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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Moab Capital Partners, LLC New York NY US 247.9 
Mobjack Investments 1.4 
Mockingbird Holdings, LLC Houston TX US 111.6 
Mode Capital Management, Inc. Edina MN US 0.0 
Modera Wealth Management Westwood NJ US 469.5 
Modera Wealth Management, LLC Boston MA US 964.4 
Modern Asset Management LLC New York NY US 158.2 
Modern Asset Management LLC Columbus NE US 8.1 
Modern Capital Associates, Inc. Jericho NY US 7.4 
Modern Financial Planning 0.0 
Modern Portfolio Consultants, LLC 311.0 
Modern Wealth Concepts LLC 0.0 
Modern-Wealth, LLC Ellicott City MD US 0.0 
Modica Financial & Tax Services Atascadero CA US 1.0 
Modiri Asset Management Laguna Hills CA US 3.8 
Modokai Capital Management, LLC The Woodlands TX US 0.1 
Modular Financial Solutions, Inc. 0.0 
Modus Asset Management, LLC Boston MA US 0.0 
Moe Investment Management, LLC Spokane WA US 2.1 
Moelis Capital Partners LLC New York NY US 1903.7 
Moeller, Michael William Plain City OH US 0.0 
Moga Advisory Services, Inc. Franklin PA US 0.0 
Mogul Wealth Management, Inc. Manhattan Beach CA US 0.0 
Mohawk Asset Management Inc 6.2 
Mohican Financial Management, LLC Cooperstown NY US 523.5 
Mohlman Asset Management Fund 2010, LLC 0.3 
Mohon Capital Management 6.5 
Moirai Capital Management LLC San Francisco CA US 66.7 
Moisand Fitzgerald Tamayo, LLC Maitland FL US 205.1 
MOK Capital Management Los Altos CA US 33.2 
Moka Investors, LLC Playa Del Rey CA US 1.0 
Moldenhauer & Company, Inc. Tyrone GA US 9.0 
Moler Capital Management Irvine CA US 97.4 
Molewski Financial Partners Bethlehem PA US 1822.1 
Moller Financial Services Northfield IL US 245.4 
Mollot & Hardy, Inc. Amherst NY US 21.6 
Moloco Capital Partners LLC 1.9 
Moloney Securities Co., Inc. Manchester MO US 85.7 
Molotsky Tax Advisory Group, LLC Collingswood NJ US 0.0 
Molter Brennan & Co. 2.0 
Molumphy Capital Management San Francisco CA US 46.6 
Momentum Capital Management 1.4 
Momentum Funds 2.0 
Momentum Investing.com 0.0 
Momentum Investment Management, LLC 1.1 
Mona Moore & Associates 1.0 
Monaco Capital Management, LLC Virginia Beach VA US 68.1 
Monaco Wealth Management LLC 7.0 
Monaco Wealth Management, LLC Leawood KS US 14.0 
Monaghan Consulting Services, LLC 0.0 
Monaghan Financial Services, Inc. Greenwood Village CO US 1.4 
Monarch Advisory Group Franklin TN US 0.0 
Monarch Capital Group, LLC New York NY US 19.0 
Monarch Capital Management Inc Fort Wayne IN US 250.6 
Monarch Capital Management LLC 29.0 
Monarch Finanical Corporation of America New York NY US 48.1 
Monarch Investment Advisors, LLC 944.1 
Monarch Partners Asset Management LLC Boston MA US 27.0 
Monarch Vision Advisors, L.L.C. Dallas TX US 28.3 
Monarch Wealth Management LLC Orlando FL US 7.0 
Monberg Consulting Services 0.0 
Moncrief Willingham Energy Advisers, L.P. Houston TX US 28.0 
Mondrian Investment Partners (U.S.), Inc. Philadelphia PA US 0.0 
Mondrian Investment Partners Limited London UK 68385.8 
Moneco Fairfield CT US 0.0 
Moneta Advisors LLC 0.0 
Moneta Group Investment Advisors, LLC Clayton MO US 10187.3 
Moneta Investment Consulting Inc 0.0 
