Investment Advisor Search is a compilation of SEC registered investment advisors. Powered By Private Equity Info 
Home Download Data Links Contact Us Family Office Investment Advisor Search is a compilation of SEC registered investment advisors.
 
download Private Equity Firms
Sorted by industry and
acquisition criteria.
View Demo
 
Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
S & A Financial Strategies & Services, LLC 3.1 
S & Co., Inc. Boston MA US 1051.9 
S & H Asset Advisors Duluth GA US 0.0 
S & K Investment Services, LLC Chantilly VA US 0.0 
S & P Investors, Inc. Dallas TX US 0.0 
S & P Wealth Planning LLC North Wales PA US 0.0 
S & Y Asset Management LLC San Francisco CA US 3.6 
S Brown and Associates, LLC San Francisco CA US 0.0 
S C Parker & Co Investment Advisor Services Williamsville NY US 6.5 
S Consulting LLC 0.0 
S D Clifford Advisors, LLC North Canton OH US 16.0 
S Squared Capital II Management, LLC New York NY US 247.2 
S Squared Technology Partners, L.P. New York NY US 49.0 
S Squared Technology, LLC New York NY US 554.1 
S&F Investment Advisors Los Angeles CA US 98.0 
S&S Equity Corp. Carle Place NY US 0.0 
S&S Wealth Management Grand Prairie TX US 38.3 
S.A. Mason, LLC Holland MI US 178.3 
S.A.F.E. Management LLC Colts Neck NJ US 2.8 
S.B. Value Partners, L.P. San Antonio TX US 75.2 
S.C. Financial Services, Inc. 0.0 
S.C. Thomas & Associates, Cpa Medina OH US 35.7 
S.D. Martin Financial Services Inc. Heathrow FL US 30.0 
S.D. Widman, Inc. Private Wealth Advisory 0.0 
S.E. Thorn & Co. 24.0 
S.F. Ehrlich Associates, Inc. Westfield NJ US 0.0 
S.G. Long & Company Missoula MT US 2.2 
S.I.P. Adviser 0.0 
S.J. Wishnia & Co. 1.4 
S.M.G. Inc 0.7 
S.moskowitz Investment Advisory & Consulting, LLC Indian Wells CA US 72.0 
S.P. Parkin & Co Chesterfield MO US 24.8 
S.W. Childs Management Corporation New York NY US 0.0 
S.W. Coy Capital, Inc. Pittsburgh PA US 0.0 
S3 Partners, LLC. New York NY US 40.3 
S3, Inc Minneapolis MN US 0.0 
S4 Capital, LLC Chicago IL US 415.3 
SA Advisory LLC Grand Rapids MI US 29.3 
SA Asset Management, Inc. Great Neck NY US 0.0 
Saam Investments Panama City RE 0.0 
SAB Group Financial, P.a 0.0 
Saba Capital Management, L.P. New York NY US 3591.0 
Sabal Capital Management, LLC Walnut Creek CA US 13.4 
Sabana Capital Management, LLC Dallas TX US 0.0 
Sabin Investment Management, Inc. 76.1 
Sabinal Capital Investments, LLC 4.8 
Sabino Investment Management, L.L.C. 34.8 
Sabre Value Advisors LLC Santa Barbara CA US 8.9 
Sacajawea & Co, LLP Wellesley MA US 89.1 
Sachem Advisors, LLC 0.0 
Sachem Investment Counsel Inc Pepper Pike OH US 28.8 
Sachs Financial Planning 0.0 
Saddle Peak Asset Management, LLC Santa Monica CA US 36.9 
Saddle Point Asset Management, LLC Beverly Hills CA US 1.2 
Saddle River Capital Management, LLC 14.5 
Saddleback Asset Management 0.9 
Sadler Wealth Advisors, LLC Tuscaloosa AL US 0.0 
Sadoff Investment Management LLC Milwaukee WI US 549.9 
Saeger Financial Planning LLC Milwaukee WI US 0.0 
Safali Investments, LLC 1.8 
Safari Wealth Advisors, LLC 0.0 
