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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
NI Advisors Emeryville CA US 0.0 
NIA Ricks Davenport, Cpa 0.0 
NIA Securities, L.L.C. Paramus NJ US 0.0 
Niagara Financial Advisors, LLC Alpharetta GA US 89.5 
Nibc Credit Management, Inc. The Hague NL 983.4 
NIC Management LLC New York NY US 2300.0 
Niche Registered Investment Advisory Services, LLC 0.0 
Nicholas Advisors Inc New York NY US 20.6 
Nicholas Co Inc Milwaukee WI US 0.0 
Nicholas Edwards Investments K.K. Tokyo JP 190.5 
Nicholas Hoffman & Company, LLC Atlanta GA US 0.0 
Nicholas Investment Parnters, L.P. Rancho Santa FE CA US 513.9 
Nicholas Ventimiglio, Cdfa San Ramon CA US 18.6 
Nicholas Yrizarry & Associates, LLC Reston VA US 79.0 
Nicholas Yrizarry Wealth Management Group Laguna Beach CA US 0.0 
Nicholas-Applegate Capital Management LLC San Diego CA US 4805.3 
Nichols & Pratt Advisers LLP Boston MA US 1392.0 
Nichols Asset Management LLC 166.4 
Nichols Capital Management, LLC 7.1 
Nichols Financial Advice, LLC 0.0 
Nichols Investmenet Advisory Services Mashpee MA US 13.3 
Nichols Investment Advisors 16.9 
Nichols Investment Management Bangor ME US 49.8 
Nichols, John 0.0 
Nicholson Capital Management, Inc. Kansas City MO US 71.5 
Nicholson Donald W & Associates Ltd Wilmington DE US 93.1 
Nicholson Investments, Inc. 0.0 
Nickel Capital 0.0 
Nickel Investment Advisors, Inc. 17.7 
Nickles Investment Advisory 6.5 
Nicol Advisors Corporation Granite City IL US 0.0 
Nicolette Financial Advisors LLC 3.3 
Nicollet Investment Management, Inc. Minneapolis MN US 143.2 
Nidhi Capital LLC 0.0 
Nied Capital Management, LLC 0.0 
Niehaus Liberty Investing, LLC Oakland CA US 2.6 
Nielsen Financial Services, Inc. Salt Lake City UT US 37.1 
Niemann Analytics 1467.3 
Niemann Capital Management Inc Scotts Valley CA US 1463.9 
Nies Financial Group Inc. St. Cloud MN US 0.0 
Nightingale Financial Advisory Palo Alto CA US 26.7 
Nightwatch Capital Advisors, LLC Provo UT US 7.3 
Nigido Mullin Investment Strategies, LLC Skillman NJ US 4.8 
Nihon Equity Research San Francisco CA US 0.0 
Nike Investment Partners, LLC Virginia Beach VA US 45.0 
Nikko AM International, Inc. New York NY US 8417.3 
Nikko Asset Management Americas, Inc. New York NY US 10510.5 
Nikko Asset Management Co Ltd Tokyo JP 122717.8 
Nikko Asset Management Europe Ltd London UK 23504.9 
Nikko Asset Management Singapore Limited Singapore SG 6945.0 
Nikulski Financial, Inc. Davenport IA US 55.4 
Nile Capital Management LLC New York NY US 5.6 
Niles Asset Management, Inc 26.1 
Nilgai Capital Management, LLC Houston TX US 0.0 
Nina M Wyatt & Associates, LLC Owensboro KY US 0.0 
Nine Thirty Capital Management, LLC New York NY US 204.1 
Ninepeaks Capital Management LP New York NY US 123.0 
Nintai, LLC 0.0 
Nippon Value Investors Tokyo JP 570.5 
Nisa Investment Advisors, L.L.C. St. Louis MO US 63145.5 
Nisman Investment Services Inc. Lakewood NJ US 16.0 
Nissay Asset Management Corporation Tokyo JP 66144.2 
Nissim Investment Group LLC 0.0 
Nivest, Inc. 0.0 
NIX Wealth Management Sacramento CA US 12.0 
Nixon Peabody Financial Advisors LLC Rochester NY US 33.2 
NJB Financial Strategies 0.0 
NJM Inc. Euclid OH US 0.1 
Njord Financial Services, Incorporated. Wilmington DE US 9.5 
NJR Investment Advisory, Inc. Tampa FL US 0.0 
NLA Financial Advisors 56.1 
NLJ Advisors, Inc. Vancouver WA US 520.2 
NLP Investments, Inc. St. Louis MO US 0.0 
NM Greenberg Financial, LLC 6.5 
