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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Leader Capital Corp. Portland OR US 376.4 
Leading Group, Inc. Troy MI US 0.0 
Leading Line, LLC Moline IL US 0.0 
Leahy Wealth Management Group, Inc. 17.1 
Leal Financial Planning Campbell CA US 0.0 
Leamnson Capital Advisory, LLC Reston VA US 0.0 
Leap Wealth Management Dallas TX US 45.0 
Leathe & Associates, LLC Portsmouth NH US 16.0 
Leavell Investment Management, Inc. Mobile AL US 0.0 
Leaving IT Better 4.5 
Leavitt Capital Management Inc Northbrook IL US 339.4 
Lebeau Financial Advisory 0.0 
Lebed Asset Management LLC Boston MA US 16.9 
Lebenhart, Seckendorf, Hasson & Reilly Cpa'S, LLC Lake Success NY US 0.0 
Leber-Andesa Advisors, Inc. 113.0 
Leblanc Financial Associates, LLC 0.0 
Lebrigh Life Planners 5.3 
Lebrun Investment Management, Inc. 5.0 
Lechner, Victoria M. North Attleboro MA US 31.0 
Lecount R. Davis, Cfp 4.0 
Leda Trust LLC 0.0 
Lederer & Associates Investment Counsel Long Beach CA US 90.2 
Lederer Private Wealth Management, LLC Sacramento CA US 0.0 
Ledgewood Wealth Advisors, LLC Exeter NH US 86.6 
Lednam Enterprises, LLC Riverwoods IL US 0.0 
Ledonne Advisory Services Armonk NY US 61.9 
Lee C. Arbogast, Inc. Oklahoma City OK US 9.0 
Lee Capital Management 19.3 
Lee Danner & Bass Inc Nashville TN US 878.9 
Lee E. Holland, Cpa, Cfp Northville MI US 19.0 
Lee Financial Associates, Inc. Ellicott City MD US 0.0 
Lee Financial Corp Dallas TX US 898.9 
Lee Financial Group Inc. Honolulu HI US 354.2 
Lee Financial Group, Inc. Columbia MD US 0.0 
Lee Harris Capital Management Inc 19.6 
Lee Investment Consulting 0.0 
Lee Investment Management LLC 0.0 
Lee Johnson Capital Management, LLC Fort Worth TX US 98.1 
Lee Krasner Group Ltd Providence RI US 42.9 
Lee Magee 0.0 
Lee Overlay Partners Ltd Dublin 4 IE 8281.3 
Lee R. Robinson & Associates Stockton CA US 0.0 
Lee Richard Riegler, Jr. Troy MI US 2.8 
Lee Slater + Associates 1.2 
Lee, James, Gao 0.0 
Lee, Kimun San Francisco CA US 6.4 
Lee, Victor New York NY US 0.0 
Lee, William H 0.0 
Lee-Way Financial Services, Inc Hattiesburg MS US 11.5 
Leeb Capital Management, Inc. New York NY US 120.4 
Leechgary Asset Management LLC Atlanta GA US 15.0 
Leedom Asset Management, Inc. 1.2 
Leerink Swann LLC Boston MA US 38.9 
Leeward Advisors LLC Phoenix AZ US 11.7 
Leeward Hedge Funds Inc. Toronto CA 171.2 
Leeward Investments, LLC Kentfield CA US 5.0 
Lefavi Wealth Management Salt Lake City UT US 0.0 
Lefevre & Associates 10.0 
Lefkowitz & Company San Francisco CA US 0.2 
Legacy Advisors 1.4 
Legacy Advisors Group 0.0 
Legacy Advisors Wealth Mgmt, Inc. Hingham MA US 0.0 
Legacy Advisors, Inc. Montgomery AL US 21.2 
Legacy Advisors, LLC Plymouth Meeting PA US 370.1 
Legacy Advisory Group Overland Park KS US 40.0 
Legacy Advisory Services, Inc. Petaluma CA US 31.1 
Legacy Advisory Services, LLC Exton PA US 17.4 