SafdiÉ Investment Services Corp. New York NY US 112.0 
Safe Bay Retirement Advisors 0.0 
Safe Harbor Advisors, Inc. 0.0 
Safe Harbor Financial Planning 13.7 
Safe Harbor Financial Planning & Investment Advisory, LLC Statesboro GA US 4.8 
Safe Harbor Investment Advisors, LLC Frederick MD US 11.7 
Safe Harbor Wealth Management, LLC Dublin OH US 0.0 
Safe Haven Advisors, Inc. 0.0 
Safe Money Advisors Inc Morris Plains NJ US 0.0 
Safeguard Financial and Insurance Services Walnut Creek CA US 25.6 
Safeguard Investment Advisory Group Corona CA US 6.9 
Safeguard Securities, Inc. Cleveland OH US 63.7 
Safeharbor Asset Management Huntington NY US 17.4 
Safety 1st Advisors Boise ID US 0.0 
Safety of Principle, Inc. Coral Springs FL US 0.0 
Saffer Wealth Strategies Phoenix AZ US 19.2 
Safford Nicholas H & Co Inc Rockport MA US 447.9 
Safir Capital, LLC Wilton CT US 36.0 
Safra Asset Management Corporation New York City NY US 339.7 
Safran Wealth Advisors, LLC New York NY US 37.2 
Safran, Edward Myron 0.0 
Safranek and Associates, LLC 0.0 
Sagamore Wealth Management, LLC Winchester MA US 0.0 
Sagar Investments 11.0 
Sage & Bell Financial Advisors, LLC Surfside Beach SC US 4.6 
Sage 360 Advisors LLC Stuyvesant NY US 16.3 
Sage Advisory Group, LLC Boston MA US 123.1 
Sage Advisory Group, LLC 23.0 
Sage Advisory Services Ltd Co Austin TX US 9622.0 
Sage Asset Management, L.L.C. Twin Falls ID US 9.8 
Sage Asset Management, L.P. New York NY US 359.6 
Sage Associates LLC 12.8 
Sage Capital Advisors 0.0 
Sage Capital Advisors, LLC LA Jolla CA US 0.0 
Sage Capital Advisors, LLC 0.0 
Sage Capital Holdings, LLC Atlanta GA US 33.6 
Sage Capital Management LLC New York NY US 0.0 
Sage Capital Management, LLC Sarasota FL US 162.2 
Sage Capital Management, LLC Farmington Hills MI US 0.0 
Sage Financial Advice 7.6 
Sage Financial Advisors Inc Reno NV US 86.0 
Sage Financial Advisors Inc. Scottsdale AZ US 100.8 
Sage Financial Advisors, Inc. Santa FE NM US 0.0 
Sage Financial Design, Inc Simsbury CT US 29.0 
Sage Financial Group Inc. West Conshohocken PA US 957.7 
Sage Financial Management Group, Inc. Mclean VA US 103.8 
Sage Financial NJ LLC 0.0 
Sage Financial Planning, LLC 0.0 
Sage Financial Services, Inc Portland OR US 3.5 
Sage Financial Strategies Sandy UT US 0.0 
Sage Financial, LLC 14.2 
Sage Future Financial, LLC Albuquerque NM US 46.5 
Sage Hill Capital Ann Arbor MI US 33.6 
Sage Investment Advisors 18.8 
Sage Investment Inc. Hanover NH US 7.0 
Sage Investment Management Lafayette CA US 41.7 
Sage Investment Management, Inc. Denver CO US 12.1 
Sage Partners LLC New York NY US 228.4 
Sage Wealth Advisors LLC 23.6 
Sage Wealth Management, Inc. Saratoga Springs NY US 0.0 
Sage, Rutty & Co., Inc. Rochester NY US 376.7 
Sageinvest, Inc. 10.2 
Sagepoint Financial, Inc. Phoenix AZ US 2000.9 
Sageview Advisory Group, LLC Irvine CA US 10210.0 
Saguenay Capital, LLC Purchase NY US 623.2 
Saha Asset Management 0.0 
Sahara Investment Advisors, Inc. Bronx NY US 0.0 
SAI Capital Management LLC Seal Beach CA US 57.4 
