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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Pochop Financial Management, Inc. South Burlington VT US 0.0 
Pocino Associates 5.5 
Podesta & Co. Chicago IL US 10.0 
Podlin International Realty, Ltd. 0.6 
Poehling Capital Management, Inc. Madison WI US 97.1 
Pogson & Matt Wealth Management Group, LLC Phoenix AZ US 0.0 
Poinciana Advisors Group, LLC Palm Beach Gardens FL US 34.0 
Point Capital Advisory, LLC Salem MA US 13.4 
Point Defiance Capital Management LLC Tacoma WA US 5.3 
Point Guard Capital LLC 0.0 
Point Lobos Capital, LLC San Francisco CA US 197.0 
Point Loma Investment Management, Inc. 1.4 
Point View Financial Services,Inc. Summit NJ US 112.8 
Pointe Capital Management LLC Grosse Pointe Farms MI US 145.4 
Pointe Equity Partners LLC 0.0 
Pointer Capital, LLC Atlanta GA US 69.4 
Poirier, Michael Louis Bangor ME US 5.0 
Poitinger Financial, Inc. Fairlawn OH US 0.0 
Polar Capital London UK 4185.0 
Polar Capital (America) Corporation Darien CT US 38.9 
Polar Investment Counsel, Inc. 179.1 
Polaris Advisors, LLC Framingham MA US 82.5 
Polaris Asset Management LLC 11.0 
Polaris Capital Advisors, LLC Hilton Head SC US 0.0 
Polaris Equity Management, Inc. San Francisco CA US 225.0 
Polaris Financial Planning, LLC. 1.3 
Polaris Financial Services, LLC 0.0 
Polaris Investment Partners, Inc Johns Island SC US 81.9 
Polaris Pacific Financial Planning Services Menlo Park CA US 0.0 
Polaris Retirement Advisors, Inc. St. Louis MO US 2.6 
Polaris Wealth Advisers, LLC San Francisco CA US 0.0 
Polen Capital Management, LLC Boca Raton FL US 1358.1 
Polestar Capital LLC San Francisco CA US 10.0 
Polestar Investment Research, LLC San Francisco CA US 0.0 
Polestar Management Company 10.0 
Poling Capital Management, LLC 8.1 
Polk Financial Services, LLC 17.2 
Pollock Advisory Group, Inc. Allen TX US 0.0 
Pollock Investment Advisors, LLC Ann Arbor MI US 85.3 
Pollock Investment Advisory Corporation Portola Valley CA US 20.0 
Pollock Planning Associates Inc 101.6 
Polo Travel and Investments L.L.C. 0.0 
Polygon Investment Management 20.5 
Polygon Management L.P. London UK 450.0 
Polynous Capital Management Inc San Francisco CA US 12.5 
POM Portfolio Management AG Zurich CH 70.0 
Pomeroy Financial Planning, LLC. Lima OH US 21.1 
Pomrehn, Martin Glenn Oakbrook Terrace IL US 13.3 
Pon Investment Advisory 14.5 
Ponder Financial Group Half Moon Bay CA US 44.5 
Ponder Investment Co Chicago IL US 1252.1 
Ponderosa Investment Group, LLC 9.3 
Ponderosa Wealth Management Prescott AZ US 32.5 
Pontiff, Fairweather + Thompson, P.C. Denver CO US 0.0 
Ponzio Capital Inc. 10.5 
Ponzo Capital Management, Inc. Southlake TX US 1.0 
Pool Capital Partners Houston TX US 40.5 
Pooled Resources 0.0 
Poorman Creek Capital Advisors, LLC 0.9 
Poormans Investment Strategy 0.6 
Popa Financial Services, Inc. Bethel Park PA US 2.6 
Pope Asset Management, LLC Memphis TN US 621.6 
Poplar Forest Capital LLC Pasadena CA US 0.0 
