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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
N.C. Money Management, Inc. Raleigh NC US 13.0 
N.D. Pitman & Company, Inc. Mobile AL US 112.7 
N.G. Management Co, Ii, Llc Menlo Park CA US 0.0 
N.J. Mccarthy & Associates Roswell 0.0 
N.N.A.I.A Syosset NY US 0.0 
N.V. Partners, L.P. 2.8 
N/A London UK 0.0 
Naarden Wealth Management Pocatello ID US 27.5 
Nabity-Jensen Investment Management, Inc. Omaha NE US 0.0 
Nadler Accountancy Corporation Orangevale CA US 0.9 
Nadler Financial Group, Inc. Deerfield IL US 372.8 
Naeny Capital Management Group, Inc. Stevensville US 0.0 
Naftilia Asset Management Limited Dubai AE 13.5 
Nagel & Associates, Llc D/B/A Nagel Private Wealth Management Green Bay WI US 35.0 
Nagle Financial Planning Llc 0.0 
Nagle Investment Advisors, Ltd. 15.0 
Nakoma Capital Management, Llc Madison WI US 0.0 
Nalanda Capital Pte Ltd. Singapore SG 0.0 
Namm Financial Llc Plantation FL US 1.1 
Nan M. Zimdars, Inc. Fitchburg WI US 9.6 
Nancy A Socha & Associates, Llc Corning NY US 167.8 
Nancy C. Nelson & Associates, Inc. Olympia WA US 0.0 
Nancy Creek Capital Management, Llc Atlanta GA US 0.0 
Nancy K Weeks Associates, Llc Palo Alto CA US 0.0 
Nanodimension Ag Zurich CH 0.0 
Nanodimension, Inc. Menlo Park CA US 0.0 
Nantahala Capital Management, Llc Stamford CT US 310.0 
Nantucket Capital Management Llc Bloomfield Hills MI US 33.0 
Nantucket Multi Managers, Llc Bloomfield Hills MI US 181.4 
Naok Advisors New York NY US 1.3 
Napa Valley Wealth Management St. Helena CA US 147.0 
Napa Wealth Management Napa CA US 57.9 
Naples Asset Management Co., Llc Estero FL US 155.1 
Naples Capital Advisors Naples FL US 2.3 
Naples Equity Advisors, Llc Naples FL US 3.5 
Naples Global Advisors Naples FL US 134.9 
Naples Money Management Llc Naples FL US 102.3 
Naqvi-Van Ness Asset Management Llc New York NY US 0.0 
Nardis Advisors Llc 26.3 
Narrow Gate Investing Advice, Inc. 0.0 
Narwhal Capital Management Marietta GA US 431.9 
Nasca And Associates, Inc 0.0 
Nash, Todd Mitchell 0.0 
Nashoba Financial Planning Boxborough MA US 0.0 
Nashville Capital Corp Nashville TN US 94.4 
Nathan G. Hanna, Llc Palm Harbor FL US 28.0 
Nathanael R. Brayton, Cfa Boston US 0.0 
Nathaniel L. Wiggers & Company, Llc Rocky River OH US 2.7 
Nathanson, Philip David 24.1 
National Advisors Network, Llc Gurnee IL US 0.0 
National Asset Management, Inc. New York NY US 914.1 
National Christian Financial Advisors, Inc Spring Hill TN US 1.0 
National City Equity Partners, Inc. Cleveland OH US 747.8 
National College Planning, Llc Little Rock AR US 0.0 
National Fiduciary Partners, Llc Albany NY US 3.8 
National Financial Services, Llc Boston MA US 0.0 
National Fund Advisors, Llc New York NY US 0.0 
National Investment Services, Inc Milwaukee WI US 2879.2 
National Penn Capital Advisors Doylestown PA US 824.3 
National Pension & Group Consultants, Inc. Kansas City MO US 0.0 
National Planning Corporation ("Npc Of America" In Fl & Ny) Santa Monica CA US 4166.7 
National Real Estate Advisors Washington DC US 0.0 
National Retirement Consultants Inc Hamilton OH US 128.3 
National Valuation Consultants, Inc Centennial CO US 0.0 
National Venture Development Oakland CA US 0.0 
