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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
NI Advisors Oakland CA US 0.0 
Nia Ricks Davenport, Cpa Winston-Salem NC US 0.0 
Nia Securities, L.L.C. Paramus NJ US 0.0 
Niagara Financial Advisors, LLC Alpharetta GA US 89.5 
Nibc Credit Management, Inc. New York NY US 1158.7 
Nicholas Advisors Inc New York NY US 66.7 
Nicholas Co Inc Milwaukee WI US 1868.0 
Nicholas Edwards Investments K.K. Tokyo JP 190.5 
Nicholas Hoffman & Company, LLC Atlanta GA US 116.4 
Nicholas Investment Parnters, L.P. Rancho Santa FE CA US 159.7 
Nicholas Yrizarry & Associates LLC Reston VA US 83.0 
Nicholas-Applegate Capital Management LLC San Diego CA US 7875.8 
Nichols & Pratt Advisers LLP Boston MA US 1221.8 
Nichols Asset Management LLC Boston MA US 80.1 
Nichols Capital Management, LLC 3.5 
Nichols Financial Advice, LLC 0.0 
Nichols Investmenet Advisory Services Mashpee MA US 7.2 
Nichols Investment Advisors San Francisco CA US 11.0 
Nichols Investment Management Bangor ME US 38.9 
Nichols, John 0.0 
Nicholson Capital Management, Inc. Kansas City MO US 64.2 
Nicholson Donald W & Associates Ltd Wilmington DE US 61.2 
Nicholson Investments, Inc. 0.0 
Nickel Capital 0.0 
Nickel Investment Advisors 13.9 
Nickles Investment Advisory 6.5 
Nicol Advisors Corporation Granite City IL US 0.0 
Nicolette Financial Advisors LLC 1.0 
Nicollet Investment Management, Inc. Minneapolis MN US 102.4 
Nielsen Financial Services, Inc. Salt Lake City UT US 30.8 
Niemann Analytics 1105.7 
Niemann Capital Management Inc Scotts Valley CA US 1103.2 
Nies Financial Group Inc. Sartell MN US 16.7 
Nightingale Financial Advisory Palo Alto CA US 27.5 
Nightwatch Capital Advisors, LLC Provo UT US 19.3 
Nigido Mullin Investment Strategies, LLC Skillman NJ US 4.4 
Nihon Equity Research San Francisco CA US 0.0 
Nikko AM International, Inc. New York NY US 8417.3 
Nikko Asset Management Americas, Inc. New York NY US 13500.1 
Nikko Asset Management Co Ltd Tokyo JP 115319.6 
Nikko Asset Management Europe Ltd London UK 16166.8 
Nikko Asset Management Singapore Limited Singapore SG 3685.3 
Niles Asset Management, Inc Brushton NY US 19.2 
Nina M Wyatt & Associates, LLC Owensboro KY US 14.5 
Nine Thirty Capital Management, LLC New York NY US 207.2 
Ninepeaks Capital Management LP New York NY US 123.0 
Nippon Value Investors Tokyo JP 265.1 
Nisa Investment Advisors, L.L.C. St. Louis MO US 56107.6 
Nisman Investment Services Inc. Lakewood NJ US 16.0 
Nissay Asset Management Corporation Tokyo JP 49924.3 
Nivest, Inc. 4.9 
Nix Wealth Management Sacramento CA US 12.0 
Nixon Peabody Financial Advisors LLC Rochester NY US 152.3 
Njm Inc. Euclid OH US 0.1 
Njord Financial Services, Incorporated. Wilmington DE US 9.5 
Njr Investment Advisory, Inc. Tampa FL US 31.9 
Nla Financial Advisors 33.3 
Nlj Advisors, Inc. Port Angeles WA US 706.5 
Nlp Investments, Inc. St. Louis MO US 32.9 
NM Greenberg Financial, LLC 6.5 
Nmf Asset Management, LLC Stuart FL US 131.5 
NN Capital Management Williamsville NY US 1.1 
NO-Load Asset Management 17.8 
Nob Hill Capital Management, Inc. San Francisco CA US 30.0 
Nobadeer Capital Management, LLC 20.0 
Nobis, Ltd Houston TX US 0.0 
Noble Capital Management, Inc. Boca Raton FL US 18.7 
Noble Financial Advisory, Inc 13.7 
Noble Partners, L.P. Boston MA US 1216.0 
Noe Investment Planning and Management 6.7 
Noesis Capital Management Corp Boca Raton FL US 213.3 
Nokomis Capital, L.L.C. Dallas TX US 5.4 
Nolan, Paul F. 0.0 
Noll Wealth Management Malvern PA US 0.0 
Nollenberger Capital Investment Advisory Inc. San Francisco CA US 0.1 
Nollenberger Capital Partners, Inc. San Francisco CA US 137.7 
Nomura Asset Management Co., Ltd. Tokyo JP 242072.0 
