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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
SC Capital Management 0.0 
SC Capital Management, LLC San Mateo CA US 0.0 
SC Management, Inc. Greenbrae CA US 156.2 
SC&H Financial Advisors, Inc. Sparks MD US 42.4 
Scagliotti & Associates Los Gatos CA US 0.0 
Scalar Funds Management, LLC 0.0 
Scalise Financial Advisors Inc. Erie PA US 0.0 
Scamardo Financial LLC 3.0 
Scanwood Ltd. Inc. Berlin NH US 2.6 
Scarborough Capital Corporation Irvington NY US 16.9 
Scarborough Capital Management, Inc. Annapolis MD US 785.2 
Scarbrough Financial Group, LLC Santa Rosa CA US 0.0 
Scarpetti Asset Management LLC Exeter NH US 0.0 
Scarsdale Investment Group, Ltd. 0.0 
Scb Asset Management Co., Ltd. Bangkok TH 8931.7 
Scc Capital Group, LLC Brentwood TN US 1.3 
Scc Capital Management Birmingham AL US 0.0 
Scenery Hill Associates Inc. 56.3 
Sceptre Investment Counsel Limited Toronto Ontario CA 5643.0 
Scf Investment Advisors, Inc. Fresno CA US 9.8 
Scf Securities, Inc. Fresno CA US 0.0 
Schacht Value Investors, LLC 12.1 
Schaefer Financial Management, Inc. Centennial CO US 241.9 
Schaefer Wealth Management, Inc. Waterloo IL US 0.0 
Schaeffer Financial LLC Rockville MD US 66.3 
Schafer Cullen Capital Management Inc New York NY US 3999.2 
Schafer Financial Services, LLC Broomfield CO US 6.0 
Schaffer & Company Asset Management, Inc. Rochester NY US 21.9 
Schaller Investment Group, Inc. Winston Salem NC US 100.4 
Schannep Investment Advisors, Inc. Tucson AZ US 6.5 
Schaper Benz & Wise Investment Counsel Inc Neenah WI US 307.5 
Scharf Investments, LLC Santa Cruz CA US 483.5 
Scharl Advisory Services, Inc. Durham NC US 0.0 
Schatz Financial 0.0 
Schear Investment Advisers, LLC Cincinnati OH US 13.5 
Scheibel & Associates 17.0 
Scheller Harris and Associates / Scheller Financial Services Portland OR US 29.5 
Schenck Investment Solutions LLC Appleton WI US 155.6 
Schenley Capital, Inc 62.2 
Schiavi + Dattani Wilmington DE US 186.0 
Schieffer & Associates Inc Phoenix AZ US 15.5 
Schienberg, Keith H. 0.0 
Schiff Wealth Advisors, LLC Baltimore MD US 0.0 
Schild Investment Advisors, Inc. Miramar FL US 16.2 
Schill S R & Associates Inc Mercer Island WA US 54.9 
Schilling Group Advisors LLC 2.2 
Schlager Sonntag & Levin Fort Myers FL US 18.4 
Schlatter Financial Service 0.2 
Schlindwein Associates LLC Chicago IL US 147.4 
Schlosser Financial Services, Inc. 12.5 
Schluchter Investment Advisors, Inc. St. Cloud MN US 15.7 
Schmale Financial Services, Inc. Nashville IL US 2.5 
Schmerge, Mark Joseph Cincinnati OH US 23.0 
Schmerling Financial Group, LLC Jenkintown PA US 15.5 
Schmidt Advisory Services, Inc. Chicago IL US 6.6 
Schmidt Financial Group, Inc. Kirkland WA US 172.0 
Schmidt Wealth Management Fargo ND US 8.0 
Schmith, Craig Durham NC US 3.2 
Schmitt, Griffiths, Smith & Co., P.C. Ogden UT US 0.0 
Schmitz & Associates Mill Valley CA US 30.8 
Schmocker Financial Services Inc LA Crosse WI US 0.0 
Schnall Advisory Services, Inc New York NY US 57.6 
Schneider & Associates LLC Bethesda MD US 0.0 
Schneider Capital Management Corp. Wayne PA US 2059.0 
Schneider Downs Wealth Management Advisors, LP Pittsburgh PA US 199.8 
Schneider Financial Advisors San Francisco CA US 7.0 
Schneider Wealth Management 28.0 
Schneider, Franz 1.7 
Schneiter & Stiehm Planning & Investments Anchorage AK US 8.0 
Schnieders Capital Management, LLC. Pasadena CA US 188.5 
