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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Lobdell Capital Management LLC San Francisco CA US 6.0 
Lochinvar Financial Planning, Inc. 0.9 
Lock Capital Management LLC Ridgefield CT US 0.0 
Locke Capital Management Inc Newport RI US 1278.4 
Locke Financial Services, Inc. Palatine IL US 31.6 
Locker Financial Services, LLC Little Falls NJ US 25.8 
Lockton Financial Advisors, LLC Los Angeles CA US 0.0 
Lockton Investment Advisors, LLC Kansas City MO US 0.0 
Lockwood Advisors Inc Malvern PA US 2972.5 
Lockwood Capital Management, Inc Malvern PA US 988.0 
Lodestar Advisory Group, LLC Short Hills NJ US 10.8 
Lodestar Investment Counsel, LLC Chicago IL US 585.2 
Lodestar Private Asset Management LLC Alamo CA US 205.8 
Lodestone Financial Planning Manchester NH US 8.6 
Lodh Private Equity AG Zurich CH 1807.3 
Loeb Capital Management New York NY US 404.0 
Loeb Capital Management New York NY US 43.8 
Loeb Partners Corporation New York NY US 91.1 
Loeb Partners Management Inc New York NY US 46.1 
Loehr Financial Planning Services, Inc. Fishers IN US 0.0 
Loehr Management Services 2.4 
Loeser D R & Co Inc 2.5 
Loewenberg R E Capital Management Corp New York NY US 379.4 
Loewinger Financial Planning Leesburg VA US 26.6 
Lof Lopez & Associates, LLC Tucson AZ US 28.9 
Lofaro Financial Group, Inc. Glendale CA US 16.9 
Lofticon Enterprises Las Vegas NV US 2.1 
Loftus Investment Advisors Gold River CA US 49.0 
Logan Capital Management Inc Ardmore PA US 1243.7 
Logan Circle Partners, L.P. Philadelphia PA US 9880.5 
Logan Partners Incorporated 4.0 
Logan, Kevin Christopher Sacramento CA US 0.0 
Logic Capital Management, LLP Houston TX US 37.8 
Logic Gate Capital Management, LLC 0.0 
Logical Wealth Management Inc. Sparks NV US 26.0 
Logictrader LLC 0.2 
Logix Investment Management 32.8 
Logos Capital Management, LLC New York NY US 45.6 
Logrus Management, LLC Louisville CO US 0.9 
Logue Financial Planning Hinsdale IL US 6.0 
Lombard Advisers Incorporated Baltimore MD US 3.6 
Lombard Street Partners, LLC Danville CA US 17.0 
Lombard-Smith Investments, Inc Oklahoma City OK US 13.4 
Lombardia Capital Partners, LLC Pasadena CA US 1360.9 
Lonano Financial Advisors, Inc. Greensboro NC US 1.8 
Londinium Asset Management Ltd. 98000 Principality of Monaco MC 32.0 
London and Capital Investment Advisors, Inc. London UK 202.8 
London Co of Virginia Richmond VA US 788.0 
London Wall Capital Management, LLC Twinsburg OH US 25.0 
Lone Peak Asset Management, Inc. Alpine UT US 20.0 
Lone Star Capital Management Inc. 0.0 
Lonestar Registered Investment Advisors, Pllc Lubbock TX US 0.1 
Long & Associates LLC Chicago IL US 2.1 
Long Investment Advisory, Inc. Reedley CA US 92.8 
Long Island Financial Advisors, Inc. Medford NY US 54.5 
Long Island Wealth Management, Inc. 28.0 
Long March Capital, LLC 1.8 
Long Meadow Financial Services, LLC 1.9 
Long Run Financial, Ltd 0.6 
