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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
HB Asset Management, L.C. Miami FL US 14.0 
Hba Financial Advisors Lubbock TX US 0.0 
Hbc Financial Services, Pllc Seattle WA US 73.8 
Hbe Investment Advisors, LLC Lincoln NE US 16.0 
Hbk Investments L.P. Dallas TX US 7314.7 
Hbk Private Equity Group LLC Dallas TX US 12510.2 
Hbk Services LLC Dallas TX US 12510.2 
Hbk Sorce Advisory LLC Erie PA US 990.8 
Hbm, LLC Madison WI US 0.0 
Hbos Investment Advisor Inc. New York NY US 2201.8 
Hbs Financial Advisors Burlington NC US 5.5 
Hbw Advisory Services LLC Simi Valley CA US 2.3 
Hbzk Consultants, L.L.C. Houston TX US 0.0 
HC Financial Advisors Inc Lafayette CA US 178.1 
Hcb Investment Management, LLC 0.0 
Hcbh Investment Advisors, Inc. Blakely GA US 9.0 
Hcg Financial Advisory Inc. 2.8 
Hch Companies, Inc St. Petersburg FL US 11.6 
Hcm New York NY US 0.0 
Hcm Investors Inc Louisville CO US 27.8 
Hcm, LLC Orlando FL US 12.2 
HD Financial Services, LLC Omaha NE US 73.9 
HD Pinnacle Advisors, Ltd. Mansfield OH US 0.0 
Hds Capital Management, Inc Bethesda MD US 36.0 
Heacock & Jones Financial Services, Inc. Dubuque IA US 94.4 
Heacock Financial Group Sebring FL US 0.0 
Head and Associates Portland ME US 430.6 
Headline Investment Management Charlotte NC US 16.0 
Headquarters Advisory Group, LLC Parsippany NJ US 0.0 
Headstream Advisors, L.L.C. Dallas TX US 57.2 
Headstream Asset Management, LP Dallas TX US 57.2 
Headwater Investment Consulting,Inc. Mcminnville OR US 62.7 
Health & Wealth Management, LLC 1.2 
Healy & Associates Tucson AZ US 6.0 
Healy Capital Management, LLC Alpharetta GA US 8.8 
Heaphy Trust Group Springfield MA US 35.8 
Hearn Financial Services, LLC Livingston MT US 2.0 
Heart Capital LLC 3.3 
Hearth Capital Management 0.1 
Hearthstone, A California Corporation San Rafael CA US 0.0 
Heartland Advisors, Inc. Milwaukee WI US 2296.9 
Heartland Capital Advisors, L.C. Independence MO US 26.2 
Heartland Commodities & Securities Inc Alexandria MN US 0.7 
Heartland Financial Consultants Aurora CO US 8.4 
Heartland Financial Services, Ltd. Waterloo IA US 5.0 
Heartland Investment Advisors, LLC Overland Park KS US 39.3 
Heartland Management Consulting Group 0.0 
Heartland Retirement Planning Services Lake Elmo MN US 0.0 
Heartland Retirement Planning Services Lake Elmo MN US 0.0 
Heartwood Investments, Inc. Cedar Falls IA US 30.0 
Heath Capital Management, Inc. 4.3 
Heath Financial Advisory Encinitas CA US 11.3 
Heather S.F. Seiche Cfp Cpa Mst 0.0 
Heaton Adams Financial Services, LC Waterloo IA US 26.8 
Heaton Financial, PC Cedar City UT US 20.7 
Heber Fuger Wendin Inc Bloomfield MI US 3984.0 
Hebert Advisory Services Inc Golden CO US 27.3 
Hebert Investment Advisors, Inc. 9.2 
Heck Capital Advisors, LLC Rhinelander WI US 1190.5 
Heckman Financial & Insurance Services, Inc. San Jose CA US 1.1 
Hedge Fund Advisors, LLC 0.0 
Hedge Investment Advisors LLC 2.4 
Hedgefort Baltimore MD US 1.1 
Hedgemon LLC Corona Del Mar CA US 0.0 
Heffernan & Associates, Inc. St Louis MO US 20.2 
Heffernan Investment Advisors, Inc. San Francisco CA US 61.5 
Hefren-Tillotson, Inc. Pittsburgh PA US 1023.7 
Hegarty Market Logic, LLC Aztec NM US 18.0 
Heidi French & Associates, LLC Creve Coeur MO US 0.0 