Monetary Management Corporation San Francisco CA US 14.7 
Monetary Management Group Inc St Louis MO US 330.8 
Monetary Solutions, Ltd. Dayton OH US 47.2 
Monetta Financial Services Inc Wheaton IL US 89.0 
Money & Investment Concepts Houston TX US 0.0 
Money Advisors Group, Inc. Tampa FL US 0.0 
Money Advisors, Inc. Augusta GA US 0.0 
Money Armour, Inc. Lakewood Ranch FL US 0.0 
Money AT Work Bellaire TX US 0.0 
Money AT Work LLC Randolph NJ US 0.0 
Money Balance, LLC 0.0 
Money Cat Advisors, LLC Kirkland WA US 0.0 
Money Concepts Capital Corp Palm Beach Gardens FL US 718.5 
Money Consultants Advisory, Inc. St Louis MO US 0.0 
Money Dr.llc Normal IL US 0.0 
Money Fitness & Coaching 0.0 
Money Logic, LLC 0.0 
Money Management Concepts Inc. Melbourne FL US 35.4 
Money Management Group LP Walnut Creek CA US 172.3 
Money Management Services Inc Birmingham AL US 151.5 
Money Manager Review 6.0 
Money Managers Advisory Oak Brook IL US 26.4 
Money Managers Inc San Antonio TX US 48.1 
Money Managers Inc Minnetonka MN US 69.5 
Money Managers, Inc. Laguna Hills CA US 2.2 
Money Map Advisor LLP Conroe TX US 18.4 
Money Masters, LLC Cincinnati OH US 9.4 
Money Matters Avon CT US 40.6 
Money Matters Minneapolis MN US 6.0 
Money Matters With Ken Moraif Plano TX US 1424.9 
Money Matters, Inc 10.0 
Money Matters, Inc. Morehead KY US 2.7 
Money Matters, LLC 1.4 
Money Mentor Financial Planning 0.0 
Money Mentors Oceanside CA US 0.0 
Money Methods Amarillo TX US 6.7 
Money Minders Financial Planning Corporation 5.3 
Money Mystique Asset Management Co. Lake Oswego OR US 31.0 
Money Plans Silver Spring MD US 56.0 
Money Poole...solutions For Life, LLC 0.0 
Money Professionals Group LLC Orlando FL US 2.9 
Money Professionals, LLC Pensacola FL US 36.0 
Money Sense 0.0 
Money Strategies Inc Rockledge FL US 59.0 
Money Strategies, LLC 0.0 
Money Watch Advisors Inc Lexington KY US 111.0 
Money Wize Management LLC 0.6 
Money Works Financial Planning LLC 0.0 
Moneycraft 0.0 
Moneyfacts, Inc. Highland IN US 0.0 
Moneymanagers Direct. Com, LP Fort Worth TX US 0.0 
Moneymatters Financial Solutions, LLC 0.0 
Moneyminders, LLC 18.2 
Moneypaper Advisor Inc Rye NY US 37.3 
Moneysense Financial Planning 0.0 
Moneysharp, LLC 1.2 
Moneytime With Kevin Boden 0.0 
Moneytree Capital Management, LLC Morganfield KY US 0.0 
Moneywell 15.0 
Moneywise Financial Advisors 12.0 
Monique Asset Management, LLC 2.9 
Monitor Capital Inc. Lee NH US 1.0 
Monitor Wealth Group Wooster OH US 14.0 
Moniva Capital Group, LLC Novi MI US 0.0 
Monk, Stan 35.6 
Monmouth Investment Advisors, LLC 7.6 
Monoceros Capital Management, LLC 1.3 
Monogram Investment Advisors, Inc. 15.2 
Monongahela Capital Management Cranberry Township PA US 237.9 
Monroe Capital Bdc Advisors, LLC Chicago IL US 0.0 
Monroe Vos Consulting Group, Inc. Houston TX US 5292.0 
Monsoon Capital, LLC Bethesda MD US 370.8 
Monsour Advisory Services, Inc. Roanoke VA US 15.2 
Mont Blanc Asset Valencia CA US 0.0 
Mont Pelerin Capital, LLC Newport Beach CA US 45.0 
Montag & Caldwell, LLC Atlanta GA US 14950.8 
Montag A & Associates Inc Atlanta GA US 889.8 
Montage Investments, LLC Leawood KS US 8255.4 
Montana Investment Advisors Inc Bozeman MT US 43.6 