Long Shadows Asset Management, LLC Hillsborough CA US 7.2 
Long View Financial Services, Inc 8.3 
Long Wharf Investors Boston MA US 110.5 
Long-Term Solutions, LLC San Francisco CA US 117.8 
Longacre Fund Management, LLC New York NY US 1143.4 
Longboard Capital Advisors, LLC 4.0 
Longboat Key Financial Group, LLC Longboat Key FL US 33.9 
Longbow Asset Management Company Tulsa OK US 31.9 
Longbow Capital Partners, L.P. New York NY US 900.0 
Longbow Research, LLC Independence OH US 0.0 
Longden, Marsden W. 2.2 
Longer Investments Inc Fayetteville AR US 134.3 
Longfellow Investment Management Co. LLC Boston MA US 1651.9 
Longhorn Capital Management, LLC 60.0 
Longhorn Capital Partners, L.P. Dallas TX US 177.1 
Longhorn Investments, Inc. Boynton Beach FL US 2.3 
Longleaf Financial Advisors, LLC Aiken SC US 0.0 
Longleaf Financial Advisors, LLC Albany GA US 56.3 
Longpoint Financial Planning Concord MA US 13.0 
Longrun Capital Management LLC 21.4 
Longship Advisers, LLC Minneapolis MN US 7.0 
Longstreet Advisors, LLC Bethesda MD US 0.0 
Longview Asset Management, LLC Santa FE NM US 31.7 
Longview Financial Advisors,LLC Wilmington DE US 80.7 
Longview Financial Services, LLC New Bern NC US 4.9 
Longview Financial, Inc. 1.2 
Longview Partners (Guernsey) Limited St. Peter Port GU 2008.9 
Longview Partners L.P. London UK 2008.9 
Longview Planner, Inc. Mountain View CA US 0.0 
Longview Wealth Management Atlanta GA US 140.6 
Longview Wealth Management, LLC 5.0 
Longview, Inc. Longwood FL US 9.3 
Longvue Advisors LLC Boston MA US 583.5 
Longvue Capital Management 2.7 
Longwood Investment Advisors, Inc. 4.0 
Lookout Mountain Capital, Inc. Lookout Mountain TN US 55.7 
Loomis, Sayles & Company, L.P. Boston MA US 102055.8 
Loop Capital Advisors, LLC Chicago IL US 0.0 
Lopez Wealth Management, LLC Abingdon VA US 48.0 
Lord & Gladden, Inc. La Mesa CA US 0.0 
Lord & Sanborn, Inc. Concord NH US 20.5 
Lord Capital Management LLC 6.2 
Lord, Abbett & Co. LLC Jersey City NJ US 87016.4 
Loren D. Stark Co., Inc. Houston TX US 0.0 
Lorence & Vander Zwart Holland MI US 64.1 
Lorente Fletcher, LLC 0.4 
Loretta Nolan Associates, LLC Old Greenwich CT US 43.5 
Lori T. Williams, PC 0.0 
Loring Advisory Group Greenville RI US 0.0 
Loring, Wolcott & Coolidge Fiduciary Advisors, LLP Boston MA US 3590.9 
Lorraine A. Jordan Financial Services 0.0 
Los Altos Financial Services Advisors, LLC Los Altos CA US 2.8 
Los Angeles Capital Management and Equity Research, Inc. Los Angeles CA US 4363.4 
Los, Walter 1.5 
Losch Management Company Orlando FL US 14.0 
Lotsoff Capital Management Chicago IL US 2587.6 
Lottman Financial Group Monrovia CA US 7.0 
Lottsa Financial Services, Inc. Minneapolis MN US 0.4 
Lotusgroup Advisors 0.0 
Lotzer & Co.,inc. Shorewood WI US 5.2 
Loucks & Weaver Financial, Inc. Elkhart IN US 3.8 
Loudon Investment Management, LLC West Lebanon NH US 57.6 
Loudoun Capital Management Leesburg VA US 3.0 