Heil Financial Planning & Investment Services, Inc. Solana Beach CA US 0.0 
Heimforth Wealth Management 13.4 
Heinekamp, Steven C. Brownsburg IN US 0.0 
Heiner, John P. Chicago IL US 0.0 
Heinz & Associates, Inc. Atlanta GA US 0.0 
Heiple, John A. Cedar Rapids IA US 0.0 
Heisner Financial, LLC St.louis MO US 25.1 
Heitman Capital Management LLC Chicago IL US 9795.9 
Heitman Endowment Advisors, L.P. Chicago IL US 0.5 
Heitman Institutional Advisors Chicago IL US 0.4 
Heitman Institutional Realty Advisors, L.P. Chicago IL US 0.7 
Heitman International Real Estate Securities Gmbh Frankfurt AM Main DE 10.3 
Heitman Real Estate Securities LLC Chicago IL US 2069.7 
Heitzman Advisory Group, Inc. Grand Rapids MI US 0.1 
Helf, Dennis 21.5 
Heling Associates, Inc. Brookfield WI US 11.2 
Helios Advisors LLC New York NY US 338.7 
Helios Advisory Service, LLC 2.2 
Helios Capital Management Pte. Ltd Singapore SG 293.4 
Helios Wealth Advisors, LLC Houston TX US 18.6 
Helios, LLC Orlando FL US 63.1 
Helix Capital Management, LLC Oklahoma City OK US 9.5 
Heller Capital Resources Los Angeles CA US 245.7 
Heller Investment Management Vancouver WA US 2.6 
Hellman Jordan Management Co Inc Boston MA US 298.1 
Helm Capital Management Seattle WA US 50.1 
Helm Financial Advisors, LLC Falls Church VA US 0.0 
Helm Investment Management, LLC Denver CO US 66.4 
Helmholdt 360, LLC Grand Rapids MI US 15.0 
Helmsman Financial Group, LLC Woodinville WA US 44.4 
Helwege, Ann 0.0 
Hemisphere Asset Management, Inc. 22.5 
Hemisphere Partners LLC New York NY US 35.6 
Hemsley Advisors, Ltd. Barrington IL US 81.0 
Hendershot Investments, Inc. Bristow VA US 85.1 
Henderson & Gauthier, Cpas, PL Tampa FL US 0.0 
Henderson & Henderson Portfolio Management, LLC 0.1 
Henderson Alternative Investment Advisor Limited London UK 1579.9 
Henderson Capital Management LLC Brownsville TX US 0.0 
Henderson Capital Management, LLC Newton MA US 75.6 
Henderson Global Investors Hartford CT US 4759.8 
Henderson Investment Advisors, LLC Indianapolis IN US 0.0 
Henderson Investment Management Ltd. London UK 3546.6 
Hendley & Co. Inc. Zanesville OH US 138.3 
Hendrickson Gerald Roy Duluth MN US 86.7 
Hendrickson, C.H. Douglas and Gray, LLC Indianapolis IN US 15.5 
Hengehold Capital Management LLC Cincinnati OH US 214.1 
Hennessee Hedge Fund Advisory Group New York NY US 518.6 
Hennessey Financial, Inc. Lakeland FL US 11.7 
Hennessy Advisors, Inc. Novato CA US 761.2 
Hennessy Financial Services 8.5 
Hennion & Walsh Asset Management, Inc. Parsippany NJ US 99.0 
Henriette M. Huybregts Cfp Atlanta GA US 0.0 
Henry A. Vickers, Jr., Financial Advisor 0.0 
Henry B. Murphy Jr. Cpa 0.1 
Henry Dennard Personal Financial Planning Tyler TX US 0.0 
Henry H. Armstrong Associates, Inc. Pittsburgh PA US 349.1 
Henry H. Hitch Investments New Canaan CT US 7.5 
Henry Hermann 3.0 
Henry J. Midura-Investment Adviser 0.0 
Henry Krist 0.0 
Henry M. Garelick Company 23.3 
Henry Spencer Badet Banzhaf 9.0 
Henry, Held Consulitng, LP Richardson TX US 0.0 
Hensel Capital Management 5.6 
Hensel Investment Advisors, LLC Dover OH US 0.0 
Henshaw & Associates Inc. 0.0 
Henson-Edgewater Management, LLC Avon OH US 0.0 
Henssler Asset Management LLC Kennesaw GA US 134.3 
Henthorn Agency, Inc. Beech Grove IN US 8.0 
Hepburn Capital Management, LLC Prescott AZ US 16.0 
Hepner Financial Services, LLC 11.3 
