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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
RO & Lambert Los Angeles CA US 0.0 
Roach Investment Services San Mateo CA US 10.0 
Roads Capital LLC 0.0 
Roanoke Asset Management Corp Jersey City NJ US 147.6 
Roaring Blue Lion Capital Management, L.P. Dallas TX US 25.8 
Robasciotti & Associates , Inc. San Francisco CA US 30.8 
Robbins Capital Management Inc. 34.0 
Robbins Planning Company 15.0 
Robbins Wealth Management Erie PA US 99.8 
Robbins Wealth Management, LLC 0.0 
Robeco Institutional Asset Management US Inc New York NY US 2904.5 
Robeco Investment Management New York NY US 19758.2 
Robert A Wogan, C.P.A., P.C. Troy MI US 0.0 
Robert A. Mecca & Associates, LLC 105.4 
Robert A. Underhill P.C. Seattle WA US 0.0 
Robert A. Weinstein Harrison NY US 0.0 
Robert A. Zock & Co.,inc. Boston MA US 106.1 
Robert Alan Yager San Jose CA US 96.0 
Robert Anderson & Associates, LLC 0.0 
Robert Ashworth & Co. Ltd Las Vegas NV US 0.0 
Robert B. Cowan Lawrenceville GA US 0.0 
Robert B. Sanders & Associates Pepper Pike OH US 15.0 
Robert Bishop Financial Planning & Services 0.0 
Robert Byrkit Morley Jr. (Sole Proprietorship) Birmingham MI US 0.0 
Robert C Armanino Vallejo CA US 7.5 
Robert Cutright Associates, Inc. 0.0 
Robert D. Brown Investment Counsel Inc Houston TX US 86.6 
Robert D. Thompson, Inc. Colorado Springs CO US 0.0 
Robert Dolf Tollen 8.7 
Robert E. Cohn Financial Planning, Inc. 15.5 
Robert F. Mahoney, P.A., Cpa Boca Raton FL US 1.7 
Robert F. Moeller Madison WI US 0.0 
Robert G. Antonio Financial Services Inc. Long Beach CA US 0.0 
Robert Gary Wilson Cfp Claycomo MO US 0.0 
Robert Good Advisory Services, LLC Union NJ US 0.0 
Robert Gordon & Associates Inc Springfield IL US 68.8 
Robert Gujral Cpa 15.0 
Robert H. Pickering & Associates, Ltd. Littleton CO US 0.0 
Robert Harrell, Incorporated Austin TX US 1738.9 
Robert Henry Wealth Management, LLC Westport CT US 9.5 
Robert Howard Petretta San Diego CA US 0.0 
Robert Hunter 26.0 
Robert J Oberst,SR & Associates Red Bank NJ US 102.8 
Robert J. Byrne & Company 0.0 
Robert J. Lovejoy, Cfp Burlingame CA US 0.0 
Robert J. Reby & Company Inc. Danbury CT US 233.7 
Robert J. Woods, Incorporated LA Mesa CA US 0.0 
Robert Jackson & Associates, Inc 9.0 
Robert L. Bergstrom 13.0 
Robert L. Kristel, C.P.A., P.C. Schenectady NY US 0.0 
Robert L. Peek, Chartered Financial Consultant Andover MA US 0.0 
Robert L. Weisman, LLC Chicago IL US 0.0 
Robert Leshner and Associates, Inc. Cincinnati OH US 110.8 
Robert M Walker & Associates Taylorsville KY US 15.1 
Robert M. Finch Consulting, LLC 6.8 
Robert M.P. Moore Dba Moore Money Management 3.7 
Robert Morenz 4.7 
Robert Morris Capital Management, LLC 0.0 
Robert Morris Investment Advisors, LLC Willoughby OH US 1.2 
Robert N Parker, Cfp Burlingame CA US 12.0 