Schoettle Financial San Diego CA US 0.0 
Schofield Financial, LLC Washington PA US 0.0 
Schofield-Macdougall Financial Counseling Delmont PA US 217.9 
Scholtz & Co Darien CT US 61.8 
Schonberg, Elliott Allen 8.9 
Schooner Advisory Services Newburyport MA US 3.5 
Schooner Financial Associates Scottsdale AZ US 0.0 
Schooner Investment Group LLC Radnor PA US 29.0 
Schooner Investment Mgmt, LLC Hartford CT US 0.0 
Schoonmaker Investment Management, Inc. 11.6 
Schorpp Capital Management North Brunswick NJ US 9.7 
Schorr Associates New York NY US 0.0 
Schott Financial Coaching 0.0 
Schottenfeld Management Corp. New York NY US 67.4 
Schowalter & Jabouri Financial Services, Inc. St. Louis MO US 8.5 
Schram Capital Management, LLC Stamford CT US 22.0 
Schram, Robert 0.0 
Schreiber Investment Advisory Services Mukwonago WI US 0.0 
Schreiner Capital Management, Inc. Exton PA US 152.4 
Schreiner Financial Solutions LA Mesa CA US 0.0 
Schroder Investment Management North America Inc New York NY US 11869.8 
Schroder Investment Management North America Ltd London UK 10274.2 
Schroeder Capital Management, LLC Lafayette CA US 53.3 
Schroeder Financial Services, Inc. Sun Lakes AZ US 4.1 
Schroeder Investments 5.0 
Schroeder, Braxton & Vogt Inc. Amherst NY US 167.0 
Schroer Financial Council Bluffs IA US 1.7 
Schuchard Capital Management Inc 99.2 
Schulhoff & Co Inc Cincinnati OH US 142.0 
Schulman, Robert E. Great Neck NY US 55.6 
Schulmerich & Associates Asset Management LLC Portland OR US 56.0 
Schult Green Capital Management, Inc. Glen Cove NY US 1.2 
Schultz and Associates Inc. Ashland OR US 37.0 
Schultz Collins Lawson Chambers San Francisco CA US 1629.4 
Schultz Financial Group Incorporated Reno NV US 118.3 
Schultz Financial Management Corporation 34.0 
Schultz Investment Advisors, Inc. Williamston MI US 4.6 
Schultze Asset Management, LLC Purchase NY US 247.7 
Schulz Financial, LLC 6.0 
Schumann Capital Inc. 42.0 
Schutte, Paula M New York NY US 0.0 
Schuylkill Capital Management, LLC Philadelphia PA US 32.6 
Schuylkill Financial, LLC Reading PA US 3.0 
Schwaikert, John E. 0.6 
Schwallier, Wealth Management Grand Rapids MI US 25.2 
Schwan Financial Advisors, LLC Aberdeen SD US 76.6 
Schwartz & Hofflich Capital Management, L.P. Norwalk CT US 38.9 
Schwartz & Hofflich LLP Cpa Norwalk CT US 0.0 
Schwartz Financial Associates, Inc. Cherry Hill NJ US 0.0 
Schwartz Investment Counsel Inc Bloomfield Hills MI US 464.4 
Schwartz Investment Management Co. Dickinson ND US 2.7 
Schwarz Dygos Wheeler Investment Advisors LLC 34.2 
Schwarz Financial Services LLC Bethesda MD US 12.6 
Schwerin Boyle Capital Management, Inc Springfield MA US 476.1 
Sciens Hedge Fund Management LLC New York NY US 323.3 
Scientific Advisors, LLC 0.0 
Scinto Graziano, LLP Grass Valley CA US 0.0 
Scipione Capital Management, Inc. Fair Lawn NJ US 15.6 
Scm Advisors LLC San Francisco CA US 2306.4 
Scm Advisors LP Dallas TX US 242.1 
Scm Associates, Inc. Carrollton GA US 10.5 
Scn Capital Management LLC 16.9 
Scoby Zook & Associates Point Reyes Station CA US 32.0 
Scofield & Company, LLC Akron OH US 50.2 
Sconyers Warmbrod Capital Management, LLC Franklin TN US 33.1 
Scopia Management Inc. New York NY US 476.2 
Score Asset Management, Inc. Fort Worth TX US 0.9 
Score Wealth Management 4.6 
Scoresby Financial Management, LLC 0.1 
Scot Mccormick LLC 166.2 
Scotia Cassels Toronto, Ontario CA 62.8 
Scotia Partners, LLC 2.0 
