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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
PG Capital Management, LLC Washington DC US 20.2 
PG Investors Iii Inc. New York NY US 27.4 
Pgh Advisors, Inc. Libertyville IL US 0.0 
Pgp Investment Advisors, LLC Los Angeles CA US 0.0 
Pgr Solutions, LLC Campbell CA US 174.2 
Phalanx Capital Management, LLC Chicago IL US 37.0 
Pharaoh Financial Group Berkeley CA US 0.3 
Phase Four Advisory Southfield MI US 0.0 
Phase Iii Advisory Services, Ltd Buffalo Grove IL US 41.3 
Phd Capital Advisory Services, LLC New York NY US 0.0 
Phd Wealthâ„¢, LLC Mukliteo WA US 0.0 
Phelan, David Nelson 0.0 
Phelps Salter 0.0 
Philadelphia Asset Management, LLC 0.0 
Philadelphia Financial San Francisco CA US 368.6 
Philadelphia International Advisors LP Philadelphia PA US 5257.0 
Philadelphia Investment Management Co Pocomoke MD US 59.5 
Philadelphia Investment Partners, LP Voorhees NJ US 68.0 
Philadelphia Partners Capital Management LLC 26.2 
Philamagi Capital Partners, LLC 1.3 
Philip A. Bleier, Cpa 0.0 
Philip Benson Financial Services San Francisco CA US 16.9 
Philip C. Johnson, Cfp Clifton Park NY US 0.0 
Philip J. Sagan Financial Consulting, Inc. Lexington MA US 0.3 
Philip Jeffrey Mckenna 16.4 
Philip M. Watson, Financial Advisor Franklin TN US 18.0 
Philip V. Swan Associates, LLC Pasadena CA US 1127.1 
Philip Vongontard, Cfa, LLC St.louis MO US 28.9 
Philippe Investment Management, Inc New York NY US 157.1 
Phillips & Company Portland OR US 45.3 
Phillips Advisory Group LLC Sarasota FL US 15.0 
Phillips Capital Advisors, Inc. Oklahoma City OK US 187.4 
Phillips Financial Fort Wayne IN US 305.5 
Phillips Financial Advisory, Inc. Starkville MS US 12.3 
Phillips Financial Services,Inc. Freehold NJ US 0.0 
Phillips Ray Capital Management, Inc. Fort Worth TX US 37.0 
Phillips, Hager & North Investment Management Ltd Vancouver, BC CA 44092.3 
Philo Smith Capital Corporation Stamford CT US 92.0 
Phineus Partners, L.P. San Francisco CA US 33.0 
Phingers and Toze Investments, LLC 10.3 
Phocas Financial Corporation Alameda CA US 341.1 
Phoenix Advisors LLC New York NY US 0.0 
Phoenix Asset Management Inc St. Louis MO US 82.8 
Phoenix Consolidated Capital 0.0 
Phoenix Financial Consulting Casper WY US 4.8 
Phoenix Financial Inc. Chapel Hill NC US 74.0 
Phoenix Investment Adviser LLC New York NY US 120.0 
Phoenix Portfolio Management Services South San Francisco CA US 2.0 
Phoenix Variable Advisors, Inc. Hartford CT US 1669.0 
Phoenix Wealth Advisors 8.8 
Phyllis R. Mitchell Financial Services, Inc. Ocean City MD US 0.6 
Physician Advisory Resources,LLC Champaign IL US 13.0 
Physician Family Financial Advisors Eugene OR US 0.0 
Physicians Capital Investment Advisors 4.2 
Physicians Financial Services 13.0 
Physicians Financial Services, Inc. Raleigh NC US 61.0 
PI Capital Los Angeles CA US 0.0 
PI Investment Management Limited Dublin IE 1230.6 
PI Investment Management Limited Hong Kong HK 188.0 
PI Investments LLC St. Paul MN US 4.8 
Piascik Advisors, Inc Glen Allen VA US 0.0 