NMF Asset Management, LLC Stuart FL US 153.0 
NN Capital Management Williamsville NY US 0.7 
NO-Load Asset Management 17.8 
Nob Hill Capital Management, Inc. San Francisco CA US 24.8 
Nobadeer Capital Management, LLC Warren RI US 28.0 
Nobis, Ltd Houston TX US 0.0 
Noble Capital Management, Inc. Boca Raton FL US 13.6 
Noble Financial Advisory, Inc 18.7 
Noble Financial Services, LLC Hinckley OH US 0.0 
Noble Partners, L.P. Boston MA US 1216.0 
Noctua International Wmg, LLC Miami FL US 500.7 
NOE Investment Planning and Management 6.7 
Noesis Capital Management Corp Boca Raton FL US 246.6 
Noise Free Investments, LLC Springfield MA US 1.0 
Nokomis Capital, L.L.C. Dallas TX US 0.0 
Nolan Capital Advisors LLC 2.0 
Nolan, Paul F. 0.0 
Noll Wealth Management Malvern PA US 0.0 
Nollenberger Capital Investment Advisory Inc. San Francisco CA US 0.0 
Nollenberger Capital Partners, Inc. San Francisco CA US 210.8 
Nollette Financial Burlingame CA US 0.0 
Nomura Asset Management Co., Ltd. Tokyo JP 308630.4 
Nomura Asset Management Hong Kong Limited Central Hong Kong HK 2306.2 
Nomura Asset Management Singapore Limited Singapore SG 13244.1 
Nomura Asset Management U.K. Limited London UK 27830.3 
Nomura Asset Management U.S.A. Inc. New York NY US 1926.9 
Nomura Corporate Research and Asset Management Inc New York NY US 21673.3 
Nomura Funds Research and Technologies America Inc. New York NY US 705.8 
Nomura Global Alpha LLC New York NY US 245.5 
Non-Traditional Wealth Management, LLC Orlando FL US 5.3 
Noonday Asset Management LLP London UK 2042.4 
Noonday Asset Management, L.P. San Francisco CA US 4329.8 
Noram Asset Management, Inc. Addison TX US 15.9 
Norcap Investment Management, L.P. Dallas TX US 58.9 
Nord, Henry John Chicago IL US 25.0 
Nordberg & Vandenberg, Inc. East Lansing MI US 25.0 
Nordberg Investment Management Inc. 6.7 
Nordea Investment Management North America, Inc. New York NY US 383.5 
Nordstar Investments, LLC 0.9 
Nordstrom Pension Consulting Co 0.0 
Nordstrom, Robert Dale 0.0 
Norfolk Markets, LLC New Haven CT US 3.2 
Noriba Advisors Woodland Hills CA US 0.0 
Norman Fields, Gottscho Capital Management LLC New York NY US 153.9 
Norman Financial Planning, Inc. Troy MI US 0.0 
Norman Lungsun YU D/B/A Nly Investment Advisor 0.4 
Norman R. Davis Houston TX US 9.0 
Norman W. Berger, Inc. 9.9 
Norman, Richard L. Augusta GA US 1.2 
Norman, Schuster Deer Park NY US 1.2 
Normandy Capital Management, LLC Lakewood CO US 22.0 
Noroian Capital Management Lafayette CA US 38.8 
Norris Financial Group, LLC Greenville SC US 54.4 
Norris Perne & French LLP Grand Rapids MI US 835.1 
Norris Wealth Management, LLC 12.5 
Norseman Advisory Group, Inc. Newport News VA US 0.0 
Norsk Investment Advisers, LLC Fitchburg WI US 11.7 
North & Company, LLC 8.8 
North & Webster, LLC Woburn MA US 4.6 
North American Management Corp Boston MA US 1156.0 
North American Wealth Management Dallas TX US 25.0 
North Bay Pension 0.2 
North Berkeley Investment Partners, LLC Berkeley CA US 237.8 
North Branch Advisory 1.9 
North Castle Advisors, LLC 27.8 
North Coast Asset Management, Inc. Windsor CA US 11.0 
North Coast Financial Advisors, Ltd. Whitehouse OH US 0.0 
North Coast Money Management Rocky River OH US 0.0 
North Compass Financial Advisors, Inc. Grand Rapids MN US 51.5 
North Compass Financial Advisors, LLC Grand Rapids MN US 56.2 
North Country Investment Advisers, Inc. Glens Falls NY US 166.1 
North Cove Partners, LLC New York NY US 6298.6 
North East Asset Management Coon Rapids MN US 21.0 