Legacy Asset Management, Inc. Houston TX US 135.8 
Legacy Asset Management, Inc. Reston VA US 0.0 
Legacy Asset Management, Inc. Fountain Hills AZ US 0.0 
Legacy Asset Strategies LLC Charleston WV US 3.4 
Legacy BY Design Chico CA US 0.0 
Legacy Capital Group California, Inc. Los Gatos CA US 302.6 
Legacy Capital Group LLC Englewood CO US 4.0 
Legacy Capital Management Inc Roseville CA US 115.9 
Legacy Capital Partners, Inc. Milwaukee WI US 214.9 
Legacy Consulting Group Plano TX US 0.0 
Legacy Consulting, LLC Dba Legacy Financial Services Lakewood CO US 4.5 
Legacy Estate Planning Group, Inc. Omaha NE US 0.0 
Legacy Family Office, LLC Estero FL US 43.1 
Legacy Financial Strasburg VA US 0.0 
Legacy Financial Advisors Tucson AZ US 2.5 
Legacy Financial Advisors Corporation Bloomington MN US 124.2 
Legacy Financial Advisors, Inc. Covington KY US 0.0 
Legacy Financial Advisors, LLC Hattiesburg MS US 3.0 
Legacy Financial Advisors, LLC 0.0 
Legacy Financial Advisors, LLC Grand Rapids MI US 23.5 
Legacy Financial Consultants, LLC 0.0 
Legacy Financial Group Torrance CA US 72.1 
Legacy Financial Group, LLC Des Moines IA US 0.0 
Legacy Financial Planners LLC Carmel IN US 0.0 
Legacy Financial Planning, LLC Mobile AL US 0.0 
Legacy Financial Services Group, LLC Traverse City MI US 62.3 
Legacy Financial Services, Inc. Lexington MA US 33.9 
Legacy Financial Services, LLC Kennesaw GA US 104.2 
Legacy Financial Solutions, Inc. Manchester NH US 8.7 
Legacy Financial Strategies, Inc. Hermitage PA US 0.0 
Legacy Financial, LLC Beaufort SC US 11.3 
Legacy Global Management, L.L.C. Chesapeake VA US 0.0 
Legacy Group Tyler TX US 7.7 
Legacy Harbor Plano TX US 9.8 
Legacy Innovations, Inc. Galesburg IL US 0.0 
Legacy Investment Advisors 24.8 
Legacy Investment Advisors Inc. Braintree MA US 3.5 
Legacy Investment Advisors, LLC 0.0 
Legacy Investment Advisors, LLC Mt. Laurel NJ US 0.0 
Legacy Investment Advisors, LLC Voorhees NJ US 4.7 
Legacy Investment Group, LLC Malvern PA US 0.5 
Legacy Investment Management, LLC 0.0 
Legacy Investment Management, LLC Leawood KS US 0.0 
Legacy Investment Management, LLC 0.0 
Legacy Investment Partners, LLC Leawood KS US 122.0 
Legacy Investment Services, LLC Rancho Cucamonga CA US 0.0 
Legacy Investment Strategies Gretna LA US 23.7 
Legacy Money Management, LLC Auburn Hills MI US 0.0 
Legacy Partners Financial Group, LLC Woodstock GA US 21.5 
Legacy Planning Concepts, LLC Tempe AZ US 0.0 
Legacy Planning Group Midvale UT US 0.0 
Legacy Planning Group Inc. Lake Success NY US 0.0 
Legacy Planning Group, Inc Suwanee GA US 0.0 
Legacy Private Wealth Management Farmington Hills MI US 27.0 
Legacy Resources 0.0 
Legacy Road LLC Beverly Hills CA US 0.0 
Legacy Trust Advisors Lake Mary FL US 8.7 
Legacy Wealth Las Vegas NV US 0.0 
Legacy Wealth Advisors, Inc. Waxahachie TX US 27.1 
Legacy Wealth Advisors, LLC San Jose CA US 64.7 
