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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
K & M Associates, LLC Ballston Spa NY US 8.7 
K C Capital Management, LLC Tiburon CA US 1.4 
K F Greenberg, Inc. 1.4 
K L C Dorking, Investment Advisor Walnut Creek CA US 14.0 
K P Smith Asset Management Omaha NE US 52.0 
K R Financial LLC 95.0 
K T Investors, LLC Rochester MN US 1.7 
K-Financial, LLC Bethesda MD US 0.0 
K-M Capital, Inc. Melville NY US 0.1 
K-One Investment Company, Inc Fort Smith AR US 0.0 
K. D. Clewley Capital Management 19.0 
K. Edward Advisory Co. Mechanicsburg PA US 0.0 
K.A. Radigan, LLC 55.0 
K.C. Capital Management, Inc. Danville KY US 0.0 
K.K. Jermyn Capital Tokyo JP 61.6 
K.L. Baird Asset Management Bothell WA US 8.6 
K.M. Moore & Co., LLC Baltimore MD US 0.0 
K.W. Brown & Company Delray Beach FL US 2.6 
K/A/P Planning Advisory 9.9 
K183 Enterprises LLC EL Cerrito CA US 1.1 
K2 Advisors, L.L.C. Stamford CT US 2236.3 
K2 Financial Group, LLC Pittsburgh PA US 0.0 
K2/D&s Management Co., L.L.C. Stamford CT US 9410.4 
K4 Capital Management LLC 3.8 
K6 Capital Management, LLC San Marcos CA US 0.3 
KA Fund Advisors, LLC Houston TX US 553.7 
Kabarec Financial Advisors Ltd Palatine IL US 171.2 
Kabouter Management, LLC Chicago IL US 228.9 
Kachkovsky & Fisher, Inc. Phoenix AZ US 22.0 
Kademian Financial Group Inc Milwaukee WI US 48.9 
Kaden Capital Management LLC 0.1 
Kades Financial Inc Radnor PA US 145.6 
Kadisak Financial Services, Inc. Naperville IL US 31.4 
Kagan Cocozza Asset Management West Conshohocken PA US 29.3 
Kahala Financial Advisors, LLC Honolulu HI US 0.0 
Kahler Financial Group, Inc. Rapid City SD US 152.5 
Kahn Brothers & Co. Inc. New York NY US 826.7 
Kahn Brothers Advisors LLC New York NY US 0.0 
Kahn Brothers Asset Management Corp New York NY US 19.8 
Kahn Financial Advisors LLC Columbus OH US 20.0 
Kahn Financial Group Clearwater FL US 49.3 
Kahn Financial Planning Los Angeles CA US 0.0 
Kahn,Berman,Solomon,Taibel,& Mogol,PA Timonium MD US 0.0 
Kai Advisors 6.3 
Kailas Capital, L.L.C. Stamford CT US 173.0 
Kailix Investment Advisors L.L.C. New York NY US 51.3 
Kairos Asset Advisory, LLC Mobile AL US 9.2 
Kairos Asset Management, LLC Atlanta GA US 7.0 
Kairos Capital Advisors, LLC Strafford PA US 23.0 
Kairos Financial Corporation Red Bank NJ US 1.6 
Kairos LLC 2.7 
Kaiser Capital Management 2.6 
Kaiser Wealth Management Cheyenne WY US 80.0 
Kaiser Wealth Management LLC 1.0 
Kaiser, Kent H. 59.0 
Kaizen Financial Advisors, LLC Bellevue WA US 10.0 
Kaizen Investments Henderson NV US 12.2 
Kaizen Managed Assets, Inc. 44.5 
Kaizen Management, LP Houston TX US 57.6 
Kaizen Wealth Advisors, LLC Omaha NE US 0.0 
Kaizen Wealth Management, LLC Charleston SC US 12.9 
Kaizerman + Associates Natick MA US 18.0 
Kajo Investments, LLC 0.0 
Kakis Financial Services Inc. Des Plaines IL US 10.2 
Kaleel Investment Advisors, LLC Boston MA US 55.6 
Kalenjin Advisory Ltd. Toronto ON 0.0 
Kalman Kushnir Capital Inc. Northbrook IL US 22.0 
Kalmar Investments Inc Wilmington DE US 970.0 
