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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
PCA Advisors, Lllp Chapel Hill NC US 1604.4 
PCA Investment Advisory Services, Inc. Cincinnati OH US 381.0 
PCA Real Estate Advisors, Inc. Hillsborough CA US 0.0 
PCE Investors Limited London UK 591.5 
PCG Asset Management, LLC LA Jolla CA US 21905.8 
PCJ Investment Counsel Ltd. Toronto, Ontario CA 2420.1 
PCK Investments 0.0 
PCM Advisors LLC Albany NY US 0.0 
Pcwm, LLC 0.0 
PD Capital Management, LLC 1.8 
PDM Advisors 0.0 
PDM Investment Services, LLC 2.1 
PDP Capital Investment Palm Beach FL US 9.9 
PDP Financial Planning Group 0.0 
PDR Advisors, LLC Charlotte NC US 326.4 
PDS Planning Inc Columbus OH US 498.9 
PDV Financial Management Los Angeles CA US 52.7 
Peabody River Asset Management, LLC 5.0 
Peace of Mind Financial San Diego CA US 0.0 
Peace of Mind Money Management LLC 0.1 
Peace of Money 4.0 
Peace Wealth Management, Inc. Seminole FL US 0.0 
Peacemind Capital Advisors, LLC 0.0 
Peachtree Capital Corporation Inc. Atlanta GA US 30.5 
Peachtree Financial Advisers, LLC Atlanta GA US 0.0 
Peachtree Financial Management, LLC 7.0 
Peachtree Investment Partners, LLC Atlanta GA US 33.0 
Peachtree Planning Advisors, Inc. Atlanta GA US 0.0 
Peachtree Wealth Advisors, Inc Atlanta GA US 15.2 
Peachtree Wealth Management, LLC Atlanta GA US 173.8 
Peak Advisors 5.4 
Peak Asset Management LLC Louisville CO US 194.1 
Peak Capital Management Jensen Bch FL US 0.0 
Peak Capital Management, Inc. San Ramon CA US 16.0 
Peak Capital Management, LLC Colorado Springs CO US 0.0 
Peak Financial Advisors Denver CO US 67.6 
Peak Financial Management Inc Waltham MA US 267.0 
Peak Financial Management, Inc. Broomfield CO US 0.0 
Peak Financial Partners, LLC 1.5 
Peak Financial Services, Inc. Northboro MA US 0.0 
Peak Investment 0.0 
Peak Investment Advisors 4.7 
Peak Investment Advisors, Inc. Gaithersburg MD US 12.2 
Peak Investment Advisors, Inc. Colorado Springs CO US 23.4 
Peak Investment Management, Ltd. Aka Alps Financial Services Missoula MT US 0.0 
Peak Investment Solutions, LLC Roseville CA US 37.7 
Peak Investments, LLC Los Angeles CA US 960.3 
Peak Performance Capital, LLC 0.4 
Peak Securities Corporation Largo FL US 0.0 
Peak Wealth Management LLC Centennial CO US 9.4 
Peak Wealth Management, LLC 0.0 
Peak6 Advisors LLC Chicago IL US 1006.2 
Peakview Asset Management, LLC Greenwood Village CO US 20.0 
Pear Investments, LLC Beverly Hills CA US 0.0 
Pear Tree Investment Advisors, Inc. 0.0 
Pear Tree Partners, LP Lincoln MA US 186.2 
Pearl Investment, L.L.C. 1.0 
Pearl Management Company Muscatine IA US 130.1 
Pearl River Capital Management, LLC Los Angeles CA US 0.0 
Pearson Capital, Inc. 25.1 
Pearson Financial Services Dennis MA US 0.0 
Pearson Trade International Inc. Royal Oak MI US 0.0 
Peattie Capital Management 0.0 
Pebble Management Group Metairie LA US 4.0 
Pebble Valley Wealth Management 0.0 
PEC Capital Management, LLC Metairie LA US 0.0 
Pecan Street Wealth Management Partners, LLC Austin TX US 0.0 
Pecaut & Co. Sioux City IA US 115.6 
Peck & Associates, LLC Independence OH US 22.9 
Peck,Veneroso & Partners, LLC Portsmouth NH US 0.0 
Pecks Management Partners Ltd New York NY US 46.3 
Peconic Partners LLC East Quogue NY US 774.3 
Peel, Gloria Vaglio 0.0 
Peerless Advisors Philadelphia PA US 0.0 
Peerman Davis LLC Nashville TN US 21.1 
Peg Capital Management Inc 176.4 
Pegaesus Advisors, Inc. Woburn MA US 0.0 
Pegasus Advisors, LLC Dallas TX US 0.0 
Pegasus Asset Management Inc Montebello NY US 121.6 