Lough Investment Advisory, LLC Clearwater FL US 11.0 
Louis Barajas & Associates Santa FE Springs CA US 20.5 
Louis Pauls & Co. Galveston TX US 0.0 
Lountzis Asset Management, LLC Wyomissing PA US 50.5 
Lourd Capital Management Beverly Hills CA US 214.1 
Loveland & Bastian Financial Services Group, LLC Mt. Pleasant SC US 7.0 
Loveless & Co Inc San Francisco CA US 62.8 
Loveless Wealth Management, LLC Billings MT US 64.1 
Lovell Incorporated 0.0 
Lovetere Financial LLC 17.2 
Lovett Investment Consulting LLC 116.9 
Lowder Brian D Inc San Diego CA US 154.7 
Lowe Enterprises Investment Management, LLC Los Angeles CA US 2265.2 
Lowe FS Columbia MD US 93.7 
Lowell and Company Inc Lubbock TX US 28.0 
Lowell Blake & Associates Inc. Boston MA US 510.7 
Lowell Capital Management, LLC EL Segundo CA US 3.4 
Lowenberg Wealth Management Group, Inc. Austin TX US 0.0 
Lowenhaupt Global Advisors, LLC St. Louis MO US 595.7 
Lowery Asset Consulting, LLC Chicago IL US 267.6 
Lowery Thomas, LLC Lafayette CA US 78.9 
Lowry Financial Advisors Gainesville FL US 0.0 
Lowry Hill Investment Advisors Inc Minneapolis MN US 3950.2 
Loyalhanna Capital Management, LLC 0.4 
Loynd Capital Management Marblehead MA US 12.0 
Lpc Realty Advisors I Ltd Chicago IL US 664.8 
Lpl Financial Corporation Boston MA US 48292.2 
Lrd Management Group Bethesda MD US 0.0 
Lrn Associates Ltd. 17.5 
LS Investment Advisors, LLC Bloomfield Hills MI US 1124.5 
Lsb Associates, Ltd. Westmont NJ US 1.5 
Lsgi Advisors, Inc. Duncanville TX US 14.7 
Lsmpt Financial Advisors, LLC Fairfield NJ US 0.0 
Lsv Asset Management Chicago IL US 40000.0 
Ltbc Capital Advisors LLC 4.5 
Ltg Capital LLC 27.2 
Ltsave, Inc. Boston MA US 26.0 
Lubbock Financial Services, Inc. 7.3 
Luby Advisory Services, LLC Dallas TX US 13.0 
Lucas Capital Advisors 9.7 
Lucas Capital Management, L.L.C. Red Bank NJ US 644.1 
Lucas Group Financial Planners, Inc. Sacramento CA US 7.6 
Luce Capital Management, LLC Centennial CO US 0.0 
Lucern Wealth Management, LLC Orlando FL US 0.0 
Lucerne Capital Management, LLC Harrison NY US 109.0 
Lucey Investment Management, LLC 8.3 
Lucid Advisors, Inc. Seattle WA US 229.4 
Lucid Asset Management, LLC Westport CT US 21.2 
Lucidamp Financial 0.0 
Lucien Stirling & Gray Advisory Group Inc Austin TX US 53.8 
Luck, Michael Andrew John 0.0 
Lucrum Capital, LLC San Francisco CA US 60.0 
Ludeman Capital Management, Inc. Bellingham WA US 78.3 
Ludwick & Shirman Boulder CO US 50.0 
Luesink Financial Planning New York NY US 1.3 
Lugano Financial LLC Miami FL US 0.0 
Luke Financial Company, LLC Dallas TX US 9.0 
Luma Capital Naples FL US 139.0 
Lumbard Investment Counseling LLC Hollis NH US 57.4 
Lumen Advisors, LLC San Franscisco CA US 13.1 
Lumen Capital Management, L.L.C. River Forest IL US 13.0 
Lumina Fund Management LLC New York NY US 40.0 
Luminous Capital, LLC Los Angeles CA US 2260.2 
Lummis Asset Management, L.P. Fort Worth TX US 42.3 
Luna Investment Services Inc. 3.9 
