.5 
Hansen Accounting Services Inc. W. Lebanon NH US 0.0 
Hansen Capital Management, LLC Lexington VA US 1.1 
Hansen Financial Advisory 0.0 
Hansen Wealth Management 31.5 
Hansen, Trevers & Associates, Inc. Salt Lake City UT US 0.0 
Hanson Financial, LLC Denver CO US 3.7 
Hanson Investment Management Inc Burlington VT US 173.6 
Hanson Mcclain Sacramento CA US 0.0 
Hanson Mcclain Advisors Sacramento CA US 385.6 
Hantz Financial Services, Inc. Southfield MI US 0.0 
Hanvey Financial West Lake Hills TX US 45.8 
Hanys Benefit Services Rensselaer NY US 154.2 
Hanzel Consulting Group Inc. 6.6 
Haper Financial Services, LLC 0.0 
Harbert Fund Advisors, Inc. Birmingham AL US 1728.1 
Harbinger Asset Management, LLC Portage MI US 25.6 
Harbor Advisory Corporation Portsmouth NH US 102.9 
Harbor Asset Management, LLC 78.0 
Harbor Capital Advisors, Inc. Chicago IL US 32975.7 
Harbor Capital Advisory Services, Inc. Fairport NY US 0.0 
Harbor Capital Management Inc Charlotte NC US 268.7 
Harbor Capital Partners, LLC Midvale UT US 70.0 
Harbor Drive Asset Management LLC Stamford CT US 11.8 
Harbor Financial Group, Inc. Boulder CO US 70.5 
Harbor Financial Services, LLC Mobile AL US 84.7 
Harbor Investment Advisors Portland ME US 20.2 
Harbor Investment Counsel, Inc. Annapolis MD US 0.0 
Harbor Island Capital LLC Topsfield MA US 51.7 
Harbor Light Plnning, LLC 0.0 
Harbor Lights Financial Group,Inc Manasquan NJ US 0.0 
Harbor Lights Financial Planning 7.5 
Harbor Pilot Asset Management LLC Winter Park FL US 0.0 
Harbor Springs Financial Management South Bend IN US 4.5 
Harbor View Growth Equity Management LLC Upper Brookville NY US 0.0 
Harbor Wealth Management Long Island City NY US 8.7 
Harborlight Capital Management, LLC Tampa FL US 34.0 
Harborview Capital Management, LLC Pasadena CA US 5.6 
Harbour Asset Management, Inc. 0.5 
Harbour Financial Inc. 0.0 
Harbour Financial Resources, Ltd Skokie IL US 79.1 
Harbour Investment Management L.L.C. Everett WA US 183.2 
Harbour Investments, Inc. Madison WI US 217.8 
Harbour Pointe Financial Advisors, LLC Mukilteo WA US 53.4 
Harbour Wealth Partners, Inc. Indianapolis IN US 0.0 
Harbourside Retirement Advisors, LLC 0.0 
Harbourvest Partners, LLC Boston MA US 13585.2 
Harbourview Asset Management Corporation New York NY US 6425.2 
Harch Capital Management, LLC Boca Raton FL US 869.7 
Harcourt Alternative Investments (Us) LLC New York NY US 160.0 
Harcourt Capital Management, LLC St. Louis MO US 43.0 
Harder Management Company, Inc. Lexington MA US 45.4 
Hardesty Capital Management Corp. Baltimore MD US 598.9 
Harding & Company Garden City NY US 0.0 
Harding Advisory LLC 6950.1 
Harding Financial Group, LLC. Columbus OH US 10.5 
Harding Loevner LLC Somerville NJ US 3343.0 
Hardison Investment Advisory 0.0 
Hardt Group Advisors, Inc. New York NY US 584.0 
Hardwick Capital Management, LLC Shelbyville IN US 4.7 
Hardy Investment, Inc. 5.8 
Hardy Reed Capital Advisors, LLC Tupelo MS US 127.8 
Harewood Asset Management (U.S.) Inc. New York NY US 410.0 
Harford Financial Group Bel Air MD US 0.0 
Harger and Company, Inc. Baton Rouge LA US 12.6 
Hargis Capital Management Bozeman MT US 12.0 
Hargrave & Associates, LLC Riverside CA US 6.8 
Harker Financial Services Corp. LA Canada CA US 3.6 
Harley Capital Management 0.5 
Harloff Capital Management 1.3 
Harlow Capital Management LLC Dallas TX US 80.8 
Harman Investment Advisors Chicago IL US 48.9 
Harmon Financial Advisors Atlanta GA US 0.0 
Harmony Asset Management LLC Scottsdale AZ US 16.3 
Harmony Financial Advisors, LLC New York NY US 5.0 
Harmony Investment Management, Inc. Brentwood TN US 66.5 
Harold C. Brown & Co., LLC Buffalo NY US 666.5 
Harold Dance Investments Logan UT US 0.0 
Harold Davidson & Associates Inc Los Angeles CA US 233.3 
Harold Reid Banyay 0.0 