Legacy Wealth Advisors, LLC Tampa FL US 27.1 
Legacy Wealth Advisors, LLC Bloomington MN US 5.3 
Legacy Wealth Advisors, LLC Wheat Ridge CO US 0.0 
Legacy Wealth Counselors Wimberley TX US 9.7 
Legacy Wealth Management Inc Memphis TN US 783.0 
Legacy Wealth Management, LLC Brown Deer WI US 15.6 
Legacy Wealth Management, LLC Edmond OK US 14.0 
Legacy Wealth Partners, LLC Overland Park KS US 7.4 
Legacy Wealth Planning, LLC Overland Park KS US 6.4 
Legacy Wealth Services, LLC 3.0 
Legacy Wealth Solutions, LLC Mill Valley CA US 0.0 
Legacyone Advisors, LLC 0.0 
Legacytexas Wealth Advisors, LLC Plano TX US 130.0 
Legagroup, LLC 0.0 
Legal Advantage Investments, Inc. 39.7 
Legatia Wealth Advisors LLC Bloomfield Hills MI US 0.0 
Legato Capital Management LLC San Francisco CA US 0.0 
Legatrust Financial Advisors, Inc. Saint Louis MO US 4.6 
Legend Advisory Corp Palm Beach Gardens FL US 1741.7 
Legend Capital Management, LLC 13.7 
Legend Financial Advisors Inc Pittsburgh PA US 375.7 
Legend Financial Advisory, L.L.C. 0.0 
Legend Merchant Group, Inc. New York NY US 11.0 
Legend Wealth Management, LLC Highland Heights OH US 0.0 
Legg Mason Capital Management Baltimore MD US 5851.3 
Legg Mason Capital Management Baltimore MD US 1909.6 
Legg Mason Capital Management, LLC Baltimore MD US 13334.3 
Legg Mason Fund Adviser Inc Baltimore MD US 14901.0 
Legg Mason Global Asset Allocation, LLC New York NY US 5348.4 
Legg Mason Investment Counsel Baltimore MD US 1642.0 
Legg Mason Investment Counsel, LLC Baltimore MD US 7171.9 
Legg Mason Partners Fund Advisor, LLC New York NY US 147364.0 
Legg Mason Private Portfolio Group, LLC New York NY US 32544.1 
Legg Mason Real Estate Services Inc Philadelphia PA US 1624.9 
Legionce Investment Advisors, LLC Denver CO US 17.0 
Lehi Partners, LLC Lehi UT US 3.0 
Lehman Brothers Asset Management Inc. New York NY US 0.0 
Lehman Brothers Inc. New York NY US 32840.0 
Lehman Brothers Private Equity Advisers LLC New York NY US 764.2 
Lehman Brothers Private Fund Advisers, LP New York NY US 201.6 
Lehman Brothers Private Fund Management, LP New York NY US 201.6 
Lehman Financial Corporation Noblesville IN US 0.0 
Lehman Financial Group, Inc. Elkhart IN US 0.0 
Lehman Financial Resources, Inc. Media PA US 337.7 
Lehman, Clark M Greenbrae CA US 20.1 
Lehman, J.F. Midland MI US 67.0 
Lehrer Financial & Economic Advisory Services Houston TX US 0.0 
Lehrer Management Co Inc Cupertino CA US 0.0 
Leigh Baldwin & Co., LLC Cazenovia NY US 9.4 
Leisure Capital Management, Inc. Costa Mesa CA US 226.9 
Lejeune Puetz Investment Counsel Traverse City MI US 0.0 
Leland A. Parker & Associates, Inc. 8.7 
Leman Financial Advisors, Inc. Fort Wayne IN US 0.0 
Lemans Portfolio Design L.L.C. 31.0 
Lemieux Investment Strategies, L.L.C. Swartz Creek MI US 0.0 
Lemley Yarling Management Co Hinsdale IL US 41.0 
Lemme Investment Group, Inc. 5.5 
