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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
L & B Realty Advisors, LLP Dallas TX US 0.0 
L & L Investment Company Austin TX US 20.0 
L & M Wealth Management and Retirement Solutions, LLC Oklahoma City OK US 34.0 
L & S Advisors, Inc Los Angeles CA US 215.2 
L&L Financial Services, LLP Mobile AL US 36.0 
L&L Partners Wealth Management, LLC Suffern NY US 25.2 
L&M Financial Services Amherst NY US 0.0 
L. Cooper Investments 69.4 
L. Jane Heist Wealth Management, Inc. 5.2 
L. Patrick Samsell LLC 0.0 
L. Roy Papp & Associates, LLP Phoenix AZ US 580.6 
L.A. Burton & Associates, Inc. Springfield IL US 114.6 
L.A. Waggoner and Co., Inc. Gastonia NC US 0.0 
L.E. Smith & Associates, Inc. Washington Township OH US 0.0 
L.F. Howard Associates Inc Boston MA US 33.1 
L.G. Smith Financial Services Long Beach CA US 0.0 
L.J. Brey, Inc. 40.0 
L.J. Wells Capital Management, LLC Calabasas CA US 1.0 
L.M. Kohn & Company Cincinnati OH US 192.9 
L.M. Wood Cfp 43.0 
L.P. Littlewood and Associates, Inc. Flossmoor IL US 20.0 
L.T.S Capital Management 0.2 
LA Investment Services.com 0.0 
LA Jolla Asset Management, Inc. San Diego CA US 35.1 
LA Jolla Economics LA Jolla CA US 0.0 
LA Jolla Financial Management 0.0 
LA Jolla Institute For Wealth Management LA Jolla CA US 45.0 
LA Loma Capital Berkeley CA US 0.9 
LA Pew Financial Planners 0.0 
LA Tierra Partners, LLC 0.0 
Labrador Investments, LLC Cincinnati OH US 10.4 
Labrum Capital Advisors, LLC Carlsbad CA US 221.1 
Lach Financial Louisville KY US 0.0 
Lacla Investment Advisers Los Angeles CA US 104.6 
LAD Capital, Inc. 0.0 
Ladakos Investment Management and Research 0.0 
Ladd Capital Management LLC New Haven CT US 123.0 
Ladenburg Thalmann Asset Management Inc New York NY US 0.0 
Ladenburg Thalmann Fund Management LLC New York NY US 14.4 
Ladera Investments, LLC Los Altos CA US 20.0 
Lafargue Financial Group, Inc. Fayetteville AR US 3.4 
Lafayette Advisers LLC Lafayette CA US 0.0 
Lafayette Investments, Inc. Ashton MD US 291.8 
Lafayette Research LLC 0.0 
Laffer Investments Inc Nashville TN US 0.0 
Lafise Securities Corporation Miami FL US 0.4 
Lafitte Capital Management LP Austin TX US 62.9 
Laflam and Haggerty Investment Advisers Corp. 13.8 
Lafleur & Godfrey, Inc. Investment Counsel Grand Rapids MI US 438.8 
Lafosse Asset Management Los Gatos CA US 0.0 
Lager & Company, Inc. 55.0 
Lagniappe Capital LLC Menlo Park CA US 24.0 
Laguna Capital Management 7.7 
Laguna Financial Group, Inc. Laguna Beach CA US 67.0 
Laguna Investment Services 0.0 
Lahde Capital Management, LLC Santa Monica CA US 0.0 
Lahey Investment LLC Chicago IL US 25.7 
Lahrman Financial LLC Cincinnati OH US 1.9 
LAI Capital Management LLC 2.4 
Laidlaw Group, LLC Bedford Hills NY US 0.0 
Lain Asset Management & Planning High Point NC US 47.9 
Laine Financial Group, Inc. 5.7 
Laird - Altman Holdings LLC 4.1 
Laird Landon Consulting, Inc. 0.0 
Laird Norton Tyee Asset Strategies, LLC Seattle WA US 1605.4 
Lajala & Associates Campbell CA US 9.1 
Laju Zurich CH 75.0 
Lake Advisory Group, Inc. The Villages FL US 0.0 
Lake Mary Wealth Management, LLC Lake Mary FL US 13.8 