Robert N. Clary So. Easton MA US 24.0 
Robert Olsen Wealth Group, P.C. Chesterfield MO US 28.5 
Robert P. Heim Financial Group 0.0 
Robert Priske, LLC Honolulu HI US 0.0 
Robert Rodriguez Cpa/Pfs, Pllc San Antonio TX US 0.0 
Robert S. Eastham, Registered Investment Advisor Dripping Springs TX US 0.0 
Robert Schaefer Financial Services Laguna Hills CA US 1.5 
Robert Schallig 0.5 
Robert Steffen & Associates Bloomington MN US 311.6 
Robert Susko Cpa LLC Allentown PA US 0.0 
Robert T. Chapman Financial Consultant San Diego CA US 0.0 
Robert V. Horowitz, LLC Corte Madera CA US 22.4 
Robert Van Securities, Inc. Oakland CA US 5.0 
Robert W. Baird & Co. Incorporated Milwaukee WI US 32698.3 
Robert W. Colby Asset Management, Inc. 2.1 
Robert W. Duggan & Associates Santa Barbara CA US 2.6 
Robert William Shoemaker,III Concord MA US 38.5 
Robert Wilson & Company Inc. Bradford MA US 0.0 
Roberta Lee-Driscoll Honolulu HI US 0.0 
Roberts & Fails, P.C. 0.0 
Roberts Financial Consulting, LLC 0.0 
Roberts Financial Planning 0.5 
Roberts Wealth Management LLC Fort Worth TX US 0.0 
Roberts, Glore & Co. Deerfield IL US 468.2 
Roberts, Seward, Speed & Company, P.A. Tampa FL US 1.3 
Robertson Advisory, Inc. Deland FL US 0.0 
Robertson Capital Management 1.2 
Robertson Capital Management, LLC 0.0 
Robertson Opportunity Capital, LLC Dallas TX US 154.8 
Robertson Wealth Management, LLC Houston TX US 17.7 
Robertson, Griege & Thoele, Financial Advisors Dallas TX US 1400.0 
Robin Pinkham Investment Advisory, LLC Fairfield CT US 0.0 
Robin Weeks Rfc 1.0 
Robinette Wealth Management 1.0 
Robinson Capital Group 0.0 
Robinson Capital Management LLC Boulder CO US 0.0 
Robinson Financial Associates Portland ME US 95.6 
Robinson Investment Group Inc Brentwood TN US 112.3 
Robinson Rose Capital Management LLC 0.4 
Robinson Value Group, Inc. 15.1 
Robinson Value Management, Ltd. San Antonio TX US 49.5 
Robinson Wealth Management Group, Inc. Fort Worth TX US 0.0 
Robinson, James Howie Niles MI US 0.0 
Robinson, Tigue, Sponcil & Associates, LLC Phoenix AZ US 129.1 
Robinswood Financial Kirkland WA US 196.5 
Roble, Belko and Company, Inc. Sewickley PA US 282.6 
Robotti & Company Advisors, LLC New York NY US 313.2 
Robshaw & Julian Associates Inc Williamsville NY US 149.9 
Robyn Hari & Assoc., PC Brentwood TN US 87.6 
ROC Capital New York NY US 1897.0 
Rocaton Investment Advisors Norwalk CT US 0.8 
Rochdale Investment Management New York NY US 3725.7 
Roche Financial Partners LLC Princeton NJ US 28.0 
Roche-Rooney Annapolis MD US 0.0 
Rochester Financial Services 0.0 
Rock Canyon Advisory Group, Inc. Lehi UT US 3.3 
Rock Capital Mgmt 4.7 
Rock Castle Capital Management Incorporated 0.0 
Rock City Investments, Inc. Little Falls NY US 4.0 
Rock Crest Capital LLC Darien CT US 71.0 
Rock Lake Capital 10.0 
Rock Maple Services, LLC New York NY US 901.4 
