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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
PG Capital Management, LLC Washington DC US 22.8 
PG Investors III Inc. New York NY US 3.6 
PGH Advisors, Inc. Libertyville IL US 0.0 
PGH Advisors, LLC Tucson AZ US 0.0 
PGP Investment Advisors, LLC Los Angeles CA US 0.0 
PGP Wealth Services, LLC 3.1 
PGR Solutions, LLC Campbell CA US 286.5 
Phalanx Advisors Mason OH US 2.0 
Phalanx Capital Management, LLC Chicago IL US 102.6 
Pharaoh Financial Group Berkeley CA US 0.0 
Pharos Capital Management, LLC 2.3 
Phase Four Advisory Southfield MI US 0.0 
Phase III Advisory Services, Ltd Buffalo Grove IL US 86.8 
PHD Capital Advisory Services, LLC New York NY US 0.0 
PHD Wealth&Trade;, LLC Mukliteo WA US 0.0 
Phelan, David Nelson 0.0 
Phelps Financial Advisors State College PA US 0.0 
Phelps Salter 0.0 
Philadelphia Asset Management, LLC 0.0 
Philadelphia Capital Advisors LLC Chicago IL US 0.0 
Philadelphia Financial San Francisco CA US 450.2 
Philadelphia International Advisors LP Philadelphia PA US 6318.4 
Philadelphia Investment Management Co Pocomoke MD US 71.2 
Philadelphia Investment Partners, LLC Voorhees NJ US 80.7 
Philadelphia Partners Capital Management LLC 19.1 
Philamagi Capital Partners, LLC 1.3 
Philip A. Bleier, Cpa 0.0 
Philip Benson Financial Services San Francisco CA US 26.8 
Philip C. Johnson, Cfp Clifton Park NY US 0.0 
Philip J. Sagan Financial Consulting, Inc. Lexington MA US 0.3 
Philip Jeffrey Mckenna 14.7 
Philip M. Watson, Financial Advisor Franklin TN US 0.0 
Philip Mazzei Financial Advisors 0.0 
Philip V. Swan Associates, LLC Pasadena CA US 0.0 
Philip Vongontard, Cfa, LLC St.louis MO US 140.7 
Philippe Investment Management, Inc New York NY US 278.2 
Phillip Russell Investments, LLC 1.0 
Phillips & Company Portland OR US 49.2 
Phillips Advisory Group LLC Sarasota FL US 15.0 
Phillips Capital Advisors, Inc. Oklahoma City OK US 244.3 
Phillips Financial Fort Wayne IN US 450.5 
Phillips Financial Advisory, Inc. Starkville MS US 12.3 
Phillips Financial Services,Inc. Freehold NJ US 0.0 
Phillips Ray Capital Management, Inc. Fort Worth TX US 55.4 
Phillips, Hager & North Investment Management Ltd Vancouver, BC CA 0.0 
Philo Smith Capital Corporation Stamford CT US 92.0 
Phineus Partners, L.P. San Francisco CA US 143.4 
Phingers and Toze Investments, LLC 10.8 
Phocas Financial Corporation Alameda CA US 775.0 
Phoenix Advisors Pawleys Island SC US 0.0 
Phoenix Advisors LLC New York NY US 0.0 
Phoenix Asset Management Inc St. Louis MO US 90.6 
Phoenix Consolidated Capital 0.0 
Phoenix Financial Advisors, LLC Tampa FL US 0.0 
Phoenix Financial Consulting Casper WY US 3.6 
Phoenix Financial Inc. Chapel Hill NC US 104.5 
Phoenix Investment Adviser LLC New York NY US 284.0 
Phoenix Investors LLC New York NY US 35.0 
Phoenix Portfolio Management Services South San Francisco CA US 2.0 
Phoenix Variable Advisors, Inc. Hartford CT US 0.0 
