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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
S $ S Capital Management LLC 5.2 
S & A Financial Strategies & Services, LLC 2.0 
S & Co., Inc. Boston MA US 762.6 
S & K Investment Services, LLC Chantilly VA US 5.0 
S & P Investors, Inc. Dallas TX US 18.0 
S & P Wealth Planning LLC North Wales PA US 0.0 
S & Y Asset Management LLC San Francisco CA US 3.6 
S C Parker & Co Investment Advisor Services Williamsville NY US 5.4 
S D Clifford Advisors, LLC North Canton OH US 11.5 
S Squared Capital II Management, LLC New York NY US 351.6 
S Squared Technology Partners, L.P. New York NY US 48.8 
S Squared Technology, LLC New York NY US 560.2 
S&F Investment Advisors Los Angeles CA US 59.9 
S&S Equity Corp. Carle Place NY US 0.0 
S&S Wealth Management Grand Prairie TX US 27.3 
S.A.F.E. Management LLC Colts Neck NJ US 0.0 
S.B. Value Partners, L.P. San Antonio TX US 30.8 
S.C. Financial Services, Inc. 22.0 
S.C. Thomas & Associates, Cpa Medina OH US 25.3 
S.D. Martin Financial Services Inc. Heathrow FL US 30.0 
S.D. Widman, Inc. Private Wealth Advisory 0.0 
S.E. Thorn & Co. Prescott AZ US 13.0 
S.F. Ehrlich Associates, Inc. Westfield NJ US 47.2 
S.G. Long & Company Missoula MT US 4.6 
S.I.P. Adviser 0.0 
S.J. Adams & Co. LLC Woodstock GA US 13.0 
S.J. Wishnia & Co. 1.0 
S.M.G. Inc 0.7 
S.moskowitz Investment Advisory & Consulting, LLC Indian Wells CA US 7.5 
S.W. Childs Management Corporation New York NY US 0.0 
S3 Partners, LLC. New York NY US 28.2 
S3, Inc Minneapolis MN US 18.5 
S4 Capital, LLC Chicago IL US 1350.7 
SA Advisory LLC Grand Rapids MI US 28.3 
SA Asset Management, Inc. Great Neck NY US 0.0 
Saam Investments Panama City RE 3.9 
Sab Group Financial, P.a 0.0 
Sabin Investment Management, Inc. 40.4 
Sabinal Capital Investments, LLC 8.8 
Sabino Investment Management, L.L.C. Tucson AZ US 22.2 
Sabre Value Advisors LLC Santa Barbara CA US 8.9 
Sacajawea & Co, LLP Wellesley MA US 62.1 
Sachem Investment Counsel Inc Pepper Pike OH US 28.8 
Sachs Financial Planning 0.0 
Saddle Peak Asset Management, LLC Santa Monica CA US 18.8 
Saddle Point Asset Management, LLC Encino CA US 0.0 
Saddle River Capital Management, LLC 9.5 
Sadler Wealth Advisors, LLC Tuscaloosa AL US 2.9 
Sadoff Investment Management LLC Milwaukee WI US 412.5 
Saeger Financial Planning LLC Milwaukee WI US 0.0 
Safali Investments, LLC 1.8 
Safari Wealth Advisors, LLC 0.0 
SafdiÉ investment Services Corp. New York NY US 112.0 
Safe Harbor Advisors, Inc. 0.0 
Safe Harbor Financial Planning Hastings-on-Hudson NY US 11.0 
Safe Harbor Investment Advisors, LLC Frederick MD US 5.1 
Safe Harbor Wealth Investments Inc Newark OH US 0.0 
Safe Haven Advisors, Inc. 0.0 
Safe Money Advisors Inc Morris Plains NJ US 0.0 
Safeguard Financial and Insurance Services Walnut Creek CA US 26.3 
Safeguard Investment Advisory Group Corona CA US 5.7 
Safeguard Securities, Inc. Cleveland OH US 35.1 