North Financial Directions LLC 0.0 
North Fulton Financial Advisors LLC 10.0 
North Hill Asset Management, LLC Glen Allen VA US 2.1 
North Lake Advisors, LLC Pasadena CA US 0.0 
North Lake Tahoe Financial Services, LLC Incline Village NV US 0.0 
North Nassau Advisors, LLC Syosset NY US 8.5 
North Nassau Advisors. LLC Syosset NY US 0.0 
North Nineteen Forty, Inc. 2.5 
North of South London, England UK 144.0 
North Point Advisors San Ramon CA US 120.0 
North Point Financial Advisors, Inc. 0.0 
North Point Portfolio Managers Corporation Mayfield Heights OH US 448.4 
North Pointe Investment Services, LLC 0.0 
North Ridge Securities Corp. Melville NY US 60.0 
North Ridge Wealth Advisors, Inc. 25.0 
North River Capital LLC New York NY US 100.0 
North River Capital Partners, LLC Sausalito CA US 0.0 
North Shore Advisors, Inc. 12.0 
North Shore Asset Management, LLC 37.5 
North Shore Investment Consulting LLC Wilmette IL US 21.0 
North Shore Private Asset Management, LLC Lake Forest IL US 86.5 
North Sky Capital, LLC Minneapolis MN US 683.5 
North Star Advisors LLC Dallas TX US 0.0 
North Star Asset Management Inc Menasha WI US 877.6 
North Star Financial Advisors, L.L.C. 0.0 
North Star Financial Consulting, LLC Indianapolis IN US 0.0 
North Star Financial Group, Inc. Hickory NC US 24.1 
North Star Financial Services Elk Grove Village IL US 3.8 
North Star Investment Management Corporation Chicago IL US 409.8 
North Stone Capital Management, LLC San Francisco CA US 0.1 
North Street Ventures, LLC 0.0 
North Wealth Management Company, LLC Riverside CA US 0.0 
Northbay Advisors Rohnert Park CA US 0.5 
Northbrook Financial Group Auburn CA US 4.2 
Northbrook Investment Management, LLC Okemos MI US 63.4 
Northcoast Asset Management LLC Greenwich CT US 1510.0 
Northeast Advisers, Inc. Paoli PA US 0.0 
Northeast Asset Advisors, LLC 0.1 
Northeast Asset Management Group,Inc. Saginaw MI US 28.7 
Northeast Asset Management, Inc. Mitchel Field NY US 141.9 
Northeast Capital Management, Inc. Fall River MA US 25.5 
Northeast Equity Research Inc. 2.0 
Northeast Financial Consultants, Inc 2242.8 
Northeast Financial Group, Inc. Tannersville PA US 54.1 
Northeast Investment Management Inc Boston MA US 1223.5 
Northeast Management & Research Co., Inc. Boston MA US 93.3 
Northeast Passage Financial Advisors LLC Hampton NH US 0.0 
Northeast Planning Associates, Inc. Bedford NH US 0.0 
Northeastern Financial Consultants, Inc. South Abington Township PA US 44.5 
Northern Asset Management, Inc. Duluth MN US 70.2 
Northern Capital Management LLC Madison WI US 308.0 
Northern Capital Management, Inc. Spokane WA US 458.1 
Northern Capital Securities Corporation Andover MA US 0.0 
Northern Cross Investments Ltd 28866.0 
Northern Cross, LLC Boston MA US 35891.1 
Northern Financial Advisors, Inc Franklin MI US 0.0 
Northern Light Assets Limited 1.0 
Northern Light Management US, Inc. Ketchum ID US 54.0 
Northern Lights Capital Group Seattle WA US 48.2 
Northern Neck Investors LLC Boston MA US 1589.1 
Northern Oak Capital Management, Inc. Milwaukee WI US 308.1 
Northern Sun Advisors Reno NV US 0.0 
Northern Trust Global Advisors Inc Stamford CT US 11053.6 
Northern Trust Global Investments Ltd London UK 103682.6 
Northern Trust Investments, Incorporated Chicago IL US 432721.5 
Northern Trust Securities, Inc Chicago IL US 74.0 
Northgate Capital, L.P. Danville CA US 2436.2 
Northgate Capital, LLC Danville CA US 2436.2 
Northgate Wealth Management Greensburg PA US 17.4 