Montana Planning Group, LLC Missoula MT US 0.0 
Montauk Advisors, LLC Dallas TX US 28.8 
Montchanin Asset Management, LLC Montchanin DE US 69.0 
Montclair Asset Management, Inc. Birmingham AL US 1.2 
Monte Vista Wealth Management Inc. 0.1 
Montecito Advisors, Inc. Santa Barbara CA US 3.4 
Montecito Capital Management Santa Barbara CA US 19.4 
Montecito Group 3.6 
Montecito Private Asset Management, LLC 0.0 
Montello Wealth Management, Inc. Palm Beach Gardens FL US 20.0 
Monterey Asset Management 0.0 
Monterey Bay Asset Management LLC Monterey CA US 9.5 
Monterey Management Group LP San Francisco CA US 315.6 
Monterosso Investments Rolling Hills Estates CA US 3.9 
Montford Associates Inc Atlanta GA US 600.0 
Montgomery Associates Inc. Phoenixville PA US 0.0 
Montgomery Brothers Inc Bethesda MD US 85.2 
Montgomery Brothers, Cappiello, LLC Bethesda MD US 5.8 
Montgomery Capital Advisors LLC New York NY US 55.5 
Montgomery Capital Management, LLC Newport News VA US 60.5 
Montgomery Financial Advisors LLC 29.4 
Montgomery Financial Services 0.4 
Montgomery Investment Management Inc Bethesda MD US 308.0 
Montgomery Taylor & Company, LLC Santa Rosa CA US 23.9 
Monticello Associates Inc Denver CO US 0.0 
Monticello Investment Services, Inc. Joplin MO US 35.0 
Montis & Exley Asset Management, LLC Savannah GA US 30.4 
Montpelier Capital Advisors Ltd. Pembroke BM 75.0 
Montreat Wealth Management, L.L.C. Vienna VA US 14.9 
Montrose Advisers, L.L.C. 0.0 
Montrose Advisors Inc New York NY US 274.5 
Montrose Asset Management, LLC San Francisco CA US 0.0 
Montrose Private Clients New York NY US 17.3 
Montrusco Bolton Investments, Inc. Montreal CA 4894.2 
Montvest LLC 35.6 
Montvue Capital Management, Inc. Lynchburg VA US 50.0 
Monument Capital Management, Inc 0.0 
Monument Financial Advisors, LLC Concord MA US 203.9 
Monument Investments Inc. Dallas TX US 35.8 
Mooberry Financial Management, LLC Lawrence KS US 0.0 
Moody Aldrich Partners, LLC Marblehead MA US 857.4 
Moody Reid Financial Advisors L.P. Kansas City MO US 4.5 
Moody'S Evaluations Inc. New York NY US 0.0 
Moody, Errold F JR 10.0 
Moody, Lynn & Co. Boston MA US 839.7 
Moolah, Inc 0.0 
Moon & Mandella Financial Advisors, Inc. Palo Alto CA US 0.0 
Moon Capital Management, LLC Knoxville TN US 299.7 
Mooney Wealth Advisory, Inc. Worthington OH US 0.0 
Moonstone Asset Management, Inc. Northbrook IL US 7.9 
Moore Clayton Capital Advisors, Inc. Houston TX US 78.5 
Moore Colson Wealth Management LLC Marietta GA US 0.0 
Moore Financial Advisors, Ltd. 0.0 
Moore Financial Freedom, LLC Waxahachie TX US 17.8 
Moore Financial Group Littleton CO US 43.9 
Moore Financial Planning Advisors, LLC Davie FL US 0.0 
Moore Financial Services Group, LLC Irvine CA US 0.0 
Moore Financial Strategies, LLC Bloomfield Hills MI US 0.0 
Moore Wealth Management L.L.C. Seattle WA US 37.0 
Moore, Dorothea Jane 19.0 
Moore, Ronald Keith 0.0 
Moores Creek Capital Raleigh NC US 9.1 
Moorhouse, W. Keith 0.0 
Moors & Cabot Inc Boston MA US 286.5 
Moors & Cabot Investor Services Inc Boston MA US 0.0 
Moors & Cabot, Inc Boston MA US 445.0 
Moors Capital Management, Inc. Northfield MN US 18.1 
Moquist Thorvilson Kaufmann Kennedy and Pieper LLC Edina MN US 0.0 