National Wealth Management, Llc Moonachie NJ US 141.3 
Nations Financial Group, Inc. Cedar Rapids IA US 250.2 
Nations First Financial Group Inc. King Of Prussia PA US 0.0 
Nationwide Asset Management, Llc Columbus OH US 12925.0 
Nationwide Fund Advisors King Of Prussia PA US 60654.7 
Nationwide Investment Advisors, Llc Columbus OH US 2437.8 
Nationwide Securities, Llc Dublin OH US 0.0 
Native American Fund Advisors Llc Tulsa OK US 156.7 
Natixis Caspian Private Equity New York NY US 1254.2 
Natixis Environnement & Infrastructures Luxembourg S.A. Luxembourg LU 0.0 
Natixis Securities Americas Llc New York NY US 5015.2 
Natural Gas Partners Irving TX US 9361.8 
Natural Investments 145.0 
Natural Selection Financial, Inc. San Diego CA US 0.6 
Nault Financial Group Llc Englewood CO US 7.0 
Nauset Wealth Management, Llc Westport CT US 0.0 
Nautic Partners, Llc Providence RI US 1472.4 
Nautica Wealth Advisors Fallbrook CA US 0.0 
Nautical Home Lending Llc 0.0 
Nautilus Advisors Llc San Diego CA US 116.0 
Nav Wealth Advisors, Llc Port Charlotte US 0.0 
Navam Investment Advisors, Llc 0.0 
Navellier & Associates Inc Reno NV US 2762.3 
Navellier Genesis Management, Llc Reno NV US 41.4 
Navellier Hedge Management Inc Reno NV US 0.0 
Navesink Advisors Llc 6.0 
Navigate Financial Advisors Conyngham PA US 9.5 
Navigation Capital Partners, Inc. Atlanta GA US 231.1 
Navigation Group, Inc. Redwood City CA US 0.0 
Navigator Investments, Llc Providence RI US 176.2 
Navigator Money Management, Inc. Wappingers Falls NY US 128.4 
Navigator Retirement Plans And Investments 41.0 
Navigo Wealth Management, Llc 15.5 
Navis Capital Kuala Lumpur MY 0.0 
Navitas Wealth Advisors, Inc. San Francisco CA US 98.2 
Navpoint Financial, Inc. Minneapolis MN US 262.8 
Navy Federal Asset Management, Llc Vienna VA US 90.0 
Nawara Financial Advisors, Inc. Palos Heights 0.0 
Naylor & Co., Llc 8.5 
Naylor Investments 0.0 
Nazelrod & Associates Financial Services, Inc. Towson MD US 32.2 
Nb Alternative Fund Management Llc New York NY US 2307.3 
Nb Alternative Investment Management Llc New York NY US 3642.3 
Nb Alternatives Advisers Llc Dallas TX US 11400.0 
Nbc Securities, Inc. Birmingham AL US 479.2 
Nbh Investment Management, Llc Matawan NJ US 5.6 
Nbs Financial Services, Inc. Westlake Village CA US 192.3 
Nbz Investment Advisors, Llc Knoxville TN US 96.8 
Nc Iii, L.L.C. Danville CA US 2841.5 
Nc Ventures, Inc. Stafford TX US 0.0 
Nca Financial Planners Mayfield Heights OH US 585.6 
Nch Capital Inc. New York NY US 3635.1 
Ncm Capital Advisers, Inc. Durham NC US 468.3 
Ncm Capital Management Group Inc Durham NC US 672.5 
Ncm Capital Management, Llc Ramsey NJ US 0.0 
Nct Fund Management, Llc Columbus OH US 0.0 
Nct Gp I, Llc Columbus OH US 0.0 
Ndi Management Company Llc Cleveland OH US 0.0 
Ndp Advisory Services, Inc. Dothan AL US 32.9 
Nea'S Member Benefits Corporation Gaithersburg MD US 0.0 
Neaco Advisory, Inc. Geneva IL US 0.0 
Neal Allen Pepper, Phd 18.3 
Neal Capital Management, Llc 0.0 
Neal Financial Group, L.P. Houston TX US 0.0 
Neale Financial, Llc 1.8 
Nearpass Financial Counseling, Inc. 0.0 
Neary, Francis M Cpa Melville NY US 0.0 
Nebkota Financial Services,Llc 6.0 
Nebula Capital Management Stamford CT US 148.6 
