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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
KG Advisors Ii, L.P. Austin TX US 0.0 
KG Advisors, L.P. Austin TX US 0.0 
KG Investment Advisors, Inc. Deerfield Beach FL US 3.4 
Khc Wealth Management Services Overland Park KS US 157.4 
Khd Financial Miami FL US 31.0 
Khf Advisors LLC Charleston WV US 64.3 
Khw Investment Strategy Advisors 0.1 
Kibble & Prentice Holding Company Seattle WA US 1710.3 
Kiefer, Kip 0.0 
Kiel Investment Company Chicago IL US 2.1 
Kiely Capital Management, Inc. Morristown NJ US 44.9 
Kiely Financial Services, Inc. Greenville NC US 113.5 
Kiesling Investment Management LLC Colorado Springs CO US 0.0 
Kildare Asset Management Binghamton NY US 6.0 
Kileen Diane Rezac, Sole Proprietor Marshalltown IA US 6.0 
Kiley Investment Management, Inc. 0.0 
Kilgore and Company Munroe Falls OH US 21.5 
Kilimanjaro Advisors LLC Norwalk CT US 61.0 
Kilkenny Capital Management, L.L.C. Chicago IL US 170.4 
Killen Group Inc Berwyn PA US 598.4 
Kilzer Financial Group Carmel CA US 11.5 
Kim Financial Advisors, Inc. San Ramon CA US 12.0 
Kimball & Cross Boston MA US 0.0 
Kimball Consultants Inc 29.8 
Kimco 0.9 
Kimelman & Baird, LLC New York NY US 576.9 
Kimmel, Susan 0.0 
Kimstarr Equity Management, Inc. Denville NJ US 5.0 
Kin Networks Alpharetta GA US 1.8 
Kindred Wealth Management, LLC Tampa FL US 0.0 
Kinetic Ventures, L.L.C. Chevy Chase MD US 47.1 
Kinetics Advisers, LLC Elmsford NY US 334.0 
Kinetics Asset Management Inc. Elmsford NY US 4337.0 
King & Associates Asset Management, LLC 0.0 
King Associates Richmond VA US 0.0 
King Capital Management, LLC 2.0 
King George Capital Mgmt, Inc. 12.0 
King Investment Advisors, Inc. Houston TX US 435.6 
King Money Management, Incorporated 1.4 
King Ridge Asset Management LLC 25.4 
King Wealth Solutions, Inc. Campbell CA US 0.0 
King, Errol Gene 0.0 
King, Janice M. 1.8 
King, Mohamed and Associates, Inc. Dallas TX US 17.3 
Kingdom Advancement, Ltd. 0.0 
Kingdomtrust Capital Management, Inc. 0.0 
Kingfisher Capital, LLC Charlotte NC US 300.0 
Kingfisher Investors LLC Westport CT US 25.1 
Kings Capital Management Inc. Hong Kong HK 5.0 
Kings Counsel & Trust, LLC Orlando FL US 0.0 
Kings Point Capital Management Garden City NY US 252.3 
Kingsbridge Advisors, LLC Point Pleasant Beach NJ US 8.5 
Kingsbridge Private Wealth Management, Inc. Las Vegas NV US 93.3 
Kingsbury Bridge Advisors, LLC Chicago IL US 43.3 
Kingsbury Capital Investment Advisors LLC Chicago IL US 6.8 
Kingsbury Financial Management, Inc. Stafford TX US 0.0 
Kingsley Perkins and Company, LLC 6.0 
Kingsroad Financial Insurance Services, Inc. San Diego CA US 27.1 
Kingston Financial Services Los Gatos CA US 0.0 
Kingston Investment Counsel Inc 183.0 
Kingstone Prato, Inc. Montclair NJ US 0.0 
Kingwest Advisors Inc. Toronto, Ontario CA 18.1 
Kingwood Wealth Management, LLC 2.6 