Lemon Bay Asset Management, Inc. Englewood FL US 0.0 
Lenander Financial Advisory, Inc. Richfield MN US 25.6 
Lenet Financial Resources, LLC 0.0 
Lenger Asset Management, LLC 10.0 
Lenihan Ginger Vallery Cfp 109.6 
Lenington Financial Portland OR US 0.0 
Lenk Ladner Investment Solutions LLC Osterville MA US 86.8 
Lennox Financial Swampscott MA US 8.5 
Lenox Advisors, Inc. New York NY US 0.0 
Lenox Capital Management, Inc. New Lenox IL US 40.2 
Lenox Wealth Management, Inc. Cincinnati OH US 546.0 
Lentz Financial Planning, LLC 0.0 
Lentz+lentz Strategic Investment Advisors, Inc. Reno NV US 52.0 
Lenz Integrity Financial 0.0 
Leo E. Dodd Claymont DE US 0.0 
Leo M. Klein, Cpa 0.0 
Leonard A. Grey Investment Advisory Services, LLC Farmington Hills MI US 0.0 
Leonard and Company Troy MI US 226.7 
Leonard Asset Management, Inc. Troy MI US 0.0 
Leonard Financial Group Melbourne FL US 15.0 
Leonard Investment Advisors Inc. Oklahoma City OK US 22.7 
Leonard J. Lamberti, Cfp 0.0 
Leonard Rickey Investment Advisors, P.L.L.C. Yakima WA US 0.0 
Leonard Wealth Management, Inc. Redondo Beach CA US 180.0 
Leonard Weinstein 2.5 
Leonetti & Associates Inc Buffalo Grove IL US 386.7 
Leonetti & Associates, LLC Buffalo Grove IL US 475.6 
Leonhardi Investment Management, Inc. Los Angeles CA US 14.9 
Lepercq DE Neuflize Asset Management LLC New York NY US 170.4 
Lepercq Lynx Investment Advisory LLC Washington DC US 1022.4 
Lephew Financial Services, Inc. Rock Hill SC US 82.8 
Lepine Financial Advisors, Inc. Cumberland RI US 0.0 
Lepore Financial Services LLC Pt. Pleasant NJ US 3.7 
Leppla Capital Management LLC 0.0 
LER Financial Services LLC Bradenton FL US 0.4 
Lerman Financial Group, Inc. 16.0 
Les H. Kern 0.0 
Lesa Feuillet Haas Hagerstown MD US 0.0 
Lesa Sroufe & Company, Inc. Seattle WA US 499.9 
Lesesne Capital Management Inc Atlanta GA US 217.7 
Lesjak Planning Corp Westlake OH US 162.0 
Lesko Securities, Inc. Binghamton NY US 3.0 
Leslie Boggess Financial Services 0.0 
Leslie Financial LLC 0.0 
Lesses, Maurice F 0.4 
Lester George Jackson Park Ridge IL US 65.4 
Lester P Hauschild New Castle PA US 15.2 
Lester, Mary L. 0.0 
Letendre, Christopher J. 0.0 
Letko Brosseau Investment Management Montreal, Quebec CA 87.2 
Letson Investment Management, Inc. 41.6 
Leumas Advisors, LLC 0.0 
Leumi Investment Services Inc. New York NY US 0.0 
Leupold Financial Planning Associates, Inc. Somers Point NJ US 1.2 
Leuthold Weeden Capital Management Minneapolis MN US 3951.1 
Leutwiler Financial Services 0.0 
Level Four Advisory Services Plano TX US 81.8 
Level Partners, LLC Columbus OH US 4.4 
Levelland Global Advisors, LLC 0.0 
Levi Financial Group LLC Stamford CT US 0.0 
Levin & Company Allentown PA US 11.9 
Levin & Levy, LLP Northbrook IL US 0.0 
Levin Capital Strategies, L.P. New York NY US 4421.5 
Levin Financial Planning Wayland MA US 0.0 
Levin Financial Services, Inc. Owings Mills MD US 0.0 