Nomura Asset Management Hong Kong Limited Central Hong Kong HK 3224.8 
Nomura Asset Management Singapore Limited Singapore SG 11078.8 
Nomura Asset Management U.K. Limited London UK 29605.5 
Nomura Asset Management U.S.A. Inc. New York NY US 1399.1 
Nomura Corporate Research and Asset Management Inc New York NY US 112288.3 
Nomura Funds Research and Technologies America Inc. New York NY US 562.2 
Nomura Global Alpha LLC New York NY US 141.8 
Noonan, Francis Terrence Parsippany NJ US 1.5 
Noonday Asset Management LLP London UK 758.3 
Noonday Asset Management, L.P. Charlotte NC US 2687.3 
Norcap Investment Management, L.P. Dallas TX US 181.9 
Nord, Henry John Chicago IL US 25.0 
Nordberg & Vandenberg, Inc. East Lansing MI US 24.1 
Nordberg Investment Management Inc. 15.2 
Nordea Investment Management North America, Inc. New York NY US 296.3 
Nordstrom Pension Consulting Co 0.0 
Norfolk Markets, LLC New Haven CT US 3.2 
Norman Fields, Gottscho Capital Management LLC New York NY US 134.9 
Norman Financial Planning, Inc. Troy MI US 0.0 
Norman R. Davis Houston TX US 9.0 
Norman W. Berger, Inc. 8.9 
Norman, Richard L. Augusta GA US 1.2 
Norman, Schuster Deer Park NY US 1.3 
Normandy Capital Management, LLC Lakewood CO US 16.0 
Noroian Capital Management Lafayette CA US 53.6 
Norris Financial Group, LLC Greenville SC US 47.7 
Norris Perne & French LLP Grand Rapids MI US 579.1 
Norseman Advisory Group, Inc. Newport News VA US 0.3 
Norsk Investment Advisers, LLC Fitchburg WI US 15.2 
North & Webster, LLC Cambridge MA US 1.1 
North American Capital Management 7.0 
North American Management Corp Boston MA US 933.1 
North American Wealth Management Dallas TX US 25.0 
North Bay Pension 0.2 
North Berkeley Investment Partners, LLC Berkeley CA US 174.3 
North Branch Advisory 5.7 
North Castle Advisors, LLC 19.9 
North Coast Asset Management, Inc. Windsor CA US 11.0 
North Coast Financial Advisors, Ltd. Whitehouse OH US 0.0 
North Coast Money Management Rocky River OH US 0.0 
North Compass Financial Advisors, Inc. Grand Rapids MN US 51.5 
North Compass Financial Advisors, LLC Grand Rapids MN US 38.6 
North Country Investment Advisers, Inc. Glens Falls NY US 180.0 
North East Asset Management Coon Rapids MN US 12.0 
North Financial 6.5 
North Financial Directions LLC 0.0 
North Fulton Financial Advisors LLC 10.0 
North Hill Asset Management, LLC Glen Allen VA US 2.1 
North Lake Tahoe Financial Services, LLC Incline Village NV US 0.0 
North Nassau Advisors, LLC Syosset NY US 4.3 
North Nassau Advisors. LLC Syosset NY US 0.0 
North Nineteen Forty, Inc. 2.5 
North of South London, England UK 144.0 
North Point Advisors Oakland CA US 8000.0 
North Point Financial Advisors, Inc. 0.5 
North Point Portfolio Managers Corporation Mayfield Heights OH US 298.0 
North Pointe Investment Services, LLC 0.0 
North Ridge Securities Corp. Melville NY US 24.0 
North River Capital LLC New York NY US 100.0 
North Shore Advisors, Inc. 1.3 
North Shore Asset Management, LLC 25.0 
North Shore Investment Consulting LLC 0.0 
North Shore Private Asset Management, LLC 100.0 
North Star Asset Management Inc Menasha WI US 661.7 
North Star Financial Advisors, L.L.C. 0.0 
North Star Financial Consulting, LLC Indianapolis IN US 0.0 
North Star Financial Group, Inc. Hickory NC US 0.0 
North Star Financial Services Elk Grove Village IL US 3.8 
North Star Investment Management Corporation Chicago IL US 261.0 
North Stone Capital Management, LLC San Francisco CA US 0.1 
North Street Ventures, LLC 0.0 
North Wealth Management Company, LLC LA Jolla CA US 0.0 
Northbay Advisors Rohnert Park CA US 0.8 
Northbrook Capital Management Auburn CA US 5.0 
Northbrook Investment Management, LLC Okemos MI US 42.4 
Northcoast Asset Management LLC Greenwich CT US 309.7 
