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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Mobjack Investments 1.3 
Mockingbird Holdings, LLC Houston TX US 32.4 
Mode Capital Management, Inc. Edina MN US 0.0 
Modera Wealth Management Old Tappan NJ US 365.5 
Modern Asset Management LLC Columbus NE US 5.4 
Modern Asset Management LLC New York NY US 168.0 
Modern Capital Associates, Inc. Jericho NY US 8.0 
Modern Portfolio Consultants, LLC 310.0 
Modern Portfolio Managemnt Inc Holland OH US 266.0 
Modern-Wealth, LLC 0.0 
Modica Financial & Tax Services Atascadero CA US 1.2 
Modiri Asset Management Laguna Hills CA US 3.3 
Modular Financial Solutions, Inc. Tempe AZ US 4.0 
Moe Investment Management, LLC Spokane WA US 1.0 
Moeller, Michael William Plain City OH US 0.0 
Moga Advisory Services, Inc. Franklin PA US 0.0 
Mogul Wealth Management, Inc. Torrance CA US 29.0 
Mohawk Asset Management Inc 11.8 
Mohican Financial Management, LLC Cooperstown NY US 160.8 
Mohon Capital Management 3.3 
Moirai Capital Management LLC San Francisco CA US 49.3 
Moisand Fitzgerald Tamayo, LLC Maitland FL US 148.3 
Mok Capital Management Los Altos CA US 32.2 
Moldenhauer & Company, Inc. Tyrone GA US 9.0 
Moler Capital Management Irvine CA US 66.4 
Molewski Financial Partners Bethlehem PA US 1066.2 
Moller Financial Services Northfield IL US 180.6 
Mollot & Hardy, Inc. Amherst NY US 0.0 
Moloco Capital Partners LLC 5.0 
Moloney Securities Co., Inc. Manchester MO US 25.4 
Molotsky Tax Advisory Group, LLC Collingswood NJ US 3.0 
Molter Brennan & Co. 2.0 
Molumphy Capital Management San Francisco CA US 33.5 
Momentum Capital Management 1.7 
Momentum Funds 0.0 
Momentum Investing.com 0.3 
Mona Moore & Associates 1.0 
Monaco Capital Management, LLC Virginia Beach VA US 25.2 
Monaco Wealth Management LLC 7.3 
Monaco Wealth Management, LLC Leawood KS US 9.6 
Monaghan Consulting Services, LLC 0.0 
Monaghan Financial Services, Inc. Greenwood Village CO US 1.0 
Monarch Advisory Group Franklin TN US 0.0 
Monarch Capital Group, LLC New York NY US 19.0 
Monarch Capital Management Inc Fort Wayne IN US 199.7 
Monarch Capital Management LLC 29.0 
Monarch Finanical Corporation of America New York NY US 48.9 
Monarch Investment Advisors, LLC 944.1 
Monberg Consulting Services 0.0 
Moncrief Willingham Energy Advisers, L.P. Houston TX US 28.7 
Mondrian Investment Partners (U.S.), Inc. Philadelphia PA US 0.0 
Mondrian Investment Partners Limited London UK 48208.0 
Moneco Southport CT US 0.0 
Moneta Group Investment Advisors, LLC Clayton MO US 6535.2 
Moneta Investment Consulting Inc 0.0 
Monetary Management Corporation San Francisco CA US 17.6 
Monetary Management Group Inc St Louis MO US 335.5 
Monetary Solutions, Ltd. Dayton OH US 31.1 
Monetta Financial Services Inc Wheaton IL US 50.3 
Money & Investment Concepts Houston TX US 0.0 
Money Advisors Group, Inc. Tampa FL US 0.0 
Money Advisors, Inc. Augusta GA US 19.5 
Money AT Work Bellaire TX US 0.0 
Money AT Work LLC Randolph NJ US 0.0 
Money Balance, LLC 0.0 
Money Cat Advisors, LLC Kirkland WA US 0.0 
Money Concepts Capital Corp Palm Beach Gardens FL US 568.7 
Money Consultants Advisory, Inc. St Louis MO US 0.5 
Money Logic, LLC 0.0 
Money Management Concepts Inc. Melbourne FL US 50.2 
Money Management Group LP Walnut Creek CA US 172.3 
Money Management Services Inc Birmingham AL US 104.8 
