Investment Advisor Search is a compilation of SEC registered investment advisors. Powered By Private Equity Info 
Home Download Data Links Contact Us Investment Advisor Search is a compilation of SEC registered investment advisors.
 
download Private Equity Firms
Sorted by industry and
acquisition criteria.
View Demo
 
Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
SF Investment Advisers Highland Park IL US 410.1 
Sfc Asset Management Inc State College PA US 18.0 
Sfc Capital Management LP Houston TX US 0.0 
Sfc Financial LLC St. Louis MO US 27.5 
Sfe Investment Counsel Los Angeles CA US 220.7 
Sfe Investment Counsel Inc. Los Angeles CA US 216.6 
Sfg Investment Advisors, Inc. Doylestown PA US 31.1 
Sfm Financial Planning Stamford CT US 0.0 
Sfm, LLC Manchester NH US 55.4 
Sfp Associates 0.0 
Sfx Financial Advisory Management Enterprises Inc Washington DC US 72.2 
SG Americas Securities, LLC New York NY US 487.0 
SG Asset Management (Singapore) Ltd Singapore SG 1626.4 
SG Asset Management Inc New York NY US 3132.7 
SG Capital Group Detroit MI US 25.0 
SG Capital Management LLC Chicago IL US 53.0 
SG Financial Advisors, LLC Atlanta GA US 86.0 
Sgcag Muttenz CH 50.0 
Sgi Capital Advisors, Inc. 0.9 
Sgk Wealth Management, Inc. East Peoria IL US 1.8 
Sgl Investment Advisors, Inc. Missoula MT US 30.5 
Sgmg Enterprise LLC 0.0 
Shachat & Simson Investments, LLC Clark NJ US 0.0 
Shade Capital Management Inc. 0.2 
Shadow Wood Advisors PLC 0.0 
Shae Asset Management Owatonna MN US 0.0 
Shaffer Asset Management, Inc. Harrison NY US 13.6 
Shaffer Capital Management/LLC 4.5 
Shafter, Ethel A. 14.0 
Shaga Capital Management, Inc. Chicago IL US 0.1 
Shah & Associates 0.0 
Shah Capital Management Raleigh NC US 144.2 
Shaker Financial Services 42.5 
Shaker Investments Cleveland OH US 42.8 
Shakespeare Wealth Management, Inc. Brookfield WI US 34.0 
Shaller Associates 30.0 
Shamrock Asset Management LLC Dallas TX US 164.8 
Shamrock Equity Advisors, Inc. 10.5 
Shamrock Investing Advisory Service 0.0 
Shamrock Mac, LLC. 0.0 
Shane & Associates Palm Harbor FL US 26.0 
Shankervalleau Wealth Advisors, Inc. Evanston IL US 64.3 
Shankland Financial Advisors, LLC 10.1 
Shanklin Capital Management Inc Humboldt TN US 12.3 
Shanley & Associates, Inc. San Luis Obispo CA US 14.8 
Shanley Asset Management, Inc. Westlake Village CA US 37.1 
Shannon Investments, LLC 5.4 
Shannon J. Schlaefli 0.2 
Shanzer Management 3.7 
Shapiro Asset Management, LLC 7.5 
Shapiro Capital Management LLC Atlanta GA US 1613.5 
Shapiro Financial Security Group, Inc. Hazlet NJ US 35.4 
Shapiro, Barbara Dedham MA US 0.0 
Share and Harris, L.L.C. East Brunswick NJ US 0.0 
Sharebuilder Advisors, LLC Seattle WA US 0.0 
Shareholders Management Company 0.0 
Shareinvest Research Limited Partnership Greenwich CT US 120.9 
Shareks, LLC New York NY US 4.1 
Shark Asset Management, Inc. Bradenton FL US 4.3 
Shark Capital Management, LLC Boston MA US 5.3 
Sharkey Howes & Javer Inc Denver CO US 306.9 
Sharma Associates, Inc. 1.5 
Sharmarc Financial Advisors, Inc. Poway CA US 0.0 
Sharon Dove Cfp®, LLC 0.9 
Sharon Lund, Financial Planning, Inc. 25.8 
Sharon M. Cayelli, Cfp 3.0 
Sharp Advisory Services Fort Lee NJ US 13.5 
Sharp Financial Concepts LLC Portland OR US 6.0 
Sharp Investments, Inc. 25.1 
Sharper & Granite EL Segundo CA US 14.9 
Shasta Financial Planning Ashland OR US 28.6 