Scotsman Capital Management LLC New York NY US 68.2 
Scott & Associates Investment Advisory Services St. Helena CA US 7.7 
Scott & Selber, Inc. Capital Management Houston TX US 255.3 
Scott & Stringfellow, LLC Richmond VA US 2044.9 
Scott Anderson Financial 0.0 
Scott C. Marsh Financial 45.0 
Scott Conyers Capital Management, Inc. Aurora OR US 126.6 
Scott Creek Capital Management, LLC Clackamas OR US 2.9 
Scott D. Brown Investments, Inc. 1.9 
Scott Dahl Andreiko 23.0 
Scott Green Cfp North Palm Beach FL US 0.0 
Scott Investment Advisors, L.P. Jackson WY US 5.0 
Scott James Group Falls Church VA US 84.6 
Scott Johnson, Financial Planner 0.0 
Scott Murphy Financial Services Inc. 92.2 
Scott Network Securities, Inc. Lynchburg VA US 0.0 
Scott P. Hurst & Asscoiates Puyallup WA US 10.9 
Scott S. Duko, Registered Investment Advisor, Ltd. Akron OH US 7.7 
Scott Scherrer Financial Services 0.8 
Scott Smith Financial Novi MI US 8.5 
Scott Snow (Financial Advisors) LLC Westlake OH US 196.2 
Scott Value Investing Seattle WA US 2.0 
Scott White Advisors Fort Myers FL US 45.3 
Scott, Ralph Upton 1.5 
Scottfund 0.0 
Scottish Widows Investment Partnership Ltd Edinburgh UK 119356.9 
Scottsdale Capital Advisors Corp Scottsdale AZ US 0.0 
Scottsdale Capital Group LLC 0.0 
Scout Capital Management, LLC. New York NY 2300.0 
Scout Financial Planning 0.0 
Scout Investment Advisors, Inc. Kansas City MO US 4927.5 
Scout Investment Advisors, LLC 17.0 
Scoy Asset Management, LP Ridgefield CT US 0.0 
Scramjet Capital LLC 0.1 
Scritchfield Capital Management, LLC 0.0 
Scrivner Financial Services, LLC 6.5 
Scrudato Consulting Califon NJ US 1.3 
Scs Asset Management, Inc Tampa FL US 0.0 
Scs Capital Management LLC Boston MA US 5682.6 
Scs Systems 36.0 
Scully Capital Management, LLC Evanston IL US 38.4 
Scurlydog Capital, LLC Fair Haven NJ US 40.5 
SD Perron & Co. Investment Services 0.3 
Sdc Financial, LLC 3.1 
Sdk Adviser Services, LLC 2.4 
Sdm Investments, LLC Merrillville IN US 5.0 
Sdr Investment Management, Inc. Dba Siler Financial Group Longwood FL US 17.0 
Sds Financial Group, LLC Englewood NJ US 0.0 
Sea Change Development, LLC 0.0 
Sea Lion Capital Management L.L.C. 0.1 
Sea Turn Financial Services Hampton NH US 0.0 
Seabank Capital Management, Inc. White Rock CA 30.0 
Seabreeze Capital Management,LLC 15.8 
Seabridge Investment Advisors LLC Summit NJ US 224.6 
Seacap Investment Advisors Seattle WA US 628.7 
Seacliff Capital, LLC San Francisco CA US 37.3 
Seacoast Capital Management Solana Beach CA US 25.2 
Seacrest Investment Management, LLC Purchase NY US 16.0 
Seacrest Wealth Management, LLC Purchase NY US 160.0 
Seagate Global Advisors LLC EL Segundo CA US 0.2 
Seager Capital Group, LLC Dallas TX US 18.0 
Seahorse Capital, Inc. LA Jolla CA US 26.6 
Seahorse Financial Advisers Inc. Millbrook NY US 16.9 
Seal Financial Services, Inc. Denver CO US 79.2 
Seamans Capital Management, LLC Waltham MA US 411.0 
Seamark Asset Management Ltd. Halifax CA 2066.0 
Seamark Capital, LP Chadds Ford PA US 18.4 
Seamark Financial Services, Inc. Mattapoisett MA US 0.0 
Seamount Financial Group Inc Colorado Springs CO US 156.0 
Seamount Investments LLC Chapel Hill NC US 55.0 
Searcy Financial Services, Inc. Overland Park KS US 95.2 
Searle & Co. Greenwich CT US 62.2 
Searles, Matthew B. Allentown PA US 0.0 
Sears Financial Services, Inc. Pensacola FL US 0.0 
Seascape Capital Management,LLC North Hampton NH US 51.9 