Rock Point Advisors, LLC Burlington VT US 260.2 
Rock Ridge Advisors, LLC Greenwich CT US 283.0 
Rock Ridge Capital LP Houston TX US 3.4 
Rock White Financial Partners, L.L.C. 0.0 
Rockbridge Asset Management, LLC Daphne AL US 14.4 
Rockbridge Financial, LLC St. Louis MO US 2.4 
Rockbridge Investment Management, LLC Syracuse NY US 232.4 
Rockdale Associates, Inc. Ocean NJ US 8.3 
Rockefeller Financial New York NY US 7072.0 
Rocket Capital Management, L.L.C. Wayzata MN US 18.2 
Rocket Science Capital Advisors, LLC 0.0 
Rockford Asset Management LLC 2.3 
Rockhaven Capital Management, LLC 5.3 
Rockhouse Capital, LLC Greenwich CT US 1.8 
Rockingham Capital Advisors LLC 21.0 
Rockledge Advisors LLC Brooklyn NY US 0.0 
Rockledge Partners, LLC 27.8 
Rockridge Capital LLC 7.9 
Rockridge Money Management LLC 32.2 
Rockrose Capital Management, LLC Beverly Hills CA US 0.0 
Rockspring Pim Limited London EN 2847.7 
Rockview Management, LLC New York NY US 0.0 
Rockwater Municipal Advisors, LLC Irvine CA US 0.3 
Rockwell Advisers Greenwich CT US 173.3 
Rockwell Global Advisors, LLC 6.2 
Rockwood Capital Advisors LLC St. Louis MO US 0.0 
Rockwood Wealth Management, LLC New Hope PA US 103.6 
Rockx Securities, LLC 0.0 
Rocky Hill Advisors Inc. Peabody MA US 800.0 
Rocky Mountain Assets, LLC Castle Rock CO US 2.6 
Rocky Mountain Humane Investing Corp. 15.0 
Rocky Mountain Planning Group, Inc Avon CO US 54.5 
Rocky Mountain Private Wealth Management, L.L.C. Sugar Land TX US 263.9 
Rocwood Capital Management LP New York NY US 127.4 
Rod Bunney Investment Advisors 3.0 
Roda Asset Management Miami FL US 15.5 
Roda Investment Management, LLC 9.0 
Rode Capital Management, LLC 0.0 
Rodel Corriente (Sy) LLC 7.0 
Rodgers & Associates Lancaster PA US 340.4 
Rodgers Capital Management Setauket NY US 2.3 
Rodgers Financial Services 0.0 
Rodman Capital Management Alliance OH US 50.0 
Rodney B. Matthews, C.P.A. Ruidoso NM U. 7.0 
Rodney Casey, P.C. Billings MT US 0.5 
Rodney Square Management Corp Wilmington DE US 5695.5 
Rodriguez Investment Advisory, Inc. Lakeland FL US 0.1 
ROE Equity Research LLC 0.0 
Roehl & YI Investment Advisors, LLC Eugene OR US 326.2 
Roesler, William Edward 0.0 
Rofay Financial Services Beverly Hills CA US 15.0 
Roffman Miller Associates Inc Philadelphia PA US 451.4 
Rogan & Associates Safety Harbor FL US 175.0 
Roger Arthur Bowers 63.4 
Roger F. Woodman Jr. & Co. 2.3 
Roger H. Jenswold & Co., Inc. Houston TX US 89.9 
Roger L. Sharp & Associates 23.2 
Roger Manske Lagrange Park IL US 0.0 
Roger R. Bell & Co., Inc. Dublin VA US 0.0 
Roger S. Helman, Esq., PLC Hancock MI US 0.0 
Rogers Advisory Inc Beverly MA US 5.0 
Rogers Capital Management, Inc. Fort Worth TX US 486.1 
Rogers Financial Harrisonburg VA US 0.0 
Rogers Financial Advisors 20.0 
Rogers Financial Advisory 0.0 