Haroun Capital Management, LLC San Francisco CA US 14.9 
Harper & Associates, P.C. Wesklake Village CA US 0.0 
Harper Asset Management LLC Seattle WA US 7.5 
Harper Associates, LLC Hicksville NY US 41.7 
Harper Associates, LLC. Columbus OH US 0.0 
Harper Capital Management, Ltd. Cold Spring NY US 7.5 
Harper Capital Partners 2.1 
Harper Management Services, Inc. 0.0 
Harper Wealth Advisory Gilbert AZ US 0.2 
Harpswell Capital Management, LLC Portland ME US 40.8 
Harrell Financial Solutions EL Dorado AR US 0.0 
Harrigan & Howard Financial Advisors LLC Newport Beach CA US 67.4 
Harrington Asset Management Inc Dublin OH US 48.6 
Harrington Capital Advisors,Inc. Lake Forest CA US 55.3 
Harrington Financial Group, LLC Pittsford NY US 0.0 
Harrington Investment Management Group 13.2 
Harrington Investments, Inc. Napa CA US 188.6 
Harrington Wealth Management Co Fishers IN US 123.5 
Harris Associates Manhattan Beach CA US 9.5 
Harris Associates LP Chicago IL US 32109.9 
Harris Capital Advisors, Inc. Bloomfield CT US 0.0 
Harris Financial Advisors, Inc. Torrance CA US 143.4 
Harris Financial Management Pittsburgh PA US 10.1 
Harris Financial Services, Inc. Oshkosh WI US 22.0 
Harris Harper Counsel, Inc. 28.0 
Harris Investment Advisors LLC 14.0 
Harris Investment Management Inc Chicago IL US 11201.6 
Harris Investor Services, Inc. Chicago IL US 495.8 
Harris Mycfo Investment Advisory Services LLC Menlo Park CA US 6251.5 
Harris S. Creech Cpa, Cfp Fee-Only Financial Planning LLC 0.0 
Harris Sbsb Mclean VA US 2050.0 
Harris, Mark 4.5 
Harrison & Associates Wealth Management Services, Inc. Portland OR US 0.0 
Harrison & Horlick 0.0 
Harrison - DE Charon, L.L.C. San Diego CA US 71.3 
Harrison Capital Management 4.0 
Harrison Financial Sandwich MA US 0.0 
Harrison Financial Greenville SC US 41.5 
Harrison Financial Planning Bay City TX US 8.1 
Harrison Investments Windsor SC US 0.0 
Harrison Lazarus Advisors, Inc. 4.1 
Harrison Management 45.0 
Harrison Securities, Inc. Lockhart TX US 0.0 
Harrison Wallace Financial Group Libertyville IL US 0.0 
Harrod Financial Planning 0.0 
Harry I. Sealfon, Cpa, PC Pittsford NY US 0.0 
Harry Licursi Tax & Retirement Planning 0.0 
Harry R. Holm, Chfc Hanover PA US 26.7 
Harry S. Bower, LLC 25.6 
Hart & Heffernan Capital, L.P. Dallas TX US 0.0 
Hart Asset Management Group, Inc. Denver CO US 7.8 
Hart Asset Management, LLC 0.0 
Hart Capital Management Barrington IL US 97.0 
Hart Capital Management LLC 25.8 
Hart Capital Management, Inc. Spokane WA US 94.7 
Hart Financial, LLC Des Moines IA US 0.0 
Hart Investment Management, Inc. 21.0 
Hart Realty Advisers, Inc. Simsbury CT US 759.1 
Hartford Investment Financial Services, LLC Simsbury CT US 35990.3 
Hartford Investment Management Company Hartford CT US 138791.5 
Hartland & Co Cleveland OH US 0.0 
Hartland Asset Management Corp Scarsdale NY US 55.0 
Hartley Advisors Corp. 9.8 
Hartley Financial Advisors, Inc. Bedford NH US 0.0 
Hartline Investment Corporation Chicago IL US 458.2 
Hartman Financial Planning Glendale CA US 0.0 
Hartman, William Denton 11.0 
Hartshorn & Co., Inc. Vista CA US 8.0 
Hartwell Financial Services Torrance CA US 0.0 
Hartwell J M Ltd Partnership New York NY US 274.2 
Hartwood Advisors, Inc. Pittsburgh PA US 19.1 
Harvard Advisors, L.L.C. Tulsa OK US 0.0 
Harvest Advisors 0.0 
Harvest Capital Advisors Inc. Bellevue WA US 131.1 
Harvest Capital Advisors, LLC Wethersfield CT US 0.0 
Harvest Capital Management Inc Concord NH US 124.6 
Harvest Capital Management, Inc. 15.3 
Harvest Capital Partners LLC Boston MA US 0.0 
Harvest Capital Strategies LLC San Francisco CA US 445.2 
Harvest Financial Advisors, Inc. Los Alamitos CA US 3.6 
Harvest Financial Advisors, LLC Cincinnati OH US 182.4 
Harvest Financial Partners, LLC Paoli PA US 10.4 
Harvest Financial, LLC Napa CA US 9.8 