Hepner Freidkin Advisory Services, Inc. Rockville MD US 0.0 
Heptagon Capital Management, Inc. Houston TX US 0.0 
Hepworth Equity Partners, LLC New York NY US 26.7 
Herbein Wealth Management, L.L.C. Wyomissing PA US 160.6 
Herbert J. Sims Capital Management, Inc. Southport CT US 0.0 
Herbert, Walter Bevill 3.6 
Herbst Financial Advisors, Inc. Plainfield IL US 0.0 
Herd on Wall $treet 0.2 
Hergenroeder Financial Advisors Towson MD US 0.0 
Heritage Advisors Boston MA US 0.0 
Heritage Advisory Group, Inc. Toms River NJ US 0.0 
Heritage Advisory Services, Inc. Malvern PA US 25.4 
Heritage Asset Advisors Ltd., LLP Houston TX US 108.2 
Heritage Asset Advisors, LLC Flower Mound TX US 0.0 
Heritage Asset Management Inc St Petersburg FL US 10117.0 
Heritage Asset Management, LLC 3.0 
Heritage Asset Managers, Inc. Little Rock AR US 13.4 
Heritage Benefits Investment Management, LLC Bellevue WA US 5.8 
Heritage Capital Advisors, LLC Minneapolis MN US 96.7 
Heritage Capital Management Co. Limited New York NY US 32.0 
Heritage Capital Management Inc Boston MA US 167.5 
Heritage Capital Management Inc Itasca IL US 65.8 
Heritage Capital Management LLC Midlothian VA US 0.9 
Heritage Capital Management, Inc. Monroe LA US 10.1 
Heritage Capital Management, LLC 6.0 
Heritage Capital Partners,Inc. Charlotte NC US 25.0 
Heritage Capital, LLC Woodbridge CT US 23.2 
Heritage Family Stewards, LLC 0.0 
Heritage Financial Advisors, LLC Boise ID US 25.5 
Heritage Financial Advisors, Ltd. Co. 0.0 
Heritage Financial Group, Inc Paducah KY US 2.5 
Heritage Financial Network, Inc. Concord MA US 29.0 
Heritage Financial Planning Grapevine TX US 11.3 
Heritage Financial Services, Inc. Norwood MA US 356.9 
Heritage Financial Services, LLC Winter Park FL US 20.0 
Heritage Fund Advisors, LLC Atlanta GA US 22.0 
Heritage House Asset Management Boston MA US 35.4 
Heritage Investment Group, Inc. Pompano Beach FL US 458.7 
Heritage Investment Management Pleasanton CA US 0.0 
Heritage Investment Management, Inc. Elk Grove CA US 1.7 
Heritage Investment Partners, LLP Summit NJ US 0.0 
Heritage Investment Services 1.2 
Heritage Investors Management Corp Bethesda MD US 931.7 
Heritage Planning & Investing Services, LLC Evergreen CO US 8.0 
Heritage Planning Financial Group, Inc. Santa Ana CA US 0.0 
Heritage Way Advisors, L.L.C. Rockford IL US 91.5 
Heritage Wealth Advisors Richmond VA US 138.7 
Heritage Wealth Counselors, LLC Boonton Township NJ US 0.0 
Heritage Wealth Management Houston TX US 78.1 
Heritage Wealth Management, Inc. Indianapolis IN US 44.2 
Heritage Wealth Management, LLC San Diego CA US 137.0 
Heritage Wealth Strategies, LLC 5.9 
Herman and Associates Woodstock GA US 0.0 
Herman Financial Advisors, Inc. 0.0 
Hermann Financial 14.0 
Hermening Advisory Services LLC Wausau WI US 35.1 
Hermens Capital Management, Inc 19.5 
Hermes Advisors, LLC Del Mar CA US 5.7 
Hermes Econometrics San Rafael CA US 34.6 
Hermitage Advisors, Ltd. 74.5 
Hermosa Capital Management, LLC 0.0 
Herndon Financial Planning Inc Paonia CO US 2.5 
Herndon Plant Oakley Ltd Corpus Christi TX US 394.5 
Hero Financial Advisors, Inc. Buzzards Bay MA US 16.2 
Herold Advisors, Inc. New York NY US 42.6 
Heron Capital Management, Inc. 73.6 
Heron Financial Group, LLC 38.0 
Herr Capital Management LLC Chicago IL US 0.0 