Populace Financial 0.0 
Popular Securities, Inc. Hato Rey PR US 364.0 
Porath Financial Advisory, L.L.C. Erie PA US 0.0 
Porrey Leslie Assoc., LLC Chicago IL US 0.0 
Porta Investment Management Vallejo CA US 12.5 
Portage Trail Consulting LLC 0.0 
Porter Capital Management Co. Greenbrae CA US 83.0 
Porter Financial Planning 20.5 
Porter Orlin LLC New York NY US 1276.5 
Portfolio 21 Investments, Inc Portland OR US 0.0 
Portfolio Advisors Alliance, Inc. New York NY US 0.0 
Portfolio Advisors Group, Inc. 0.0 
Portfolio Advisors LLC Darien CT US 28987.4 
Portfolio Advisors, Inc. Fresno CA US 129.0 
Portfolio Advisory Council,L.L.C. Houston TX US 307.3 
Portfolio Advisory Group, Inc. Alexandria VA US 37.0 
Portfolio Analytics Inc Southfield MI US 9.0 
Portfolio Asset Management Albuquerque NM US 129.6 
Portfolio Audit, LLC Fiduciary Investment Advisor 19.1 
Portfolio Capital Management Inc Charlotte NC US 538.4 
Portfolio Cashflow Management, LLC Lewisville TX US 27.4 
Portfolio Consulting Group Avon CT US 10.6 
Portfolio Consulting Group Inc East Syracuse NY US 73.2 
Portfolio Design San Mateo CA US 18.0 
Portfolio Design Advisors Seal Beach CA US 130.4 
Portfolio Design Services, LLC 37.9 
Portfolio Dimensions, LLC 11.5 
Portfolio Diversification Group Schaumburg IL US 8.0 
Portfolio Dynamics, Inc Tempe AZ US 9.2 
Portfolio Evaluations, Inc. Warren NJ US 0.0 
Portfolio Hedging Corporation 0.0 
Portfolio Income Advisers, Inc Panama City FL US 0.0 
Portfolio Integration, LLC Greenwich CT US 41.6 
Portfolio Management 82.0 
Portfolio Management & Planning, Inc. 11.8 
Portfolio Management & Research, Inc. Gainesville FL US 7.7 
Portfolio Management Co. St. Louis MO US 14.0 
Portfolio Management Consultants 18.0 
Portfolio Management Consultants, Inc. Denver CO US 0.0 
Portfolio Management Inc. 0.0 
Portfolio Management Network, Inc Pittsburgh PA US 10.0 
Portfolio Management of Vermont LLC Warren VT US 0.0 
Portfolio Management Technology San Francisco CA US 0.0 
Portfolio Manager International L.L.C Salt Lake City UT US 0.1 
Portfolio Matters, Inc. Miami FL US 0.0 
Portfolio Medics, LLC Worthington OH US 27.0 
Portfolio Research, LLC 0.0 
Portfolio Resources Advisor Group, Inc. Miami FL US 0.0 
Portfolio RX Newport Beach CA US 3.2 
Portfolio Solutions LLC Troy MI US 0.0 
Portfolio Strategies Inc Tacoma WA US 250.6 
Portfolio Strategies Inc NY 319.1 
Portfolio Strategy and Management,Ltd. Newport Beach CA US 11.1 
Portfolio Touch, Inc. 0.1 
Portfolios Inc Dallas TX US 172.4 
Portfolios Management Company 2.2 
Portfolios Northwest, Inc. 25.3 
Portfoliosboston 22.1 
Portformulas Investing Corporation Ada MI US 130.0 
Portico Wealth Advisors, LLC Larkspur CA US 28.6 
Portland Financial Advisors, Inc. Beaverton OR US 10.0 
Portland Financial Planning Group Portland ME US 0.0 
Portland Global Advisors LLC Portland ME US 369.6 
Portland Investment Counsel Inc. Burlington, Ontario CA 1880.1 
Portlandia Investment Management Portland OR US 23.5 