Mora Wealth Management LLC Miami FL US 199.9 
Moran Capital Management, Inc. Redondo Beach CA US 1.2 
Morant Wright Management Limited London UK 0.0 
Morantus Wealth Advisors, Inc. 0.1 
More For Less Financial Solutions, LLC 102.9 
Moreau Investment Management Co 0.0 
Moreton Bay Capital, LLC Santa Barbara CA US 2.4 
Moreton Financial Solutions, LLC Salt Lake City UT US 0.0 
Morgan Asset Management, Inc. Birmingham AL US 21379.2 
Morgan Capital Management, Inc. 0.0 
Morgan Creek Capital Management, LLC Chapel Hill NC US 0.0 
Morgan Financial Advisors Paducah KY US 1.4 
Morgan Financial Advisors Inc Santa Rosa Beach FL US 0.0 
Morgan Financial Incorporated Boyertown PA US 8.1 
Morgan Finch, LLC 0.0 
Morgan Investments Inc Greenville SC US 59.8 
Morgan Keegan & Company, Inc. Memphis TN US 9870.2 
Morgan Keegan Fund Management, Inc. Memphis TN US 39.1 
Morgan Kenwood Advisors, LLC Greendale WI US 19.8 
Morgan Peabody Investment Advisory Services Sherman Oaks CA US 0.0 
Morgan Roberts Advisory Inc. Virginia Beach VA US 0.0 
Morgan Stanley Purchase NY US 104167.8 
Morgan Stanley & Co. LLC New York NY US 0.0 
Morgan Stanley Aip GP LP West Conshohocken PA US 11673.0 
Morgan Stanley Alternative Investment Partners LP West Conshohocken PA US 5908.6 
Morgan Stanley Asset & Investment Trust Management Co., Limited Shibuya-Ku, Tokyo JP 3252.2 
Morgan Stanley Capital Partners III Inc New York NY US 207.4 
Morgan Stanley Global Emerging Markets Inc New York NY US 0.0 
Morgan Stanley Hedge Fund Partners GP LP New York NY US 0.0 
Morgan Stanley Hedge Fund Partners LP New York NY US 0.0 
Morgan Stanley Infrastructure Inc. New York NY US 2915.0 
Morgan Stanley Investment Advisors Inc. New York NY US 30091.1 
Morgan Stanley Investment Management Company Singapore SG 22729.1 
Morgan Stanley Investment Management Inc. New York NY US 128735.2 
Morgan Stanley Investment Management Limited London UK 41153.1 
Morgan Stanley Leveraged Equity Fund II Inc New York NY US 75.2 
Morgan Stanley Private Equity Asia III, Inc. New York NY US 1144.0 
Morgan Stanley Private Equity Asia, Inc. New York NY US 846.9 
Morgan Stanley Real Estate Advisor, Inc. New York NY US 9560.3 
Morgan Stanley Real Estate Fund, Inc. New York NY US 70.3 
Morgan Stanley Real Estate Investment Management II Inc. New York NY US 26.7 
Morgan Stanley Real Estate Investment Management Inc. New York NY US 0.0 
Morgan Stanley Smith Barney New York NY US 191.3 
Morgan Stanley Smith Barney New York NY US 454.8 
Morgan Stanley Venture Capital III Inc New York NY US 0.0 
Morgan Wealth Management Medford OR US 0.0 
Morgan Wealth Management, Inc. Surprise AZ US 11.5 
Morgan, Neil F. Marietta GA US 0.0 
Morgens, Waterfall, Vintiadis & Company, Inc. New York NY US 203.8 
Morgillo Financial Management, Inc. North Andover MA US 0.0 
Mori Huston Partners Miami FL US 139.6 
Morin Private Client Group, LLC 12.0 
Moring Advisory Services, Inc. 2.3 
Morison Capital Management, LLC 5.0 
Mork Capital Management Healdsburg CA US 52.0 
Morley Capital Management, Inc. Portland OR US 14123.4 
Morling Financial Advisors, LLC San Francisco CA US 35.9 
Morning Coffee Financial 0.0 
Morning Star Tribal Services 0.0 
Morning View Capital, Inc Calabasas CA US 0.0 