Ned Davis Research Group Venice FL US 0.0 
Ned Goodman Investment Counsel Limited Toronto, On CA 1280.0 
Nederveld Capital Management, Llc Holland MI US 22.9 
Needelman Asset Management Inc Irvine CA US 80.9 
Needham & Company, Llc New York NY US 0.0 
Needham Advisory Corporation North Andover MA US 77.4 
Needham Capital Management, Llc New York NY US 0.0 
Needham Investment Management, Llc New York NY US 533.1 
Nef Advisors, Llc New York 8.3 
Neil Stangl Investment Advisory L.L.C. Cedar Rapids IA US 0.0 
Neiman & Associates Financial Services, Llc Arlington MA US 12.2 
Neiman Funds Management Llc Williamsvillie NY US 43.5 
Neiman Wealth Management, Llc 23.1 
Nelkin Capital Management, Inc. Great Neck US 0.0 
Nelson & Vogelheim Portfolio Advisors 10.4 
Nelson B. Trichler, Financial Planning Services Santa Barbara US 0.0 
Nelson Capital Management Palo Alto CA US 1057.2 
Nelson Financial Planning Services, Llc White Plains MD US 0.0 
Nelson Investment Company, Llc Aliso Viejo CA US 1.2 
Nelson Roberts Investment Advisors, Llc East Palo Alto CA US 264.8 
Nelson, Van Denburg & Campbell Wealth Management Group, Llc Omaha NE US 102.4 
Neman Financial, Inc Los Angeles US 0.0 
Nemeth Financial 6.0 
Neo Capital Group Llc Shaker Hts OH US 0.5 
Neocarta Ventures, Inc. 0.0 
Neon Liberty Capital Management, Llc New York NY US 605.5 
Neopolitan Capital Group, Llc Hoboken NJ US 13.0 
Neosho Advisors Llc Shawnee Mission KS US 0.0 
Neosho Capital Llc La Jolla CA US 141.8 
Nepc, Llc Cambridge MA US 2750.0 
Nephila Advisors Llc Larkspur CA US 6430.0 
Nephila Capital Ltd. Hamilton BM 6506.8 
Nepsis Advisor Services, Inc. Minneapolis MN US 100.0 
Nepsis Capital Management, Inc. Minneapolis MN US 160.0 
Nerad And Deppe Wealth Management San Diego CA US 38.5 
Nery Asset Management, Llc Asheville NC US 94.3 
Nest Builder Financial Advisors 0.0 
Nest Investment Group, Llp Chicago US 0.0 
Nested Interest Llc 0.0 
Nestegg 0.0 
Nestegg Advisors, Inc. Hauppauge NY US 0.0 
Nestegg Wealth 0.0 
Nesteggs, Inc. Jacksonville FL US 140.8 
Nestlerode & Loy, Inc. State College PA US 0.9 
Nestwise Llc Boston US 0.0 
Net Return Asset Management Llc New York NY US 214.1 
Net Worth Advisory Group, Llc Sandy UT US 138.6 
Net Worth Advisory Services 13.9 
Net Worth Management 0.0 
Net Worth Solutions Llc 0.0 
Netherland Securities, Inc. Dallas TX US 0.0 
Netols Asset Management Inc Mequon WI US 960.2 
Netplus Capital Llc New York NY US 353.3 
Netrin Investments, Lp 0.0 
Netting & Pace, Incorporated San Antonio TX US 128.1 
Network 1 Financial Advisors Inc. Red Bank NJ US 5.1 
Networth Advisors Waterloo IA US 50.0 
Networth Asset Management, Inc Marco Island FL US 0.0 
Networth Financial Services, Llc Johns Creek US 0.0 
Neuberger Berman Asia Limited Hong Kong HK 859.1 
Neuberger Berman Europe Limited London UK 0.0 
Neuberger Berman Fixed Income Llc Chicago IL US 82727.7 
Neuberger Berman Llc New York NY US 90206.0 
Neuberger Berman Management Llc New York NY US 32172.5 
Neuenschwander Asset Management, Llc Mcfarland WI US 34.7 
Neuman Capital Management, Inc. Sussex US 0.0 
Neumann Capital Management Foster City CA US 172.7 
Neumeier Capital Management, Inc Boston MA US 23.6 
Neumeier Poma Investment Counsel Llc Carmel CA US 259.7 