Money Manager Review 6.0 
Money Managers Advisory Oak Brook IL US 18.2 
Money Managers Inc San Antonio TX US 29.1 
Money Managers Inc Edina MN US 54.5 
Money Map Advisor LLP Conroe TX US 15.8 
Money Masters, LLC Cincinnati OH US 9.3 
Money Matters Minneapolis MN US 3.3 
Money Matters Avon CT US 8.2 
Money Matters! 3.0 
Money Matters, Inc 10.0 
Money Matters, Inc. Morehead KY US 2.7 
Money Matters, LLC 1.4 
Money Mentor Financial Planning 0.0 
Money Mentors Oceanside CA US 0.0 
Money Methods Amarillo TX US 7.0 
Money Minders Financial Planning Corporation 6.1 
Money Mystique Asset Management Co. Lake Oswego OR US 26.5 
Money Plans Silver Spring MD US 37.0 
Money Professionals Group LLC Melbourne FL US 18.9 
Money Professionals, LLC Pensacola FL US 45.9 
Money Sense 0.0 
Money Strategies Inc Melbourne FL US 35.9 
Money Strategies, LLC 0.0 
Money Watch Advisors Inc Lexington KY US 69.8 
Moneycraft 0.0 
Moneyfacts, Inc. Highland IN US 0.0 
Moneymanagers Direct. Com, LP Fort Worth TX US 0.0 
Moneymatters Financial Solutions, LLC 0.0 
Moneyminders, LLC 20.9 
Moneypaper Advisor Inc Rye NY US 37.3 
Moneysense Financial Planning 0.0 
Moneysharp, LLC 4.6 
Moneytime With Kevin Boden 0.0 
Moneytree Capital Management, LLC Morganfield KY US 3.1 
Moneywell 15.1 
Moneywise Financial Advisors 8.5 
Monique Asset Management, LLC 2.0 
Monitor Capital Inc. Lee NH US 1.0 
Monitor Group Inc Mclean VA US 336.8 
Moniva Capital Group, LLC Novi MI US 0.0 
Monk, Stan 26.0 
Monmouth Investment Advisors, LLC 4.8 
Monoceros Capital Management, LLC 0.0 
Monogram Investment Advisors, Inc. 17.1 
Monongahela Capital Management Inc. Cranberry Township PA US 156.1 
Monsoon Capital, LLC Bethesda MD US 266.5 
Monsour Advisory Services, Inc. Roanoke VA US 10.0 
Mont Pelerin Capital, LLC Newport Beach CA US 45.0 
Montag & Caldwell Inc Atlanta GA US 10478.2 
Montag A & Associates Inc Atlanta GA US 721.0 
Montana Investment Advisors Inc Bozeman MT US 38.8 
Montana Planning Group, LLC Missoula MT US 0.0 
Montauk Advisors, LLC Dallas TX US 32.0 
Montchanin Asset Management, LLC Montchanin DE US 42.6 
Montclair Asset Management, Inc. Birmingham AL US 1.2 
Montecito Advisors, Inc. Santa Barbara CA US 5.1 
Montecito Capital Management Santa Barbara CA US 23.2 
Montecito Group 3.0 
Montecito Private Asset Management, LLC 3.0 
Monterey Bay Asset Management LLC Monterey CA US 7.6 
Monterosso Investments Rolling Hills Estates CA US 3.9 
Montford Associates Inc Atlanta GA US 800.0 
Montgomery Associates Inc. Phoenixville PA US 0.0 
Montgomery Brothers Inc Washington DC US 64.3 
Montgomery Brothers, Cappiello, LLC Washington DC US 5.3 
Montgomery Capital Advisors LLC New York NY US 49.7 
Montgomery Capital Management, LLC Newport News VA US 56.0 
Montgomery Financial Advisors LLC 24.3 
Montgomery Financial Services 0.0 
Montgomery Investment Management Inc Bethesda MD US 243.2 
Montgomery Taylor & Company, LLC Santa Rosa CA US 15.5 
Monticello Associates Inc Denver CO US 0.0 
Monticello Investment Services, Inc. Joplin MO US 0.0 
Montis & Exley Asset Management, LLC Savannah GA US 30.4 
Montpelier Capital Advisors Ltd. Pembroke BM 75.0 
Montreat Wealth Management, L.L.C. Vienna VA US 12.3 
Montrose Advisers, L.L.C. 0.0 
Montrose Advisors Inc New York NY US 143.9 
Montrose Asset Management, LLC San Francisco CA US 34.2 
Montrose Private Clients New York NY US 7.2 