Levine Leichtman Capital Partners, Inc. Beverly Hills CA US 2028.1 
Levine, Cynthia Kay 0.0 
Levitt Betzelberger Weinrich, Inc. Overland Park KS US 18.0 
Levitt Capital Management LLC Boca Raton FL US 493.5 
Levy, Harkins & Co., Inc. New York NY US 191.5 
Lewellyn Financial Management Medford OR US 8.0 
Lewin Art LLC Issaquah WA US 0.0 
Lewinter Wealth Advisors, LLC 0.0 
Lewis & Clark Fund Advisers, LLC Fargo ND US 10.0 
Lewis & Mathews Investment Management, Inc. Menlo Park CA US 272.0 
Lewis Advisory Group San Diego CA US 33.9 
Lewis Asset Management Lafayette CA US 39.2 
Lewis Capital Management Beverly Hills CA US 78.8 
Lewis Capital Management 3.8 
Lewis Capital Management 101.1 
Lewis Capital, Inc. 1.5 
Lewis David Jacobs Chestnut Hill MA US 0.0 
Lewis Financial Management, LLC Raleigh NC US 140.6 
Lewis Hanson and Company, Inc. Albany OR US 0.0 
Lewis Investment Counsel Acworth GA US 0.3 
Lewis Investor Coaching LLC Hendersonville NC US 0.0 
Lewis Lacey Capital Management, LLC 3.7 
Lewis Management Baltimore MD US 50.4 
Lewis Wealth Management, LLC Littleton CO US 15.8 
Lewis, Birch & Ricardo, LLC Clearwater FL US 0.0 
Lewis, Robert L. New York NY US 1.7 
Lewis, Thomas Cassidy III 0.0 
Lewis-Berkeley Asset Management 1.0 
Lex Talionis Capital Management,LLC 6.7 
Lexco Wealth Management, Inc. Tarrytown NY US 0.0 
Lexicord Capital LLC 0.9 
Lexington Advisors Inc New York NY US 6079.5 
Lexington Advisors LLC 9.2 
Lexington Advisory Services Santa Ana CA US 0.0 
Lexington Asset Management, Inc. Houston TX US 96.1 
Lexington Avenue Capital Management, LLC New City NY US 2.4 
Lexington Capital Management, Inc. Campbell CA US 20.7 
Lexington Financial Group Lexington MA US 0.0 
Lexington Financial Planning Group Braintree MA US 0.0 
Lexington Financial Services, Inc. 17.6 
Lexington Investment Company, Inc. Lexington KY US 2.6 
Lexington Investment Counsel Daytona Beach FL US 79.9 
Lexington Research & Capital Group 0.0 
Lexington Wealth Management, Inc. Lexington MA US 470.0 
Lexion Capital Management LLC New York NY US 15.4 
Lextin Advisors, LP Mclean VA US 0.0 
Leylegian Investment Management, Inc 13.1 
Lfa Lugano - Ticino CH 195.0 
LFG Advisory Services Cincinnati OH US 0.0 
LFL Wealth Advisory Services, LLC Fort Lee NJ US 0.0 
LFS Asset Management, LLC San Mateo CA US 43.0 
LFS Ria, LLC 7.5 
LG Capital Management, LP Owings Mills MD US 13.7 
LG Investment Advisors Chicago IL US 0.0 
Lgc&D Wealth Management, LLC Providence RI US 30.1 
LGK Advisors, L.P. New York NY US 187.9 
LGL Partners, LLC Bala Cynwyd PA US 632.0 
LGT Financial Advisors, LLC Dallas TX US 80.5 
LHF Wealth Advisory Services LLC New York NY US 3.0 
Lhmp Financial & Insurance Services Pasadena CA US 0.0 
LHO Group, Inc Westport CT US 10.8 
LHS Capital Management, LLC 0.9 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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