Lunda Financial Services 0.0 
Lundquist, Schiltz and Associates, Inc. Des Moines IA US 49.2 
Lundy Allard Wealth Management, LLC Rogers AR US 0.0 
Lunsford Financial Planning, Inc. 2.7 
Lunt Capital Management Inc. Salt Lake City UT US 29.5 
Lurie Davis Wealth Management 0.0 
Lusight Research Toronto CA 0.0 
Lusitania Asset Management LLC West New York NJ US 0.1 
Lussenheide Capital Management, Inc Lake Elsinore CA US 4.0 
Lustgarten Financial Services, Inc. Ithaca NY US 8.6 
Lustrin Financial, LLC New York NY US 33.9 
Luth Investment Advisors LLC 2.4 
Luther Dearborn Investment Advisory Inc Northbrook IL US 25.7 
Luther Forest Wealth Advisors, L.L.C. Malta NY US 33.6 
Luther King Capital Management Corporation Fort Worth TX US 7325.2 
Luthman Financial Management & Investment Company, LLC 12.8 
Lutz Financial Omaha NE US 185.8 
Lutz, Thomas P. Pittsburgh PA US 2.0 
Luxor Capital Group, LP New York NY US 1088.0 
Lvl Financial, Inc. Atlanta GA US 0.0 
Lvm Capital Management Ltd Portage MI US 373.7 
Lwi Financial Inc. San Jose CA US 3923.8 
Lyceum 0.0 
Lydia Capital, LLC Boston MA US 49.0 
Lydian Asset Management LP Westport CT US 850.0 
Lydian Private Bank Palm Beach Gardens FL US 47.0 
Lydian Wealth Management Company, LLC Rockville MD US 5743.2 
Lyford Group Asset Management Ltd. Nassau BA 52.5 
Lyford Group International Ltd. New York NY US 59.7 
Lyle & Forsyth Investment Managers San Rafael CA US 128.8 
Lyle, Walker & Co., P.A. Ridgeland MS US 0.0 
Lyman Advisors 0.0 
Lyn S. Pring, Inc. Fort Collins CO US 15.2 
Lynch & Associates Newburgh IN US 168.2 
Lynch & Associates Boston MA US 0.0 
Lynch Capital Management St. Petersburg FL US 2.0 
Lynch Carl Clyde 25.0 
Lynch Financial Advisors Roseville CA US 0.0 
Lynch Financial Group Dublin OH US 36.0 
Lynch Investment Counsel, LLC New Bedford MA US 21.9 
Lynch Investment Management Modesto CA US 9.8 
Lynch Investment Planning 9.5 
Lynch Investments 0.0 
Lynch, Winton & Associates, LLC 2.6 
Lyndhurst Investmentconsulting, Inc. Richmond VA US 0.0 
Lynmar Capital Group,Inc Marlton NJ US 1032.3 
Lynn Finkelstein & Co.,inc. Delray Beach FL US 14.3 
Lynn H. Orr Capital Management Group, Inc. Marco Island FL US 25.0 
Lynn T. Levy, MD 12.5 
Lynx Capital Group LLC Sacramento CA US 0.1 
Lynx Capital Group Ltd 21.5 
Lynx Investment Advisory,LLC Washington DC US 1186.0 
Lyon and Small Investors, Inc. Emeryville CA US 6.0 
Lyon Capital Management, LLC Pittsford NY US 22.7 
Lyons Asset Management Stonington CT US 1.6 
Lyons Asset Management Lake Charles LA US 3.7 
Lyons Den Capital, LLC 1.5 
Lyons Financial Resources 12.3 
Lyra Capital LLC New York NY US 350.1 
Lyric Advisors Inc. Boca Raton FL US 220.0 
Lyster Watson & Company New York NY US 1415.4 
Lytle Investments Grand Island NY US 56.0 
Lyz Capital Advisors LLC Stamford CT US 310.2 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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