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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
R & I Tokyo JP 0.0 
R & L Advisory Services, LLC Tumwater WA US 0.0 
R & L Financial Services, Inc. Elyria OH US 0.3 
R & R Financial Planners, Inc. East Meadow NY US 0.0 
R & R Financial Services Group 1.3 
R & R James, Inc. Somerville MA US 0.0 
R & R Planning Group Ltd Lake Success NY US 0.0 
R & R Wealth Strategies, LLC Ridgefield CT US 0.0 
R & S Planners, LLC Bingham Farms MI US 0.0 
R Chase Financial Minneapolis MN US 0.0 
R F Milella Advisory Associates Ltd. 0.0 
R Gregory Souder 1.3 
R H Bluestein & Co Birmingham MI US 2816.5 
R I M Unlimited, Inc. 0.0 
R L Capital, LLC Overland Park KS US 4.9 
R S Capital, Inc. 0.0 
R&A Capital Management, LLC Bedford NH US 385.4 
R&B Financial Consultants Wadsworth OH US 0.0 
R&M Consulting, Ltd. Mansfield OH US 0.0 
R&M Wealth Management Services, LLC Bethesda MD US 22.7 
R&R Financial Services Groves TX US 18.0 
R-Tech Advisors, Inc. Woodland Hills CA US 0.0 
R. Brian Howell & Associates, Inc. Tacoma WA US 17.5 
R. Bruce Tanner & Associates, Inc. Sugar Hill GA US 0.0 
R. C. Whitmore Advisors Inc. 9.4 
R. E. Wacker Associates, Inc. San Luis Obispo CA US 367.2 
R. E. Wacker Associates, Inc. San Luis Obispo CA US 354.7 
R. Eliot King & Associates Inc. Menlo Park CA US 69.7 
R. F. Lafferty & Co., Inc. New York NY US 28.5 
R. Hilles Graham Washington DC US 19.2 
R. Hollmann Wealth Management Inc. E. Setauket NY US 29.2 
R. J. (Ron) Marroy, Registered Investment Advisor Baton Rouge LA US 15.0 
R. Kent Harris and Associates, Ltd. Denver CO US 12.5 
R. Meier, Inc. Fort Atkinson WI US 26.8 
R. Parker Financial, Inc. 1.3 
R. R. Wolfe and Company, Inc. 1.8 
R. Seelaus & Co., Inc. Summit NJ US 28.9 
R.A. Lange & Co., L.L.C. 14.6 
R.A. Peterson Associates, LLC York Harbor ME US 0.0 
R.A.I. Financial Services, Inc. Lynnfield MA US 3.7 
R.A.RIGG & Co 35.0 
R.A.S. Fund Management 53.8 
R.B. Financial Group San Diego CA US 18.8 
R.B. Morin & Associates Leominster MA US 0.0 
R.B. Smith Co. Inc. Valparaiso IN US 0.0 
R.C. Dixon & Associates, Inc. St. Louis MO US 1.0 
R.D. Thompson Investments Salt Lake City UT US 46.3 
R.D. Tunick & Co., LLC 17.1 
R.D.DRENKOW & Co., Inc. Waverly IA US 0.0 
R.E. Maloney Associates, Ltd 0.0 
R.E. Snow Private Wealth Management Group Boca Raton FL US 0.0 
R.E.JONES & Associates 0.1 
R.F. Bisser & Associates Financial Consultants Quincy IL US 0.0 
R.F. Thompson Investment Advisors, Ltd. 8.0 
R.g Hurley & Associates, Inc. West Caldwell NJ US 0.0 
R.G. Associates, Inc. Baltimore MD US 4.2 
R.G. Niederhoffer Capital Management, Inc. New York NY US 1525.9 
R.H. Dinel Investment Counsel,Inc. Los Angeles CA US 70.9 
R.H. Hansford & Co., Inc 34.2 
R.H. Investment Group, LLC Mesa AZ US 67.0 
R.J. Fuchs Advisory Services 1.6 
R.J. Healy & Company Walnut Creek CA US 36.9 
R.J. Mulligan Investment Services 0.6 
R.J. Robinson Co. 0.8 
R.J. Root Investment Advisor 3.3 
R.J. Sutts & Company 20.7 
R.J.R. Retirement Planning, Inc. Williamsville NY US 0.0 
R.K. Gustafson Financial Marlborough MA US 0.0 
R.L. Miller & Company 20.3 