Saigon Capital Markets LLC San Francisco CA US 0.0 
Saigon Financial Group, LLC 0.0 
Sail Advisors Limited Hong Kong CN 1960.1 
Sailer Financial, Inc. Brentwood TN US 107.8 
Sailfish Capital Partners, LLC Stamford CT US 973.0 
Sailor Financial, LLC 0.0 
Saint Louis Investment Advisors Inc Collinsville IL US 30.6 
Saint-Laurent Associates Beverly MA US 10.0 
SAK Financial LLC Encino CA US 0.0 
Sakofs, David Summit NJ US 0.0 
Saleeby & Assoc. St. Louis MO US 3.8 
Salem Advisory Group LLC Kennebunk ME US 9.5 
Salem Asset Management 29.0 
Salem Asset Management, LLC Salem OR US 52.2 
Salem Capital Management Inc Woburn MA US 359.0 
Salem Heights Financial LLC 0.0 
Salem Investment Counselors Inc Winston Salem NC US 1000.0 
Salem Partners Wealth Management, LLC Los Angeles CA US 188.3 
Saler Asset Management, LLC 0.0 
Salerno Capital Management,LP Fort Worth TX US 0.0 
Sali Fund Services Austin TX US 2376.0 
Saliba Asset Management L.L.C. Huntsville AL US 28.7 
Saliba Managed Funds 20.3 
Saliba Portfolio Management, LLC Chicago IL US 25.0 
Salient Advisors, L.P. Houston TX US 138.2 
Salient Capital Advisors, LLC Houston TX US 978.0 
Salinas Consulting Group LLC 0.0 
Saling, Simms, Associates Inc. Columbus OH US 47.4 
Salisbury Capital Advisors, LLC Los Angeles CA US 7.8 
Sallfort Advisors Ltd. Zuerich, Zuerich CH 17.6 
Sally Claeys Advisors 1.9 
Salt Marsh Investments, LLC Greenwich CT US 2.4 
Saltbox Capital, LLC Boston MA US 19.8 
Salter Asset Management Thomasville GA US 7.5 
Saltmarsh Financial Advisors, L.L.C. Pensacola FL US 50.6 
Saluck, Ava Feinberg Philadelphia PA US 0.0 
Salus Capital Management, Inc. Los Angeles CA US 175.3 
Salviccio Financial Group, LLC 0.0 
Salvini Financial Planning Avila Beach CA US 0.0 
Salyn Capital Management, LLC Shawnee OK US 9.5 
Salzinger Sheaff Brock, LLC Indianapolis IN US 46.0 
Salzman Financial Management LLC Bethel CT US 14.8 
Sam Advisors, LLC New York NY US 42.5 
Sam Badgley Inc. Williamstown WV US 0.0 
Sam Gott, Certified Financial Planner San Antonio TX US 5.4 
Sam Sinopoli, Registered Investment Advisor 6.2 
Samalin Investment Counsel, LLC Chappaqua NY US 102.2 
Samanipour Financial, Inc. New Port Richey FL US 1.2 
Same Littleton CO US 3.0 
Samex Capital Advisors Fishers IN US 33.0 
Sammons Advisor Services Chicago IL US 0.0 
Samoset Wealth Management Company LLC Darien CT US 127.3 
Sampeck Wealth Management, Inc. Plano TX US 0.0 
Sample & Cross Capital Management LLC Lake Forest IL US 14.0 
Sampson Investment Management Danville CA US 65.8 
Samrah Advisory Services Bloomfield Hills MI US 36.5 
Samson Capital Advisors LLC New York NY US 7121.3 
Samsung Life Investment (America) Ltd. New York NY US 1820.9 
Samuel D Skaggs Investments Juneau AK US 54.0 
Samuels Financial Services, Inc. Youngstown OH US 0.0 
Samuels Irving, Inc Redwood City CA US 0.0 
San Andreas Capital, LLC Menlo Park CA US 0.0 
San Antonio Capital Management, LLC San Antonio TX US 76.7 
San Diego Tax & Wealth Management, Inc LA Mesa CA US 33.9 
San Diego Wealth Management, LLC San Diego CA US 0.0 