Kinkade Investment Boutique, LLC Chadds Ford PA US 0.0 
Kinkelaar & Associates Chicago IL US 0.0 
Kinnamon & Associates Ltd II Barrington NM US 37.9 
Kinnaras Capital Management LLC 1.0 
Kinra, Mohan M. 0.0 
Kinsel Financial Advisors, LLC 0.0 
Kintyre Financial Advisors, LLC 3.2 
Kiplinger Financial Services, LLC Strongsville OH US 0.0 
Kiplinger Wealth Management Group Strongsville OH US 49.3 
Kipp Brant Drummond & Associates, Inc. Ventura CA US 107.8 
Kirby Group, Inc. Reno NV US 13.3 
Kirchmier Financial Services, L.L.C. 0.0 
Kirchner Advisory, LLC Jacksonville FL US 0.0 
Kirk A. Heyle Investments Springfield MO US 0.0 
Kirk Capital 10.0 
Kirk Financial Services Inc. Woburn MA US 3.4 
Kirk S Cranford Annapolis MD US 0.0 
Kirkey & Co. Financial Advisors, Inc. Hilliard OH US 13.3 
Kirkland Advisors, LLC 0.0 
Kirkland, Gwendolyn Vickye Matteson IL US 27.0 
Kirkpatrick & Co. Boston MA US 0.0 
Kirkwood Private, LLC 19.2 
Kirock Capital Advisors LLC Westport CT US 3.4 
Kirr, Marbach & Company, LLC Columbus IN US 269.3 
Kirtland Financial Management, Inc. Coral Gables FL US 79.2 
Kirz, Paul H Fullerton CA US 0.0 
Kissel Financials, LLC Huntsville AL US 0.0 
Kissinger Investments,LLC 0.5 
Kistler-Tiffany Advisors Berwyn PA US 327.5 
Kitchen Table Advice, LLC 0.0 
Kitchen, Dwayne 0.0 
Kitzinger Lautmann Capital Management Inc Milwaukee WI US 294.1 
Kjh Financial Services Needham MA US 0.0 
Kjl Investments LLC 10.0 
Kjt Investments New York NY US 8.6 
KK Wealth Advisors, LLC Los Altos CA US 106.6 
KL Zech Investments 7.4 
Klaas Financial Asset Advisors, LLC. Loves Park IL US 0.0 
Klane Wealth Management, LLC St. Paul MN US 24.8 
Klaraos, LLC 31.0 
Klayman Financial LLC 0.0 
Kld Capital Management, LLC 0.8 
Kld Investment Management, LLC Roseburg OR US 45.4 
Kleeberger Wealth Management, Inc. 0.0 
Kleiboeker Capital Management, LLC 0.0 
Klein Asset Management LLC 10.0 
Klein Financial Advisors 4.0 
Klein Financial Advisors, Inc. Newport Beach CA US 16.2 
Klein Pavlis & Peasley Financial, Inc. Dana Point CA US 77.8 
Kleiner Capital Management, LLC Morganville NJ US 5.2 
Kleinheinz Capital Partners, Inc. Fort Worth TX US 1522.0 
Kleinhenz & Associates, Ltd. 28.9 
Kleinman Financial Services 19.0 
Kleos Capital Advisors LLC Norwalk CT US 1.8 
Kleos Capital Management, Inc. Norwalk CT US 27.3 
Klima & Associates, Inc. Columbia MD US 28.5 
Klimax Wealth Management, LLC 5.4 
Klimis & Associates Advisory, Inc. Palm Harbor FL US 0.0 
Kline Capital Management Fort Worth TX US 2.0 
Kline Capital Management LLC Burbank IL US 41.0 
Kline Capital Management, LLC 1.2 
Kline Sylvan H JR Inc San Francisco CA US 33.9 
Kling & Marsh Wealth Management, LLC Rochester NY US 2.8 
Klingenstein, Fields & Co., LLC New York NY US 3045.1 
Klingman and Associates, LLC New York NY US 455.6 
Klingshirn Investment Advisors, LLC 0.0 
Kln Financial Group San Jose CA US 0.0 