Kalo, LLC 9.7 
Kalorama Wealth Strategies, LLC 6.1 
Kalos Management Alpharetta GA US 71.6 
Kalson & Associates Washington Crossing PA US 0.0 
Kam Advisors Beverly Hills CA US 176.6 
Kam Awrabi Capital Investment Company 0.0 
Kam-South, LLC 0.0 
Kamada Investment Management 0.0 
Kamakura Capital, LLC 0.0 
Kamel Corporation Houston TX US 0.0 
Kamin Capital, LLC 17.0 
Kamin Wealth Management 0.0 
Kaminsky and Associates, Inc. Maumee OH US 0.0 
Kamke Investment Strategies Inc. West Nyack NY US 32.8 
Kamlot Investments, LLC 0.0 
Kamunting Street Capital Management, L.P. New York NY US 854.0 
Kamunting Street Capital Management, L.P. Stamford CT US 774.1 
Kanakadhara Financial Enterprise, LLC Presto PA US 0.0 
Kanasa Capital Management, LLC Naperville IL US 11.0 
Kanawha Asset Management Charleston WV US 134.1 
Kanawha Capital Managment, LLC Richmond VA US 574.0 
Kane Capital Management, LLC 25.5 
Kane Company, P.C. Johnston IA US 0.0 
Kane Financial Advisors, LLC Miami FL US 0.0 
Kane Financial Services Los Gatos CA US 33.9 
Kaner Financial 1.5 
Kanon Bloch Carre Braintree MA US 0.0 
Kanos Capital Management, LLC Houston TX US 31.9 
Kanundrum Capital 1.5 
Kapax Investment Advisers, LLC Coral Gables FL US 2.0 
Kaplan Financial Advisors LLC 19.5 
Kapur, Kanwal K 2.7 
Kapusta Financial Group Pittsburgh PA US 61.7 
Karafilis Investments Corporation 23.2 
Karagosian Financial Services, Inc New York NY US 8.8 
Karber Financial, LLC Fairview OK US 0.0 
Kardia, Inc. Mooresville IN US 0.0 
Karel Capital, Inc. Spokane WA US 67.1 
Karel Gordon Investment Associates Inc Northbrook IL US 97.4 
Karen A. Meredith, Cpa Irving TX US 9.1 
Karen Ann Smith, Cpa 0.0 
Karen Jane Baker 0.0 
Karen Kidwell Storey, Cfp 0.0 
Karetnick Capital Management, Inc. 1.4 
Karger Partners, LLC Boston MA US 0.0 
Karl Wilhelm Blovet D/B/A Karl W. Blovet & Associates Chicago IL US 0.0 
Karma Advisors 0.8 
Karma Capital Management, L.L.C. 29.1 
Karmire Financial Group Shelbyville IN US 5.9 
Karn, Couzens & Associates, Inc. Farmington CT US 164.2 
Karp & Associates 0.0 
Karp Capital Management Corporation San Francisco CA US 104.9 
Karp Financial Advisors Inc St. Paul MN US 63.0 
Karpas Strategies LLC New York NY US 168.5 
Karpinski Financial, LLC Scottsdale AZ US 6.5 
Karpus Investment Management Pittsford NY US 2170.2 
Karr Barth Financial Planning, Inc. Bala Cynwyd PA US 0.0 
Karsch Capital Management, LP New York NY US 2470.8 
Karstens Investment Counsel, Inc. Omaha NE US 487.8 
KAS Investment Consultants 21.1 
Kasanow & Associates Wealth Management Honolulu HI US 60.0 
Kasen Investment Services, Inc. 0.0 
Kasmat Risk Management, LLC. 0.0 
Kasper, Alexander L. 6.0 
Kaspick & Company, LLC Redwood Shores CA US 4044.2 
Kassirer Asset Management Corporation Toronto CA 116.9 
Katalgar Capital Management, LLC 16.2 
Katama Partners, LLC Vineyard Haven MA US 0.0 
Katherine Hannah, Cpa, Cfp 6.5 
Katherine Lewis Bedinger 8.1 
Kathleen Day & Associates, Inc. Miami FL US 324.4 
Kathleen Lenover, Inc. Denver CO US 50.0 
Kathryn K. Lund, Cpa 0.0 
Kathwood Advisors LLC 12.0 