Herring Financial Group Mt. Olive NC US 0.0 
Herrington Investment Solutions 3.2 
Herrman Investment Service 5.0 
Herrmann Financial Services Inc Danville CA US 176.0 
Herrmann, Susan M. 0.0 
Hershberger Financial Services Santa Ana CA US 46.0 
Herzfeld Investment Management LLC 7.2 
Herzfeld Thomas J Advisors Inc Miami FL US 47.5 
Hess Financial Services, Inc. Bellingham WA US 0.5 
Hester Capital Management L.L.C. Austin TX US 1049.6 
Hetzler, David 0.0 
Hewcourt, Incorporated 1.1 
Hewins Financial Advisors, LLC San Mateo CA US 1744.0 
Hewitt Financial Services LLC Lincolnshire IL US 0.0 
Hewitt Investment Group LLC Lincolnshire IL US 0.0 
Hewlett Davidson Powell, LLC Birmingham AL US 25.2 
Hexagon Financial LLC 0.0 
Hexavest Inc. Montreal, Province Quebec CA 800.5 
Heximer Investment Management Inc Dublin OH US 51.9 
Heydorn Capital Management LLC Nyack NY US 28.3 
Heyer Capital, LLC 0.0 
Heyland Capital Mangement, L.L.C. San Antonio TX US 0.0 
Heymont & Company, Inc. Los Angeles CA US 0.0 
HF Advisory Services, LLC 9.3 
Hfa Asset Management, Inc. Bethlehem PA US 5.0 
Hfg Advisors Inc. Kalamazoo MI US 15.5 
Hfh Planning Inc. New York NY US 35.0 
Hfm Advisors 8.9 
Hfm Investment Advisors, Inc. Newark DE US 0.0 
Hfm Wealth Management Hartford CT US 477.5 
Hfo Services Corporation Shrewsbury NJ US 13.9 
Hfr Asset Management, L.L.C Chicago IL US 1295.6 
Hfr Investment Advisory Services 99.7 
Hfs Associates, Inc. W. Conshohocken PA US 59.7 
Hfv Asset Management, L.P. Dallas TX US 304.0 
HG Capital Advisors, LLC Houston TX US 66.0 
Hgk Alternative Investments I, LLC Jersey City NJ US 0.0 
Hgk Asset Management Inc Jersey City NJ US 2690.0 
Hgturner Associates LLC 14.0 
Hhr Asset Management, LLC Berkeley Heights NJ US 994.3 
Hickman Capital 0.3 
Hickok & Boardman Financial Planning Burlington VT US 0.0 
Hickory Point Bank & Trust, Fsb Decatur IL US 85.7 
Hidalgo,Janet 2.0 
Hieser Webb Capital Management Indianapolis IN US 78.0 
Hieser Webb Capital Management Indianapolis IN US 75.0 
Higgins Associates Inc 1.2 
Higgins Capital Management, Inc. LA Jolla CA US 6.0 
High Country Capital Management Montrose CO US 30.0 
High Desert Investment Advisors,LLC 34.0 
High Energy Advisors 9.3 
High Grade Investment Solutions, LLC 8.0 
High Perch LLC 3135.2 
High Plains Capital Management, LLC Concordia KS US 9.3 
High Point Wealth Management, LLC 9.0 
High Pointe Capital Management, LLC Chicago IL US 54.9 
High Street Advisors, L.p Manchester MA US 10.2 
High Street Financial Inc Tampa FL US 28.3 
High Valley Capital 0.3 
Highbrace Capital, LLC 38.0 
Highbridge Capital Management, LLC New York NY US 17705.8 
Highbridge Financial Advisors, LLC 2.8 
Highclere International Investors London UK 620.0 
Highland Advisory Corp. 9.2 
Highland Asset Management 20.4 
Highland Associates Inc Birmingham AL US 12399.6 
Highland Capital Advisors, LLC Issaquah WA US 0.0 
Highland Capital Group Inc. Los Angeles CA US 15.1 
Highland Capital Management Corp Memphis TN US 1116.2 
Highland Capital Management LLC Bellevue WA US 271.5 
Highland Capital Management, L.P. Dallas TX US 28.4 
Highland Consulting Associates Inc. Cleveland OH US 49.0 
Highland Financial Advisors, LLC Riverdale NJ US 70.0 
Highland Financial Advisory Services 3.7 
Highland Financial Group, LLC Boca Raton FL US 7.0 