Phoenix Wealth Advisors Scottsdale AZ US 9.5 
Phoenix Wealth Management Ocala FL US 0.0 
Phyllis R. Mitchell Financial Services, Inc. Ocean City MD US 0.0 
Physician Advisory Resources,LLC Champaign IL US 13.0 
Physician Family Financial Advisors Inc Eugene OR US 0.0 
Physicians Capital Investment Advisors 23.5 
Physicians Financial Services, Inc. 41.8 
Physicians Financial Services, Inc. Raleigh NC US 81.7 
PI Capital Los Angeles CA US 0.0 
PI Investment Management Limited Hong Kong HK 188.0 
PI Investment Management Limited Dublin IE 1117.7 
PI Investments LLC St. Paul MN US 10.0 
PI Square Capital, LLC 16.8 
Piascik Advisors, Inc Glen Allen VA US 0.0 
Piccerelli Gilstein Wealth Services, LLC Providence RI US 0.0 
Piccione, John William Dba Jwp Consulting 0.0 
Picini, John North Attleboro MA US 0.0 
Pick Associates, LLC 1.2 
Pickens Asset Management, LLC 0.2 
Picket Fence Financial, LLC 11.0 
Pickler Wealth Advisors LLC Collierville TN US 0.0 
Pickwick Capital Advisors LLC White Plains NY US 30.0 
Pico Associates Oakland CA US 0.0 
Pictet Asset Management Limited London UK 31842.9 
Pictet Asset Manangement Sa. Geneva CH 100990.4 
Pictet North America Advisors SA Geneva 73 CH 2436.4 
Pictet Overseas Inc. Montreal, QC CA 0.0 
Picus Capital Management LLP London UK 78.6 
Piedmont Asset Management, LLC 34.2 
Piedmont Capital Asset Management LLC 0.0 
Piedmont Capital Managemnet Associates Inc 122.6 
Piedmont Financial Advisors, LLC Indianapolis IN US 0.0 
Piedmont Independent Fiduciaries, Inc. Lansdowne VA US 67.1 
Piedmont Investment Advisors, LLC Durham NC US 3449.0 
Piedmont Investment Advisors, LLC Lansdowne VA US 118.5 
Piedmont Investment Advisory LP Atlanta GA US 135.5 
Piedmont Investment Counsel, Inc. 0.0 
Piedmont Street Management Inc 16.5 
Piedra Capital Ltd Houston TX US 66.6 
Pier Capital, LLC Stamford CT US 925.4 
Pierce & Townsend Financial Services, Inc. Troy MI US 0.0 
Pierce Financial Planning, Inc Lexington KY US 0.0 
Pierce Financial Planning, Inc. Mansfield OH US 34.6 
Pierce Financial Services 0.0 
Pierce George R & Associates LLC Seattle WA US 2.8 
Pierce Street Advisors, LLC Birmingham MI US 26.5 
Piermani Charles J Associates Norristown PA US 37.4 
Piermont Capital Management LLC St. Louis MO US 30.5 
Piermont Wealth Management Inc. Woodbury NY US 119.6 
Pierpont Investment Group, LLC Ontario CA US 0.0 
Piershale Financial Group, Inc. Crystal Lake IL US 162.0 
Pikes Peak Financial Planning LLC 0.0 
Pikila Sioux Falls SD US 0.0 
Pile Wealth Management Indianapolis IN US 43.0 
Pillar Capital Management, LLC Dallas TX US 3.7 
Pillar Financial Advisors, Inc. Waltham MA US 535.0 
Pillar Financial Advisors, LLC Louisville KY US 65.7 
Pillar Financial Services, Inc. Walnut Creek CA US 26.9 
Pillar Index Advisors Saratoga Springs UT US 8.4 
Pillar International Advisors, Inc. 32.9 
Pillar Investment Advisors, LLC Brighton MI US 12.6 
Pillar Pacific Capital Management LLC Daly City CA US 0.0 