Seaside Capital Management, Inc. Orlando FL US 0.0 
Seaside Financial & Insurance Services Oceanside CA US 19.0 
Seasonal Strategy San Francisco CA US 30.9 
Seasongood Asset Management LLC Cincinnati OH US 1455.0 
Seasons Capital Management, LLC San Francisco CA US 1124.0 
Seaton Financial Advisors, LLC 8.2 
Seattle Asset Management, Inc. Bainbridge Island WA US 6.0 
Seattle Portfolio Company Seattle WA US 26.8 
Seattle-Northwest Asset Management LLC Seattle WA US 948.9 
Seaward Management Boston MA US 1399.9 
Seaway Financial Agency, Inc. Toledo OH US 4.5 
Seay Stewardship & Investment Co. Dallas TX US 35.9 
Seb Asset Management America Inc Stamford CT US 265.3 
Seb Financial Services, LLC Worcester MA US 0.0 
Sebago Capital LLC Del Mar CA US 12.1 
Sebcor, Inc. Birmingham AL US 0.0 
Sebold Capital Management, Inc Naperville IL US 39.6 
Sechrest Financial Services Acton MA US 22.4 
Sechrist Financial Services North Andover MA US 15.2 
Seco Investments, Inc. Wildwood MO US 10.5 
Second Avenue Capital Edina MN US 0.5 
Second Look Financial, LLC. 3.0 
Second Mile Wealth Management, Inc Houston TX US 6.4 
Second Opinion, A Division of Jb, Inc. 0.0 
Secor Investments, Inc. 3.2 
Section H Partners, L.P. New York NY US 29.4 
Sector Capital Management LLC Germantown TN US 120.0 
Sector Logic, LP Los Alamitos CA US 5.9 
Sector Omega Asa Oslo NO 1628.6 
Sectoral Asset Management Inc. Montreal, Quebec CA 2900.0 
Sectorquant Capital Managment, LLC Denver CO US 41.7 
Secure Asset Management, LLC Troy MI US 0.0 
Secure Choice Tacoma WA US 0.0 
Secure Financial Futures, LLC 0.0 
Secure Financial Group Colorado Springs CO US 6.0 
Secure Financial Group, Inc. Denver CO US 5.5 
Secure Financial Solutions, Inc. Greer SC US 0.0 
Secure Future Financial Services, Inc. Dennis MA US 16.1 
Secure Money Strategies, Inc. San Antonio TX US 2.8 
Secure Planning, Inc. Portsmouth NH US 200.8 
Secure Retirement Fresno CA US 0.0 
Secure Retirement Financial & Insurance Services Corp. San Ramon CA US 40.1 
Secure Retirement Money Group Chillicothe OH US 1.2 
Secure Retirement Solutions, Inc. Santa Barbara CA US 2.8 
Secure Solutions Advisory Group, LLC San Antonio TX US 0.0 
Secure Trend Financial, LLC Marion NC US 0.0 
Secured Capital Investments Sarasota FL US 0.0 
Secured Retirement Advisors, LLC 1.4 
Securian Financial Services, Inc. St. Paul MN US 2596.4 
Securities America Advisors, Inc. LA Vista NE US 3629.6 
Securities Associates, Inc. Armonk NY US 27.5 
Securities Finance Global Advisors, LLC Boston MA US 0.0 
Securities Industry Management Corp. 0.0 
Securities Management and Research, Inc. League City TX US 11777.6 
Securities Monitoring Group, LLC Buffalo MN US 111.0 
Securities Research, Inc Vero Beach FL US 0.0 
Security Advisors Network, LLC Phoenixville PA US 36.8 
Security Asset Management New York NY US 261.3 
Security Asset Management 16.9 
Security Capital Management Wheeling WV US 257.2 
Security Capital Management Inc 3.4 
Security Capital Management, LLC Alexandria VA US 4.9 
Security Capital Portfolio Management, Inc 10.7 
Security Capital Research & Management Incorporated Chicago IL US 2722.3 
Security Federal Savings Bank of Mcminnville TN Mcminnville TN US 110.9 
Security Financial Advisors,LLC Ann Arbor MI US 19.3 
Security First Advisors Lake Oswego OR US 5.1 
Security First Financial Grand Blanc MI US 35.0 
Security First Investments 12.5 
Security Global Investors Topeka KS US 7789.2 