Pegasus Associates, LLC Montebello NY US 1.3 
Pegasus Financial Solutions, LLC Austin TX US 0.0 
Pegasus Group, LLC Montebello NY US 8.1 
Pegasus Investment Management LLC 3.7 
Peggy Jane Fisher Torrance CA US 0.0 
Peirce Capital Management, LLC 44.0 
Peirce Park Group West Chester PA US 398.4 
Pekin Singer Strauss Asset Management Inc. Chicago IL US 777.3 
Pelagos Capital Management, LLC Boston MA US 381.8 
Pelican Asset Managers, Inc. 0.0 
Pelican Bay Asset Management, Inc. New York NY US 15.9 
Pelican Investment Management Boston MA US 393.7 
Pelican Wealth Advisors, LLC Bonita Springs FL US 0.0 
Pelion Investment Advisors, Inc. New York NY US 25.7 
Pelleton Capital Management, Ltd. 14.3 
Peloton Partners LLP London UK 1280.0 
Peloton Wealth Strategists, Inc. Bloomington IN US 150.1 
Peltzer Capital Management LLC Norwich VT US 26.0 
Pembroke Advisors 30.6 
Pembroke Management Ltd. Montreal, Quebec CA 1100.0 
Pemigewasset Capital LLC Southport CT US 0.0 
PEN Facs Financial Services Salem NH US 11.2 
Penbrook Management LLC New York NY US 113.2 
Pence Wealth Management Corporation Newport Beach CA US 0.0 
Pendex Advisors, LLC Ruston LA US 0.3 
Pendleton Investments 3.3 
Pendo, LLC New York NY US 48.2 
Pendragon Capital Managment, Inc. Fishkill NY US 6.0 
Peneco Investments LLC Greenwood Village CO US 26.6 
Penfield Investments, L.L.C. Fairfield CT US 5.0 
Penguin Global Wealth Management LLC 0.0 
Peninsula Asset Management Inc Bradenton FL US 0.0 
Peninsula Family Office LLC 5.5 
Peninsula Wealth, LLC San Francisco CA US 58.0 
Penland Legacy Advisors 57.2 
Penn Capital Management Company, Inc. Philadelphia PA US 5875.3 
Penn Chesapeake Advisors, Inc. 0.0 
Penn Cove Financial, LLC 0.7 
Penn Davis Mcfarland Inc Dallas TX US 465.4 
Penn Financial Group LLC 9.0 
Penn First Advisors 1.5 
Penn Group Financial Services, Inc. Montoursville PA US 18.3 
Penn Plaza Investment Advisory Services, LLC New York NY US 1.4 
Penn Wealth Management 10.0 
Pennant Management Inc Milwaukee WI US 5608.1 
Pennantpark Investment Advisers, LLC New York NY US 717.3 
Penner Financial LLC Helena MT US 1.5 
Pennfield Capital Corp South Bend IN US 30.7 
Penniall & Associates, Inc. Pasadena CA US 0.0 
Pennington Financial Group Gold River CA US 0.0 
Pennsylvania Avenue Advisers LLC 2.9 
Pennsylvania Capital Management Inc. Jenkintown PA US 309.9 
Penny Financial Planning LLC 0.0 
Pennyfarthing Investment Management, L.L.C. 4.3 
Pennytree Advisors, LLC 0.0 
Penobscot Investment Management Company, Inc. Boston MA US 267.5 
Penrod & Company Branson MO US 0.0 
Penser Erik Fondkommission AB Stockholm (Sweden) SE 20.0 
Pension & Trust Minneapolis MN US 19.7 
Pension & Wealth Management Advisors Waltham MA US 0.0 
Pension Administrators & Consultants Inc Chesterfield MO US 73.0 
Pension Advisors Group, LLC Westbrook CT US 0.0 
Pension Advisory Services, L.L.C. Brewton AL US 0.0 
Pension Architects Advisory Group, LLC Pasadena CA US 0.0 
Pension Builders & Consultants Westlake OH US 90.4 
Pension Consultants Inc Springfield MO US 0.0 
Pension Consulting Alliance, Inc. Portland OR US 0.0 
Pension Consulting Services Inc Uniontown OH US 70.8 
Pension Fund Evaluations, Inc. Centereach NY US 0.0 
Pension Investment Advisors 24.5 
Pension Management Company Houston TX US 12.9 
Pension Maxima Investment Advisory, Inc. 0.0 
Pension Parameters Financial Services, Inc. New York NY US 56.5 
Pension Partners, LLC New York NY US 53.0 
Pension Performance Advisors, Inc. Laguna Hills CA US 20.0 
Pension Planners Securities, Inc. Sacramento CA US 18.1 