Lake Partners,Inc. Greenwich CT US 242.3 
Lake Shore Capital Management, LLC 0.0 
Lake Shore Enterprises, Inc 2.5 
Lake Street Advisors, LLC Portsmouth NH US 0.0 
Lake Travis Financial Advisors, LLC Austin TX US 20.5 
Lake Union Capital Management, LLC Seattle WA US 78.1 
Lake, Hill & Myers Salt Lake City UT US 0.0 
Lake, Thomas & Eastmond, Inc. Oklahoma City OK US 0.0 
Lakekat Advisory, LLC Wausau WI US 0.0 
Lakeland Investment Advisors, LLC. Sheridan IN US 0.0 
Lakepoint Investment Partners LLC Cleveland OH US 0.0 
Lakeshore Capital Management, Inc Cicero NY US 1.2 
Lakeshore Capital, LLC Birmingham AL US 127.0 
Lakeside Advisors Inc Seattle WA US 183.4 
Lakeside Capital Management LLC Seattle WA US 0.0 
Lakeside Financial 3.0 
Lakeside Financial Services, LLC Cornelius NC US 3.2 
Lakeside Fund, Ltd. Sylvania OH US 0.5 
Lakeside Wealth Management Group, LLC Chesterton IN US 85.5 
Lakeview Asset Management, LLC 15.0 
Lakeview Capital Management LLC Atlanta GA US 89.5 
Lakeview Financial Group LLC Seattle WA US 0.0 
Lakeview Investment Advisors, LLC 25.4 
Lakeway Capital Management, LLC EL Segundo CA US 205.0 
Lakewood Asset Management, LLC 0.0 
Lakewood Capital Management, Inc. Tomball TX US 7.0 
Lakshmi Wealth Management, LLC Naperville IL US 6.5 
LAL Ltd. 11.5 
Lalone Capital Management, LLC 0.3 
LAM Financial Services, Inc. 1.2 
LAM Securities Investments, Inc. 2.0 
Lambert Advisors Radnor PA US 56.9 
Lambert Capital Management 140.0 
Lambert, J Jeffrey Folsom CA US 0.0 
Lambright Financial Solutions, LLC Chicago IL US 0.0 
Lamco Advisory Services Inc. Lake Mary FL US 1494.8 
Lamco LLC New York NY US 47700.0 
Lamco, LLC Kansas City MO US 0.0 
Lamia Financial Group, LLC Thousand Oaks CA US 113.7 
Laminar Direct Capital Gp, Inc. Houston TX US 2370.9 
Lamneth Capital 0.5 
Lamonge Capital Management, LLC Naples FL US 0.2 
Lamont Investment Advisers Corporation Fairfield NJ US 0.0 
Lamont Trading Advisors, Inc. Decatur AL US 8.5 
Lamoreaux Capital Management, LLC Sausalito CA US 109.1 
Lamp Advisory Group, LLC 0.0 
Lampe, Conway & Co. LLC New York NY US 0.0 
Lamplighter Capital Management 0.3 
Lancaster Advisors, LLC 0.0 
Lancaster Capital Management, LLC Burlingame CA US 15.0 
Lancaster Gate Financial Group 0.0 
Lancaster Pollard Investment Advisory Group Columbus OH US 530.0 
Lancaster, Tom 0.0 
Lance Financial Associates, Inc. Burlington MA US 0.0 
Lancz Alan B & Associates Inc Toledo OH US 121.4 
Land Advisory Co., LLC St. Louis MO US 11.9 
Landaas & Company Milwaukee WI US 93.8 
Lander & Associates Inc 52.3 
Landernorth Asset Management, LLC Beachwood OH US 26.1 
Landfall Financial Advisors, Inc. 0.0 
Landgrove Asset Management, LLC Londonerry VT US 23.0 
Landis Financial & Investment Services Columbus OH US 19.0 
Landis Lawrence Laguna Beach CA US 0.0 
Landmark Advisers Inc Simsbury CT US 1081.3 
Landmark Asset Management, LLC Richmond VA US 0.0 
Landmark Capital Inc. Oak Brook IL US 37.5 
Landmark Capital Management, Inc Cincinnati OH US 0.0 
Landmark Equity Advisors LLC Simsbury CT US 0.0 
Landmark Financial Advisors, LLC Bowling Green KY US 0.0 
Landmark Financial Advisory Services, LLC Pittsford NY US 0.0 