Katikineni Ashok Kumar, Sole Proprietor 12.5 
Katir, Easan 8.0 
Kato Capital Gp, LLC San Francisco CA US 0.0 
Katto Financial LLC 0.0 
Katy Song Financial Planning 0.0 
Katz Capital Management 16.2 
Katz Family Financial Advisors, LLC Issaquah WA US 57.3 
Katz Financial, LLC Irvine CA US 0.0 
Katz, Jonathan A. Great Neck NY US 11.8 
Kauffman & Drebing Philadelphia PA US 0.0 
Kauffman + Company, AN Accountancy Corporation 0.0 
Kauffman Wealth Services, Inc. Pasadena CA US 0.0 
Kaufman + Bernstein, Inc. Los Angeles CA US 625.7 
Kaufman Advisory Services, Inc. Reading PA US 7.0 
Kaufman Kampe Advisors Mercer Island WA US 0.0 
Kaus Christopher, LLC 1.1 
Kavar Capital Partners, LLC Leawood KS US 210.5 
Kawg&F Financial Planning Group LLC Timonium MD US 0.0 
Kay Edgar Cpa/Cfp, Pllc Durham NC US 0.0 
Kay Investments, Inc. 48.2 
Kaye Capital Management Los Angeles CA US 113.3 
Kayne Anderson Capital Advisors LP Los Angeles CA US 5969.1 
Kayne Anderson Rudnick Investment Management, LLC Los Angeles CA US 5015.5 
Kays Financial Advisory Corp Atlanta GA US 165.2 
Kazimir Partners Limited George Town KY 181.4 
KB & Partners Management Co LLC New York NY US 0.0 
KB Financial Advisors, Inc. 17.0 
KB Financial Advisory San Francisco CA US 24.6 
KB Financial LLC 15.0 
KB Financial Partners, LLC Princeton NJ US 17.3 
KB Investment Advisors, LLC St. Louis MO US 75.1 
KB Investments San Francisco CA US 1.3 
KB Opportunity Investors Newport Beach CA US 7037.0 
KBC Alternative Investment Management Ltd. London UK 1977.2 
KBL Investment Management 12.0 
KBL Wealth Advisors, LLC New York NY US 0.0 
Kboc, LLC Metairie LA US 60.4 
KBS Management LLC 18.5 
KBS Realty Advisors, LLC Newport Beach CA US 7037.0 
Kbsh Capital Management Inc. Toronto CA 0.0 
Kbstm Partners, LLC Timonium MD US 0.0 
KBW Asset Management, Inc. New York NY US 76.5 
KC Investment Advisors, LLC Wichita KS US 101.1 
KC Wealth Advisory, Inc. Tampa FL US 0.0 
KCD Financial, Inc. Depere WI US 7.0 
KCM Capital Management, Inc. San Bernardino CA US 0.0 
KCM Investment Advisors San Rafael CA US 2590.6 
KCO Investments, Inc. San Francisco CA US 58.9 
Kcpag Financial Advisors LLC Robinson IL US 61.8 
KCR Investments Inc 0.0 
KCS Advisors, LLC Concord NH US 25.1 
KD Advisors Research Triangle Park NC US 0.0 
KDB Asset Management, LLC New York NY US 13.6 
KDB Capital Management 31.7 
KDC Investment Management, LP New York NY MA 165.5 
KDC Merger Arbitrage Fund, LP New York NY US 124.5 
Kdhh Investments LLC West Bend WI US 2.0 
KDI Financial Planning LLC 0.0 
KDM Investment Management Geneva IL US 26.0 
KDP Asset Management Inc Montpelier VT US 365.8 
KDP Investment Advisors,Inc. Montpelier VT US 0.0 
KDV Wealth Management LLC Bloomington MN US 59.3 
Kdwallstreet Investment Advisors Topeka KS US 2.8 
Kearney-Burch Financial Services, Inc. San Ramon CA US 20.6 
Keating Financial Advisory Services, Inc Manhattan KS US 0.0 
Keating Investment Counselors Inc Delray Beach FL US 182.8 
Keating Investment Management, LLC Boynton Beach FL US 29.5 
Keating Investments, LLC Greenwood Village CO US 29.5 