Pillar Wealth Management Co. Madison WI US 29.0 
Pillar6 Advisors, LLC San Francisco CA US 1.0 
Pillette Investment Management, Inc. San Francisco CA US 0.0 
Pilot Advisors, L.P. New York NY US 870.0 
Pilot Capital Management Corp Minneapolis MN US 26.4 
Pilot Capital Management, Inc. Hanover PA US 15.4 
Pilot Wealth Management 0.0 
Pilotrock Investment Partners Gp, LLC Old Greenwich CT US 222.8 
Pim Financial Services Inc Escondido CA US 5.0 
Pim Gestion France, SA Paris FR 886.2 
Pin Money Investments, LLC 0.3 
Pin Oak Investment Advisors Inc Houston TX US 139.0 
Pinaculo 0.0 
Pine Capital, LLC Portland ME US 10.5 
Pine Cobble Capital, LLC Wellesley MA US 46.9 
Pine Cone Capital 8.1 
Pine Grove Asset Management LLC Summit NJ US 1050.4 
Pine Grove Associates,Inc Summit NJ US 1050.4 
Pine Haven Investment Counsel, Inc. 80.9 
Pine River Capital Management L.P. Minnetonka MN US 20236.8 
Pine Tree Financial Services 0.0 
Pine Tree Financial Services, Inc. 1.4 
Pine Tree Financial, LLC 0.5 
Pinebank Asset Management, LP New York NY US 473.3 
Pinebridge Investments LLC New York NY US 43462.2 
Pinehaven Capital, LLC 2.9 
Pinehurst Capital Management 4.5 
Pineno Levin & Ford Asset Management, Inc. Richmond VA US 178.2 
Pines Financial Group, Inc. Chesterfield MO US 0.0 
Pines Wealth Management, LLC St.louis MO US 50.2 
Pinewood Capital Partners LLC Greenwich CT US 5.8 
Piney Top, LLC Chicago IL US 0.0 
Ping Capital Management, Ltd Georgetown, Grand Cayman KY 202.7 
Pinion Financial Services, L.L.C. Chevy Chase MD US 0.0 
Pinkston Consulting, Pllc 0.0 
Pinnacle Advisers Slp, L.P. Plano TX US 0.0 
Pinnacle Advisers, L.P. Plano TX US 150.0 
Pinnacle Advisors 0.0 
Pinnacle Advisors LLC Syracuse NY US 2.8 
Pinnacle Advisory Group, Inc. Columbia MD US 0.0 
Pinnacle Asset Management 3.0 
Pinnacle Asset Management Group Shreveport LA US 19.5 
Pinnacle Asset Management LLC City of Industry CA US 3.0 
Pinnacle Asset Management, L.P. New York NY US 1934.7 
Pinnacle Associates, Ltd. New York NY US 5011.0 
Pinnacle Capital Management 0.0 
Pinnacle Capital Management, Inc. 0.0 
Pinnacle Capital Management, Inc. Boston MA US 0.0 
Pinnacle Capital Management, LLC Fayetteville NY US 382.6 
Pinnacle Equity Management Inc St Louis MO US 8.8 
Pinnacle Family Advisors, LLC Springfield MO US 0.0 
Pinnacle Financial Advisors, LLC Marlton NJ US 193.2 
Pinnacle Financial Advisors, Ltd.. Dedham MA US 0.0 
Pinnacle Financial Concepts, Inc. Colorado Springs CO US 0.0 
Pinnacle Financial Group Amarillo TX US 0.0 
Pinnacle Financial Group LLC Western Springs IL US 115.0 
Pinnacle Financial Group, Inc Evansville IN US 3.4 
Pinnacle Financial Group, LLC Orlando FL US 6.0 
Pinnacle Financial Services LLC New York NY US 0.0 
Pinnacle Group of Tennessee, LLC Kingsport TN US 0.0 
Pinnacle Investment Advisers Champaign IL US 0.0 
Pinnacle Investment Advisors Tulsa OK US 0.0 
Pinnacle Investment Advisors LLC 0.0 
Pinnacle Investment Advisors, Inc. Boca Raton FL US 4.7 