Piccerelli Gilstein Wealth Services, LLC Providence RI US 0.0 
Piccione, John William Dba Jwp Consulting 9.4 
Picini, John North Attleboro MA US 0.0 
Pick Associates, LLC 0.8 
Pickens Asset Management, LLC 0.6 
Picket Fence Financial, LLC 8.8 
Pickler Wealth Advisors LLC Collierville TN US 0.0 
Pickwick Capital Advisors LLC White Plains NY US 25.2 
Pico Associates Oakland CA US 0.0 
Pictet Asset Management Limited London UK 12297.8 
Pictet Asset Manangement Sa. Geneva CH 62830.9 
Pictet North America Advisors SA Geneva CH 612.3 
Pictet Overseas Inc. Montreal, QC CA 0.0 
Picus Capital Management LLP London UK 78.6 
Piedmont Asset Management, LLC 26.5 
Piedmont Capital Asset Management LLC 4.0 
Piedmont Capital Managemnet Associates Inc 114.4 
Piedmont Financial Advisors, LLC Indianapolis IN US 0.0 
Piedmont Investment Advisors, LLC Durham NC US 1830.9 
Piedmont Investment Advisors, LLC Lansdowne VA US 61.9 
Piedmont Investment Advisory LP Atlanta GA US 68.7 
Piedmont Investment Counsel, Inc. 0.0 
Piedmont Investment Fiduciaries, Inc. Lansdowne VA US 5.8 
Piedmont Street Management Inc San Francisco CA US 16.3 
Piedra Capital Ltd Houston TX US 77.8 
Pier Capital, LLC Stamford CT US 504.6 
Pier Wealth & Retirement Salt Lake City UT US 3.5 
Pierce & Townsend Financial Services, Inc. Troy MI US 0.0 
Pierce Financial Planning, Inc Lexington KY US 0.0 
Pierce Financial Planning, Inc. Mansfield OH US 30.6 
Pierce Financial Services 0.0 
Pierce George R & Associates LLC Seattle WA US 2.2 
Pierce Street Advisors, LLC Birmingham MI US 26.5 
Piermani Charles J Associates Norristown PA US 38.0 
Piermont Capital Management LLC St. Louis MO US 19.4 
Piermont Wealth Management Inc. Woodbury NY US 92.8 
Pikes Peak Financial Planning LLC 0.0 
Pikila Sioux Falls SD US 0.0 
Pillar Financial Advisors, Inc. Waltham MA US 528.9 
Pillar Financial Advisors, LLC Louisville KY US 45.1 
Pillar Financial Services, Inc. Walnut Creek CA US 26.9 
Pillar International Advisors, Inc. 27.9 
Pillar Investment Advisors, LLC Brighton MI US 11.4 
Pillar Pacific Capital Management LLC Daly City CA US 302.7 
Pillar Wealth Management Co. Madison WI US 17.0 
Pillette Investment Management, Inc. San Francisco CA US 0.0 
Pilot Advisors, L.P. New York NY US 850.0 
Pilot Capital Management Corp Minneapolis MN US 27.9 
Pilot Capital Management, Inc. Hanover PA US 15.4 
Pilotrock Investment Partners Gp, LLC Old Greenwich CT US 518.7 
Pim Financial Services Inc Escondido CA US 0.0 
Pim Gestion France, SA Paris FR 414.2 
Pin Oak Investment Advisors Inc Houston TX US 192.7 
Pine Capital, LLC Portland ME US 15.0 
Pine Cone Capital 4.3 
Pine Grove Associates,Inc Summit NJ US 1232.9 
Pine Haven Investment Counsel, Inc. 19.9 
Pine River Capital Management L.P. Minnetonka MN US 3029.7 
Pine Tree Financial Services 5.0 
Pine Tree Financial Services, Inc. 1.4 
Pine Tree Financial, LLC 0.5 
Pinehaven Capital, LLC 2.9 
Pinehurst Capital Management 4.5 
Pineno Levin & Ford Asset Management, Inc. Richmond VA US 137.6 
Pines Financial Group, Inc. Chesterfield MO US 34.3 