Security Global Investors San Francisco CA US 509.1 
Securus Investment Management, LLC Lagrange IL US 26.4 
Securus Wealth Management, LLC Plymouth MN US 120.9 
Sedna Capital Management LLC New York NY US 92.5 
Sedona Asset Management Services, LLC 34.2 
Sedona Capital Management 0.6 
Seel & Wright, LLC Pleasant Hill CA US 38.3 
Seeley Financial, Inc. Westerville OH US 0.5 
Seeman Holtz Financial Corp. Boca Raton FL US 13.9 
Seff Investments 15.1 
Segal Advisors, Inc. New York NY US 0.0 
Segall Bryant & Hamill Chicago IL US 4080.4 
Seger Elvekrog Inc Bloomfield Hills MI US 160.8 
Segue Investments, LLC Bozeman MT US 0.0 
Sei Investments Management Corp Oaks PA US 77673.7 
Seia Los Angeles CA US 1189.7 
Seidman Investment Advisors, LLC Needham MA US 26.7 
Seidman Investment Portfolios Vineyard Haven MA US 32.6 
Seidman Private Advisors LLC Kirkland WA US 91.0 
Seiler & Associates, LLC Pasadena CA US 13.0 
Seiwell Advisors, LLC 9.6 
Seix Investment Advisors LLC Upper Saddle River NJ US 20464.6 
Seizert Capital Partners, LLC Birmingham MI US 826.0 
Select Advisor Group, Inc. Brookfield WI US 18.5 
Select Capital Management, Inc. Los Angeles CA US 43.4 
Select Consulting, Inc. Charlotte NC US 324.0 
Select Equity Group Inc New York NY US 2331.1 
Select Financial Group, LLC Carnegie PA US 91.5 
Select Financial Services Group, Inc. Ann Arbor MI US 0.0 
Select Group Inc 48.2 
Select Healthcare Capital, LLC San Francisco CA US 17.0 
Select Offshore Advisors, LLC New York NY US 863.4 
Select Portfolio Management Inc Aliso Viejo CA US 35.7 
Select Retirement Consultants Inc 1.9 
Select Wealth Advisors, Inc. Modesto CA US 39.9 
Select-Capital Management Associates 3.0 
Seleznov Capital Advisors LLC Scottsdale AZ US 25.0 
Self Worth Financial Planning LLC Plano TX US 0.0 
Seligman Financial Strategies, LLC 0.0 
Selk Murphy Financial Services Cedar Rapids IA US 4.7 
Selker Advisors Canonsburg PA US 0.0 
Sellers Asset Management Group, LLC Kenosha WI US 9.3 
Semaphore Investments Irvine CA US 0.0 
Semaphore Management LLC New York NY US 109.8 
Seminars For The Advancement of Financial Education 0.0 
Semloh Financial, Inc. 0.0 
Semper Augustus Investments Group LLC Highlands Ranch CO US 128.6 
Semple Capital & Risk Management, LLC 5.0 
Sena Weller Rohs Williams LLC Cincinnati OH US 1430.0 
Sendero Capital Management, Inc. Las Cruces NM US 18.7 
Sendero Wealth Management, LLC San Antonio TX US 1452.1 
Seneschal Advisors, LLC University Place WA US 56.9 
Senior Advisor Group Circleville OH US 0.0 
Senior Advisors Financial Servives, LC Salt Lake City UT US 10.0 
Senior Advisors of MI Inc. Grand Rapids MI US 0.0 
Senior Advisory Group, LLC 0.7 
Senior Associated Solutions Paradise CA US 0.0 
Senior Benefit Advisors, Inc. Gold River CA US 13.1 
Senior Benefits Woodland Hills CA US 0.3 
Senior Capital Group, LLC 2.5 
Senior Capital Services, LLC Eugene OR US 0.0 
Senior Care Consultants 0.0 
Senior Estate Financial LLC Vero Beach FL US 0.0 
Senior Financial Advisors, Inc. Bellevue WA US 0.0 
Senior Financial Advisors, Inc. E. Longmeadow MA US 3.8 
Senior Financial Advisors, LLC Orange CT US 0.0 
Senior Financial and Realty Assoc. 14.0 
Senior Financial Services 0.0 
Senior Financial Services 0.0 
Senior Info Center Eldersburg MD US 0.0 
Senior Management Group, LLC Conshohocken PA US 0.0 
Senior Planning Resource Center 0.0 
Senior Resource Center Austin TX US 0.0 
Senior Times LLC 0.0 