Harvest Investment Advisors, LLC Tallahassee FL US 13.8 
Harvest Investment Consultants LLC Timonium MD US 203.2 
Harvest Investments, Ltd Burr Ridge IL US 0.0 
Harvest Management Inc Worcester MA US 10.2 
Harvest Management, L.L.C. New York NY US 118.5 
Harvest Ministries Financial Services, LLC Denton TX US 0.4 
Harvest Research & Management, LLC Boca Raton FL US 2.3 
Harvest Road Capital Management LLC Cherry Hill NJ US 11.1 
Harvest Volatility Management, LLC New York NY US 204.7 
Harvest Wealth Management 0.0 
Harvey - Jones Company 10.3 
Harvey Capital Management Inc Palm Beach FL US 193.5 
Harvey Investment Company, LLC Louisville KY US 260.2 
Harvey Merson 19.8 
Harvey R. Little, Jr. Financial Services 0.5 
Harvey, Paul Thomas 0.0 
Harvill Pension Consultants, Inc. Fort Wayne IN US 0.0 
Harwick, Clifford Alan Dba Harwick Financial Management Flemington NJ US 6.5 
Harwood Investment Group LLC Memphis TN US 15.9 
Harwood Investment Strategies, L.L.C. Monroe MI US 8.7 
Hassin, Joseph San Diego CA US 0.0 
Hastie, Jr., William J. Salinas CA US 0.0 
Hather, Robert K 10.5 
Hatteras Capital Investment Management, LLC Raleigh NC US 28.2 
Hatteras Investment Partners LLC Raleigh NC US 1235.0 
Hatton Consulting, Inc. Phoenix AZ US 134.8 
Hauck Wealth Management 56.6 
Haukedahl Financial Services Bloomington MN US 34.4 
Haussmann Financial Inc. Newport Beach CA US 10.4 
Havell Capital Management LLC New York NY US 73.0 
Haven Capital Management LLC Summit NJ US 99.9 
Haven Financial Advisors Austin TX US 17.0 
Haven Financial Group Columbus OH US 0.4 
Havens Advisors New York NY US 167.0 
Haverdink Financial Management, LLC Portage MI US 37.0 
Haverford Financial Services, Inc. Radnor PA US 301.9 
Haverford Investment Management, Inc. Radnor PA US 179.6 
Hawk Capital Management, LLC 0.0 
Hawk Hill Asset Management, LLC San Francisco CA US 0.0 
Hawk Investment Management, LLC Dublin OH US 3.4 
Hawkesbury Advisors Pty Ltd Sydney AU 107.0 
Hawkesbury Capital Management Pte Ltd Singapore SG 107.0 
Hawkeye Capital Management LLC Iowa City IA US 1.0 
Hawkeye Partners, L.P. Austin TX US 689.1 
Hawkins Capital L.P. Houston TX US 479.8 
Hawkins Investment Counsel, LLC 9.7 
Hawkshaw Capital Management, LLC New York NY US 120.0 
Hawthorn Capital Management, LLC Annapolis MD US 85.0 
Hawthorn Capital, LLC 0.0 
Hawthorn Financial Advisors, Inc. Houston TX US 4.0 
Hawthorne Advisory Group 4.0 
Hawthorne Asset Management 0.6 
Hawtree Advisory Group, LLC Tucson AZ US 41.8 
Hayashi & Wayland Wealth Management, LLC Salinas CA US 21.5 
Hayden & Ross Financial Advisors, P.A. Moscow ID US 29.4 
Hayden Capital Management, Inc. Upland CA US 11.7 
Hayden Financial Group, LLC Westpost CT US 1.4 
Hayden Harper Financial, LLC Charlotte NC US 29.4 
Hayek Kallen Investment Management L.L.C. Fairhope AL US 168.3 
Hayes & Associates Accountancy Corp Coronado CA US 28.0 
Hayes Asset Management, LLC Rochester NY US 59.5 
Hayes Capital Management, LLC 8.7 
Hayes Financial Services 22.0 
Hayes Investment Consulting Group 5.1 
Hayes Investment Management 3.7 
Hayes, G. Lewis 1.7 
Hayground Cove Associates LP New York NY US 554.3 
Haykin, Michael 18.9 
Hayman Advisors, L.P. Dallas TX US 630.6 
Hayman Municipal Strategies, LLC Dallas TX US 75.8 
Hayman Woods, LLC Dallas TX US 41.0 
Haymar Asset Management, LLC 5.5 
Haynes Barker Investment Management, LLC Jackson TN US 0.0 
Haynes Financial, Inc. Williamston MI US 14.3 
Hays & Davis Financial Consultants, LLP Lubbock TX US 0.0 
Hays & Hays, Inc 1.6 
Hays Advisory, LLC Brentwood TN US 875.0 
Hays Investment Advisors Minneapolis MN US 0.0 
Haysley Financial Services, Inc. Heathrow FL US 16.0 
Hazel Capital Management, L.P. Houston TX US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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