Shaunessy Investment Counsel Calgary CA 150.0 
Shaw Financial Strategies, LLC Ann Arbor MI US 0.0 
Shaw Group LLC Sandy UT US 4.0 
Shaw Investments, LLC 0.0 
Shaw, Stuart J. 0.0 
Shawbrook 4.4 
Shay Assets Management Inc Chicago IL US 1290.7 
Shay Ridge Capital Blanding UT US 1.5 
Shayne & Co LLC Nashville TN US 92.2 
Shbk Asset Management Darnestown MD US 5.0 
Shdr Investment Advisers, Inc. Greenville SC US 776.8 
Shea John A Investment Advisor Chicago IL US 76.0 
Sheaff Brock Investment Advisors, LLC Indianapolis IN US 165.0 
Shealy / Pinnacle Advisors, Ltd. Mansfield OH US 0.0 
Shearwater Capital Saint Louis MO US 38.2 
Sheehan Financial Advisors, LLC Brightwaters NY US 0.0 
Sheehan Gorelik LLC Carlisle MA US 10.5 
Sheets Smith Wealth Management Winston Salem NC US 428.7 
Sheffield Group, Ltd. Minneapolis MN US 0.0 
Sheffield Investment Management Inc Atlanta GA US 69.2 
Sheila Jeanne Graham, Cfp 8.1 
Shelby Financial Group, Inc. 35.3 
Shelby Wealth Management Farwell TX US 5.0 
Sheldon E. Sacks & Associates 0.0 
Sheldon J. Miller, Registered Investment Advisor Wichita KS US 43.6 
Shelgren Financial Group, Inc. Renton WA US 77.0 
Shell Capital Management, LLC Knoxville TN US 31.3 
Shell Cove Capital Management Ltd Sydney, Nsw AU 14.0 
Shelter Bay Advisers, LLC 0.6 
Shelter Rock Management, LLC East Northport NY US 4.9 
Shelterwood Financial Services New York NY US 62.0 
Shelton Financial Advisors, LLC 29.1 
Shelton Financial Group, Inc. Fort Wayne IN US 55.8 
Shemes, Michael Jeffrey San Jose CA US 0.0 
Shenandoah Asset Management, LLC Richmond VA US 210.0 
Shenkman Capital Management, Inc. New York NY US 9120.7 
Shepard & Associates Inc Overland Park KS US 55.8 
Shepard & Vrbanac Securities, Inc. Akron OH US 125.0 
Shepherd & Associates Naperville IL US 0.0 
Shepherd Advisors Ann Arbor MI US 0.0 
Shepherd Capital Management, LLC Henderson NV US 48.2 
Shepherd Kaplan LLC Boston MA US 2254.5 
Shepherd Kaplan Partnerships, LLC Boston MA US 0.0 
Sherlock Investment Management, Inc. Brattleboro VT US 108.7 
Sherman & Armbruster, P.C. Greenwood IN US 67.9 
Sherman, Werst & Company, Inc. Lancaster PA US 0.0 
Sherman- Douglas, Brokers of Insurance, Inc. Costa Mesa CA US 0.0 
Sherr Financial Associates 0.0 
Sherrill & Hutchins Financial Advisory Inc Atlanta GA US 172.7 
Sherrill Yvonne Bambauer Redding CA US 0.0 
Sherwold G W Associates Inc Lake Forest CA US 31.1 
Sherwood Forest Capital Management Charlottesville VA US 12.0 
Sherwood Investment Services Redmond WA US 25.0 
Shieldadvisors Corp. Houston TX US 98.3 
Shields Capital Corporation New York NY US 30.9 
Shields Securities, Inc. Waltham MA US 0.0 
Shields Tax & Investment Management 31.8 
Shikiar Asset Management Inc New York NY US 207.4 
Shilanski & Associates, Inc. Anchorage AK US 0.0 
Shiloh Capital Management, LLC 0.3 
Shimkus, Peter E Boston MA US 34.8 
Shimoda Capital Advisors Limited George Town KY 119.0 
Shine Financial Services, LLC 14.5 
Shine Financial, Inc Deerfield Beach FL US 0.0 
Shine Investment Advisory Services Inc Lone Tree CO US 334.5 
Shipley Financial & Tax Advisors, Pllc Ft. Thomas KY US 1.7 
Shireman Investment & Financial Services, Inc. 0.0 
Shobe & Associates, Inc Baton Rouge LA US 0.0 
Shockley Financial Corp. Aurora CO US 0.0 
Shoemaker Advisory Corporation Germantown TN US 5.4 
Shoker Investment Counsel Inc 68.7 
Shoku Group, L.L.C. Farmington Hills MI US 0.0 