Montvest LLC 26.0 
Montvue Capital Management, Inc. Lynchburg VA US 29.9 
Monument Capital Management, Inc 17.1 
Monument Financial Advisors, LLC Concord MA US 142.1 
Monument Investments Inc. Dallas TX US 30.4 
Mooberry Financial Management, LLC Lawrence KS US 14.1 
Moody Aldrich Partners, LLC Marblehead MA US 794.8 
Moody Investment Advisors, Inc. Chicago IL US 170.0 
Moody Reid, Inc. Kansas City MO US 4.5 
Moody'S Evaluations Inc. New York NY US 0.0 
Moody, Errold F JR 10.0 
Moody, Lynn & Co. Boston MA US 759.2 
Moolah, Inc 0.0 
Moon & Mandella Financial Advisors, Inc. Palo Alto CA US 0.0 
Moon Capital Management, LLC Knoxville TN US 100.2 
Mooney Capital Advisors, LLC Dallas TX US 0.0 
Mooney Registered Investment Advisory, Inc. Worthington OH US 0.0 
Moonstone Asset Management, Inc. Northbrook IL US 3.0 
Moore Clayton Capital Advisors, Inc. Houston TX US 78.5 
Moore Colson Wealth Management LLC Marietta GA US 0.0 
Moore Financial Advisors, Ltd. 12.7 
Moore Financial Group Littleton CO US 26.4 
Moore Financial Planning Advisors, LLC Davie FL US 0.0 
Moore Financial Strategies, LLC 1.0 
Moore Wealth Management L.L.C. Seattle WA US 17.0 
Moore, Dorothea Jane 6.1 
Moore, Ronald Keith Los Angeles CA US 0.0 
Moores Creek Capital Raleigh NC US 7.8 
Moorhouse, W. Keith 0.0 
Moors & Cabot Inc Boston MA US 286.5 
Moors & Cabot Investor Services Inc Boston MA US 0.0 
Moors & Cabot, Inc Boston MA US 444.4 
Moors Capital Management, Inc. Northfield MN US 18.1 
Moran Capital Management, Inc. Redondo Beach CA US 1.2 
Morant Wright Management Limited London EN 2384.4 
More For Less Financial Solutions, LLC 76.0 
Moreau Investment Management Co 16.9 
Moreton Bay Capital, LLC Santa Barbara CA US 2.4 
Moreton Financial Solutions, LLC Salt Lake City UT US 2.7 
Morgan Asset Management, Inc. Birmingham AL US 60508.7 
Morgan Capital Management, Inc. 0.0 
Morgan Creek Capital Management, LLC Chapel Hill NC US 9802.9 
Morgan Dempsey Capital Management LLC Milwaukee WI US 145.0 
Morgan Financial Advisors Paducah KY US 2.6 
Morgan Financial Advisors Inc Manchester MA US 27.0 
Morgan Financial Incorporated Boyertown PA US 0.0 
Morgan Investments Inc Greenville SC US 56.5 
Morgan Jess S & Co Inc Los Angeles CA US 196.7 
Morgan Keegan & Company, Inc. Memphis TN US 6493.2 
Morgan Keegan Fund Management, Inc. Memphis TN US 43.9 
Morgan Kenwood Advisors, LLC Greendale WI US 17.2 
Morgan Peabody Investment Advisory Services Sherman Oaks CA US 0.0 
Morgan Roberts Advisory Inc. Virginia Beach VA US 0.0 
Morgan Stanley Purchase NY US 104167.8 
Morgan Stanley & Co. Incorporated New York NY US 123989.6 
Morgan Stanley Aip GP LP West Conshohocken PA US 10271.5 
Morgan Stanley Alternative Investment Partners LP West Conshohocken PA US 8105.3 
Morgan Stanley Asset & Investment Trust Management Co., Limited Shibuya-Ku, Tokyo JP 26131.7 
Morgan Stanley Capital Partners Iii Inc New York NY US 239.4 
Morgan Stanley Global Emerging Markets Inc New York NY US 21.4 
Morgan Stanley Hedge Fund Partners GP LP New York NY US 0.0 
Morgan Stanley Hedge Fund Partners LP New York NY US 0.0 
Morgan Stanley Infrastructure Inc. New York NY US 1279.3 
Morgan Stanley Investment Advisors Inc. New York NY US 60964.1 
Morgan Stanley Investment Management Company Singapore SG 10059.7 
Morgan Stanley Investment Management Inc. New York NY US 116246.3 