Highland Financial Holdings Group, LLC New York NY US 252.8 
Highland Financial Management, Inc Elizabethtown KY US 8.7 
Highland Good Steward Management, LLC Birmingham AL US 267.2 
Highland Investment Advisors LLC Milwaukee WI US 15.6 
Highland Investment Advisory, LLC Atlanta GA US 17.3 
Highland Investment Management, Inc. Cleveland OH US 2.4 
Highlander Capital Management LLC Parsippany NJ US 70.9 
Highlander Partners Healthcare Fund GP LP Little Rock AR US 31.0 
Highlands Asset Management, Inc. Centinnial CO US 1.4 
Highlands Capital Corporation 3.0 
Highline Capital Management, L.L.C. New York NY US 1749.9 
Highline Wealth Management, LLC Bethesda MD US 724.0 
Highmark Capital Management Inc. San Francisco CA US 17022.8 
Highmount Capital New York NY US 1345.6 
Highridge Financial Planning 0.0 
Highside Capital Management, L.P. Dallas TX US 3079.0 
Hightower Advisors, LLC Chicago IL US 237.6 
Highview Advisors, L.P. Paoli PA US 85.6 
Highview Point Partners, LLC Stamford CT US 176.7 
Highway Financial Networks Redding CA US 10.9 
Hill Capital Advisors Allentown PA US 0.0 
Hill Financial Advisors 9.3 
Hill Financial Group Pepper Pike OH US 22.0 
Hill Investment Group St. Louis MO US 106.6 
Hill Place Advisors, LLC Pittsburgh PA US 3.7 
Hill-Mangat Advisors, LLC Venice CA US 10.5 
Hill-Townsend Capital, LLC 48.0 
Hillberg Capital Management, LLC Turlock CA US 10.4 
Hillebrand Financial Planning LLC 4.3 
Hillegas Advisory Services, Inc. 107.2 
Hiller George M Companies LLC Atlanta GA US 107.1 
Hilliard Lyons Capital Management, LLC Louisville KY US 246.1 
Hillier Advisors, LLC Radnor PA US 59.0 
Hillman Capital Management Inc Bethesda MD US 1113.5 
Hills Capital Management 0.0 
Hillsdale Investment Management Inc. Toronto CA 355.5 
Hillspring Financial, Inc. Surprise AZ US 20.4 
Hillswick Asset Management, LLC Stamford CT US 1000.7 
Hilltop Advisors, LLC San Francisco CA US 26.7 
Hilltop Financial Consulting LLC Hamilton MA US 5.0 
Hilltop Investment Advisors, Inc. 17.5 
Hilspen Capital Management, LLC San Francisco CA US 0.0 
Hilton Capital Management, LLC Garden City NY US 274.3 
Hilton Head Financial Advisors, Inc. Hilton Head SC US 70.4 
Him Monegy, Inc. Toronto CA 1054.9 
Himebaugh Financial Planning Services 7.3 
Hinde & Co. St Joseph MO US 2.0 
Hinds Financial Group Inc Lakewood CO US 129.4 
Hines & Warner Wealth Management, LLC Portland OR US 12.3 
Hines Financial Services, Inc. Colonial Heights VA US 0.0 
Hinkle & Company Tallahassee FL US 0.0 
Hinsdale Associates Hinsdale IL US 88.9 
Hinton Mccurry, LLC Atlanta GA US 25.0 
Hipke Investment Co. Mequon WI US 22.1 
Hirsch Investment Management LLC New Orleans LA US 34.6 
Hirst Wealth Management, Inc. 61.0 
Hirtle Callaghan & Co., LLC West Conshohocken PA US 15400.0 
Historyquest, LLC 0.0 
Hite Capital Management, LLC New York NY US 141.8 
Hite-Tan Capital LLC New York NY US 0.0 
Hitzeman Wealth Advisors LLC 0.4 
HJ Wealh Management LLC Plymouth Meeting PA US 200.4 
HK Financial San Diego CA US 15.0 
Hlb Advisory Services, LLC Atlanta GA US 23.2 
Hlm, Inc. Baltimore MD US 0.0 
HM Capital Management Inc Indianapolis IN US 31.7 
HM Capital Management, LLC Clayton MO US 668.6 
Hms Financial Services, LLC Columbia SC US 50.5 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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