Pinnacle Investment Advisors, Inc. Ann Arbor MI US 13.6 
Pinnacle Investment Advisory Nashville TN US 209.2 
Pinnacle Investment Management Inc Simsbury CT US 112.8 
Pinnacle Investment Management, Inc. Boalsburg PA US 0.0 
Pinnacle Investments, Inc. E. Syracuse NY US 0.0 
Pinnacle Investments, LLC Syracuse NY US 118.2 
Pinnacle Partners Capital Management, LLC San Francisco CA US 0.0 
Pinnacle Partners Systems Inc. San Francisco CA US 0.0 
Pinnacle Peak Capital Management LLC 0.0 
Pinnacle Pension Consultants LLC Southborough MA US 0.0 
Pinnacle Planning Advisors, LLC 0.0 
Pinnacle Retirement & Financial Planning San Rafael CA US 15.4 
Pinnacle Retirement Educational Services, Inc. Findlay OH US 0.0 
Pinnacle Strategic Wealth Management, LLC. 0.0 
Pinnacle Trust Partners, LLC Farmington CT US 0.0 
Pinnacle Wealth Management Overland Park KS US 0.0 
Pinnacle Wealth Management Denver CO US 0.0 
Pinnacle Wealth Management Advisory Group, LLC New York NY US 0.0 
Pinnacle Wealth Management, Inc. West Chester OH US 65.3 
Pinnacle Wealth Management, LLC 104.2 
Pinnacle Wealth Planning Services, Inc. Mansfield OH US 452.8 
Pinnacle Wealth Solutions Bryn Mawr PA US 0.0 
Pinnacle Wealth Strategies, LLC West Coxsackie NY US 0.0 
Pinnacle West Asset Management Inc Casper WY US 46.7 
Pinney & Scofield, Inc. Cambridge MA US 278.6 
Pinoak Advisors, L.L.C 32.5 
Pinsky Asset Management LLC Brookline MA US 0.0 
Pinyon Pine Capital LLC 0.0 
Pioneer Alternative Investments Dublin 2 IE 3435.7 
Pioneer Capital Advisors, LLC Atlanta GA US 0.0 
Pioneer Financial Advisors 3.5 
Pioneer Financial, Inc. South Hadley MA US 1.6 
Pioneer Institutional Asset Management, Inc. Boston MA US 4559.1 
Pioneer Investment Management, Inc. Boston MA US 58076.1 
Pioneer Square Advisors, LLC Seattle WA US 359.5 
Pioneer Wealth Management Group, Inc 9.0 
Piot Associates LLC 36.4 
Piper Financial Asheville NC US 0.0 
Piper Jaffray Investment Management LLC Minneapolis MN US 213.0 
Pirate Capital LLC Norwalk CT US 239.4 
Pirmann Financial Services, Incorporated Auburn Hills MI US 35.0 
Piscataqua Research Inc. Portsmouth NH US 0.0 
Pishny Financial Services, L.C. Garden City KS US 0.0 
Pitcairn Investment Management Jenkintown PA US 506.2 
Pitch Financial Services LLC Cedar Knolls NJ US 33.0 
Pitman, Stanley Willard Jr. Santa Rosa CA US 0.0 
Pittenger & Anderson Inc Lincoln NE US 585.0 
Pittsburgh Financial Planners, Inc. Bridgeville PA US 0.0 
Pivan Investment Engineering Co., Inc. 19.2 
Pivot Point Advisors, LLC Bellaire TX US 23.4 
Pivot Point Capital Partners, LLC San Francisco CA US 326.5 
Pivotal Financial Services, Inc. 1.1 
Pivotal Planning Group, LLC Jericho NY US 60.0 
Pivotal Research Group LLC New York NY US 0.0 
Pivotpoint Advisors, LLC Monticello WI US 4.0 
PJ Scavuzzo, Inc. San Diego CA US 11.0 
PJM Financial Consulting, LLC 16.7 
PJR Investment Strategies, Ltd. 0.0 
PJS Financial Advisory Services, LLC Ridgefield CT US 1.0 