Morgan Stanley Investment Management Limited London UK 58732.1 
Morgan Stanley Leveraged Equity Fund II Inc New York NY US 46.8 
Morgan Stanley Private Equity Asia Iii, Inc. New York NY US 408.4 
Morgan Stanley Private Equity Asia, Inc. New York NY US 938.6 
Morgan Stanley Real Estate Advisor, Inc. New York NY US 13665.5 
Morgan Stanley Real Estate Fund, Inc. New York NY US 70.3 
Morgan Stanley Real Estate Investment Management II Inc. New York NY US 80.5 
Morgan Stanley Real Estate Investment Management Inc. New York NY US 0.0 
Morgan Stanley Venture Capital Iii Inc New York NY US 25.6 
Morgan Wealth Management Medford OR US 0.0 
Morgan Wealth Management, Inc. Surprise AZ US 9.0 
Morgan, Neil F. Marietta GA US 4.5 
Morgens, Waterfall, Vintiadis & Company, Inc. New York NY US 181.1 
Morgillo Financial Management, Inc. North Andover MA US 65.3 
Moring Advisory Services, Inc. 2.4 
Morison Capital Management, LLC 4.5 
Mork Capital Management Healdsburg CA US 44.0 
Morley Capital Management, Inc. Portland OR US 16255.5 
Morling Financial Advisors, LLC San Francisco CA US 11.6 
Morning Star Tribal Services Denver CO US 0.0 
Morningside Capital Management Atlanta GA US 13.0 
Morningside Investment Advisors San Francisco CA US 0.0 
Morningstar Associates, LLC Chicago IL US 15372.6 
Morningstar Investment Services,Inc Chicago IL US 1559.8 
Morr Capital Management, Inc. Alpharetta GA US 1.0 
Morrill Financial Services 2.1 
Morris & Morse Co Inc Boston MA US 0.0 
Morris Associates LLC New York NY US 102.5 
Morris Capital Advisors Inc Malvern PA US 123.4 
Morris Financial Concepts, Inc. Mount Pleasant SC US 84.0 
Morris Group Advisory Service, Inc Indianapolis IN US 0.0 
Morris Investment Counsel, Inc. 15.5 
Morris, Paul R. Covington LA US 0.6 
Morrison & Frazier, LLC Lafayette CA US 147.2 
Morrison Asset Management, LLC 0.0 
Morrison Fiduciary Advisors, Inc. Pittsburgh PA US 0.0 
Morrison Financial 16.4 
Morrison Financial Management 0.0 
Morrison Financial Services, Ltd Wheaton IL US 0.0 
Morrissette Financial Center Berlin NH US 0.0 
Morristown Financial Group, LLP Morristown NJ US 0.0 
Morrow Wealth Management Inc Southlake TX US 16.0 
Morse Capital Management, Inc. Tulsa OK US 3.4 
Morse Capital Partners, LLC Richmond VA US 76.3 
Morse Investment Management Company, Inc. Farmington CT US 7.5 
Morse Williams & Co. Inc. New York NY US 166.4 
Mortensen Capital Management, Inc. Atlanta GA US 1.1 
Morter Investment Management LLC 5.7 
Mortgage Industry Advisory Company New York NY US 50.0 
Morton Capital Management Calabasas CA US 759.4 
Morton Clarke FU & Metcalf, Inc. Seattle WA US 159.0 
Morton Financial, Inc. 30.8 
Morton H. Meisler, Cfp Edgewater NJ US 0.0 
Morton Seidel & Company, Inc. Beverly Hills CA US 0.0 
Morton Wealth Advisors Wellelsey MA US 0.0 
Morton Wealth Management LLC Greensboro NC US 120.0 
Mos Capital, Inc. Norfolk VA US 47.2 
Mosaic Advisory Group 4.2 
Mosaic Capital Advisors, LLC New York NY US 29.0 
Mosaic Financial Advisors, LLC 11.7 
Mosaic Financial Partners, Inc. San Francisco CA US 279.4 
Mosaic Investments LLC San Francisco CA US 15.7 
Mosaic Research, Inc. Portland OR US 0.0 
Mosaic Wealth Management, L.L.C. Atlanta GA US 30.9 
Mosaique Capital Management, LLC Los Angeles CA US 54.4 
Mosby Lincoln LC Wichita KS US 258.1 
Moscaret Investment Advisory Pasadena CA US 0.0 
Moseley Investment Management, Inc. Bradention FL US 30.0 