Senioramerica Inc, Huntingdon Valley PA US 0.9 
Seniors Advocacy Alliance Inc. Westerville OH US 0.0 
Seniors Financial Planning Asset Management, LLC Melbourne FL US 0.0 
Seniors First Financial Advisors LLC Austin TX US 0.5 
Seniors Only Financial, Inc. 0.0 
Seniorsolutions 1.3 
Sennett Investment Counseling, Inc. Mequon WI US 22.0 
Sensenig Capital Advisors, Inc. 35.8 
Sensible Financial Planning and Management, LLC Cambridge MA US 140.5 
Sensible Investment Strategies, LLC 13.6 
Sensible Investments Inc 71.0 
Sensus Investment Management New York NY US 51.3 
Sentinel Advisory Corp Hyannis MA US 34.1 
Sentinel Asset Management, Inc. Montpelier VT US 15722.6 
Sentinel Asset Management, Inc. Del Mar CA US 33.7 
Sentinel Capital Management,Inc. Lagura Hills CA US 0.0 
Sentinel Fiduciary Services, LLC Winter Haven FL US 0.0 
Sentinel Financial Services Sanford FL US 10.3 
Sentinel Investment Advisors 1.2 
Sentinel Investment Advisory Services, Inc Ashland KY US 9.5 
Sentinel Investment Management Corp New York NY US 59.6 
Sentinel Management Group, Inc. Northbrook IL US 1585.0 
Sentinel Pension Advisors Inc Reading MA US 439.0 
Sentinel Symphony Investment Advisors, LLC Cedarhurst NY US 52.3 
Sentinel Trust Wealth Management, Inc. Eagle ID US 0.0 
Sentinel Wealth Advisors, LLC Westwood KS US 32.1 
Sentinel Wealth Management, Inc. Reston VA US 86.2 
Sentry Consulting, Inc. 7.5 
Sentry Global Advisors, LLC San Francisco CA US 0.0 
Sentry Investment Management Inc Stevens Point WI US 8187.9 
Sentry Management Inc Wichita Falls TX US 5558.2 
Sentry Wealth Management, LLC 0.0 
Septos Capital, LLC Santa Monica CA US 2.0 
Seqa Capital Advisors, LP New York NY US 64.0 
Sequence Capital LLC New York NY US 108.0 
Sequoia Asset Management Tully NY US 42.0 
Sequoia Financial Advisors, Inc. Phoenix AZ US 120.7 
Sequoia Financial Advisors, L.L.C. Akron OH US 279.1 
Sequoia Holdings, LLC Austin TX US 2.5 
Sequoia Planning & Investments LLC Walnut Creek CA US 111.6 
Sequoia Wealth Advisory, LLC 0.0 
Sequoyah Planning Ii, LLC Ball Ground GA US 13.7 
Sera Capital Management, LLC 22.0 
Serco Investments Inc. 34.0 
Serenity Partners, Inc. Syosset NY US 10.0 
Serious Stewardship, LLC Lake Forest IL US 40.0 
Serna Securities, Inc. 0.0 
Servant Financial, Ltd. 11.5 
Service Wealth Management, LLC Milwaukee WI US 0.0 
Services Investments 2.9 
Seslia Securities St. Thomas US 5.9 
Sessions Financial Group, Inc. Maple Grove MN US 41.9 
Set Advisors, LLC Caldwell ID US 14.6 
Setchfield Associates Denver CO US 3.0 
Seton Smoke Captal Management Greenbrae CA US 321.0 
Seven Bridges Management, L.P. New York NY US 40.8 
Seven Hills Capital Management, Inc. 2.8 
Seven Hills Financial, LLC Tallahassee FL US 0.0 
Seven Octaves Capital Management LLC 0.0 
Seven Pillars Financial & Tax Advisory Group Eau Claire WI US 0.0 
Seven Sigma, LLC 19.8 
Seven Summits Strategic Investments Charlottesville VA US 0.0 
Seventh Street Partners GP LLC Fort Worth TX US 29.4 
Severn Financial Advisors, LLC Annapolis MD US 0.0 
Sewa Investment Management, Inc. Seattle WA US 0.0 
Sexson Financial Planning, Inc. Indianapolis IN US 0.6 
Sextant Corporation 13.0 
Sextant Investment Advisors, LLC Clive IA US 310.0 
Sexton Adams, Financial Adviser 0.0 
           
 
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The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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