Pines Wealth Management, LLC St.louis MO US 25.8 
Pinewood Capital Partners LLC Greenwich CT US 5.8 
Piney Top, LLC Chicago IL US 4.9 
Pinion Financial Services, L.L.C. Bethesda MD US 0.0 
Pinkston Consulting, Pllc 0.2 
Pinnacle Advisers Slp, L.P. Plano TX US 0.0 
Pinnacle Advisers, L.P. Plano TX US 150.0 
Pinnacle Advisors Stowe VT US 0.0 
Pinnacle Advisors LLC Syracuse NY US 3.5 
Pinnacle Advisory Group, Inc. Columbia MD US 531.0 
Pinnacle Asset Management 3.0 
Pinnacle Asset Management Group Shreveport LA US 15.0 
Pinnacle Asset Management LLC City of Industry CA US 3.0 
Pinnacle Asset Management, L.P. New York NY US 2051.6 
Pinnacle Associates, Ltd. New York NY US 3393.0 
Pinnacle Capital Management 0.0 
Pinnacle Capital Management, Inc. Boston MA US 0.0 
Pinnacle Capital Management, Inc. 0.0 
Pinnacle Capital Management, LLC Syracuse NY US 272.0 
Pinnacle Equity Management Inc St Louis MO US 11.2 
Pinnacle Family Advisors, LLC Springfield MO US 26.3 
Pinnacle Financial Advisors, LLC Marlton NJ US 154.5 
Pinnacle Financial Advisors, Ltd.. Dedham MA US 0.0 
Pinnacle Financial Concepts, Inc. Colorado Springs CO US 0.0 
Pinnacle Financial Group Amarillo TX US 0.0 
Pinnacle Financial Group LLC Western Springs IL US 100.4 
Pinnacle Financial Group, Inc Evansville IN US 3.4 
Pinnacle Financial Group, LLC Orlando FL US 2.0 
Pinnacle Financial Services LLC New York NY US 0.0 
Pinnacle Group of Tennessee, LLC Kingsport TN US 0.0 
Pinnacle Investment Advisers Champaign IL US 0.0 
Pinnacle Investment Advisors Tulsa OK US 395.4 
Pinnacle Investment Advisors LLC 0.0 
Pinnacle Investment Advisors, Inc. Ann Arbor MI US 13.6 
Pinnacle Investment Advisors, Inc. Boca Raton FL US 4.7 
Pinnacle Investment Advisory Nashville TN US 102.3 
Pinnacle Investment Management Inc Simsbury CT US 96.4 
Pinnacle Investment Management, Inc. Boalsburg PA US 12.0 
Pinnacle Investments, Inc. E. Syracuse NY US 0.0 
Pinnacle Investments, LLC Syracuse NY US 29.9 
Pinnacle Partners Capital Management, LLC San Francisco CA US 0.0 
Pinnacle Partners Systems Inc. San Francisco CA US 0.0 
Pinnacle Peak Capital Management LLC 0.0 
Pinnacle Pension Consultants LLC Southborough MA US 0.0 
Pinnacle Portfolio Managers, Inc. 0.2 
Pinnacle Retirement & Financial Planning San Rafael CA US 13.2 
Pinnacle Retirement Educational Services, Inc. Findlay OH US 0.0 
Pinnacle Trust Partners, LLC Farmington CT US 0.0 
Pinnacle Wealth Management Englewood CO US 0.0 
Pinnacle Wealth Management, Inc. West Chester OH US 46.1 
Pinnacle Wealth Management, LLC 97.7 
Pinnacle Wealth Planning Services, Inc. Mansfield OH US 325.9 
Pinnacle Wealth Solutions Bryn Mawr PA US 0.0 
Pinnacle West Asset Management Inc Casper WY US 32.4 
Pinney & Scofield, Inc. Cambridge MA US 188.1 
Pinoak Advisors, L.L.C 17.9 
Pioneer Alternative Investments Dublin 2 IE 4530.3 
Pioneer Financial Advisors 2.0 
Pioneer Financial, Inc. South Hadley MA US 1.6 
Pioneer Institutional Asset Management, Inc. Boston MA US 2896.0 
Pioneer Investment Management, Inc. Boston MA US 32347.9 