Kloor Asset Management 1.0 
Klopp Investment Management LLC Cleveland OH US 60.7 
Kloster Capital Management,L.L.C. 24.0 
Klotovich, Martin Louis Bozeman MT US 7.5 
Klr Investment Advisors, LLC Providence RI US 0.0 
Kls Professional Advisors Group, LLC New York NY US 3456.0 
KM Advisory Services Pittsford NY US 40.8 
KM Capital Management, Ltd. Austin TX US 17.5 
KM&M Pinnacle, Ltd. Mansfield OH US 0.0 
Kma Financial Group Narberth PA US 13.5 
Kmd Financial Services Group, L.L.C. Neptune NJ US 18.4 
Kmf Investments Management, LLC 0.0 
Kmg, LP Denver CO US 21.4 
Kmh Management Inc. 20.0 
Kmh Wealth Management, LLC Victoria TX US 109.8 
Kmi 0.0 
Kmi Realty Advisors Indianapolis IN US 0.0 
Kmr Financial Advisory, Inc. 2.0 
Kms Financial Services, Inc Seattle WA US 1489.9 
Knall/Cohen Investments, LLC Indianapolis IN US 71.7 
Knapp Investment Services Grand Rapids MN US 0.8 
Knapp R H & Co 18.4 
Knappenberger Partners Wayzata MN US 31.0 
Knepp Financial Group, LLC Livonia MI US 0.0 
Knickerbocker Advisors Inc. 50.2 
Knickerbocker,Ripley Bangor ME US 0.0 
Knight & Associates San Diego CA US 0.0 
Knight Financial Planning Services, Inc. 17.0 
Knight Financial Services Fort Worth TX US 0.5 
Knight Investment Planning, LLC 0.0 
Knight Portfolio Access, LLC Princeton NJ US 0.0 
Knight Vinke Asset Management LLC New York NY US 1761.2 
Knightsbridge Advisers LLC Bartlesville OK US 1248.7 
Knightsbridge Advisors, Inc. 66.6 
Knightsbridge Asset Management LLC Newport Beach CA US 594.7 
Knoble, Larry H. Sycamore IL US 0.0 
Knopinski & Fauver Financial Advisors, Inc. Louisville CO US 18.2 
Knott Capital Management Exton PA US 471.0 
Knowledgeable Investments Incorporated 2.0 
Knowles and Associates 3.8 
Knowles, Judith E. 0.0 
Knox Capital Advisors, LLC Draper UT US 77.6 
Koa Capital Management LLC 0.0 
Kobata, Nelson M. San Luis Obispo CA US 0.0 
Kobes Financial Planning Serivces Conroe TX US 18.0 
Kobo Wealth Conservancy 26.2 
Kobren Insight Management Inc Wellesley Hills MA US 824.6 
Kocama Inc 1.8 
Koch Asset Management 44.5 
Koch Global Capital, LLC Scottsdale AZ US 1495.1 
Koch Richard A & Co Inc Germantown WI US 25.2 
Kochis Fitz San Francisco CA US 2505.6 
Koehler Financial Services, Inc. Stevensville MI US 32.7 
Koenig Investment Advisory, LLC Medford OR US 40.7 
Koenig Investment Management, LLC 3.6 
Kogan Financial Group, LLC Denver CO US 0.0 
Koh, Liang-Khoon 0.1 
Kohlberg Kravis Roberts & Co. (Fixed Income) LLC San Francisco CA US 13211.7 
Kohlberg Kravis Roberts & Co. L.P. New York NY US 38224.9 
Kohlhepp Investment Advisors, Ltd. Doylestown PA US 97.0 
Kolb+co. Financial Advisers, LLC Brookfield WI US 0.0 
Kole Asset Management, Inc. 110.0 
Koler Wealth Management Parma Hts OH US 0.0 
Koll Bren Schreiber Realty Advisors, Inc. Newport Beach CA US 551.8 
Kollath Financial Inc. Littleton CO US 0.0 
Koller Wealth Management Inc. Clearwater FL US 11.0 