San Francisco Capital Management, LLC San Francisco CA US 2.3 
San Francisco Sentry Investment Group San Francisco CA US 638.4 
San Juan Asset Management, Inc. San Juan PR US 125.4 
San Juan Capital Partners, LLC Hato Rey PR US 5.1 
San Marino Wealth Management 0.0 
Sanborn Kilcollin Partners, LLC Chicago IL US 209.4 
Sanchez & Zures, LLC Mclean VA US 35.1 
Sanchez Wealth Management, LLC Reno NV US 137.8 
Sanco Services, Inc. Johns Island SC US 53.8 
Sanctuary Capital Strategies, LLC San Francisco CA US 0.0 
Sand Hill Equity Research 0.0 
Sand Hill Global Advisors, LLC Palo Alto CA US 911.9 
Sand Oaks Management, LLC 1.8 
Sandager Advisors LLC West Des Moines IA US 1.0 
Sandalwood Investment Group S. Burlington VT US 2.5 
Sandalwood Securities, Inc. Roseland NJ US 1010.0 
Sandberg Advisors Mccordsville IN US 0.0 
Sandcreek Investment Advisors, LLC 0.0 
Sandel Investment Advisors 10.3 
Sandell Investment Services, L.L.C. New York NY US 796.5 
Sandelman Partners New York NY US 699.8 
Sander Capital Advisors Seattle WA US 52.0 
Sanders Booze Capital Advisors Overland Park KS US 53.7 
Sanders Capital Management 0.0 
Sanders Capital, LLC New York NY US 4789.6 
Sanders Financial Management, Inc. Norcross GA US 180.7 
Sanders Morris Harris Inc. Houston TX US 1058.5 
Sanders Smith Limited Tarrytown NY US 123.3 
Sanders Yearian Advisory Group, Inc. West Point GA US 0.0 
Sanderson & Company Investment Consultants, LLC Buffalo NY US 460.2 
Sanderson & Stocker, Inc. 53.0 
Sanderson Asset Management London UK 7243.6 
Sandgrain Advisors Inc. Garden City NY US 165.0 
Sandhill Investment Management Buffalo NY US 202.1 
Sandler Capital Management New York NY US 1127.8 
Sandlin Financial Advisors LLC 0.0 
Sandor Advisors, LLC Dallas TX US 46.3 
Sandpiper Capital Management III, LLC Naples FL US 0.0 
Sandpoint Advisors Inc. 2.9 
Sands Brothers Asset Management LLC New York NY US 87.0 
Sands Capital Management, LLC Arlington VA US 16055.9 
Sands Capital Ventures, LLC Arlington VA US 0.0 
Sandstone Asset Management Inc. Calgary AL 216.0 
Sandy Cove Advisors Hingham MA US 5.1 
Sandy River Investment Consulting, LLC 0.0 
Sanford Advisory Services Portage MI US 2.0 
Sanford C. Bernstein & Co., LLC New York NY US 2653.6 
Sanford, Baumeister Frazier, P.C. Fort Worth TX US 8.3 
Sanghani Investment Advisors, LLC Boston MA US 6.0 
Sankala Group LLC 2.0 
Sankaty Advisors, LLC Boston MA US 17551.0 
Sansar Capital Management, L.L.C. Singapore SG 382.0 
Sanskar Investments, Inc 18.0 
Sanson, Dehaven Bright 0.0 
Sansone & Associates San Antonio TX US 9.4 
Sansoterra Group LLC 37.0 
Sant, Mcmahon & Sparks, LLC Lynnwood WA US 0.0 
Santa Barbara Advisors, Inc. Santa Barbara CA US 45.3 
Santa Barbara Alpha Strategies Santa Barbara CA US 1.3 
Santa Barbara Asset Management, LLC Santa Barbara CA US 3397.3 
Santa Barbara Quantitative Strategies, LLC Santa Barbara CA US 1.1 
Santa Barbara Wealth Management Santa Barbara CA US 21.5 
Santa FE Investment Services 1.7 
Santa FE Partners LLC Santa FE NM US 102.6 
Santa Fe' Wealth Management San Diego CA US 0.0 