R.L. Paler Investment Advisors, LLC 7.7 
R.L. Renck & Co., Inc. New York NY US 26.5 
R.M. Duncan Capital Management Corporation Little Rock AR US 5.0 
R.M. George Investment Management Liverpool NY US 0.9 
R.M. Neilio & Associates Hampstead NH US 0.0 
R.M. Robinson Capital Management 3.4 
R.N. Croft Financial Group Inc. Toronto, Ontario CA 225.0 
R.O.I. 37.0 
R.O.S. Asset Management 4.9 
R.P. Boggs & Co. Lake Wylie SC US 33.8 
R.S. Crawford, LLC 0.0 
R.S. Duckworth Financial Group, Ltd 1.5 
R.S. Mattei & Company, Inc. 0.0 
R.S. Palastro Financial Planning Services, Inc. Brooklyn NY US 0.0 
R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors Syracuse NY US 28.0 
R.T. Hickman, Registered Investment Adviser, LLC 33.9 
R.T. Jones Capital Equities Management Inc. St. Louis MO US 48.1 
R.T.W. Fund Management 1.0 
R.V. Kuhns and Associates, Inc. Portland OR US 0.0 
R.W. Dailey Investments 0.0 
R.W. Duke Capital Management, LLC Jackson MO US 0.2 
R.W. Mak Investments Bellevue WA US 8.8 
R.W. Roge & Company, Inc Bohemia NY US 164.8 
R.W. Towt & Associates 0.0 
R.W. White Investment Services, Inc. 0.0 
R2r Boston MA US 0.0 
R3i, LLC Birmingham MI US 0.1 
RA Bench, Inc Seattle WA US 318.1 
RA Capital Management, LLC Boston MA US 131.0 
Raa Wealth Management, LLC Dallas TX US 985.1 
Raab & Moskowitz Asset Management LLC Chatham NJ US 91.0 
Rabbanian Financial Planning, Inc. Austin TX US 0.0 
Rabbitt Capital Management, LLC 14.1 
Rabco Asset Management 17.1 
Rabo Inc. Pinehurst NC US 22.0 
Rachor Investment Advisory Services, LLC Flint MI US 301.7 
Raco Investment Advisors LLC New York NY US 14.1 
Radcliffe Capital Management, L.P. Bala Cynwyd PA US 291.3 
Rademacher Financial, Inc. Lawrence KS US 25.5 
Radian Capital Management, LLC Boston MA US 4.0 
Radiance Investments LLC 0.6 
Radius Capital Management, LLC 19.4 
Radnor Financial Advisors, Inc. Wayne PA US 616.9 
Radnor Research & Trading Company, LLC Radnor PA US 0.0 
Radnorwood Capital, LLC Portland OR US 2.2 
Radroch, Inc. 0.0 
Raffa Wealth Management LLC Washington DC US 130.3 
Rafferty Asset Management, LLC New York NY US 4625.7 
Ragain Financial Chicago IL US 4.0 
Ragnarok Capital Management, LLC San Francisco CA US 67.1 
Rahlfs Capital, LLC 154.5 
Raiffeisen Kapitalanlage-Gesellschaft M.B.H. Vienna AT 40670.7 
Raimond Financial Planning Tonawanda NY US 1.0 
Rain Rock, LLC 0.0 
Rainbow Capital, LLC 54.8 
Rainey & Randall Investment Management, Inc. St. Petersburg FL US 58.3 
Rainier Financial Group, Inc. Seattle WA US 59.0 
Rainier Group Investment Advisory LLC Bellevue WA US 498.0 
Rainier Investment Management,Inc. Seattle WA US 12512.8 
Rainmaker Partners 0.5 
Rainsberger Wealth Advisors, Inc. Colorado Springs CO US 53.6 
Raintree Investment Management San Ramon CA US 0.0 
Rainy Day Planning, LLC Renton WA US 5.2 
Raisig & Connolly, LLC Oklahoma City OK US 4.3 
Rait Partnership, LP Philadelphia PA US 1794.7 
Rajah Asset Management 0.0 
Raleigh Investment Advisors, Inc. Raleigh NC US 17.0 
Raleigh Securities Inc 6.4 
Ralicki & Company, Cpa'S Stuart FL US 17.6 
Rall Capital Management, Inc. 12.9 