Northeast Advisers, Inc. Paoli PA US 275.7 
Northeast Asset Management Group,Inc. Saginaw MI US 25.4 
Northeast Asset Management, Inc. Mitchel Field NY US 48.0 
Northeast Capital Management, Inc. Fall River MA US 17.3 
Northeast Financial Consultants, Inc 1603.2 
Northeast Financial Group, Inc. Tannersville PA US 32.4 
Northeast Investment Management Inc Boston MA US 1109.0 
Northeast Management & Research Co., Inc. Boston MA US 78.5 
Northeast Passage Financial Advisors LLC 0.0 
Northeast Planning Associates, Inc. Bedford NH US 0.0 
Northeastern Financial Consultants, Inc. South Abington Township PA US 29.9 
Northern Asset Management, Inc. Duluth MN US 70.2 
Northern Capital Management LLC Madison WI US 227.8 
Northern Capital Management, Inc. Spokane WA US 307.0 
Northern Capital Securities Corporation Andover MA US 0.0 
Northern Cross Investments Ltd 15878.7 
Northern Cross, LLC Boston MA US 14908.7 
Northern Financial Advisors, Inc Franklin MI US 0.0 
Northern Light Assets Limited 1.0 
Northern Neck Investors Corporation Boston MA US 3766.1 
Northern Oak Capital Management, Inc. Milwaukee WI US 236.6 
Northern Trust Global Advisors Inc Stamford CT US 10160.4 
Northern Trust Global Investments Ltd London UK 26899.6 
Northern Trust Investments, National Association. Chicago IL US 326920.0 
Northern Trust Securities, Inc Chicago IL US 74.0 
Northgate Capital, L.P. Danville CA US 1687.2 
Northgate Capital, LLC Danville CA US 1687.2 
Northgate Wealth Management Greensburg PA US 10.5 
Northlake Capital Management, LLC Winnetka IL US 29.3 
Northland Asset Management Minneapolis MN US 28.5 
Northland Capital Management Duluth MN US 21.6 
Northland Financial Advisors Inc. Shoreview MN US 0.0 
Northland Investment Management Co. Biwabik MN US 0.7 
Northlight Financial LLC New York NY US 195.7 
Northpoint Advisory LLC Evanston IL US 9.9 
Northpointe Capital LLC Troy MI US 1660.7 
Northport Capital Management 6.8 
Northport Harbor Financial Services, LLC Litchfield NH US 0.0 
Northridge Advisors, LLC Charlotte NC US 3.7 
Northroad Capital Management, LLC New York NY US 776.1 
Northshore Advisors LLC Minneapolis MN US 354.6 
Northshore Advisors, Inc. 4.0 
Northside Capital Management LLC Hood River OR US 1921.5 
Northstar Advisory Services, LLC Highland Village TX US 0.1 
Northstar Asset Management Inc Boston MA US 78.3 
Northstar Asset Management LLC Blue Bell PA US 300.9 
Northstar Asset Management LLC 39.0 
Northstar Capital Funds, LLC New York NY US 44.4 
Northstar Capital Inc Boston MA US 49.6 
Northstar Capital Management Inc Palm Beach Gardens FL US 242.0 
Northstar Equities, LLC 4.0 
Northstar Financial Advisors LLC 23.3 
Northstar Financial Advisors, Inc. 31.4 
Northstar Financial Companies, Inc. Conshohocken PA US 0.0 
Northstar Financial Partners, Inc. Troy MI US 55.0 
Northstar Financial Planners, Inc. Plantation FL US 47.6 
Northstar Financial Planning, Inc. Londonderry NH US 48.0 
Northstar Financial Services, Inc. Valencia CA US 0.0 
Northstar Group Inc New York NY US 140.0 
Northstar Investment Advisors LLC Denver CO US 241.6 
Northstar Investment Management 12.6 
Northstar Investment Partners Cumming GA US 5.0 
Northstar Strategies LLC 0.0 
Northstar Wealth Advisors, LLC 0.1 
Northstar Wealth Management, Inc. Columbia MD US 18.5 
Northtown Capital Strategies Spring Lake Park MN US 0.0 
Northtrend Financial Services 0.0 
Northwater Capital Management Inc. Toronto, Ontario CA 3992.5 
Northwest Administrators Inc Seattle WA US 424.4 
Northwest Advisory Group, Inc. Indianapolis IN US 2.3 
Northwest Advisory Inc Dayton OH US 27.5 
Northwest Asset Management Corp Visalia CA US 3.4 
Northwest Capital Management Inc Portland OR US 739.6 
Northwest Criterion Asset Management, L.L.C. Princeton NJ US 26.2 