Landmark Financial Services, Inc. Augusta ME US 0.0 
Landmark Investment Co. 5.0 
Landmark Partners LLC Simsbury CT US 0.0 
Landmark Realty Advisors LLC Simsbury CT US 823.6 
Landmark Value Investments New York NY US 292.5 
Landoak Securities, LLC Knoxville TN US 25.9 
Landolt Securities, Inc. Oshkosh WI US 15.3 
Landra L. Macy Dba Macy Investments 0.0 
Landry Morin Inc Montreal CA 70.0 
Landstar Management Company, Inc. Houston TX US 0.0 
Landwise Capital Advisors, LLC Lake City FL US 0.0 
Landy Investment Management LLC 0.3 
Lane Brothers & Co Inc Prescott AZ US 57.2 
Lane Douglas C & Associates Inc New York NY US 2252.7 
Lane Financial Management, Inc. Colorado Springs CO US 0.0 
Lane Investment Consulting 3.8 
Lane Ive Capital Management LP Towson MD US 131.0 
Laneve Financial Guidance LLC Lynchburg VA US 6.1 
Lang & Becker, Inc. Washington MO US 12.5 
Lang and Associates Oshkosh WI US 0.0 
Lang Asset Management, Inc. Atlanta GA US 25.0 
Lang Capital Management 0.0 
Langdon Associates,Inc. 13.1 
Langdon Financial Management Inc Springfield IL US 24.3 
Langdon Shaw Associates, Inc. Indianapolis IN US 2.2 
Lange Asset Management, Inc. 18.8 
Lange Financial Group, LLC Pittsburgh PA US 0.0 
Langer Wealth Management LLC Wilmington NC US 15.0 
Langevin Financial Planning 0.0 
Langford Investment Company 5.9 
Langley Financial, LLC 15.5 
Langtree Associates Westminster MA US 0.0 
Langway Capital Management 3.7 
Lanham Odell & Co Inc Hurricane WV US 653.2 
Lanier Asset Management, LLC Louisville KY US 57.1 
Lanigan & Associates, P.C. Thomasville GA US 0.0 
Lanni Capital Investments LLC 0.0 
Lanning Financial Inc. San Francisco CA US 0.0 
Lanphier Capital Management, Inc. 41.0 
Lansdowne Partners Limited London UK 0.0 
Lansdowne Partners Limited Partnership London UK 14942.3 
Lansdowne Wealth Management, LLC Mystic CT US 4.8 
Lansing Investments, LLC 5.0 
Lantern Wealth Advisors, LLC Melville NY US 0.0 
Lantz Wealth Partners, Ltd. Las Vegas NV US 19.8 
Lantzy, Henry V. Walnut Creek CA US 0.5 
Lao, Solomon C. Upland CA US 0.0 
Lapadula Financial Planners 0.0 
Lapenna Investments Inc 0.0 
Lapides Asset Management, LLC Greenwich CT US 532.9 
Lapin, Jamie S. Rockville MD US 15.0 
Lapis Advisers, LP Moraga CA US 28.6 
Laplant Financial Services, Inc. Fairfield CA US 0.0 
Lara, Shull & May, LLC Falls Church VA US 0.0 
Lara, Shull & May, Ltd. Falls Church VA US 204.3 
Laradorbecker Asset Management Corporation The Woodlands TX US 0.0 
Laraway Financial Advisors, Inc. St. Cloud MN US 128.3 
Larch Lane Advisors LLC Rye Brook NY US 1463.5 
Lardiere, Robert F. Nutley NJ US 0.0 
Larimer Capital Corporation Denver CO US 143.2 
Larimer Venture Advisors, Inc. Denver CO US 0.3 
Lark Research, Inc. 0.0 
Larkin & Associates Surprise AZ US 0.0 
Larkins & Associates Financial Services, LLC Augusta GA US 1.0 
Larkmeade Management, LLC Bethesda MD US 9.3 
Larmann Matthew John Cincinnati OH US 10.1 
Larmer & Elstun LLC Lenexa KS US 125.0 
Larner Preferred International Miami FL US 0.0 
Larrea Wealth Management New York NY US 0.0 
Larry B. Harris C/O Skiomore Duncan Harris 7 Burlingham, P.A. Asheville NC US 0.0 
Larry Black Wealth Management 34.0 
Larry C Serr 0.5 