Safeharbor Asset Management Huntington NY US 13.8 
Safety 1st Advisors Boise ID US 0.0 
Safety of Principle, Inc. Coral Springs FL US 0.8 
Saffer Wealth Strategies Phoenix AZ US 0.0 
Safford Nicholas H & Co Inc Rockport MA US 270.1 
Safir Capital, LLC Wilton CT US 36.0 
Safra Asset Management Corporation New York City NY US 227.1 
Safran, Edward Myron 1.7 
Safranek and Associates, LLC 0.0 
Sagar Investments 10.0 
Sage 360 Advisors LLC Albany NY US 47.5 
Sage Advisory Group, LLC 0.0 
Sage Advisory Group, LLC Boston MA US 80.0 
Sage Advisory Services Ltd Co Austin TX US 6639.0 
Sage Asset Management, L.L.C. Twin Falls ID US 5.7 
Sage Asset Management, L.P. New York NY US 359.6 
Sage Associates LLC 12.8 
Sage Capital Advisors 0.0 
Sage Capital Advisors, LLC LA Jolla CA US 169.8 
Sage Capital Management LLC New York NY US 408.9 
Sage Capital Management, LLC Sarasota FL US 124.0 
Sage Capital Management, LLC Farmington Hills MI US 0.0 
Sage Financial Advisors Inc Reno NV US 62.9 
Sage Financial Advisors Inc. Scottsdale AZ US 73.3 
Sage Financial Design, Inc Simsbury CT US 26.8 
Sage Financial Group Inc. West Conshohocken PA US 725.5 
Sage Financial Management Group, Inc. Bethesda MD US 57.8 
Sage Financial Planning, LLC 0.0 
Sage Financial Services, Inc Portland OR US 3.0 
Sage Financial Strategies Sandy UT US 0.0 
Sage Financial, LLC 13.8 
Sage Investment Advisors 12.7 
Sage Investment Inc. Hanover NH US 7.1 
Sage Investment Management Lafayette CA US 66.2 
Sage Investment Management, Inc. Denver CO US 11.5 
Sage Partners LLC New York NY US 228.4 
Sage Wealth Advisors LLC 21.4 
Sage Wealth Management, Inc. Saratoga Springs NY US 66.3 
Sage, Rutty & Co., Inc. Rochester NY US 224.0 
Sageinvest, Inc. 8.8 
Sagepoint Financial, Inc. Phoenix AZ US 1734.4 
Sageview Advisory Group, LLC Irvine CA US 3000.0 
Saguenay Capital, LLC Purchase NY US 407.8 
Saha Asset Management 0.0 
Sahara Investment Advisors, Inc. Bronx NY US 0.0 
Sai Capital Management LLC Seal Beach CA US 57.4 
Sailer Financial, Inc. Brentwood TN US 88.0 
Sailfish Capital Partners, LLC Stamford CT US 973.0 
Sailor Financial, LLC 0.0 
Saint Louis Investment Advisors Inc Collinsville IL US 28.3 
Saint-Laurent Associates Beverly MA US 12.0 
Sak Financial LLC Encino CA US 0.0 
Sakofs, David Summit NJ US 0.0 
Saleeby & Assoc. St. Louis MO US 3.8 
Salem Advisory Group LLC Kennebunk ME US 1.5 
Salem Asset Management 26.0 
Salem Asset Management, LLC Salem OR US 33.0 
Salem Capital Management Inc Woburn MA US 305.1 
Salem Heights Financial LLC 0.0 
Salem Investment Counselors Inc Winston Salem NC US 1000.0 
Salem Partners Wealth Management, LLC Los Angeles CA US 112.1 
Salerno Capital Management,LP Fort Worth TX US 0.0 
Sali Fund Services Austin TX US 630.2 
Saliba Financial Economics Group, Inc. Huntsville AL US 19.5 
Saliba Managed Funds 20.3 
Saliba Portfolio Management, LLC Chicago IL US 21.0 
Salient Advisors, L.P. Houston TX US 37.1 