Northlake Capital Management, LLC Winnetka IL US 35.6 
Northland Asset Management Minneapolis MN US 45.1 
Northland Capital Management Duluth MN US 33.6 
Northland Financial Advisors Inc. Shoreview MN US 0.0 
Northland Investment Management Co. Biwabik MN US 0.9 
Northleaf Capital Advisors Ltd. Toronto, Ontario CA 0.0 
Northlight Financial LLC New York NY US 344.3 
Northpoint Advisory LLC Evanston IL US 23.0 
Northpointe Capital LLC Troy MI US 1299.7 
Northport Capital Management 11.0 
Northport Harbor Financial Services, LLC Litchfield NH US 0.0 
Northroad Capital Management, LLC New York NY US 590.4 
Northshore Advisors LLC Minneapolis MN US 0.0 
Northshore Advisors, Inc. 4.0 
Northside Capital Management LLC Hood River OR US 0.0 
Northstar Advisory Services, LLC Highland Village TX US 0.0 
Northstar Asset Management Inc Boston MA US 111.5 
Northstar Asset Management LLC Blue Bell PA US 368.7 
Northstar Asset Management LLC 56.0 
Northstar Capital Funds, LLC New York NY US 60.9 
Northstar Capital Inc Boston MA US 54.9 
Northstar Capital Management Inc Boca Raton FL US 0.0 
Northstar Equities, LLC 0.0 
Northstar Financial Advisors LLC 39.3 
Northstar Financial Advisors, Inc. 39.3 
Northstar Financial Companies, Inc. Conshohocken PA US 71.0 
Northstar Financial Partners, Inc. Troy MI US 105.0 
Northstar Financial Planners, Inc. Plantation FL US 68.3 
Northstar Financial Planning, Inc. Windham NH US 65.0 
Northstar Financial Services, Inc. Valencia CA US 5.0 
Northstar Group Inc New York NY US 205.9 
Northstar Investment Advisors LLC Denver CO US 323.8 
Northstar Investment Management 14.7 
Northstar Investment Partners Dawsonville GA US 5.0 
Northstar Strategic Investments Inc Daytona Beach FL US 2.5 
Northstar Strategies LLC 0.0 
Northstar Wealth Advisors, LLC 0.0 
Northstar Wealth Management, Inc. Columbia MD US 18.6 
Northstar Wealth Management, LLC Mercer Island WA US 0.0 
Northtown Capital Strategies Spring Lake Park MN US 0.0 
Northtrend Financial Services 0.0 
Northview Asset Management, Inc. Austin TX US 36.9 
Northwater Capital Management Inc. Toronto, Ontario CA 355.0 
Northwest Administrators Inc Seattle WA US 399.2 
Northwest Advisory Group, Inc. Indianapolis IN US 2.9 
Northwest Advisory Inc Dayton OH US 0.0 
Northwest Asset Management Corp Visalia CA US 4.2 
Northwest Capital Management Inc Portland OR US 0.0 
Northwest Criterion Asset Management, L.L.C. Princeton NJ US 36.4 
Northwest Financial Advisors Inc Spokane WA US 30.0 
Northwest Financial Choices 15.3 
Northwest Financial Services Inc Indianapolis IN US 193.0 
Northwest Financial, Inc. Keizer OR US 0.0 
Northwest Income Investments, Inc 4.1 
Northwest Investment Advisors, Inc Spokane WA US 1.8 
Northwest Investment Consulting, Inc. Seattle WA US 0.0 
Northwest Investment Counselors Lake Oswego OR US 0.0 
Northwest Investment Management (Hong Kong) Limited Hong Kong CN 700.0 
Northwest Quadrant, LLC Bend OR US 0.0 
Northwest Wealth Advisors, Inc Portland OR US 20.8 
Northwest Wealth Management, LLC Arnolds Park IA US 102.6 
Northwestern Mutual Investment Services,LLC Milwaukee WI US 1738.2 
Northwinds Financial Planning, LLC 0.0 
Norton Capital Management, Inc. Norfolk VA US 52.9 
Norton Capital Management, Inc. 16.0 
Norton Financial Consultants 0.0 
Norton-Barkley Asset Management 1.2 
Norwood Investment Partners, LLC San Francisco CA US 0.0 
Norwottuck View Investment Management, LLC 8.7 
Nosara Financial Planning, Inc. 0.0 
Notman Financial Group Stockton CA US 25.8 