Santa Rita Investment Advisors, LLC San Diego CA US 0.0 
Santander Asset Management Guaynabo PR US 3624.7 
Santander Asset Management SA Sgiic Boadilla Del Monte, Madrid ES 36296.8 
Santander Securities Guaynabo PR US 125.9 
Santangelo Research & Investment Management 0.0 
Santomenno Rocco Robert Fair Lawn NJ US 0.0 
Santoren Inc. 13.9 
Santori & Peters Monroeville PA US 80.0 
Sapere Wealth Management, LLC Matthews NC US 778.3 
Saperston Asset Management, Inc. Hamburg NY US 161.7 
Sapient Asset Advisors LLC 7.6 
Sapient Investment Strategies, LLC 0.9 
Sapient Private Wealth Management, LLC Eugene OR US 501.9 
Sapient Wealth Advisors, LLC 0.0 
Sapin Capital Management, LLC Philadelphia PA US 0.0 
Sapling Wealth Management 0.0 
Saposh & Malter, Inc. New York NY US 29.0 
Sapphire Capital Management Corp Bal Harbour FL US 7.0 
Sapphire Management L.P. New York NY US 33.0 
SAR Services, Inc. Rochester NY US 25.9 
Sara Investment Consulting 0.0 
Sara-Bay Financial Corp. Sarasota FL US 54.7 
Saracen Energy Advisors, LP Houston TX US 140.0 
Saracen Energy Equities Advisors LLC Houston TX US 30.0 
Saracen Pure Energy Partners, LP Houston TX US 0.0 
Saras Capital Management, LLC New York NY US 332.7 
Sarasin Asset Management Limited London UK 671.8 
Sarasota Asset Management, Inc. Winter Park FL US 53.9 
Sarasota Capital Strategies,Inc. Osprey FL US 45.0 
Saratoga Investment Advisors, LLC New York NY US 103.5 
Saratoga Investment Solutions Inc. Saratoga Springs NY US 23.0 
Saratoga Research & Investment Management Saratoga CA US 423.5 
Saratoga Wealth Advisors, LLC Saratoga Springs NY US 52.6 
Sard Wealth Managment Group, LLC Atlanta GA US 94.3 
Sargent Bickham Lagudis, LLC Boulder CO US 731.9 
Sargent Financial Services, Inc. 0.0 
Sargent Management Co Minnetonka MN US 10.1 
Sarkauskas & Associates Inc Rhinelander WI US 19.1 
Sarker Investments, LLC 2.7 
Sarofim Advisors Group Inc Houston TX US 0.0 
Sarofim Fayez & Co Houston TX US 18437.5 
Sarofim International Management Co Houston TX US 917.6 
Sarofim Realty Advisors Co Dallas TX US 1862.9 
Sarofim Trust Co Houston TX US 137.5 
Sarris Financial Group Inc 0.0 
SAS Financial Advisors Santa Clara CA US 31.9 
SAS Registered Investment Advisors, LLC Harrisburg PA US 0.0 
Sasco Capital Inc Fairfield CT US 4450.0 
Sasco Investments, LP Houston TX US 6.0 
Sasnowitz Wealth Management, LLC 0.0 
Sasser Investment Management, Inc. Oakland CA US 40.0 
Satellite Asset Management, L.P. New York NY US 723.7 
Sateriale Advisory Group Stoneham MA US 0.0 
Sather Financial Group, Inc. Victoria TX US 216.5 
Satori Financial LLC Seattle WA US 1.6 
Satovsky Asset Management LLC New York NY US 380.0 
Sattar Investment Advisory and Management, LLC Los Angeles CA US 0.7 
Satuit Capital Management, LLC Johns Island SC US 164.0 
Saturn Capital Management, LLC 32.0 
Saturna Capital Corporation Bellingham WA US 2802.1 
Satya Artha Financial Advisor 0.0 
Saul H. Dell Co, Inc Wellesley Hills MA US 0.0 
Saunders and Associates Flower Mound TX US 0.0 
Saunders Retirement Advisors, Inc. Richmond VA US 25.0 