Kolp & Hammack Personal Financial Advisors LLC Bellevue WA US 24.0 
Komet Asset Management San Antonio TX US 10.1 
Kompass Financial Advisors, Inc. Englewood CO US 0.0 
Kona Asset Management, LLC Kailua Kona HI US 4.8 
Kondo, Alan Tadashi Pasadena CA US 0.0 
Kondracki Capital Boston MA US 0.0 
Konicek Investment Advisory Burington WI US 2.0 
Konrad Advising, LLC 0.4 
Konza Capital Advisors Manhattan KS US 6.0 
Kooman & Associates, Inc. Altoona PA US 0.0 
Koon Financial Planning & Consulting/Kfp&c Greenwood IN US 3.8 
Kop Capital Management L.L.C. 0.0 
Koplan & Associates 0.0 
Kopp Investment Advisors Edina MN US 300.2 
Kopper Investment Management, Inc. Colorado Springs CO US 47.4 
Kor Financial Group, LLC Chicago IL US 0.0 
Kor Investment Advisers, Inc Charlottesville VA US 8.4 
Korbitz Financial Advisors LLC Dba Creative Financial Services Elm Grove WI US 0.0 
Kornfield Investment Management Lancaster PA US 28.8 
Kornitzer Capital Management, Inc. Shawnee Mission KS US 4490.0 
Koss-Olinger Consulting, Inc. Gainesville FL US 190.0 
Kotak Mahindra (Uk) Limited London UK 49.9 
Kotak Mahindra, Inc. White Plains NY US 113.8 
Kote, Peter C. 0.0 
Koury Capital Management, LLC 51.0 
Kov Financial Advisors, LLC Farmington CT US 21.6 
Kovack Advisors, Inc. Ft. Lauderdale FL US 212.8 
Kovitz Investment Group, LLC Chicago IL US 1062.0 
Kowal Investment Group, LLC Waukesha WI US 0.0 
Kowalik and Associates LLC Sauk Rapids MN US 0.0 
Kozak Financial Advisory Camarillo CA US 12.5 
Kpd Management, LLC 8.5 
Kph/Invest, Inc. Chicago IL US 25.5 
Kpr Capital Management, LLC Tulsa OK US 22.0 
Kps Consulting, LLC Boise ID US 0.0 
KR Capital Advisors Inc New York NY US 712.1 
KR Capital Partners I LP New York NY US 55.1 
KR Financial Services, Inc. Hollywood FL US 105.0 
KR Wealth Management, LLC Farmington CT US 0.0 
Kra Capital Management Inc Fairfax VA US 233.1 
Kraematon Investment Advisors, Inc Wellesley MA US 41.9 
Kraft Asset Management, LLC Nashville TN US 87.7 
Krahe & Associates Manistee MI US 0.0 
Kraig, John F. 0.1 
Krakowiak Frederick Alan Scottsdale AZ US 37.5 
Kral Financial Advisors, LLC 62.6 
Kramer and Kramer, LLC 0.0 
Kramer Asset Management 0.0 
Kramer Capital Management New York NY US 60.8 
Kramer Capital Management Manhattan KS US 15.8 
Kramer Fiductary Services Pittsburgh PA US 10.0 
Kramer Investments, Inc. Harrison NY US 5.0 
Kramer Realty, Inc. Port Huron MI US 0.0 
Kramer, Roger Samuel 0.0 
Kranenburg Capital Management LLC San Rafael CA US 26.0 
Krasney Financial, LLC Mendham NJ US 155.2 
Kratter Capital, LLC 7.1 
Krauss Whiting Capital Advisors LLC Stamford CT US 26.6 
Kravitz Davis Sansone Inc. Encino CA US 944.4 
Kravitz Investment Advisory Services 14.4 
Krb and Associates, Inc Oklahoma City OK US 0.0 
Krc Investment Advisers LLC Baltimore MD US 100.5 
Krd Financial, LLC Schaumburg IL US 49.6 
Kreisler Long-Term Investments 10.6 