Ralph Parks Investment Group LLC Pittsford NY US 43.6 
Ralph Stroffolino, EA Cfp Pittsfield MA US 0.0 
Ralph W. Koeper Investment Advisory 0.0 
Ram Advisory Services, Inc. Ormond Beach FL US 25.6 
Ram Trust Services Inc Portland ME US 373.7 
Ramajal Los Angeles CA US 107.4 
Ramey King Financial Solutions, LLC Denton TX US 0.7 
Ramiah Investment Group Brookfield WI US 35.1 
Ramig Financial Planning & Services 0.0 
Ramirez Asset Management, Inc. New York NY US 110.0 
Ramius Advisors, LLC New York NY US 1737.7 
Ramius Fund of Funds Group LLC New York NY US 2448.0 
Ramius LLC New York NY US 314.4 
Ramius Securities LLC New York NY US 15.3 
Rampart Group, LLC 15.0 
Rampart Investment Management Boston MA US 6905.1 
Rams Investment Services Phoenix AZ US 4.7 
Ramsay Stattman Vela & Price Inc Colorado Springs CO US 172.5 
Ramsey & Associates Inc Seattle WA US 121.9 
Ramsey Quantitative Systems Inc Louisville KY US 1100.0 
Rand Financial Services Monterey CA US 0.0 
Randall Alan Bond D/B/A Bond Financial Services Seminole FL US 0.5 
Randall Asset Management Group, LLC Fountain Valley CA US 0.0 
Randall Capital LLC San Francisco CA US 0.0 
Randall Financial Group, LLC Providence RI US 15.7 
Randall Investment Group LLC 0.0 
Randall L. Kryszak, Cpa, PC Boulder CO US 6.7 
Randall Paul Martin 56.1 
Randall Stone Financial Planning Chico CA US 0.0 
Randolph & Associates, Ltd 11.6 
Randolph Capital Management, Inc. 40.9 
Randolph Co Inc Cincinnati OH US 69.0 
Randolph Elder, Cfp Loomis CA US 5.2 
Randolph Managed Investments Santa Rosa CA US 31.4 
Randolph Read Capital Management, LLC 0.0 
Randolph V. Glein, Cpa/Pfs Port Orchard WA US 1.1 
Random Walk Investments 0.0 
Randy L. Copus and Associates,LLC Findlay OH US 10.8 
Randy May Financial Planning 0.0 
Randy Neumann & Associates, Inc. Paramus NJ US 0.0 
Randy Welsh Portfolio Management 0.0 
Ranger Advisors, L.P. Dallas TX US 168.2 
Ranger Alternative Management, L.P. Dallas TX US 12.7 
Ranger Fund Management, L.P. Dallas TX US 20.3 
Ranger Investment Management,L.P. Dallas TX US 603.5 
Rankin Capital Investment Management 24.9 
Ransdell Asset Management Fuquay-Varina NC US 14.4 
Ransome, William Lambert 0.0 
Rao Investment Management 26.3 
Rapaport Capital Management Inc Orange Village OH US 41.8 
Raphael Aryeh and Associates Flushing NY US 3.0 
Rapidan Capital, LLC Edison NJ US 75.5 
Rapisarda Financial Vacaville CA US 0.0 
Rapp Financial Services 0.0 
Rappaport Reiches Capital Management, Glenview IL US 109.4 
Rappaport, Martin R., C.P.A., P.A. Coral Springs FL US 0.0 
Raptor Finance Inc 0.0 
Ras Investments, LLC Concord NC US 0.0 
Rasara Strategies Inc Briarcliff Manor NY US 152.0 
Rasico, Renee N. 1.5 
Raskin, Richard J 0.0 
Raskob Kambourian Financial Advisors Ltd Tucson AZ US 145.8 
Rasmusson Financial Group, Inc. Omaha NE US 7.5 
Rasumssen Associates, LLC Newport Beach CA US 0.0 
Ratajczak Capital Partners, LLC 2.7 
Rath, Jon Leeds NY US 0.0 
Rathbones Liverpool UK 13058.2 
Rather & Kittrell, Inc. Knoxville TN US 102.4 
Rathmann & Associates, L.P. Houston TX US 0.0 
Rational Capital Management LLC 0.0 
Rational Frontier Advisors, LLC 1.2 