PK Financial Strategies, LLC Phoenix AZ US 0.0 
PKF Services LLC New York NY US 0.6 
PKM Resources, LLC Bellevue WA US 0.0 
PKS Advisory Services, LLC Albany NY US 376.2 
PKS Investment Advisors LLC Salisbury MD US 83.4 
Plaatsdale Investment Advisors, Inc Branford CT US 0.6 
Place Financial Advisors Manlius NY US 0.0 
Placemark Investments, Inc. Addison TX US 6193.5 
Plainfield Asset Management LLC Stamford CT US 1116.1 
Plainsboro Global Capital Inc. 0.3 
Plainspoken Financial LLC Seattle WA US 0.0 
Plainview Capital Equity Partners, LLC Baltimore MD US 230.0 
Plaisier Financial Group LLC Byron Center MI US 9.8 
Plan Ahead, Inc. Abilene TX US 51.4 
Plan B Financial Advising 0.0 
Plan B Investments, Inc. Burbank CA US 0.0 
Plan Financial Fresno CA US 76.9 
Plan Professionals Incorporated Topeka KS US 0.0 
Plan Specialists Consulting Prairie DU Sac WI US 0.0 
Plan Sponsor Advisors LLC Chicago IL US 17000.0 
Plan Sponsor Services, LLC Phoenix AZ US 0.0 
Plan Strategies Inc Eden Prairie MN US 0.0 
Plan TO Invest Capital Management, Inc. Greenwood Village CO US 27.0 
Plan Your Federal Retirement, LLC Anchorage AK US 0.0 
Plan-Vest Livonia MI US 14.8 
Plan. Be. Financial, LLC Portland ME US 0.0 
Plan2thrive Financial Services Davenport IA US 0.0 
Planahead Financial Services, LLC Brooklyn NY US 0.0 
Planatlanta Financial, Inc. Lilburn GA US 0.0 
Plancorp, LLC Saint Louis MO US 1671.3 
Planfirst Inc Greenville SC US 240.4 
Planmark Capital Management, LLC Alpharetta GA US 0.0 
Planmember Advisors Corporation Carpinteria CA US 57.3 
Planmember Securities Corporation Carpinteria CA US 2039.0 
Planned Ahead 0.0 
Planned Asset Management Calabasas CA US 41.8 
Planned Equity Wealth Management, LLC Cincinnati OH US 0.0 
Planned Financial Growth Co 40.3 
Planned Financial Security Haines City FL US 11.0 
Planned Financial Services Cleveland OH US 0.0 
Planned Futures Financial Group Colorado Springs CO US 31.0 
Planned Investment Co., Inc. Indianapolis IN US 17.4 
Planned Professional Advisory Wichita KS US 20.1 
Planned Results, Inc. Syracuse NY US 0.8 
Planned Solutions, Inc. Sacramento CA US 188.4 
Planned Wealth Consultants Torrance CA US 5.3 
Planners Financial Services, Inc. Minneapolis MN US 116.6 
Planners Securities Network Corporation 0.0 
Planning & Financial Advisors San Francisco CA US 0.0 
Planning Advisors, Ltd Alexandria VA US 6.5 
Planning Alternatives Ltd Bloomfield Hills MI US 452.0 
Planning Capital Management Corp. Haddonfield NJ US 51.8 
Planning Consultants, LLC Kenosha WI US 0.0 
Planning Directions, Inc. Glen Mills PA US 99.3 
Planning For Life 0.0 
Planning For Wealth, LLC Monroe LA US 29.6 
Planning Resources Group, Inc. Colorado Springs CO US 64.7 
Planning Sense, Inc. Syracuse NY US 0.0 
Planning Solutions Group, LLC Maple Lawn MD US 269.1 
Planning Strategies, Inc. Lancaster PA US 45.5 
Planning Strategies, Inc. Colorado Springs CO US 5.0 
Planprep 0.0 
Plans TO Prosper,LLC Wexford PA US 1.9 