Salient-Friedman Wealth Management, LLC San Rafael CA US 534.9 
Saling, Simms, Associates Inc. Columbus OH US 10.3 
Salisbury Capital Advisors, LLC Los Angeles CA US 0.0 
Sally Claeys Advisors 2.6 
Salomon Smith Barney Venture Services, LLC New York NY US 255.5 
Saltbox Capital, LLC Boston MA US 5.8 
Salter Asset Management Thomasville GA US 7.5 
Saltmarsh Financial Advisors, L.L.C. Pensacola FL US 37.2 
Saluck, Ava Feinberg Philadelphia PA US 0.0 
Salus Capital Management, Inc. Los Angeles CA US 175.3 
Salviccio Financial Group, LLC 0.0 
Salvini Financial Planning Avila Beach CA US 0.0 
Salyn Capital Management, LLC Shawnee OK US 9.5 
Salzinger Sheaff Brock, LLC Indianapolis IN US 0.0 
Salzman Financial Management LLC Bethel CT US 9.5 
Sam Advisors, LLC New York NY US 34.5 
Sam Gott, Certified Financial Planner, Practitioner San Antonio TX US 2.9 
Sam Sinopoli, Registered Investment Advisor 4.9 
Samalin Investment Counsel, LLC Mt. Kisco NY US 52.9 
Samanipour Financial, Inc. New Port Richey FL US 1.2 
Samex Capital Advisors Fishers IN US 27.0 
Samoset Asset Management Company LLC Darien CT US 87.1 
Sampeck Wealth Management, Inc. Plano TX US 0.2 
Sample & Cross Capital Management LLC Lake Forest IL US 14.0 
Sampson Investment Management Danville CA US 26.8 
Samson Capital Advisors LLC New York NY US 4776.0 
Samsung Life Investment (America) Ltd. New York NY US 2107.0 
Samuel D Skaggs Investments Juneau AK US 42.2 
Samuels Financial Services, Inc. Youngstown OH US 0.0 
Samuels Irving, Inc Redwood City CA US 0.0 
San Andreas Capital, LLC Menlo Park CA US 0.0 
San Diego Tax & Wealth Management, Inc LA Mesa CA US 0.0 
San Francisco Capital Management, LLC San Francisco CA US 0.0 
San Francisco Sentry Investment Group San Francisco CA US 174.0 
San Juan Asset Management, Inc. San Juan PR US 66.0 
San Juan Capital Partners, LLC Hato Rey PR US 0.6 
Sanborn Kilcollin Partners, LLC Chicago IL US 248.2 
Sanchez & Zures, LLC Mclean VA US 9.5 
Sanco Services, Inc. Johns Island SC US 45.4 
Sand Hill Advisors, LLC Palo Alto CA US 886.5 
Sand Hill Equity Research 0.0 
Sand Oaks Management, LLC 0.8 
Sandager Advisors LLC West Des Moines IA US 1.0 
Sandalwood Investment Group S. Burlington VT US 2.5 
Sandalwood Securities, Inc. Roseland NJ US 1263.0 
Sandberg Advisors Mccordsville IN US 0.0 
Sandcreek Investment Advisors, LLC 0.0 
Sandel Investment Advisors 10.3 
Sandelman Partners New York NY US 1354.9 
Sander Capital Advisors Seattle WA US 50.0 
Sanders Booze Capital Advisors Overland Park KS US 53.7 
Sanders Capital Management 0.0 
Sanders Financial Management, Inc. Norcross GA US 132.7 
Sanders Smith Limited Tarrytown NY US 0.0 
Sanders Yearian Advisory Group, Inc. West Point GA US 0.0 
Sanderson & Company Investment Consultants, LLC Buffalo NY US 331.1 
Sanderson & Stocker, Inc. 53.0 
Sanderson Asset Management London UK 6051.5 
Sandgrain Advisors Inc. Garden City NY US 74.8 
Sandhill Investment Management Buffalo NY US 120.2 