Rogers Financial Advisory Group, LLC Greenville SC US 0.0 
Rogers Investment Advisors, LLC Santa Clara CA US 28.7 
Rogers Management Company 0.8 
Rogers Quimby & Associates Clearwater FL US 70.1 
Rogerscasey, Inc. Darien CT US 308578.0 
Rogge Capital LLC Austin TX US 232.8 
Rogge Global Partners London England UK 30267.5 
Rogge Global Partners New York NY US 5495.6 
Rogow, Sharon 0.0 
Rogue Advisors, LLC Grants Pass OR US 25.0 
ROK Capital, LLC Newport Beach CA US 0.0 
Roka Wealth Strategists Roswell GA US 44.3 
Roland, Criss Investments Corp. Arlington TX US 0.0 
Rolf A Trautsch Pacific Grove CA US 0.0 
Rolf Adler Group Inc 77.0 
Rollins Capital Management Johnson City TN US 10.6 
Rollins Financial Inc Atlanta GA US 135.2 
Rolloversystems Charlotte NC US 0.0 
Romain Walsh Clerou Professional Investment Mgmt 65.8 
Romaine Financial Services Corp. Quincy MA US 0.0 
Roman Butler Fullerton & Co St Louis MO US 139.5 
Roman Financial Advisors San Diego CA US 0.0 
Romano Brothers & Co. Evanston IL US 867.2 
Romano Buonadonna Financial Services, LLC Vineland NJ US 0.0 
Ron Benjamin 0.0 
Ron Camirand & Associates, LLC 22.0 
Ron Geddish Inc. 0.0 
Ron Harrod 0.0 
Ron Mccallister Investment Advisors, Inc. Sherwood OR US 2.2 
Ron Niederpruem, LLC 7.7 
Ron Seremet, Cpa 0.0 
Ron Stenger, L.L.C. Springfield MO US 58.0 
Ronald A. Bartlett & Associates, Ltd Flushing NY US 1.7 
Ronald A. Lederkramer, Cpa, Cfp 0.0 
Ronald Barclay Richardson 0.0 
Ronald Blue & Co. LLC Roswell GA US 5833.9 
Ronald G. Pray Company Gilroy CA US 0.0 
Ronald Groff 0.0 
Ronald J. Rich Financial Advising 3.7 
Ronald Johnson, LLC 0.7 
Ronald L. Hooper, Cpa, Cfp Indianapolis IN US 0.0 
Ronald L. Karns, Sole Proprietor South Holland IL US 0.0 
Ronald Lloyd Johnson 5.0 
Ronald R Geiger LLC 9.0 
Ronald Ray Schulze 4.3 
Ronald W. Beasley, Inc. Houston TX US 12.6 
Roney Capital Management Boston MA US 0.0 
Roof Advisory Group, Inc. Harrisburg PA US 184.9 
Roof, Eidam & Maycock San Francisco CA US 312.7 
Rooks Wealth Management, Pllc Hixson TN US 14.3 
Rookwood Wealth Management, LLC 0.0 
Rooney Capital Management, Inc. 135.0 
Roper Financial Planning Carlsbad CA US 0.0 
Rorer Asset Management LLC Conshohocken PA US 610.1 
Roring, Arthur J. 1.0 
Rosa & Associates, LLC 0.0 
Roscoe Financial 10.5 
Roscoewolach, Inc. Greeley CO US 12.8 
Rose & Sky Investments (Cayman) Ltd George Town KY 100.0 
Rose Asset Management, LLC 0.0 
Rose Capital 38.3 
Rose Greene Financial Services Santa Monica CA US 0.0 
Rose Investments Services 0.0 
Rose Valley Asset Management LLC Springfield PA US 8.4 
Rosebay Capital Management, LLC 0.1 
Rosebridge Holdings Inc 53.0 
Rosecap Investment Advisors, LLC 0.0 
Roseline Capitol Advisors, LLC Richmond VA US 100.6 
Rosemary Barnes Cfp Wausau WI US 24.0 
Rosen Capital Management LLC Santa Monica CA US 44.2 
Rosen Capital Management, Inc. Macon GA US 39.0 