Plante Moran Financial Advisors Southfield MI US 7240.5 
Plantech Inc. Wooster OH US 0.0 
Plantools, LLC Emeryville CA US 0.0 
Plan[real] San Francisco CA US 0.0 
Plastridge Joel Fletcher Newburyport MA US 0.0 
Platform Advisors, LLC San Francisco CA US 1.2 
Platinum Brokerage Services, Inc. San Diego CA US 0.0 
Platinum Capital Management (Usa) LLC Los Angeles CA US 100.0 
Platinum Capital Management, LLC Newport Beach CA US 1.3 
Platinum Global Advisors, LLC Beverly Hills CA US 30.0 
Platinum Grove Asset Management, L.P. Purchase NY US 311.2 
Platinum Investment Advisors, Inc. Sandy Springs GA US 20.0 
Platinum Planning, Inc. St. Petersburg FL US 0.9 
Platinum Wealth Partners, Inc. Tampa FL US 0.0 
Platt Capital Management Inc New York NY US 16.6 
Platte River Capital, LLC Denver CO US 1329.9 
Playa Financial Advisors Playa Del Rey CA US 0.0 
Plaza Financial Advisors Inc Clayton MO US 26.2 
PLE Wealth Management Jacksonville FL US 0.0 
Pleasant Promise Financial, LLC Honolulu HI US 0.0 
Pleasant Ridge Capital, LLC Palo Alto CA US 0.0 
Pleasant Valley Advisors, LLC Moorestown NJ US 0.0 
Pleasanton Financial Advisors Pleasanton CA US 66.3 
Plemons, David Bryan San Antonio TX US 1.7 
Plenaris Advisory San Jose CA US 0.4 
Plenary Advisors, LLC Spokane WA US 0.0 
Plexus Financial Group, Inc. Lake Forest CA US 65.9 
Plexus Plan Sponsor Group, Inc. New York NY US 0.0 
Plitt Financial Services, LLC 3.5 
PLM Investment Advisers, Inc. Spokane WA US 0.0 
PLN & Associates, Inc. 3.0 
Ploder Capital Management, L.L.C. 0.9 
Plotkin Financial Advisors, LLC Chevy Chase MD US 43.5 
PLP Advisors, LLC Grand Rapids MI US 0.0 
PLS Advisory, LLC 0.2 
Plummer & Associates 0.0 
Plumpe Investments, LLC Springfield MO US 0.0 
Plunkett & Associates, Inc. 14.4 
Plunkett, Richard J. 0.0 
Plus 10 Financial Services 0.0 
Plus Sigma, Inc. 0.0 
Pluscios Management LLC Evanston IL US 103.0 
Plusfunds Group Inc. New York NY US 1165.3 
Plutus Investment Advisory Group LLC 0.5 
Plymouth Capital 0.0 
PM Capital Limited Sydney, Nsw AU 3297.7 
PMA (Europe) LLP London EN 130.3 
PMB Advisors Larkspur CA US 48.9 
PMB Securities Corp. Newport Beach CA US 0.7 
PMG Advisors, LLC West Conshohocken PA US 1524.0 
PMG Asset Management Inc Elgin IL US 127.0 
PMG Capital Advisors Powell OH US 1.2 
PMK Capital Advisors Inc Delray Beach FL US 0.0 
PMK Securities & Research, Inc. Delray Beach FL US 6.7 
Pmking Trading Middlebury VT US 0.0 
Pmsco Health Care Consulting Harrisburg PA US 0.0 
Pmsource LLC Deptford NJ US 0.2 
PMV Investment Advisors, LLC Waukesha WI US 0.7 
Pnab Advisors, LLC 0.8 
PNC Capital Advisors LLC Baltimore MD US 33654.4 
PNC Capital Advisors, Inc. Baltimore MD US 12871.5 
PNC Investments Pittsburgh PA US 3770.2 
PNC Realty Investors, Inc. Baltimore MD US 1863.5 
PNF Management LLC 0.0 
Pnmac Capital Management, LLC Calabasas CA US 1194.5 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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