Larry C. Belcher, Cpa/Cfp 1.3 
Larry Cook Associates, LLC Houston TX US 10.5 
Larry D. Sabin and Company 36.0 
Larry Heller & Associates Melville NY US 78.8 
Larry Laws and Associates, Inc. 3.1 
Larry S. Stolzenburg, Cpa, PC 17.0 
Larry Thompson & Associates, Inc. Dallas TX US 125.9 
Larsen Capital LLC Lyndhurst NJ US 15.8 
Larsen Financial Corp Spokane WA US 10.5 
Larsen Financial Services 0.0 
Larson Financial Advisors 0.0 
Larson Financial Advisors, Inc. Irvine CA US 0.2 
Larson Financial Group, LLC Saint Louis MO US 91.0 
Larson Financial Planning, Inc. Winchester MA US 0.0 
Larson Financial Strategies, Inc. 0.8 
Larson Retirement Planning Services Fullerton CA US 24.6 
Larson Wealth Management 0.0 
Larson, Orlan Blaine 8.5 
Larsonallen Financial Minneapolis MN US 1352.4 
LAS Colinas Capital Management, LLC Irving TX US 0.0 
LAS Vegas Investment Advisors 6.0 
Lasabra Consulting & Management, LLC 0.0 
Lasair Capital LLC New York NY US 0.0 
Lasalle Financial Services, Inc. Chicago IL US 373.1 
Lasalle Investment Advisors Pewaukee WI US 52.8 
Lasalle Investment Management (Securities), L.P. Baltimore MD US 9439.1 
Lasalle Investment Management Inc. Chicago IL US 9150.0 
Lasalle Investment Management Securities B.V. Amsterdam NL 1970.7 
Lasalle St. Investment Advisors, L.L.C. Elmhurst IL US 415.0 
Lasalle-Monroe Asset Management Libertyville IL US 15.4 
Lasecke Weil Wealth Advisory Group, LLC Palo Alto CA US 208.6 
Lashbrook Financial Advisors PA FT Lauderdale FL US 8.2 
Lassiter Financial Advisors, LLC Marietta GA US 0.0 
Lassus Wherley & Associates, P.C. New Providence NJ US 330.9 
Lasting Legacy, Ltd. Park Ridge IL US 0.0 
Lasure Capital Management 3.6 
Latash Investments, LLC Anchorage AK US 873.6 
Lateef Investment Management, Lp. Greenbrae CA US 3573.5 
Latere Inc 0.0 
Latham Personal Asset Management Colorado Springs CO US 8.7 
Lathrop Investment Management Corp Little Rock AR US 0.0 
Latigo Partners, L.P. New York NY US 117.0 
Latimer B. Eddy, Cfp Westfield MA US 23.5 
Latitude Advisors, LLC 148.4 
Latitude Capital Management, Inc. Sausalito CA US 4.6 
Latmark Asset Management, LLC Miami FL US 26.7 
Lattice Capital Management LLC Kirkland WA US 173.9 
Lattice Strategies LLC San Francisco CA US 139.7 
Latto, Catherine C. Charleston SC US 0.0 
LAU & Winans International, LLC 0.0 
LAU Associates LLC Greenville DE US 473.7 
Laue Capital Management Inc 21.7 
Lauer, Fromelt Capital Management Ltd. Sioux Falls SD US 144.4 
Laughlin Financial Advisors 4.5 
Laura A. Kuntz, Cpa/Pfs, Mbt Bloomington MN US 0.0 
Laura J. Boxer Registered Investment Advisors, LLC 0.0 
Laureate Wealth Management LLC Chicago IL US 26.0 
Laurel Asset Management, LLC 2.6 
Laurel Capital Advisors LLP New York NY US 10.2 
Laurel Consulting LLC 0.0 
Laurel Financial Consultants, LLC 0.0 
Laurel Financial Group Inc Pittsburgh PA US 58.6 
Laurel Grove Capital LLC Los Angeles CA US 176.9 
Laurel Wealth Advisors, Inc. 150.0 
Laurel Wealth Advisors, LLC Charlotte NC US 136.2 
Lauren Financial Advisors 0.0 
Lauren Wealth Management, LLC 0.0 
Laurence A. Myers Newton KS US 0.0 
Laureola Asset Management Company Naples FL US 21.3 
Lauric & Associates Cpas,Inc. 1.2 