Rosen Investment Advisors, Ltd. Phoenix AZ US 100.0 
Rosen Real Estate Securities LLC Berkeley CA US 380.2 
Rosenberg Asset Management Sarasota FL US 57.0 
Rosenberg Financial Roseville CA US 0.0 
Rosenberg Financial Group, Inc. Warner Robins GA US 88.6 
Rosenberry & Associates, Inc. Wichita KS US 0.0 
Rosenblum Silverman Sutton SF Inc San Francisco CA US 222.3 
Rosenthal Capital Management, LLC 54.2 
Rosenthal Collins Asset Management, LLC Chicago IL US 0.0 
Rosenthal Retirement Planning, LP Fort Worth TX US 0.0 
Rosenwald Capital Management Inc Redondo Beach CA US 224.9 
Rosetta Financial Advisors, Inc. 0.0 
Rosewood Consulting, LLC Tigard OR US 0.0 
Rosewood Trust and Estate Services 0.0 
Rosko Associates Inc. 4.0 
Roslund, John Cabell - NO Dba Used Santa Clara CA US 18.1 
Rosman and Company Lynbrook NY US 0.0 
Rosman Asset Management 0.0 
Ross and Chruszch Inc 1.1 
Ross Asset Advisors, Inc. 9.2 
Ross Asset Management LLC Manasquan NJ US 41.8 
Ross Farrar LLC Darien CT US 390.6 
Ross Financial Advisory Services, Inc. Pelahatchie MS US 0.0 
Ross Smith Energy Group Ltd. Calgary AL 0.0 
Ross Wealth Planning Group, LLC Londonderry NH US 6.4 
Ross, Theodore Frederick 7.1 
Rossell & Associates, Inc. New York NY US 0.0 
Rossi Dubuque Breckenridge, LLC Minneapolis MN US 0.0 
Rossi Financial Associates, Inc. Monroeville PA US 22.3 
Roszel Advisors, LLC Pennington NJ US 0.2 
Roth Asset Management, Inc. 397.9 
Roth Capital Partners, LLC Newport Beach CA US 35.1 
Roth Investment Services, Pllc Houston TX US 0.1 
Rothschild Asset Management Inc New York NY US 4406.0 
Rothschild Investment Corporation Chicago IL US 965.1 
Rothschild Sale & Associates Inc St Louis MO US 0.0 
Rothstein Investment Advisory Services Inc Fairfax VA US 0.0 
Rotolo Financial Services 2.8 
Roud Financial Services, LLC 0.0 
Roulac Global Funds LLC San Rafael CA US 31.0 
Roulston & Co Inc Cleveland OH US 191.6 
Roumell Asset Management, LLC Chevy Chase MD US 311.2 
Round Hill Asset Management Inc Pasadena CA US 154.1 
Round Table Investment Strategies Denver CO US 5.4 
Round Table Services, LLC Westfield NJ US 857.8 
Round Valley Wealth Management, LLP Lebanon NJ US 0.0 
Roundkeep Capital Advisors LLC Chicago IL US 1109.9 
Roundpoint Investment Advisors, Inc. Charlotte NC US 0.0 
Roundrock Capital Partners, L.P. Dallas TX US 44.6 
Roundstone Advisors, LLC Acton MA US 405.1 
Roundtable Forum, LLC New York NY US 0.0 
Roush Investments, LLC Fresno CA US 30.0 
Route One Investment Company, L.P. San Francisco CA US 789.6 
Roventini Financial Services, Inc New City NY US 5.2 
Rowan Asset Management Mandeville LA US 1.1 
Rowe Mitchell L 0.0 
Rowe, Holland & Troutman Pllc Cpa'S Hickory NC US 0.0 
Rowen Capital Management, LLC 8.3 
Rowland & Co Investment Counsel Atlanta GA US 180.0 
Rowland Carmichael Advisors Inc Scottsdale AZ US 380.6 
Rowley, Frederick W 0.0 