Neuse River Capital, Llc 1.8 
Neustrada Capital Llc New York NY US 250.0 
Neuworld Financial 0.0 
Nevada Institute For Money Management 0.0 
Nevada Retirement Planners, Llc Reno NV US 8.2 
Neville, Rodie & Shaw Inc New York NY US 1197.8 
Nevils Financial, Llc Wakefield MA US 0.0 
Nevsky Capital Llp London UK 0.0 
New Albany Capital Partners, Llc Columbus OH US 193.5 
New Albany Investment Management Llc 10.2 
New Amsterdam Partners Llc New York NY US 2544.3 
New Amsterdam, Llc 5.6 
New Atlantic Ventures Reston VA US 0.0 
New Capital Management Ii, Inc. Appleton WI US 0.0 
New Capital Management, Inc. Appleton WI US 0.0 
New Capital Management, Llc 8.2 
New Capital Management, Lp Houston TX US 145.0 
New Capital Partners Birmingham AL US 150.8 
New Castle Investment Advisors, Llc Portsmouth NH US 6.0 
New Century Advisors, Llc Chevy Chase MD US 1327.9 
New Century Asset Management, Inc. Wayne NJ US 194.0 
New Century Capital Management, Llc Hinsdale IL US 0.7 
New Century Capital Management, Llc Greenwich CT US 38.8 
New Century Financial Group, Llc Princeton NJ US 157.3 
New Century Investment Management, Incorporated Southfield MI US 129.6 
New Century Investment Management, L.L.C. Hanover 0.0 
New Century Partners 263.5 
New Century Partners-The No-Load Group, Inc. Fort Worth TX US 14.3 
New China Capital Management, Lp Stamford CT US 759.0 
New China Investment Management, Inc. Stamford CT US 0.0 
New Dimensions Investment Company Santa Monica CA US 15.7 
New Dimensions Wealth Management, L.L.C. Allen TX US 13.7 
New Economy Capital Management Llc Marina Del Rey CA US 20.5 
New Energy Capital Partners Llc Hanover NH US 100.0 
New England Capital Northampton MA US 160.4 
New England Capital Financial Advisors Llc South Meriden CT US 126.4 
New England Capital Planners, Inc. Avon CT US 0.0 
New England Financial Group Plymouth 0.0 
New England Financial Planning Group Burlington MA US 127.0 
New England Investment & Retirement Group, Inc. North Andover MA US 362.3 
New England Investment Consultants, Ltd. Providence RI US 40.3 
New England Private Wealth Advisors, Llc Wellesley MA US 681.9 
New England Research & Management, Inc. Chicago IL US 136.5 
New England Retirement Consultants, Llc Boston MA US 1606.7 
New England Schooner, Inc. Peabody MA US 23.7 
New England Securities Corporation New York NY US 2598.1 
New Enterprise Associates Chevy Chase MD US 0.0 
New Era Financial Advisors, Inc. Wayzata MN US 290.6 
New Era Investors, Llc Danville CA US 0.0 
New Fortress Capital Management, Llc 7.7 
New Frontier Advisors, Llc Boston MA US 0.0 
New Frontier Management Company, Llc Boston MA US 994.6 
New Frontiers Advisory Group, Llc. Pepper Pike OH US 1.5 
New Generation Advisors, Llc Manchester MA US 754.7 
New Ground Capital Llc Rochester NY US 0.0 
New Harbor Financial Group, Llc Leominster MA US 208.2 
New Harbor Investment Management, Llc 17.9 
New Health Capital Partners New York NY US 0.0 
New Heritage Capital Llc Boston MA US 174.1 
New Hill Boston MA US 0.0 
New Holland Capital, Llc New York NY US 17235.3 
New Horizon Capital Advisors, Ltd George Town, Grand Cayman KY 0.0 
New Horizon Financial Strategies Ithaca NY US 1.3 
New Horizons Asset Management Group, Llc Newburgh NY US 7.6 