Sandler Capital Management New York NY US 961.3 
Sandlin Financial Advisors LLC 0.0 
Sandor Advisors, LLC Dallas TX US 40.7 
Sandpoint Advisors Inc. 1.7 
Sands Brothers Asset Management LLC Greenwich CT US 97.5 
Sands Capital Management, LLC Arlington VA US 8384.7 
Sandy River Investment Consulting, LLC 0.0 
Sanford C. Bernstein & Co., LLC New York NY US 20978.4 
Sanford, Baumeister Frazier, P.C. Fort Worth TX US 8.3 
Sanghani Investment Advisors, LLC Boston MA US 6.0 
Sankaty Advisors, LLC Boston MA US 18898.0 
Sansar Capital Management, L.L.C. New York NY US 1000.0 
Sanskar Investments, Inc Chicago IL US 15.0 
Sanson, Dehaven Bright 0.0 
Sansone & Associates San Antonio TX US 8.8 
Sansoterra Group LLC 43.5 
Sant, Mcmahon & Sparks, LLC Lynnwood WA US 0.0 
Santa Barbara Advisors, Inc. Santa Barbara CA US 0.0 
Santa Barbara Alpha Strategies Santa Barbara CA US 13.1 
Santa Barbara Asset Management, LLC Santa Barbara CA US 3931.2 
Santa Barbara Quantitative Strategies, LLC Santa Barbara CA US 1.1 
Santa Barbara Wealth Management Santa Barbara CA US 21.5 
Santa FE Investment Services 1.9 
Santa FE Partners LLC Santa FE NM US 37.0 
Santa Fe' Wealth Management San Diego CA US 0.0 
Santa Rita Investment Advisors, LLC San Diego CA US 0.0 
Santander Asset Management Guaynabo PR 3489.7 
Santander Asset Management SA Sgiic Boadilla Del Monte, Madrid ES 49490.1 
Santander Securities Guaynabo PR US 147.7 
Santomenno Rocco Robert Fair Lawn NJ US 26.0 
Santoren Inc. 3.1 
Santori & Peters Monroeville PA US 46.7 
Sapere Wealth Management, LLC Matthews NC US 617.1 
Saperston Asset Management, Inc. Hamburg NY US 114.0 
Sapient Asset Advisors LLC 7.6 
Sapient Investment Strategies, LLC 0.2 
Sapient Wealth Advisors, LLC 0.0 
Sapin Capital Management, LLC Philadelphia PA US 10.5 
Saposh & Malter, Inc. New York NY US 27.5 
Sapphire Management L.P. New York NY US 33.0 
Sar Services, Inc. Rochester NY US 25.7 
Sara Investment Consulting 0.0 
Sara-Bay Financial Corp. Sarasota FL US 25.5 
Saracen Energy Advisors, LP Houston TX US 517.4 
Saras Capital Management, LLC New York NY US 332.7 
Sarasin Asset Management Limited London UK 354.8 
Sarasota Asset Management, Inc. Winter Park FL US 53.9 
Sarasota Capital Strategies,Inc. Osprey FL US 34.0 
Saratoga Investment Solutions Inc. Saratoga Springs NY US 15.0 
Saratoga Research & Investment Management Saratoga CA US 93.1 
Saratoga Wealth Advisors, LLC Saratoga Springs NY US 39.4 
Sard Wealth Managment Group, LLC Atlanta GA US 65.0 
Sargent Bickham Lagudis, LLC Boulder CO US 516.8 
Sargent Financial Services, Inc. 3.3 
Sargent Management Co Minnetonka MN US 233.1 
Sarkauskas & Associates Inc Rhinelander WI US 21.2 
Sarker Investments, LLC 0.6 
Sarofim Advisors Group Inc Houston TX US 0.0 
Sarofim Fayez & Co Houston TX US 17656.8 
Sarofim International Management Co Houston TX US 949.8 
Sarofim Realty Advisors Co Dallas TX US 1709.1 
Sarofim Trust Co Houston TX US 172.1 