Rational Numbers, Inc. 0.8 
Rational Portfolios Menlo Park CA US 1.8 
Rattiner Asset Management, Inc. Centennial CO US 0.5 
Raub Capital Management Larkspur CA US 0.0 
Raub/Brock Capital Management, Inc. Larkspur CA US 82.7 
Raulin Inc. Bridgeville PA US 0.0 
Rausch Financial Services Bethesda MD US 0.0 
Rav Financial Services, LLC Beachwood OH US 263.0 
Ravasio Capital Management, LLC 0.0 
Rawdin-Baron Financial, Inc. San Diego CA US 32.5 
Ray Dickerson Boulder CO US 2.5 
Ray Fike & Co., Inc. 0.0 
Ray Mignone & Co., Inc. Little Neck NY US 167.8 
Ray Pacific Asset Management LLC San Francisco CA US 0.0 
Ray Pacific Asset Management, Inc. San Francisco CA US 0.0 
Ray Smith, Cpa, Pllc Richardson TX US 1.1 
Ray White Investment Management Concord NC US 15.6 
Rayburn West Financial Services Nashville TN US 23.5 
Raylign Advisory, LLC Greenwich CT US 89.9 
Raylor Investments LLC Greenwich CT US 10.3 
Raymond Associates 1.9 
Raymond J. Grubbs & Assoc Inc Lake Oswego OR US 0.0 
Raymond J. Lucia Companies, Inc. San Diego CA US 128.7 
Raymond James & Associates, Inc. St Petersburg FL US 24071.4 
Raymond James Financial Services St. Petersburg FL US 17878.6 
Raymond Kidalowski Cpa Albany NY US 0.0 
Raymond L. Gazelle Jr. 0.0 
Raymond Marx Financial Advisory Group Inc. Clearwater FL US 0.0 
Raymond P. Bradley, Chfc Ephrata PA US 10.0 
Raymond T. Nasser Cfp Midlothian VA US 0.0 
Raymond Wealth Management Tucson AZ US 9.0 
Rayner & Haynor Mill Valley CA US 209.1 
RB Capital Management, LLC Fresno CA US 135.9 
RB Financial Planning, LLC 0.0 
RB Investors, L.P. Houston TX US 28.7 
Rba Financial Advisors Stephenville TX US 0.0 
Rbc Alternative Asset Management Inc. New York NY US 487.7 
Rbc Capital Markets Corporation New York NY US 20647.2 
Rbc Private Counsel (Usa) Inc. Toronto, on CA 604.0 
Rbf Capital, LLC Aspen CO US 95.0 
Rbm Finanical Services, LLC Shreveport LA US 0.0 
Rbo & Co, LLC St. Helena CA US 171.6 
Rbp Investment Advisors Inc. 54.3 
Rbs and Associates 0.0 
RC Financial Planning 0.0 
Rcg Ardis Capital LLC Boston MA US 71.8 
Rcg Asia Advisors, LLC New York NY US 267.8 
Rcg Capital Advisors, LLC Boulder CO US 35.0 
Rcg Helm, L.L.C. New York NY US 719.5 
Rch Energy Mlp Fund Gp, L.P. Dallas TX US 202.6 
Rcl Advisors, LLC New York NY US 881.7 
Rcl Capital Management 3.2 
Rcm San Francisco CA US 10407.8 
Rcm Asia Pacific Limited Hong Kong CN 8757.4 
Rcm Capital Management, L.L.C. Hammonton NJ US 9.2 
Rcm Robinson Capital Management LLC San Francisco CA US 125.0 
Rcm Wealth Advisors, L.L.C. Tucson AZ US 0.0 
Rcp Advisors, LLC Chicago IL US 1450.2 
Rcs Capital Management 1.1 
Rcs Financial Advisors, Ltd 4.9 
Rcv Financial Services Valencia CA US 0.6 
Rda Financial Advisors, LLC Fargo ND US 8.3 
Rda Financial Network North Liberty IA US 45.0 
Rdj Financial, LLC Rockville MD US 0.0 
Rdk Financial Group 44.7 
Rdk Strategies, LLC 350.0 
Rdl Financial, LC Fairfax VA US 93.0 
Rdm Capital Associates Inc Rumson NJ US 27.1 
Rdm Enterprises 0.7 
Rdm Real Estate Services LLC Westport CT US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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