Keatley Wealth Management, LLC 20.0 
Keats Connelly and Associates Inc. Phoenix AZ US 6.0 
KEB Asset Management, LLC Springfield IL US 185.9 
Kecalp Inc. New York NY US 600.9 
KEE Huchok Wealth Management LLC Uniontown OH US 0.0 
Keeble & Pyke Financial Advisors, LLC. Stockbridge GA US 94.5 
Keefe Managers, LLC New York NY US 120.0 
Keefer Pension Consulting, Inc. Marina Del Rey CA US 55.9 
Keel Asset Management LLC Chicago IL US 31.7 
Keel Asset Management, LLC 4.8 
Keel Financial Services 0.0 
Keel Point Advisors, LLC Vienna VA US 695.6 
Keeler Thomas Inc Orem UT US 77.5 
Keeley Asset Management Corp Chicago IL US 6259.9 
Keenan Investment Management, Inc. New York NY US 1.8 
Keene & Associates, Inc. Fort Worth TX US 0.0 
Keener Investments 39.1 
Keepsake Management Inc. 11.2 
Keffer Financial Planning Wheaton IL US 0.0 
Kehl Asset Management Valencia CA US 0.5 
Keidan Financial Consultants LLC Columbus OH US 0.0 
Keim & Associates, Inc 11.8 
Keith Kelvin Anderson 54.0 
Keith Ludwig LLC Tecumseh MI US 0.0 
Keitz Investment Management Ltd. Jenkintown PA US 0.0 
KEJ Financial Advisors 0.0 
Kellam Financial Planning, Inc. 21.2 
Kelleher Financial Planning, LLC Simsbury CT US 0.0 
Kelleher Investments 0.0 
Keller Capital, LLC Lincoln NE US 1.5 
Keller Financial Group Carlisle PA US 3.9 
Keller Investment Management Inc 60.9 
Keller Partners, LLC 0.0 
Kelley Capital Management 1.1 
Kelley Financial 0.0 
Kelley Financial Services Corporation Medfield MA US 0.0 
Kelley Investments 74.2 
Kelling Investment Advisors Berkeley CA US 50.4 
Kellner Capital Management, Inc. Philadelphia PA US 37.4 
Kellogg Wealth Advisors, Inc. 0.0 
Kelly & Associates, LLC 0.0 
Kelly and Associates Austin TX US 25.0 
Kelly Capital Management, LLC Chadds Ford PA US 57.1 
Kelly Financial Group Wethersfield CT US 100.6 
Kelly Financial Services Braintree MA US 61.8 
Kelly Investment Advisory, Inc 2.0 
Kelly Jones Investment Services, Inc. 15.2 
Kelman Lazarov Inc Memphis TN US 0.0 
Kelmar Capital Management, LLC Pasadena CA US 50.3 
Kelmoore Investment Co Inc Palo Alto CA US 134.7 
Kelp Capital LLC Seattle WA US 15.6 
Kelsey Financial Thousand Oaks CA US 0.0 
Kelsey Jr., Robert P 14.9 
Kemp Financial Management, LLC Fullerton CA US 98.5 
Kempen Capital Management (Uk) Limited Edinburgh UK 1586.2 
Kempen Capital Management N.V. Amsterdam NL 23427.6 
Kempf & Company Redmond WA US 98.0 
Kemple Capital, LLC Dallas TX US 5.5 
Kempner Capital Management, Inc. Galveston TX US 427.8 
Kempthorne Analytics, Inc 0.3 
Ken Edelman 0.0 
Ken Roberts Investment Management, Inc. Spokane WA US 242.0 
Ken S Greenly Pllc Salem NH US 0.0 
Ken Stern & Associates Inc San Diego CA US 200.3 
Kendall Asset Management 0.1 
Kendall Capital Management Rockville MD US 56.8 
Kende Investments LLC 0.0 
Kendrick Group, Inc. Austin TX US 0.0 
Kendrick, Donald Edward 0.0 
Kendzierski Associates LLC Long Beach CA US 0.5 
Kenfield Capital Strategies Los Angeles CA US 53.0 
Kenilworth Asset Management, LLC Kenilworth IL US 89.9 
Kenilworth Capital Partners LLC 0.0 