Pension Planning Solutions, Inc. Greensboro NC US 135.0 
Pension Portfolio Services LLC Burlington WA US 0.0 
Pension Portfolios LA Verne CA US 0.0 
Pension Professionals Biddeford ME US 0.0 
Pension Protection Advisors, LLC 0.1 
Pensionassets, LLC Plano TX US 1.7 
Pensiontrend Investment Advisers, LLC Okemos MI US 751.3 
Penso Capital Markets, LLC Cedarhurst NY US 64.0 
Penta Investment Counsel LLC 11.4 
Pentalpha Capital Group Greenwich CT US 0.0 
Pentecost Capital Management Inc Jenks OK US 13.0 
Pentegra Investors, Inc. White Plains NY US 365.2 
Pentrust Advisors 0.0 
Penwood Real Estate Investment Management, LLC Hartford CT US 301.7 
People Investments LLC Alpharetta GA US 0.0 
Peoples Advisors Hallstead PA US 0.0 
Peoples Federal Savings Bank Auburn IN US 72.3 
Peppertree Partners Beachwood OH US 183.5 
Pequot Capital Management Inc Wilton CT US 0.0 
Per Stirling Capital Management, LLC Austin TX US 58.4 
Perception Investment Technique, Inc. 14.0 
Perceptive Advisors New York NY US 400.0 
Perceptive Edge Investment Management, Inc. 27.2 
Percheron Capital Advisors, L.L.C. Potomac MD US 42.8 
Percy E. Bolton Associates, Inc. Pasadena CA US 19.5 
Peregrine Asset Advisers, Inc. Portland OR US 198.4 
Peregrine Capital Advisors, Inc Chicago IL US 0.0 
Peregrine Capital Management, Inc. Minneapolis MN US 2966.2 
Peregrine Diversified Investment Services Corp. Chicago IL US 201.4 
Peregrine Investment Advisors, LLC Jackson MS US 105.4 
Peregrine Investment Management & Wealth Advisors, LLC Boulder CO US 4.0 
Perella Weinberg Partners Capital Management LP New York NY US 5543.0 
Perennial Advisors Oxnard CA US 0.5 
Perennial Advisors, LLC Dallas TX US 72.2 
Perennial Investment Partners (U.S.) Inc. Stamford CT US 0.0 
Perennial Wealth Group, Inc. 0.0 
Peress Investment Advisors Ltd Mclean VA US 242.1 
Performance Asset Managment Inc. Dallas TX US 3.0 
Performance Capital Management,Inc. 6.4 
Performance Equity Management, LLC Greenwich CT US 10446.9 
Performance Investment Group Houston TX US 0.0 
Performance Investment Management, Inc. 6.0 
Performance Research & Design, Inc. Santa Cruz CA US 0.0 
Performance Signal 0.0 
Performance Tracking Inc. 21.4 
Performance Trust Investment Advisors, LLC Chicago IL US 455.8 
Pergament Advisors LLC New York NY US 64.0 
Pergamon Advisors, LLC New York NY US 12.4 
Pergamon Offshore Advisors, L.P. New York NY US 48.7 
Peridiem Global Investors, LLC Los Angeles CA US 0.0 
Peridot Capital Management 0.0 
Peridot Financial Planning, L.L.C. 0.0 
Perigee Capital, LP Houston TX US 0.0 
Perigee Investment Advisors, LLC 0.0 
Perigon Wealth Management, LLC San Francisco CA US 108.3 
Periman Financial Planning 9.4 
Perimeter Capital Management Atlanta GA US 1950.9 
Perimeter Wealth Advisors, Inc. Atlanta GA US 31.4 
Perimeter Wealth Equity Management LLC Atlanta GA US 0.0 
Perini Capital Carlsbad NM US 0.0 
Periope, LC St. George UT US 0.0 
Peritus Asset Management, LLC Santa Barbara CA US 340.9 
Perkins Capital Management Inc Wayzata MN US 186.4 
Perkins Coie Capital Management Seattle WA US 428.0 
Perkins Investment Management Inc. Greenwich CT US 10.6 
Perkins Investment Management, LLC Chicago IL US 19643.3 
Perkins, Daniel M Roseland NJ US 8.4 
Perkins, George W. II Nashua NH US 0.0 
Perlberg Falkenberg Investment Management Inc 7.4 
Perlmutter Advisors LLC Highland Park IL US 278.2 
Permal Asset Management Inc. New York NY US 19320.3 
Permal Capital Management, LLC Boston MA US 619.3 
Permal Investment Management Services Limited London UK 21311.3 
Permanens Capital Advisors, L.P. New York NY US 151.3 