Pioneer Square Advisors, LLC Seattle WA US 726.8 
Pioneer Wealth Management Group, Inc 4.0 
Piot Associates LLC 25.1 
Piper Financial Asheville NC US 0.0 
Piper Jaffray Investment Management LLC Minneapolis MN US 0.0 
Piper Jaffray Private Capital, LLC Minneapolis MN US 498.7 
Pirate Capital LLC Norwalk CT US 239.4 
Piscataqua Research Inc. Portsmouth NH US 0.0 
Pishny Financial Services, L.C. Garden City KS US 0.0 
Pitcairn Investment Management Jenkintown PA US 506.2 
Pitch Financial Services LLC Cedar Knolls NJ US 30.1 
Pitman, Stanley Willard Jr. Santa Rosa CA US 0.0 
Pittenger & Anderson Inc Lincoln NE US 581.0 
Pittsburgh Financial Planners, Inc. Bridgeville PA US 0.0 
Pivan Investment Engineering Co., Inc. 14.5 
Pivot Point Advisors, LLC Bellaire TX US 22.5 
Pivotal Financial Services, Inc. 0.1 
Pivotal Planning Group, LLC Jericho NY US 0.0 
Pivotpoint Advisors, LLC Madison WI US 4.0 
Pjm Financial Consulting, LLC 12.0 
Pjs Financial Advisory Services, LLC Ridgefield CT US 1.0 
PK Financial Strategies, LLC Phoenix AZ US 0.0 
Pkf Services LLC New York NY US 0.0 
Pks Advisory Services, LLC Albany NY US 174.6 
Pks Investment Advisors LLC Salisbury MD US 59.0 
Plaatsdale Investment Advisors, Inc Branford CT US 0.9 
Place Financial Advisors Manlius NY US 45.2 
Placemark Investments, Inc. Addison TX US 3024.7 
Plainfield Asset Management LLC Greenwich CT US 4335.7 
Plainspoken Financial LLC Seattle WA US 0.0 
Plainview Capital Equity Partners, LLC Baltimore MD US 230.0 
Plaisier Financial Group LLC Byron Center MI US 6.5 
Plan Ahead, Inc. Abilene TX US 44.9 
Plan B Financial Advising 0.0 
Plan B Investments, Inc. Burbank CA US 0.0 
Plan Financial Inc. Fresno CA US 49.4 
Plan Pilot, LLC Baxter MN US 0.0 
Plan Professionals Incorporated Topeka KS US 26.7 
Plan Specialists Consulting Prairie DU Sac WI US 0.0 
Plan Sponsor Advisors, Inc. Chicago IL US 0.0 
Plan Sponsor Services, LLC Phoenix AZ US 2.3 
Plan Strategies Inc Chaska MN US 107.8 
Plan-Vest Livonia MI US 14.8 
Planatlanta Financial, Inc. Lilburn GA US 0.0 
Plancorp, Inc. Saint Louis MO US 1099.5 
Planfirst Inc Greenville SC US 142.7 
Planmark Capital Management, LLC Alpharetta GA US 0.0 
Planmember Advisors Corporation Carpinteria CA US 50.2 
Planmember Securities Corporation Carpinteria CA US 860.6 
Planned Asset Management Calabasas CA US 51.6 
Planned Equity Wealth Management, LLC Cincinnati OH US 0.0 
Planned Financial Growth Co 32.2 
Planned Financial Security Haines City FL US 11.0 
Planned Financial Services, LLC Cleveland OH US 0.0 
Planned Futures Financial Group Colorado Springs CO US 23.3 
Planned Investment Co., Inc. Indianapolis IN US 20.4 
Planned Professional Advisory Wichita KS US 12.0 
Planned Results, Inc. Syracuse NY US 0.6 
Planned Solutions, Inc. Sacramento CA US 123.9 
Planned Wealth Consultants Torrance CA US 3.6 
Planners Financial Services, Inc. Minneapolis MN US 63.8 
Planners Securities Network Corporation 0.0 
Planning Advisors, Ltd Alexandria VA US 4.9 
Planning Alternatives Ltd Bloomfield Hills MI US 285.7 