Savage and Associates, Inc. Toledo OH US 4.5 
Savage Investment Corporation 0.0 
Savage Wealth Advisors, LLC Washington DC US 0.0 
Savage, Terry L. 0.0 
Savannah-Baltimore Capital Management, LLC New York NY US 1515.0 
Savant Capital Management 0.0 
Savant Capital Management, Inc. Rockford IL US 2092.9 
Savant Capital, LLC 1.5 
Savant Investment Advisers, Inc. Homewood IL US 0.0 
Save 9 LLC 0.0 
Savedaily.com, Inc. Seal Beach CA US 3.5 
Savesimply Advisors, Inc. Pittsburgh PA US 0.0 
Savia Financial Advisors, LLC Miami FL US 26.5 
Saville & Associates, Inc. Lynchburg VA US 1.5 
Saville Personalized Tax. Inc. Oak Forest IL US 32.4 
Saving2retire, LLC 0.0 
Savitr Capital LLC San Francisco CA US 228.0 
Savoy Investment Management 28.5 
Savoye Asset Management LLC 0.0 
Savvy Outcomes Inc. 0.0 
Sawgrass Asset Management LLC Jacksonville FL US 0.0 
Sawtelle Financial Management San Antonio TX US 119.2 
Sawtooth Asset Management, Inc. Edina MN US 51.7 
Sawtooth Capital 0.0 
Sawtooth Capital Manangement Inc. 2.3 
Sawtooth Investment Management LLC Boise ID US 90.0 
Sawtooth Securities, LLC Boise ID US 0.0 
Sawyer & Co Inc Boston MA US 112.9 
Sawyer Falduto Asset Management, LLC Elmhurst IL US 0.0 
Saxon Securities LLC 0.0 
Saxon Woods Advisors LLC Purchase NY US 693.6 
Saxony Capital Management, LLC Saint Louis MO US 58.3 
Sayaset Capital Management, LLC 2.1 
Saybrook Advisors, LLC Santa Monica CA US 442.2 
Saybrook Capital Corp Sag Harbor NY US 411.0 
Saybrook Fund Advisors, LLC Santa Monica CA US 0.0 
Saye Capital Management, L.P. San Juan Capistrano CA US 58.6 
Sayers Wealth Management Group, Inc. 0.1 
Saylor Investment Advisors, LLC Atlanta GA US 0.0 
SB Capital Management, Inc. Encino CA US 351.4 
SB Financial Services Corp. Wilmington DE US 0.0 
SB Schonfeld Fund Advisors LLC New York NY US 207.8 
SBA Investment Advisers Ann Arbor MI US 394.7 
Sbauer Funds, LLC Indianapolis IN US 0.0 
SBE Capital Markets 1.6 
SBG Capital Management Inc Pasadena CA US 21.9 
SBI Funds Management Private Limited Mumbai IN 2970.0 
SBK Financial, Inc. Richmond VA US 267.3 
SBL Investment Advisors, LLC 0.0 
SBL Investment Education 0.0 
SBM Capital Management, LLC Vienna VA US 0.0 
SBM Financial, LLC Vienna VA US 26.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
DISCLAIMER
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

No warranty or guarantee of any kind, expressed or implied, is given regarding the accuracy, reliability, veracity, or completeness of the information provided here or by following links from this or any other page within this site, and under no circumstances will the author or service provider be held responsible, or liable for errors, or omissions resulting in any loss or damage caused or alleged to be caused by information contained in the material presented on the site, including but not limited to direct, indirect, incidental, special or consequential damages caused by using the information.




Home | Download Data | Links | Contact Us

©2006- PEI Services Ltd. All Rights Reserved. Terms and Conditions