Permanent Value Inc. San Diego CA US 25.3 
Permian New York NY US 163.5 
Permit Capital Advisors, LLC West Conshohocken PA US 181.0 
Permit Capital, LLC West Conshohocken PA US 706.6 
Perna Financial Services Dedham MA US 0.0 
Perpetual Financial West Newton MA US 0.0 
Perpetual Investment Corporation 0.0 
Perpetual Wealth Advisors, L.L.C. 10.1 
Perpetual Wealth Capital Management, LLC Merrillville IN US 0.0 
Perpetuity 3.3 
Perritt Capital Management Inc Chicago IL US 482.2 
Perrone, Leonard Benson II 2.0 
Perry B. Seiffert, Investment Management Bethesda MD US 47.7 
Perry Borchard, LLC 0.0 
Perry Capital New York NY US 0.0 
Perry Capital Management Inc Milwaukee WI US 1155.3 
Perry D. Reed & Company, P.C. Longview TX US 0.0 
Perry Investment Management, LLC 8.5 
Perryman Financial Advisory, Inc. Dallas TX US 200.0 
Perseides Partners, LLC 0.0 
Pershing Square Capital Management, L.P. New York NY US 9057.1 
Pershing Square Gp, LLC New York NY US 3694.1 
Pershing Square Holdings Gp, LLC New York NY US 111.1 
Pershing Square III Gp, LLC New York NY US 297.7 
Persico Capital, LLC Trading as Persico Asset Mgmt. Severna Park MD US 16.4 
Persico, Theresa, Ann 0.0 
Persimmon Capital Management LP Blue Bell PA US 0.0 
Persistix Capital Management LLC 0.0 
Persky Financial Management, Inc. Los Angeles CA US 9.4 
Personal Asset Management 13.0 
Personal Asset Management Corp 30.1 
Personal Asset Strategies, Inc. Garden City NY US 28.1 
Personal Benefit Services Group, Inc. Lakewood CO US 15.0 
Personal Benefit Services MW 0.0 
Personal Benefit Services of Colorado, Inc. Arvada CO US 0.0 
Personal Benefit Services Wealth Management Arvada CO US 12.0 
Personal Business Management Group Ltd Stamford CT US 151.0 
Personal Capital Advisors Corporation San Francisco CA US 0.3 
Personal CFO Solutions LLC Long Valley NJ US 0.0 
Personal Choice Financial Advisors, LLC Cincinnati OH US 77.5 
Personal Economic Planning, LLC Belmont CA US 0.0 
Personal Financial Advisors 0.0 
Personal Financial Advisors Inc Houston TX US 41.3 
Personal Financial Advisors, Inc. Pickerington OH US 20.0 
Personal Financial Advisors, Inc. 0.0 
Personal Financial Advisors, L.L.C. Covington LA US 88.2 
Personal Financial Advisors, LLC Naples FL US 48.0 
Personal Financial Care, Inc. 22.3 
Personal Financial Consultants, Inc. Emeryville CA US 0.0 
Personal Financial Consulting, Inc. West Seneca NY US 16.5 
Personal Financial Designs, Inc. 18.5 
Personal Financial Management Coronado CA US 0.0 
Personal Financial Management 0.0 
Personal Financial Management & Counseling Charlottesville VA US 2.2 
Personal Financial Management Group 0.0 
Personal Financial Management Plus, Inc. Lynnfield MA US 0.0 
Personal Financial Management, Inc. 19.1 
Personal Financial Mavens Inc 0.0 
Personal Financial Planners 0.0 
Personal Financial Planning Mobile AL US 16.2 
Personal Financial Planning Inc. Roanoke VA US 10.1 
Personal Financial Planning LLC Wayland MA US 0.0 
Personal Financial Planning, Inc. Deerfield IL US 188.4 
Personal Financial Profiles Inc Coral Springs FL US 83.4 
Personal Financial Solutions Huntington Beach CA US 0.5 
Personal Financial Solutions 0.0 
Personal Financial Solutions 0.0 
Personal Financial Solutions Stillwater OK US 0.0 
Personal Financial Solutions, LLC 51.4 
Personal Financial Solutions, LLC Fayetteville GA US 0.7 
Personal Financial Specialists Parsippany NJ US 0.2 
Personal Investment Management Inc Redmond WA US 0.0 
Personal Management Alexandria LA US 0.0 
Personal Money Planning Wichita Falls TX US 48.5 