Laurie Z. Hyland, Cfp Boulder CO US 0.0 
Laurus Capital Management, LLC New York NY US 734.1 
Laurus Financial Services Highlands Ranch CO US 0.0 
Laurus Wealth Management Vancouver WA US 0.0 
Laustsen, David Scott Doylestown PA US 0.0 
Lauterbach Financial Advisors, LLC EL Paso TX US 160.3 
Lavely, David Rocky Mount NC US 0.0 
Lavier-Bennett Advisors, LLC 0.2 
Lavin Financial Services San Luis Obispo CA US 0.0 
LAW & Associates Inc Glen Echo MD US 134.3 
LAW Office of John L. Calton 76.3 
LAW Office of Walter E Bak Northampton MA US 0.0 
Lawing Financial Inc Overland Park KS US 725.9 
Lawler Financial Advisory Corporation Peoria IL US 0.0 
Lawley-Courier Advisors, LLC Buffalo NY US 100.3 
Lawmaster Financial, LLC 0.0 
Lawndale Capital Management, LLC Mill Valley CA US 24.2 
Lawrence & Partners LLC Dallas TX US 0.0 
Lawrence Capital Management, Inc. New York NY US 28.0 
Lawrence Financial Planning, LLC Lutz FL US 21.8 
Lawrence Financial Services Jacksonville FL US 0.0 
Lawrence Financial Services 0.0 
Lawrence Garshofsky and Company, LLC Los Angeles CA US 69.8 
Lawrence Global Advisors, Inc. New York NY US 13.0 
Lawrence Investment Co. Kelseyville CA US 11.4 
Lawrence J. Botzman Cfp Somerset KY US 96.0 
Lawrence J. Chazen, Inc. Carmel CA US 6.0 
Lawrence Partners III LLC 0.0 
Lawrence Russell and Company 0.0 
Lawrence W. Kelly & Associates, Inc Pasadena CA US 648.3 
Lawrence Wealth Management, LLC 23.0 
Lawson Financial Group, Inc. 10.0 
Lawson Investment Advisory, LLC 6.1 
Lawson Kroeker Investment Management Inc Omaha NE US 406.2 
Lawson, John R. 3.2 
Lawton Asset Management, Inc 85.0 
Lawyers Investment Management, LLC Sun City AZ US 0.0 
Laxey Partners Limited Isle of Man UK 1021.2 
Layline Capital Management LLC Lake Forest IL US 6.1 
Laywell Financial Resources 7.7 
Lazar Capital, LLC 0.0 
Lazard Alternatives, LLC New York NY US 764.5 
Lazard Asset Management LLC New York NY US 118414.8 
Lazard Wealth Management New York NY US 27.5 
Lazarus Financial Planning 0.0 
Lazarus Management Company LLC Denver CO US 57.9 
Lazor & Marec, AN Arizona Close Corporation 0.0 
LB Asset Management 0.0 
LB&C Richmond VA US 976.0 
LBA Wealth Management, LLC Jacksonville FL US 234.2 
LBI Wealth Management, LLC 988.0 
LBJ Family Wealth Advisors, Ltd. Austin TX US 132.6 
Lbmc Investment Advisors, LLC Brentwood TN US 326.2 
LBS Advisors, Inc. Newport Beach CA US 11.7 
LBS Capital Management Inc 26.9 
LBT Wealth Management, LLC 0.0 
LC Advisors, LLC Redwood City CA US 0.0 
LCA Capital, LLC Jersey City NJ US 2.5 
LCG Associates, Inc. Atlanta GA US 0.0 
LCG Financial Services, Inc. 1.0 
LCG Investments, LLC 0.0 
LCI Advisors Town & Country MO US 36.9 
LCM Capital Management Inc Chicago IL US 93.9 
LCR Asset Management, LLC 0.4 
LCS Bonds & Financial Management Inc. Hingham MA US 0.0 
LCV Capital Management Pittsburgh PA US 9.1 
LCV Wealth Management, Ltd. Rockford IL US 90.9 
LD Lowe Sr. Wealth Advisory Dallas TX US 112.0 
LDL Performance Management, LLC 0.0 
LDM Capital Management Inc. 4.0 
LDV Capital Management, Inc. 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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