Sarris Financial Group Inc 0.0 
Sas Financial Advisors Santa Clara CA US 6.3 
Sas Registered Investment Advisors, LLC Harrisburg PA US 0.0 
Sasco Capital Inc Fairfield CT US 2741.0 
Sasco Investments, LP Houston TX US 1.7 
Sasnowitz Wealth Management, LLC 0.0 
Sasser Investment Management, Inc. Oakland CA US 37.3 
Satellite Asset Management, L.P. New York NY US 3551.0 
Sateriale Advisory Group Stoneham MA US 0.0 
Sather Financial Group, Inc. Victoria TX US 126.1 
Satori Financial LLC Seattle WA US 0.0 
Satovsky Asset Management LLC New York NY US 236.7 
Sattar Investment Advisory and Management, LLC Los Angeles CA US 0.8 
Sattell, Johnson, Appel Financial Advisory, LLC Menomonee Falls WI US 0.0 
Satuit Capital Management, LLC 68.0 
Saturna Capital Corporation Bellingham WA US 1368.3 
Satya Artha Financial Advisor Washington DC US 0.0 
Sauberan & Company Ltd Lockport NY US 80.5 
Saul H. Dell Co, Inc Wellesley Hills MA US 0.0 
Saunders and Associates Flower Mound TX US 0.0 
Saunders Retirement Advisors, Inc. Richmond VA US 25.0 
Savage Investment Corporation 20.3 
Savage Wealth Advisors, LLC Washington DC US 0.0 
Savage, Terry L. 0.0 
Savannah-Baltimore Capital Management, LLC New York NY US 1515.0 
Savant Capital Management Carlsbad CA US 0.0 
Savant Capital Management, Inc. Rockford IL US 1192.9 
Savant Capital, LLC 1.6 
Savant Investment Advisers, Inc. Homewood IL US 18.0 
Savedaily.com, Inc. Seal Beach CA US 3.5 
Savesimply Advisors, Inc. Pittsburgh PA US 0.0 
Saville & Associates, Inc. Lynchburg VA US 1.5 
Saville Personalized Tax. Inc. Oak Forest IL US 0.0 
Savoy Investment Management 17.3 
Savvy Outcomes Inc. 0.0 
Sawgrass Asset Management LLC Jacksonville FL US 1797.0 
Sawtelle Financial Management San Antonio TX US 85.8 
Sawtooth Capital Manangement Inc. 2.3 
Sawtooth Investment Management LLC Boise ID US 90.0 
Sawtooth Securities, LLC Boise ID US 0.0 
Sawyer & Co Inc Boston MA US 92.9 
Sawyer Falduto Asset Management, LLC Elmhurst IL US 223.0 
Saxon Woods Advisors LLC Purchase NY US 182.7 
Saxony Capital Management, LLC Saint Louis MO US 39.8 
Sayaset Capital Management, LLC 2.1 
Saybrook Advisors, LLC Santa Monica CA US 236.1 
Saybrook Capital Corp Winston Salem NC US 423.0 
Saye Capital Management, L.P. San Juan Capistrano CA US 58.6 
Saylor Investment Advisors, LLC Atlanta GA US 0.0 
SB Capital Management, Inc. Encino CA US 294.0 
SB Financial Services Corp. Wilmington DE US 0.0 
SB Schonfeld Fund Advisors LLC New York NY US 207.8 
Sba Investment Advisers Ann Arbor MI US 394.7 
Sbauer Funds, LLC Indianapolis IN US 89.0 
Sbg Capital Management Inc Pasadena CA US 21.9 
Sbi Funds Management Private Limited Mumbai IN 2970.0 
Sbk Financial, Inc. Richmond VA US 140.1 
Sbl Investment Education 0.0 
Sbm Capital Management, LLC Bethesda MD US 0.0 
Sbm Financial, LLC Bethesda MD US 27.7 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

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