Morningside Capital Management Atlanta GA US 0.0 
Morningside Investment Advisors San Francisco CA US 12.5 
Morningstar Associates, LLC Chicago IL US 0.0 
Morningstar Investment Services,Inc Chicago IL US 2629.6 
Morr Capital Management, Inc. Alpharetta GA US 1.0 
Morrill Financial Services 7.0 
Morris & Morse Co Inc Boston MA US 0.0 
Morris Asset Management, L.L.C. 0.0 
Morris Associates LLC New York NY US 111.4 
Morris Capital Advisors Inc Malvern PA US 150.0 
Morris Financial Concepts, Inc. Mount Pleasant SC US 134.9 
Morris Group Advisory Service, Inc Indianapolis IN US 0.0 
Morris Investment Counsel, Inc. 17.9 
Morris, Paul R. Covington LA US 0.5 
Morrison & Frazier, LLC Lafayette CA US 147.2 
Morrison Asset Management, LLC 7.6 
Morrison Fiduciary Advisors, Inc. Pittsburgh PA US 0.0 
Morrison Financial 20.8 
Morrison Financial Management 17.0 
Morrison Financial Services, Ltd Wheaton IL US 4.6 
Morrissette Financial Center Berlin NH US 0.0 
Morristown Financial Group, LLP Morristown NJ US 0.0 
Morristown Wealth Management, LLP Morristown NJ US 0.0 
Morrow Wealth Management Inc 16.0 
Morse Capital Management, Inc. Tulsa OK US 3.4 
Morse Capital Partners, LLC Glen Allen VA US 115.0 
Morse Investment Management Company, Inc. Farmington CT US 3.8 
Morse Williams & Co. Inc. New York NY US 171.3 
Mortensen Capital Management, Inc. Atlanta GA US 1.1 
Morter Investment Management LLC 5.7 
Mortgage Industry Advisory Company New York NY US 50.0 
Morton Capital Management Calabasas CA US 1064.8 
Morton Clarke FU & Metcalf, Inc. Seattle WA US 173.1 
Morton Financial, Inc. 30.8 
Morton H. Meisler, Cfp Edgewater NJ US 0.0 
Morton Seidel & Company, Inc. Beverly Hills CA US 0.0 
Morton Wealth Advisors Wellelsey MA US 51.0 
Morton Wealth Management LLC Greensboro NC US 192.2 
MOS Capital, Inc. Norfolk VA US 60.8 
Mosaic Advisory Group 4.2 
Mosaic Capital Advisors, LLC New York NY US 29.0 
Mosaic Capital Management, LLC Allentown PA US 0.0 
Mosaic Financial Advisors, LLC 23.4 
Mosaic Financial Partners, Inc. San Francisco CA US 404.0 
Mosaic Investments LLC San Francisco CA US 9.8 
Mosaic Research, Inc. Portland OR US 0.0 
Mosaic Wealth Management, L.L.C. 30.4 
Mosaique Capital Management, LLC Los Angeles CA US 54.4 
Mosby Lincoln LC Wichita KS US 311.0 
Moscaret Investment Advisory Pasadena CA US 0.0 
Moseley Investment Management, Inc. Bradention FL US 45.0 
Moseman & Associates 7.3 
Moser & Heier Financial Solutions Lisle IL US 0.0 
Moser Wealth Advisors Bellevue WA US 33.5 
Moses Financial Management Inc. Olympia WA US 2.8 
Mosher & Ellis Financial Planning, Inc. Lafayette CA US 0.0 
Moss & Company, P.A. Maitland FL US 24.5 
Moss Adams Wealth Advisors LLC Seattle WA US 0.0 
Moss Joseph H Inc 33.0 
Moss, Luse & Womble, LLP Addison TX US 4.9 
Mote Wealth Management, LLC 24.0 
Motif Options Advantage Management, LP Dallas TX US 0.0 
Motiwala Capital 0.0 
Mott & Associates Inc Davidson NC US 43.0 
Motte Managers, LLC Perris CA US 0.0 
Motz Investor Services, Inc. 506.8 
Moudrost, LLC 1.2 
Moulden Financial, Inc. Anaheim CA US 0.4 
Moultrie Asset Management, Inc Los Angeles CA US 0.0 
Mouly Financial Management, Inc. Davie FL US 10.0 
Mount Everest Advisors LLC New York NY US 0.0 