Planning Capital Management Corp. Haddonfield NJ US 55.4 
Planning Consultants, LLC Kenosha WI US 0.0 
Planning Directions, Inc. Glen Mills PA US 67.7 
Planning For Life 0.0 
Planning For Wealth, LLC Monroe LA US 25.2 
Planning Resources Group, Inc. Colorado Springs CO US 45.1 
Planning Sense, Inc. Syracuse NY US 0.0 
Planning Strategies, Inc. 4.8 
Planning Strategies, Inc. Lancaster PA US 20.5 
Planprep 0.0 
Plans TO Prosper,LLC Wexford PA US 1.4 
Plante Moran Financial Advisors Southfield MI US 5343.5 
Plantech Inc. Wooster OH US 0.0 
Plantools, LLC Emeryville CA US 0.0 
Plastridge Joel Fletcher Newburyport MA US 350.9 
Platinum Brokerage Services, Inc. San Diego CA US 0.0 
Platinum Capital Management (Usa) LLC Los Angeles CA US 30.0 
Platinum Capital Management, LLC Newport Beach CA US 1.3 
Platinum Grove Asset Management, L.P. Rye Brook NY US 2397.0 
Platinum Planning, Inc. St. Petersburg FL US 0.5 
Platinum Wealth Partners, Inc. Tampa FL US 0.0 
Platt Capital Management Inc New York NY US 22.4 
Platte River Capital, LLC Denver CO US 818.5 
Playa Financial Advisors Playa Del Rey CA US 0.0 
Plaza Financial Advisors Inc Clayton MO US 221.5 
Plaza Wealth Management LLC Hackensack NJ US 0.0 
Ple Wealth Management Jacksonville FL US 0.0 
Pleasant Promise Financial, LLC Honolulu HI US 0.0 
Pleasant Valley Advisors, LLC Moorestown NJ US 0.0 
Pleasanton Financial Advisors Pleasanton CA US 44.9 
Plemons, David Bryan San Antonio TX US 1.4 
Plenaris Advisory San Jose CA US 0.4 
Plenary Advisors, LLC Spokane WA US 0.0 
Plexus Financial Group, Inc. Lake Forest CA US 47.0 
Plexus Plan Sponsor Group, Inc. New York NY US 0.0 
Plm Investment Advisers, Inc. Spokane WA US 16.9 
Pln & Associates, Inc. 3.0 
Ploder Capital Management, L.L.C. 0.9 
Plotkin Financial Advisors, LLC Chevy Chase MD US 27.0 
Plummer & Associates 0.0 
Plumpe Investments, LLC Springfield MO US 5.5 
Plunkett & Associates, Inc. 14.0 
Plus 10 Financial Services 0.0 
Pluscios Management LLC Evanston IL US 27.2 
Plusfunds Group Inc. New York NY US 1165.3 
Plutus Investment Advisory Group LLC 0.5 
Plymouth Capital 0.8 
PM Capital Limited Sydney, Nsw AU 3297.7 
Pma (Europe) LLP London EN 130.3 
Pma Capital Management Limited Grand Cayman KY 1706.8 
Pma Investment Advisors Limited Central HK 1706.8 
Pmb Advisors Larkspur CA US 71.7 
Pmb Securities Corp. Newport Beach CA US 0.7 
Pmg Advisors, LLC West Conshohocken PA US 1058.7 
Pmg Asset Management Inc Elgin IL US 127.0 
Pmg Capital Advisors Powell OH US 1.2 
Pmk Capital Advisors Inc Delray Beach FL US 98.0 
Pmk Securities & Research, Inc. Delray Beach FL US 6.1 
Pmking Trading Middlebury VT US 0.0 
Pmsco Health Care Consulting Harrisburg PA US 0.0 
Pmv Investment Advisors, LLC Waukesha WI US 0.7 
Pnc Capital Advisors, Inc. Baltimore MD US 12871.5 
Pnc Investments Pittsburgh PA US 1497.6 
Pnc Realty Investors, Inc. Baltimore MD US 2552.0 
Pnmac Capital Management, LLC Calabasas CA US 61.5 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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