Personal Portfolio Management, Inc. Boca Raton FL US 120.0 
Personal Portfolio Services 0.4 
Personal Portfolios, LLC 2.5 
Personal Resources Management Incorporated New York NY US 5.2 
Personal Wealth Advisory, LLC Lancaster PA US 0.0 
Personal Wealth Management Advisors, Inc. Dublin OH US 15.5 
Personalized Portfolio Management, Inc. 36.0 
Perspective Asset Management, LLC 0.0 
Perspective Financial Services LLC Phoenix AZ US 94.2 
Perspective Financial Solutions Cardiff BY The Sea CA US 0.0 
Perspective Wealth Partners, LLC 52.4 
Pesd Management Ltd St. Peter Port GU 5.9 
Pete Mitchell, Inc. Long Beach CA US 2.9 
Peter A. Farrell Investment Management Services Albany NY US 49.8 
Peter A. Johnson Financial Services West Seneca NY US 4.1 
Peter A. Vitantonio & Associates Wickliffe OH US 12.0 
Peter Advani Cpa, Pllc New York NY US 0.0 
Peter Alexander Financial Services West Conshohocken PA US 0.0 
Peter Anthony Bugnacki 0.0 
Peter Cole and Company Oakland CA US 0.0 
Peter Dag & Associates, Inc. 15.0 
Peter Eliades' Stockmarket Cycles 0.0 
Peter Gill Financial Oak Ridge NJ US 0.0 
Peter J. Nagle Financial Management, LLC Milford CT US 97.4 
Peter J. Nagle, R.I.A. 3.5 
Peter J. Tine Financial Adviser Stow MA US 0.0 
Peter J. Towle Friendsville TN US 10.6 
Peter Kimmelman Asset Management LLC New York NY US 968.8 
Peter Law Stippich, Registered Investment Advisor Hendersonville NC US 0.0 
Peter Metcalf Associates Rock Hall MD US 0.0 
Peter Wolf Associates, Inc. New York NY US 23.7 
Peters Financial Planning Corporation Wilmington DE US 110.0 
Peters Wealth Advisors LLC Baton Rouge LA US 182.7 
Petersen & Associates Campbell CA US 0.0 
Petersen & Ramistella, Inc. Monterey CA US 129.0 
Petersen Flynn & Dinsmore Inc Palo Alto CA US 428.1 
Petersen Hastings Investment Management Inc Kennewick WA US 384.1 
Petersen Investments, Inc. Wall NJ US 4.4 
Petersen Wealth Management LLC 0.0 
Peterson Capital Management, LLC 0.0 
Peterson Financial & Retirement Services Orem UT US 59.0 
Peterson Financial Services LLC Denver CO US 43.7 
Peterson Investment Management 1.2 
Peterson Investment Management Inc Spokane WA US 62.4 
Peterson Partners Salt Lake City UT US 301.0 
Petit Investment Management 10.0 
Petra Capital Management LLC New York NY US 3751.4 
Petra Financial Advisors Inc Colorado Springs CO US 96.8 
Petra Haven Capital, LLC Charlotte NC US 0.0 
Petromedia Consulting Helena MT US 0.0 
Pettee Investors Inc 70.9 
Pettersson & Associates Perry GA US 0.0 
Pettibone Financial Group, LLC Hannibal MO US 13.2 
Pettigrew Financial Corporation 0.0 
Pettinga Financial Advisors Inc Evansville IN US 475.7 
Pettinga Financial Advisors, LLC Evansville IN US 574.6 
PEW & Kearis, Pllc Novi MI US 0.0 
PF Capital Management, LLC 1.7 
PFE Advisors, Inc. Southborough MA US 0.0 
PFE Advisors, LLC Southborough MA US 0.0 
PFG Advisors, Inc. Salt Lake City UT US 5.3 
PFG Asset Management, LLC Longboat Key FL US 61.3 
PFG Financial Advisors State College PA US 776.7 
Pfic Advisors, Inc. Franklin TN US 0.0 
Pflueger & Baerwald Inc. San Francisco CA US 19.7 
Pflug Koory, LLC Omaha NE US 93.0 
Pfluger Financial Planning, LLC 0.0 
PFM Advisor Nashville TN US 0.0 
PFM Asset Management LLC Harrisburg PA US 42686.5 
PFM Capital Management LLC Sandy Springs GA US 131.4 
PFP Advisors, Inc. Minneapolis MN US 0.0 
PFS Advisors Deer Park IL US 32.0 
PFS Planning, LLC New York NY US 0.0 
PFT Wealth Management, Inc. 1.1 
Pfullmann + Company Asset Management, Inc. Seguin TX US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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