Kenjol Capital Management Austin TX US 80.2 
Kenmar Global Investment Management LLC Rye Brook NY US 607.9 
Kenmont Investments Management, L.P. Houston TX US 34.0 
Kennedy Capital Management St Louis MO US 3897.8 
Kennedy Capital Management 0.7 
Kennedy Financial Advisors 14.7 
Kennedy Financial Group Marlborough MA US 0.0 
Kennedy Investments 2.2 
Kennedy Wealth Management Knoxville TN US 5.2 
Kennedy Wealth Management Group Ltd. 3.0 
Kennedy, John B. 5.1 
Kenneth A. Dery & Associates Willoughby OH US 12.6 
Kenneth Alan Mckean, LLC 0.0 
Kenneth Allan Seligson 0.0 
Kenneth E Charlton Irvine CA US 10.3 
Kenneth E. Boone Advisory Services Oakdale CA US 45.6 
Kenneth Frenke & Co Arden NC US 93.6 
Kenneth Friedmann 12.8 
Kenneth H. Scribner, LLC Trumbull CT US 0.0 
Kenneth J. Ruder Investment Advisor Centennial CO US 8.6 
Kenneth Jarvis, LLC Lakewood Ranch FL US 0.0 
Kenneth Jospeh Gerbino & Company Beverly Hills CA US 10.0 
Kenneth P. Alevras, Cpa.inc. West Orange NJ US 0.0 
Kenneth R. Symons, Tax and Investment Management 12.0 
Kenneth R. Taylor & Associates 2.5 
Kenneth R. Ziegler 17.1 
Kenneth Shavelson Investment Advisors, LLC 15.0 
Kenney Investments Inc Northfield IL US 83.9 
Kennicott Capital Management LLC San Francisco CA US 15.3 
Kenny Amon, Cpa 0.0 
Kensington Ami, LLC Studio City CA US 24.0 
Kensington Capital Management, Ltd. 16.0 
Kensington Financial 75.0 
Kensington Financial Group, Corporation Winston-Salem NC US 44.9 
Kensington Investment Counsel Long Beach CA US 0.0 
Kensington Investment Group Inc Orinda CA US 709.4 
Kensington Management Co Berlin CT US 23.2 
Kensington Realty Advisors Inc Chicago IL US 0.0 
Kensington Securities, LLC Scotts Valley CA US 0.0 
Kent & Associates 6.4 
Kent Balch Money Management, LLC Atlanta GA US 0.0 
Kent Sander Money Management San Antonio TX US 0.2 
Kenter Canyon Capital, LLC Los Angeles CA US 1.0 
Kenwood Capital Management LLC Minneapolis MN US 373.3 
Kenwood Group Inc Chicago IL US 173.0 
Kenworthy Capital Mgmt. 0.0 
Kepos Capital LP New York NY US 34.7 
Keppler Asset Management Inc. New York NY US 3428.6 
Kerkering Barberio Financial Services, Inc. Sarasota FL US 0.0 
Kern Asset Management Inc 0.0 
Kern Asset Management LLC Irvine CA US 2.4 
Kern Capital Management LLC New York NY US 55.9 
Kerns Capital Management, Inc. Houston TX US 186.0 
Kerntke Otto Mcglone Wealth Management Group Appleton WI US 122.4 
Kerry J. Stevens, Cpa Madison WI US 0.0 
Kershner, Grosso & Co. Saratoga Spring NY US 122.9 
Kerwin Asset Management, LLC 6.8 
Kerwin-Beley & Associates, Inc. Seattle WA US 64.1 
KES Financial LLC 0.0 
Kessef Capital Management, LLC San Francisco CA US 1.1 
Kessler & Associates, P.C. Farmington Hills MI US 0.0 
Kessler Financial Services San Jose CA US 0.0 
Kessler Investment Advisors Inc Denver CO US 27.0 
Kessler Investment Group, LLC Columbus IN US 75.0 
Kestrel Investment Management Corp San Mateo CA US 740.2 
Kestrel Wealth Management, LLC 51.0 
Kettering Financial Advisory Group, Ltd Roanoke VA US 49.9 
Kettle Creek Investment Partners, LP Westport CT US 10.0 