New Jam Financial Strategists, Llc 0.1 
New Leaf Venture Partners New York NY US 0.0 
New Legacy Financial Group, Llc Wooster OH US 3.1 
New Legacy Group, Llc New York NY US 65.0 
New Line Capital, Llc 32.4 
New Logic Investors 1.5 
New Mainstream Capital New York NY US 199.4 
New Markets Advisory Llc 1.0 
New Markets Venture Partners Fulton MD US 0.0 
New Means Financial Planning 0.0 
New Millennium Asset Management, Inc. 7.0 
New Mountain Capital, Llc New York NY US 6682.3 
New Mountain Finance Advisers Bdc, L.L.C. New York NY US 703.6 
New Mountain Vantage Advisers, L.L.C. New York NY US 1702.6 
New Observer Capital Management, Llc 11.2 
New Outlook Financial, Llc Portland OR US 10.8 
New Path Capital Advisors Silverthorne CO US 58.4 
New Peak Capital Partners, Llp London UK 0.0 
New Perspectives, Inc. Ridgeland MS US 2.0 
New Providence Asset Management L.P. New York NY US 2040.4 
New River Investments Fort Lauderdale FL US 24.3 
New Salem Capital, Llc 8.4 
New Sheridan Advisors, Inc. Newport Beach CA US 72.0 
New Silk Road Investment Pte Ltd Singapore SG 0.0 
New Silk Route New York NY US 1280.8 
New Venture Partners Murray Hill NJ US 0.0 
New Vernon Capital Jersey City NJ US 999.7 
New Vernon Investment Management Llc Highland Park IL US 167.2 
New Vista Investment Group, Llc Chicago IL US 165.4 
New Wealth Advisors, Llc Tewksbury MA US 138.2 
New West Investment Management, Inc. Westcliffe CO US 28.4 
New York City Investment Fund Manager, Inc. New York NY US 0.0 
New York Life Investment Management Llc New York NY US 221000.0 
Newage Asset Management, Inc. Lisle 0.0 
Newarc Investments, Inc. Naperville IL US 12.8 
Newaukum Wealth Management, Llc Seattle WA US 0.0 
Newberry & Associates, L.L.C. 0.0 
Newbridge Financial Services Group, Inc. Ft. Lauderdale FL US 129.2 
Newbrook Capital Advisors Lp New York NY US 597.4 
Newbury Associates Llc Stamford CT US 1726.0 
Newbury Ventures Redwood City CA US 0.0 
Newcastle Capital Management, L.P. Dallas TX US 0.0 
Newcastle Financial Advisors Fullerton US 12.5 
Newcastle Investment Corp. New York NY US 2833.0 
Newcomb Financial Advisors, Llc Chapel Hill NC US 1.1 
Newfleet Asset Management, Llc San Francisco CA US 8485.0 
Newfocus Financial Group, Llc Vancouver WA US 168.3 
Newfound Investments, Llc Hartford CT US 0.0 
Newfound Research Llc Boston MA US 0.0 
Newgate Capital Management Llc Greenwich CT US 1894.4 
Newgate Financial Services, Llc 2.0 
Newground Social Investment Seattle WA US 62.0 
Newhaven Asset Management Inc. Toronto, Ontario CA 92.0 
Newhaven Capital Advisors Columbus OH US 1.2 
Newkirk & Company 0.0 
Newland Capital Management, Llc New York NY US 1150.0 
Newlin Capital Partners, Llc Newtown PA US 192.8 
Newman Advisors, Llc Fort Lauderdale FL US 0.0 
Newman Dignan & Sheerar, Inc Providence RI US 317.6 
Newman Financial Planning 0.0 
Newman Ladd Capital Advisors, Llc. Syracuse NY US 37.5 
Newman Schimel Deerfield IL US 190.5 
Newman, Nicholas Drake Stamford CT US 0.0 
Newmark Capital Management, Llc Tempe AZ US 32.4 
Newmarket Advisors, Inc. 18.8 
Newmyer Wealth Management Houston TX US 3.5 
Newoak Capital Markets Llc New York NY US 0.0 
Newpath Capital Management, Llc 4.0 
Newport Advisors Llc New York NY US 0.0 