Moseman & Associates 5.2 
Moser & Heier Financial Solutions Lisle IL US 0.0 
Moses Financial Management Inc. Olympia WA US 2.8 
Mosher & Ellis Financial Planning, Inc. Lafayette CA US 0.0 
Moss & Company, P.A. Maitland FL US 20.9 
Moss Adams Wealth Advisors LLC Seattle WA US 698.2 
Moss Joseph H Inc 16.5 
Mote Wealth Management, LLC Cedar Rapids IA US 17.0 
Motif Options Advantage Management, LP Dallas TX US 0.0 
Mott & Associates Inc Davidson NC US 44.3 
Motte Managers, LLC Perris CA US 0.0 
Motz Investor Services, Inc. 506.8 
Moultrie Asset Management, Inc Los Angeles CA US 17.6 
Mouly Financial Management, Inc. Miami FL US 15.0 
Mount Everest Advisors LLC New York NY US 12.0 
Mount Lucas Management Corp. Princeton NJ US 1083.0 
Mount Vernon Associates Inc Baltimore MD US 197.2 
Mount Yale Asset Management, LLC Denver CO US 345.8 
Mount Yale Investment Advisors, LLC Denver CO US 658.4 
Mount Yale Portfolio Advisors, LLC Denver CO US 282.0 
Mountain Capital Management Inc Greenwich CT US 36.4 
Mountain Capital, LLC 0.9 
Mountain Lake Group LLC New York NY US 160.0 
Mountain Magnolia Investment Advisors Hot Springs NC US 5.4 
Mountain Pacific Investment Advisers Inc Boise ID US 475.5 
Mountain Spruce Investment Management, Inc. 7.8 
Mountain View Financial Advisory Services, LLC. New Hope PA US 0.0 
Mountaineer Financial Planning, LLC Saint Albans WV US 0.0 
Mountebank, LLC 9.6 
Mowell Financial Group, NA Tallahassee FL US 35.0 
Mowen Capital Management 0.0 
Mowery Capital Management, LLC Mckinney TX US 26.2 
Mowrey, Timothy J 17.5 
Moyer Financial Asset Management Group Worthington OH US 0.0 
Moylan Kropp Retirement Planning, LLC Omaha NE US 40.0 
Mozaic, LLC Beverly Hills CA US 774.0 
Mozingo Monitor, Inc. 1.4 
MP Advisory Service, LLC Albany NY US 0.0 
Mpe Investserv Hingham MA US 5.1 
Mpf Advisers, LP Moraga CA US 183.5 
Mph Asset Management Co. Walnut Creek CA US 4.0 
Mpi Advisory Group, LLC San Jose CA US 0.0 
Mpi Investment Management Inc Hinsdale IL US 197.7 
Mpm Bio Equities Adviser, LLC South San Francisco CA US 84.1 
Mps-Loria Financial Planners,LLC Burr Ridge IL US 201.5 
MQ Capital Investment Advisors, L.P. Dallas TX US 1.5 
Mqs Advisors, LLC Englewood NJ US 0.0 
Mrd Financial Advisors, LLC Norfolk VA US 16.6 
Mrd Financial Services Inc. Perrineville NJ US 11.0 
Mrd, Inc. Cypress CA US 53.8 
Mrj Capital, Inc. Westport CT US 104.5 
Mrk Asset Management, LLC. Grand Rapids MI US 16.1 
Mrm Asset Allocation Group Inc St Louis MO US 72.0 
Mrm-Horizon Advisors, LLC Boston MA US 126.6 
MS Capital Management LLC Saratoga CA US 0.0 
MS Capital Management, L.L.C. 7.0 
MS Real Estate Mezzanine Advisor, Inc. New York NY US 0.0 
Msd Capital Risk Advisors, LLC 0.0 
Msdw Capital Partners IV Inc New York NY US 302.1 
Msdw Oip Investors, Inc. New York NY US 2.1 
Msdw Real Estate Special Situations II Manager LLC New York NY US 357.3 
Msdw Venture Partners IV Inc New York NY US 192.5 
Msm Financial Strategies 13.4 
Msref Ii, Inc. New York NY US 369.5 
Msref Iii, Inc. New York NY US 451.9 
Msref Iv, LLC New York NY US 2675.2 
Msref Real Estate Advisor, Inc. New York NY US 19209.4 
Msref V, L.L.C. New York NY US 19474.4 
Msress Iii Manager, L.L.C. New York NY US 3582.6 
Msvp 2002, Inc. New York NY US 77.1 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

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