Noto Capital 12.1 
Nottingham Advisors Inc. Williamsville NY US 687.8 
Nottinghill Capital Management Inc. Roslyn NY US 15.0 
Nottinghill Investment Advisers, Ltd Cincinnati OH US 80.5 
Nova Financial Consulting, LLC Manasquan NJ US 13.0 
Nova Financial Management, Inc. 25.0 
Nova Wealth Management Group, LLC Atlanta GA US 155.1 
Novak Financial Planning LLC Bel Air MD US 84.0 
Novant Asset Management, LLC Winston-Salem NC US 0.0 
Novare Capital Management Charlotte NC US 385.2 
Novatera Capital Pte. Ltd. Singapore SG 96.9 
Novavest Management, LLC 0.7 
Novell Investment Management Company, Inc. 0.0 
Noven Financial Group, Inc. Denver CO US 145.8 
Novick & Co., Inc. 0.0 
Noviello Financial Group, Inc. 92.5 
Novodyn Advisors LLC Houston TX US 7.0 
Novos Planning Associates Inc New York NY US 92.8 
Novus Advisors Greenville SC US 0.0 
Nowacki Asset Management LLC 0.0 
Noyes Capital Management, LLC New Vernon NJ US 56.2 
NPA Asset Management, LLC Paramus NJ US 58.4 
NPB Financial Group, LLC Burbank CA US 146.0 
NPJ Asset Management LLP London UK 225.0 
Nprofit, LLC Chicago IL US 0.0 
NPV Consulting, Inc 0.9 
NR Smith & Associates, P.S. Olympia WA US 29.6 
NRB Capital Management, Inc. Lower Burrell PA US 25.3 
NRG International Financial Services LLC Greenwich CT US 0.0 
NRP Advisors, Inc. Bryan OH US 0.0 
NRP Financial, Inc. Bryan OH US 242.1 
NRW Asset Management, Inc. 0.0 
NS Investment Partners, LLC Berwyn PA US 1.8 
NSM Capital Management LLC Greenwich CT US 0.0 
NTB Advisers, A Division of Neidiger, Tucker, Bruner Inc Denver CO US 124.2 
NTB Advisory Services LLC 0.0 
NTO Advisors LLC 0.0 
NTV Asset Management, LLC Charleston WV US 359.1 
NTV Asset Management, LLC 25.8 
NUA Advisors Portland ME US 21.0 
Nucera Asset Management 0.1 
Nugent Wealth Advisory 0.0 
Nukunu Capital LLC Santa Monica CA US 13.0 
Nuland & Arshad Inc Boston MA US 613.0 
Numar Inc 0.0 
Numbers BY Tom Paske & Diane Kramer, Inc. Bloomington MN US 33.3 
Numeric Investors LLC Boston MA US 9892.3 
Nunzio E. Cernero & Company, LLC 0.0 
Nutfield Financial 16.6 
Nutmeg Advisors, LLC 0.0 
Nutmeg Capital Advisors, LLC Hartford CT US 16.0 
Nutmeg Securities, LLC Westport CT US 14.5 
Nuttall Richard Voight 0.0 
Nutter Investment Advisors Boston MA US 1067.8 
Nuveen Asset Management, LLC Chicago IL US 100011.7 
Nuveen Fund Advisors, Inc. Chicago IL US 91844.6 
Nuveen Hydepark Group, LLC Chicago IL US 1376.4 
Nuveen Investment Solutions, Inc. Chicago IL US 189.2 
Nuveen Investments Advisers Inc. Chicago IL US 652.1 
Nuveen Investments Institutional Services Group LLC Los Angeles CA US 0.0 
Nuverse Advisors LLC New York NY US 991.2 
Nuverse Offshore Advisors LLC New York NY US 0.0 
Nuvision Investment Advisors 0.0 
Nuwave Investment Management, LLC Parsippany NJ US 384.4 
Nvest Financial Group, LLC Kennebunk ME US 0.0 
Nvest Wealth Strategies, Inc. 45.7 
Nvest Wise, LLC 0.0 
Nvng Investments Inc Kalamazoo MI US 70.8 
NW Financial Network, Inc. Gresham OR US 0.0 
NWF Advisory Services Inc Los Angeles CA US 259.4 
NWK Group San Francisco CA US 32.6 
NWQ Investment Management Company, LLC Los Angeles CA US 21048.9 
NWT Advisors, LLC Issaquah WA US 5.3 
NY Legacy VC Management LLC West Hartford CT US 502.5 
Nycretire, Inc. Staten Island NY US 0.0 
Nye Investment Advisors, LLC Bristol CT US 1.0 
Nyhart Consulting, LLC Indianapolis IN US 0.0 
NZ Arts LLC Sandy UT US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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