Kremer & Associates, Inc. Wexford PA US 0.0 
Krempa Associates Inc. Fountainville PA US 11.0 
Krg Capital Partners Denver CO US 2715.6 
Krg Capital Partners, L.L.C. Denver CO US 0.1 
Krieble Asset Management, Inc. 22.8 
Krieger-Campbell, Incorporated Oakland CA US 0.0 
Kriegsman Capital Advisors, LLC Los Angeles CA US 0.0 
Kring Financial Management, Inc. Smyrna GA US 3.8 
Kriss Investment Group LLC 59.9 
Krivacs Capital Management, LLC Denver CO US 12.7 
Krm Advisory Services Wethersfield CT US 0.0 
Krm Capital Management, Inc. 0.0 
Kroeger Financial Grass Valley CA US 0.0 
Kroger, Robert Stanley 0.9 
Krohne Capital, LLC 25.0 
Krouse Kern Wealth Management, Inc. Fort Wayne IN US 29.6 
Krp Financial Services, LLC Sioux City IA US 14.9 
Krs Capital Management, LLC Bloomfield Hills MI US 28.8 
Krueger & Catalano Capital Partners, LLC Houston TX US 100.0 
Krueger Financial Services, Inc. Phoenix AZ US 23.5 
Krug, David M. 26.5 
Krumrei & Ross, Inc. Moraga CA US 71.3 
Kruse Asset Management, LLC Chicago IL US 9.1 
Kruse, Autumn Rain 0.0 
KS Management Corp. New York NY US 230.1 
Ksa Capital Management, LLC Bernardsville NJ US 170.0 
Ksa Financial Services 12.0 
Ksher AA LLC Greenwich CT US 6.0 
Ksm Capital Advisors, LLC Indianapolis IN US 435.6 
Ksp Capital Management LLC Berkeley CA US 0.0 
KT Administrators Inc Wayne PA US 0.0 
KT Investment Advisors, LLC Rapid City SD US 0.0 
Kubin Financial Services, Inc. Montrose CO US 26.0 
Kucheria Capital Management LLC Glendale CA US 0.0 
Kucler Financial Services 3.4 
Kuehl Shepherd Kozlowski & Associates, Inc. Richmond VA US 223.9 
Kuehn, William E. 0.7 
Kuhl Investments Inc. 0.0 
Kuhn & Carson, Inc. Durham NC US 186.5 
Kuhn, David Cincinnati OH US 0.0 
Kuhns Brothers Capital Management Lakeville CT US 7.3 
Kulas, Charles John Palo Alto CA US 0.0 
Kulshan Capital Management, LLC 4.1 
Kult Wealth Management Group, LLC Elm Grove WI US 31.3 
Kummer Financial Strategies, Inc. Highlands Ranch CO US 68.9 
Kun-Lun Development Corporation Fremont CA US 0.0 
Kunath Karren Rinne & Atkin Inc. Seattle WA US 628.2 
Kuntz Lesher Capital LLC Lancaster PA US 113.7 
Kurfees Capital Management, LLC Columbus OH US 2.5 
Kuriyama & Co LLC Honolulu HI US 154.9 
Kurt Oelze, Mba 10.1 
Kurtin Financial Advisers, LLC 45.0 
Kusske Financial Management, Inc. Burnsville MN US 0.0 
Kutz and Company Inc. Great Neck NY US 8.0 
KV Services Limited George Town GR 1761.2 
Kvam International Ltd. New York NY US 137.6 
Kvo Capital Management, LLC Hanover NH US 2723.0 
Kwk Management LLC EL Segundo CA US 119.7 
Kyarsip Financial Advisors LLC 10.0 
Kyde Capital Strategies LLC Boulder CO US 20.0 
Kyle Financial Services Milwaukee WI US 93.7 
Kyleshill Financial Planning 2.5 
Kynikos Associates LP New York NY US 6093.3 
Kzm Associates LLC Fairlawn NJ US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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