Kettler Financial Services Flint MI US 37.8 
Kevian Capital Management LLC San Francisco CA US 208.5 
Kevin Adams & Associates, Pllc Livonia MI US 0.0 
Kevin Bay Investments, LLC Pewaukee WI US 0.0 
Kevin Clariday Investment Advisor 44.0 
Kevin D. Kellar 2.5 
Kevin Dann & Partners, LLC New York NY US 0.0 
Kevin G. Conlon, Cpa, PC Rochester NY US 0.0 
Kevin Gustafson Financial Neenah WI US 6.2 
Kevin Hebson & Company Chicago IL US 0.0 
Kevin Kennedy, LLC Alameda CA US 0.0 
Kevin Lynn Brooks Wichita Falls TX US 0.0 
Kevin M Nichols San Luis Obispo CA US 0.0 
Kevin Paul Kelly and Associates Traverse City MI US 0.0 
Kevin Pritchett & Associates Retirement Planning, Inc. Westchester IL US 0.0 
Kevin V. Lagorio Stockton CA US 4.3 
Kevin W. Truex & Associates 0.0 
Kevson Financial Management Inc Ft. Myers FL US 0.0 
Key Bridge Capital 0.0 
Key Capital Advisors, Inc. Key Biscayne FL US 57.6 
Key Concerns Inc Trenton MI US 0.0 
Key Financial Concepts, Inc. Vernon CT US 7.2 
Key Financial Group of Jacksonville, Inc. Jacksonville FL US 81.0 
Key Financial Planning Services P.L.C. 0.0 
Key Financial Solutions LLC Roseland NJ US 10.0 
Key Financial Strategies Fountain Valley CA US 0.0 
Key Financial, Inc. 0.0 
Key Group Management, Inc. Scottsdale AZ US 19.0 
Key Investment Advisors Louisville KY US 0.0 
Key Investment Advisory, LLC Winter Park FL US 0.0 
Key Investment Group, Inc. Austin TX US 12.2 
Key Investment Services LLC Brooklyn OH US 54.1 
Key Investment Team Encino CA US 47.0 
Key Wealth Partners, LLC 1.7 
Keyes Capital Management LP Dallas TX US 2.0 
Keyhaven Capital Partners Limited London UK 1068.4 
Keylevels.com; Nojin.com Coffs Harbour, Nsw AU 0.0 
Keynote Financial Services, LLC Vernon CT US 19.3 
Keystate Advisory, LLC Las Vegas NV US 239.0 
Keystone Asset Advisors, L.P. Oaks PA US 0.0 
Keystone Asset Management LLC 0.0 
Keystone Asset Management, Inc. Mclean VA US 146.0 
Keystone Capital Advisors 0.0 
Keystone Capital Corporation San Diego CA US 0.0 
Keystone Capital Management Boulder CO US 3.0 
Keystone Capital Management, Inc. 0.0 
Keystone Financial Consultants, Inc. Atlanta GA US 4.8 
Keystone Financial Group, Inc. Atlanta GA US 40.3 
Keystone Financial Planning Macungie PA US 0.0 
Keystone Financial Planning Inc Middleburg Heights OH US 95.2 
Keystone Global Partners LLC 5.9 
Keystone Investment Advisors, LLC Wexford PA US 35.9 
Keystone Investment Advisors, LLC. Burlington WI US 0.0 
Keystone Investment Management Group, LLC 0.0 
Keystone Mutual Financial Services Houston TX US 0.0 
Keystone National Group, LLC San Ramon CA US 240.0 
Keystone Wealth Advisors Logan UT US 0.0 
Keystone Wealth Advisors, Inc. 0.0 
Keystone Wealth Advisors, Incorporated Minneapolis MN US 135.0 
Keystone Wealth Management, Inc. 0.0 
Keystone Wealth Management, LLC San Antonio TX US 0.0 
KFG Wealth Management, LLC Granger IN US 71.0 
Kfico, LLC Tustin CA US 0.0 
KFQ Investment Advisors LLC San Francisco CA US 5074.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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