Mount Lucas Management LP Newtown PA US 1842.0 
Mount Vernon Associates Inc Baltimore MD US 258.3 
Mount Yale Asset Management, LLC Denver CO US 385.6 
Mount Yale Investment Advisors, LLC Denver CO US 1.4 
Mount Yale Portfolio Advisors, LLC Denver CO US 148.4 
Mountain Capital Investment Advisors, LLC Centennial CO US 0.0 
Mountain Capital Management Inc 51.2 
Mountain Capital Management, LLC Chicago IL US 0.0 
Mountain Capital, LLC 0.9 
Mountain Lake Group LLC New York NY US 160.0 
Mountain Lake Investment Management LLC New York NY US 199.0 
Mountain Magnolia Investment Advisors Hot Springs NC US 5.4 
Mountain Pacific Advisors, LLC Bellevue WA US 60.0 
Mountain Pacific Investment Advisers Inc Boise ID US 658.5 
Mountain Spruce Investment Management, Inc. 8.6 
Mountain State Analytics, LLC 1.7 
Mountain View Financial Advisory Services, LLC. New Hope PA US 0.0 
Mountaineer Financial Planning, LLC Saint Albans WV US 0.0 
Mountebank, LLC 9.4 
Mowell Financial Group, NA Tallahassee FL US 49.0 
Mowen Capital Management 0.0 
Mowery Capital Management, LLC Mckinney TX US 31.5 
Mowrey, Timothy J 28.7 
MOY Investment Management, LLC Cincinnati OH US 18.7 
Moyer Financial Asset Management Group Worthington OH US 0.0 
Moyes Funds, LLC 0.0 
Moylan Kropp Retirement Planning, LLC Omaha NE US 0.0 
Moynahan Management Company, Inc 0.0 
Mozaic, LLC Beverly Hills CA US 1265.1 
Mozingo Monitor, Inc. 1.8 
MP Advisory Service, LLC Albany NY US 0.0 
MPC Advisers, LLC Brookfield WI US 185.6 
MPC Capital Advisors, LLC 530.0 
MPC Wealth Management Omaha NE US 1.9 
MPE Investserv Hingham MA US 5.1 
MPF Advisers, LP Moraga CA US 156.7 
MPH Asset Management Co. Walnut Creek CA US 22.0 
MPI Advisory Group, LLC San Jose CA US 0.0 
MPI Investment Management Inc Hinsdale IL US 274.7 
MPM Bio Equities Adviser, LLC South San Francisco CA US 0.0 
MPM Wealth Advisors, Inc. Holland OH US 324.3 
Mps-Loria Financial Planners,LLC Burr Ridge IL US 355.0 
MQ Capital Investment Advisors, L.P. Dallas TX US 1.9 
MQS Advisors, LLC Englewood NJ US 0.0 
MR Advisors, LLC 13.4 
MRB Financial, LLC Cumberland RI US 0.0 
MRD Financial Advisors, LLC Norfolk VA US 23.5 
MRD Financial Services Inc. Perrineville NJ US 11.0 
Mrd, Inc. 74.8 
MRJ Capital, Inc. Westport CT US 128.6 
MRK Asset Management, LLC. Grand Rapids MI US 29.9 
MRM Asset Allocation Group Inc St Louis MO US 80.3 
MRM Wealth Management, LLC Penfield NY US 0.0 
MS Capital Management LLC Saratoga CA US 0.0 
MS Capital Management, L.L.C. 9.9 
MS Real Estate Mezzanine Advisor, Inc. New York NY US 0.0 
MSD Capital Risk Advisors, LLC 0.0 
Msdw Capital Partners IV Inc New York NY US 0.0 
Msdw Oip Investors, Inc. New York NY US 1.2 
Msdw Real Estate Special Situations II Manager LLC New York NY US 0.0 
Msdw Venture Partners IV Inc New York NY US 0.0 
MSM Financial Strategies 20.2 
Msref Ii, Inc. New York NY US 271.8 
Msref III, Inc. New York NY US 0.0 
Msref Iv, LLC New York NY US 1476.1 
Msref Real Estate Advisor, Inc. New York NY US 12930.2 
Msref V, L.L.C. New York NY US 10820.6 
Msress III Manager, L.L.C. New York NY US 0.0 
Msvp 2002, Inc. New York NY US 46.1 
           
 
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