Rowling Dold & Associates LLP San Diego CA US 152.2 
Roxbury Capital Management LLC Minnetonka MN US 0.0 
Roxbury Investment Advisors, LLC Tarzana CA US 0.0 
Roxbury Investment Advisors, LLC Tarzana CA US 0.0 
Roxie Webb Securities Management,Inc. Prescott AZ US 32.1 
Roxiticus Partners LLC Charlestown MA US 0.0 
Roy Berg Cpa 0.0 
Roy Mullin Enterprises, LLC 0.0 
Roy W. Dodson Financial Planner 25.0 
Royal & Associates, Inc. 0.0 
Royal Alliance Associates, Inc. New York NY US 1874.9 
Royal American Financial Advisors, LLC Menifee CA US 24.7 
Royal Asset Advisors, LLC Bloomfield Hills MI US 0.0 
Royal Asset Management Group Inc. 1.5 
Royal Asset Managers 30.1 
Royal Bank of Canada Investment Management(Usa) Limited London UK 1074.6 
Royal Capital Advisors, Inc. 0.0 
Royal Capital Management Boca Raton FL US 120.2 
Royal Capital Management, LLC New York NY US 1306.6 
Royal Financial Newport Beach CA US 11.3 
Royal Fund Management The Villages FL US 0.0 
Royal Investment Advisors, LLC Rolling Meadows IL US 11.4 
Royal Oak Capital Management, LLC Washington DC US 43.1 
Royal Palm Investment Advisors, Inc Longwood FL US 20.2 
Royal Palms Capital, LLC Rolling Hills Est. CA US 61.2 
Royale Investment Advisor LLC 0.0 
Royce & Associates, LLC New York NY US 44441.9 
Roycroft Management, Inc. 33.2 
Rozanna Patane Financial Advisor 26.6 
Rozar Financial Concepts, LLC Duluth GA US 4.4 
Rozental Asset Management (Ram), LLC 0.0 
RP Capital Partners Cayman Islands Limited Grand Cayman KY 300.8 
RPC Private Client Group, LLC Knoxville TN US 0.0 
Rpcg, Inc. Kansas City MO US 0.0 
RPG Family Wealth Advisory Pembroke MA US 0.0 
RPH Financial Services, Inc Sciota PA US 103.5 
RPM Metropolitan Capital, LLC Dallas TX US 137.9 
RPM Metropolitan Partners, LP Dallas TX US 0.0 
Rps Tucson AZ US 0.0 
RR Advisors, LLC Dallas TX US 710.0 
RR Advisory Group, LLC New York NY US 456.5 
Rrbb Asset Management, LLC Maplewood NJ US 0.0 
Rreef Chicago IL US 10728.4 
Rrim Asset Strategies 12.0 
RS Asset Management, LLC Colorado Springs CO US 0.0 
RS Capital Management 2.2 
RS Crum Inc. Newport Beach CA US 185.2 
RS Crum, Inc. Newport Beach CA US 198.1 
RS Crum, LLC Newport Beach CA US 0.0 
RS Investments San Francisco CA US 19797.6 
RS Wealth Management, LLC Wrightsville Beach NC US 0.0 
Rsco Financial Associates LLC Swansea IL US 0.0 
RSD Advisors 8.0 
RSE Capital Management Group LLC 0.0 
RSG Financial Group Inc Stockton CA US 7.0 
RSI Asset Management Northboro MA US 4.5 
RSL & Co. Capital Management, LLC 0.0 
RSM Mcgladrey, Inc. Minneapolis MN US 4135.5 
RSR Capital Management, LLC 4.3 
Rssi Investment Advisers LLC Wilmington DE US 26.5 
Rssm Consulting Group LLC New York NY US 0.0 
RSW Investments, LLC Summit NJ US 1182.1 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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