Newport Advisory, Inc Newport Beach CA US 143.9 
Newport Asia Llc San Francisco CA US 1991.5 
Newport Capital Advisers Inc North Quincy MA US 103.1 
Newport Capital Group, Llc Red Bank NJ US 118.1 
Newport Coast Asset Management Irvine CA US 21.0 
Newport Global Advisors L.P. The Woodlands TX US 527.3 
Newport Group Securities, Inc. Heathrow FL US 12822.9 
Newport Investment Advisors Inc Beachwood OH US 91.6 
Newport Investment Advisors, Inc. Sycamore IL US 11.6 
Newport Securities Corporation 21.4 
Newport Wealth Advisors, Inc. Newport Beach CA US 10.0 
Newquest Capital Partners George Town KY 0.0 
Newsholme Financial Group, Inc. Yorktown Hts NY US 43.7 
Newsmith Asset Management Llp London UK 2337.9 
Newsource Advisory, Llc Keene NH US 0.0 
Newsouth Capital Management Inc Memphis TN US 2216.1 
Newspring Capital Radnor PA US 756.7 
Newstapes, Inc D/B/A Glidewell Economics 0.0 
Newstar Financial, Inc Boston MA US 1603.6 
Newstone Capital Partners, Llc Los Angeles CA US 1315.3 
Newton Capital Management Ltd London UK 2226.4 
Newton Capital Partners I, L.P. Hong Kong CN 0.0 
Newton Logistics And Asset Management, Llc 0.0 
Newton One Advisors Newark DE US 147.4 
Newtown Wealth Management Inc. Newtown PA US 13.6 
Newtyn Management, Llc New York NY US 252.0 
Newworld Capital Group, Llc New York NY US 0.0 
Nexcore Financial Services, Incorporated San Diego 12.6 
Nexit Ventures Inc Saratoga CA US 0.0 
Nexpoint Advisors, L.P. Dallas TX US 606.0 
Nexstar Capital Partners, Llc New York NY US 127.5 
Next Capital Management Llc New York NY US 493.2 
Next Century Growth Investors Llc Minneapolis MN US 2606.6 
Next Financial Group, Inc. Houston TX US 1316.6 
Next Generation Wealth Management, Inc. Milwaukee WI US 92.5 
Next Generation Wealth Planning, Llc Manalapan NJ US 17.4 
Next Station Capital, Llc New Canaan 0.0 
Next Step Wealth, Llc Redwood City CA US 17.5 
Next View Partners Llc 0.0 
Nextgen Family Office, Llc Coral Gables US 0.0 
Nextstep Financial Planning, Llc 0.0 
Nextview Ventures Boston MA US 0.0 
Nexus Financial Programs, Inc. Colorado Springs CO US 36.2 
Nexus India Advisory Services Port Louis MU 0.0 
Nexus Investment Company, Llc Quincy MA US 0.0 
Nexxus Capital Management Iii, Llc Mexico City MX 0.0 
Ney Wealth Management Salt Lake City UT US 6.1 
Nezu Asia Capital Management (Singapore) Pte. Ltd. Singapore SG 554.8 
Nezu Asia Capital Management Limited Hong Kong HK 777.7 
Nezu Asia Capital Management, Llc New York NY US 113.5 
Nfc Investments, Llc Memphis TN US 368.0 
Nfi Advisors, Inc Novi MI US 37.6 
Nfi, Llc Seven Fields PA US 0.0 
Nfj Investment Group Llc Dallas TX US 24960.9 
Nfp Indesuite Austin TX US 0.0 
Nfp Securities, Inc. Austin TX US 8009.0 
Ng Management S.A. Lima PE 0.0 
Ng, Sally Walnut Creek US 0.0 
Ngam Advisors, L.P. Boston MA US 6121.1 
Ngc Financial, Llc Bayside NY US 0.0 
Ngen Mgt Ii, Llc Santa Barbara US 0.0 
Ngn Capital Llc New York NY US 0.0 
Ngp Energy Technology Partners Washington DC US 419.5 
Ngp Investment Advisor, Lp Houston TX US 256.6 
Nguyen Financial Llc Santa Ana 0.0 
Nhc Investment Advisors, Llc 3.6 
           
 
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Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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