Portnoff Financial LLC Westfield NJ US 5.3 
Portreal, LLC 0.0 
Portsmouth Financial Services San Francisco CA US 5.9 
Poseidon Capital Management, Inc. Houston TX US 27.9 
Posey Capital Houston TX US 97.7 
Positive Delta Asset Management LLC Los Angeles CA US 55.0 
Positive Financial Advisors,Inc. 1.8 
Post Advisory Group, LLC Santa Monica CA US 0.0 
Post Asset Management LLC 2.8 
Post Investment Management 7.0 
Post Oak Asset Management The Woodlands TX US 13.0 
Post Oak Capital Consultants, Inc Houston TX US 0.0 
Post Oak Energy Advisors, LLC Houston TX US 0.0 
Post Oak Investment Management, Inc Houston TX US 18.0 
Post Resch Tallon Group Pittsford NY US 0.0 
Post Road Capital Management, LLC Westport CT US 33.0 
Poterack Capital Advisory, Inc. Charlotte NC US 0.0 
Potkul Capital Management, LLC Parsippany NJ US 7.7 
Potomac Advisors, Inc. 0.0 
Potomac Asset Management Co Inc Frederick MD US 121.1 
Potomac Asset Management, Inc. Woodbridge VA US 6.3 
Potomac Financial Advisors LLC Chevy Chase MD US 7.0 
Potomac Financial Group Gaithersburg MD US 100.0 
Potomac Financial Group, Ltd. Calverton MD US 0.0 
Potomac Fund Management Easton MD US 194.6 
Potomac Investment Company 16.2 
Potomac Investment Management, Inc. 18.6 
Potomac Investments, Inc. Seattle WA US 0.0 
Potomac Research Group Washington DC US 0.0 
Potomac Wealth Strategies, LLC 10.4 
Potrero Capital Research, LLC San Francisco CA US 26.6 
Potter Financial Services Canonsburg PA US 0.0 
Potter Financial Solutions, Inc. 21.5 
Pottle Financial Services, Inc Pinehurst NC US 37.2 
Potts Weinstein Financial Consulting 0.0 
Potts, Hannah & Fischer Wealth Management Group, LLC Indianapolis IN US 0.0 
Poulin Investments & Advisory Services Portland ME US 0.0 
Poulos Advisors, Inc. Burlington VT US 1.4 
Poulos, Ernest, D. 4.2 
Pound Capital Ltd. Stamford CT US 0.0 
Pound Financial, LLC 0.0 
Powdermill Administrative Solutions, LLC Montchanin DE US 0.0 
Powell Cleary Associates, LLC 2.6 
Powell Financial, Inc. Cornelius NC US 0.0 
Powell, George David 0.0 
Powelson, William C. 10.5 
Power Asset Management LLC Los Angeles CA US 215.0 
Power Investing 10.5 
Power Plans 2.9 
Power Wealth Management 0.0 
Power Wealth Management LLC Hackensack NJ US 0.0 
Powerhouse Assets LLC 0.0 
Powerhouse Capital, LLC Atlanta GA US 6.6 
Powerinvestor, Inc 0.8 
Powerplay Capital Management, LLC Minneapolis MN US 0.0 
Powers Financial Planning 10.5 
Powers Investment Advisory Corp 31.7 
Powers, Charyn D 24.0 
Powers, James A 3.4 
Powershares Wheaton IL US 19864.3 
Powis Capital Management, LLC 0.0 
PPA Advisory Services, Inc. Roswell GA US 109.1 
PPB Advisors, LLC Bala Cynwyd PA US 47.3 
PPC Portfolio Consultants, Inc. Columbus OH US 342.0 
Ppca, Inc. San Clemente CA US 40.0 
PPG Investments, LLC 75.4 
PPM America Inc Chicago IL US 77640.1 
PPS & V Asset Management Consultants Inc Portage MI US 113.5 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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