Northwest Financial Advisors Inc Spokane WA US 20.0 
Northwest Financial Choices 4.7 
Northwest Financial Services Inc Indianapolis IN US 123.8 
Northwest Financial, Inc. Keizer OR US 0.0 
Northwest Income Investments, Inc 2.8 
Northwest Investment Advisors, Inc Spokane WA US 0.5 
Northwest Investment Consulting, Inc. Seattle WA US 76.3 
Northwest Investment Counselors Lake Oswego OR US 152.7 
Northwestern Mutual Investment Services,LLC Milwaukee WI US 891.1 
Norton Capital Management, Inc. Norfolk VA US 52.2 
Norton Capital Management, Inc. 13.0 
Norton Financial Consultants 0.0 
Norton-Barkley Asset Management 2.0 
Norwottuck View Investment Management, LLC 0.0 
Notman Financial Group Stockton CA US 25.8 
Noto Capital Management 11.4 
Nottingham Advisors Inc. Williamsville NY US 530.1 
Nottinghill Capital Management Inc. Roslyn NY US 16.0 
Nottinghill Investment Advisers, Ltd Cincinnati OH US 88.0 
Nova Financial Consulting, LLC Manasquan NJ US 8.0 
Nova Financial Management 18.0 
Nova Wealth Management Group, LLC Atlanta GA US 101.3 
Novak Financial Planning LLC Bel Air MD US 55.5 
Novant Asset Management, LLC Winston-Salem NC US 695.1 
Novare Capital Management Charlotte NC US 126.9 
Novatera Capital Pte. Ltd. Singapore SG 47.7 
Novavest Management, LLC 0.7 
Novell Investment Management Company, Inc. 0.0 
Noven Financial Group, Inc. Denver CO US 92.3 
Novick & Co., Inc. 0.0 
Noviello Financial Group, Inc. 0.0 
Novos Planning Associates Inc New York NY US 70.4 
Noyes Capital Management, LLC New Vernon NJ US 32.0 
Npa Asset Management, LLC Montvale NJ US 45.0 
Npb Financial Group, LLC Burbank CA US 106.2 
Npj Asset Management LLP London UK 246.4 
Nprofit, LLC Chicago IL US 0.0 
Npv Consulting, Inc 0.4 
NR Smith & Associates, P.S. Olympia WA US 29.4 
Nrb Capital Management, Inc. Lower Burrell PA US 25.3 
Nrg International Financial Services LLC Greenwich CT US 0.0 
Nrp Advisors, Inc. Bryan OH US 492.1 
Nrp Financial, Inc. Bryan OH US 242.1 
Nrw Asset Management, Inc. 0.0 
NS Investment Partners, LLC Berwyn PA US 1.8 
Nsm Capital Management LLC Greenwich CT US 90.0 
Ntb Advisers, A Division of Neidiger, Tucker, Bruner Inc Denver CO US 122.1 
Ntb Advisory Services LLC 0.0 
Nto Advisors LLC 0.0 
Ntv Asset Management, LLC Charleston WV US 286.0 
Ntv Asset Management, LLC 18.3 
Nua Advisors Portland ME US 12.9 
Nucera Asset Management 0.1 
Nugent Wealth Advisory 0.0 
Nuland & Arshad Inc Boston MA US 471.4 
Numar Inc 0.0 
Numbers BY Tom Paske & Diane Kramer, Inc. Bloomington MN US 45.0 
Numeric Investors LLC Boston MA US 8011.0 
Nunzio E. Cernero & Company, LLC 0.0 
Nutfield Financial Auburn NH US 14.8 
Nutmeg Advisors, LLC 0.0 
Nutmeg Capital Advisors, LLC Hartford CT US 16.0 
Nutmeg Securities, LLC Fairfield CT US 10.7 
Nuttall Richard Voight Columbia SC US 78.0 
Nutter Investment Advisors Boston MA US 972.8 
Nuveen Asset Management Chicago IL US 69890.1 
Nuveen Hydepark Group, LLC Chicago IL US 1107.7 
Nuveen Investments Advisers Inc. Chicago IL US 1335.5 
Nuveen Investments Institutional Services Group LLC Los Angeles CA US 0.0 
Nuverse Advisors LLC New York NY US 393.8 
Nuverse Offshore Advisors LLC New York NY US 210.8 
Nuvision Investment Advisors 0.0 
Nvest Financial Group, LLC Kennebunk ME US 0.0 
Nvest Wealth Strategies, Inc. 47.1 
Nvest Wise, LLC 0.0 
Nvng Investments Inc Kalamazoo MI US 91.1 
Nwf Advisory Services Inc Los Angeles CA US 177.0 
Nwk Group San Francisco CA US 15.0 
Nwq Investment Management Company, LLC Los Angeles CA US 17266.7 
Nycretire, Inc. Staten Island NY US 0.0 
Nye Investment Advisors, LLC Bristol CT US 1.0 
NZ Arts LLC Sandy UT US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

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