Shone Asset Management LLC Walnut Creek CA US 13.2 
Shope Advisors Group Camillus NY US 6.8 
Shore Financial Services Beaufort SC US 0.0 
Shoreline Asset Management, LLC New Castle IN US 31.9 
Shoreline Capital Corporation 17.9 
Shoreline Financial Advisors, LLC Guilford CT US 44.0 
Shoreline Investment Management Co Palo Alto CA US 5210.8 
Shorr Capital Management Calabasas CA US 8.6 
Short-Term Consensus Hotline Walnut Creek CA US 2.4 
Shoshana Blickstein, Cpa Bayside NY US 0.0 
Shott Capital Management, LLC San Francisco CA US 1479.0 
Shoultz Financial Services 1.0 
Shp Asset Management, LLC New York NY US 0.0 
Shr Financial Advisors, Inc. Wilmington DE US 19.5 
Shrader Financial Consulting Huntsville TX US 14.0 
Shrewsbury Financial Partners, LLC 0.0 
Shrier Associates, LLC 22.9 
Shufro, Rose & Co., LLC New York NY US 1198.0 
Shulman Demeo Asset Management, LLC Lake Success NY US 136.7 
Shuman & Schneider San Francisco CA US 194.9 
Shuttleworth & Company Dublin OH US 39.2 
Shwiff, Levy & Polo Pension & Insurance Services San Francisco CA US 0.0 
SI Group USA Inc. Studio City CA US 0.0 
Siamo Investment Advisors, Inc. 19.0 
Sibley, Frederic Karl 7.5 
Sicner Asset Management, L.L.C. Duluth GA US 25.5 
Sicor Securities Inc Dayton OH US 18.3 
Siddiqi, Mashhood Z. Princeton NJ US 11.5 
Sidener Asset Management San Angelo TX US 8.5 
Sidhom Investment and Asset Management, LLC 3.3 
Sidoxia Capital Management, LLC Newport Beach CA US 1.4 
Sidus Investment Management, LLC New York NY US 16.9 
Sie Financial Services Rancho Palos Verdes CA US 0.0 
Siebels Asset Management, Ltd Nassau BS 122.5 
Siegel Group Inc Beverly Hills CA US 61.7 
Siegel/ Yocum Asset Management, LLC Scottsdale AZ US 8.9 
Siegele, William A. 24.0 
Siena Capital Management, LLC Grand Ledge MI US 18.0 
Siena Wealth Management, Inc. San Jose CA US 141.0 
Sierra Asset Management Oakhurst CA US 65.7 
Sierra Capital Group 8.5 
Sierra Capital Investors, Inc. Shingle Springs CA US 15.5 
Sierra Capital LLC New York NY US 315.0 
Sierra Capital Management Bakersfield CA US 0.0 
Sierra Financial Advisors, LLC Overland Park KS US 25.8 
Sierra Financial Advisors, LLC Ramsey NJ US 2.1 
Sierra Financial Advisory Nevada City CA US 52.4 
Sierra Financial Management Co. Sacramento CA US 4.2 
Sierra Financial Planning & Asset Management Roseville CA US 5.0 
Sierra Global Management, L.L.C. New York NY US 160.0 
Sierra Investment Management Inc Santa Monica CA US 368.0 
Sierra Investment Partners, Inc. Walnut Creek CA US 2303.7 
Sierra Liquidity Fund, LLC Irvine CA US 27.5 
Sierra Nevada Wealth Management, LLC Reno NV US 5.3 
Sierra Pacific Financial Advisors Newark CA US 4.0 
Sierra Shore Financial 2.0 
Sierra Wealth Advisors 3.2 
Sierra Wealth Advisors, LLC Las Vegas NV US 3.3 
Siesta Key Capital, LLC 150.0 
Sigma Asset Management, L.L.C. Chicago IL US 9.0 
Sigma Capital Management North Plainfield NJ US 4.7 
Sigma Financial Services Inc Roanoke VA US 85.0 
Sigma Financial, Inc. Allentown PA US 0.0 
Sigma Investment Counselors Southfield MI US 370.8 
Sigma Investment Management Company Portland OR US 316.3 
Sigmon Retirement Planning, Inc. Norman OK US 0.0 
Signal Capital Management, LLC Los Angeles CA US 0.0 
Signal Capital Management,Inc. Evansville IN US 2191.6 
Signal Financial Services, Inc. 0.0 
Signal Securities, Inc. Fort Worth TX US 108.6 
Signalert Corporation Great Neck NY US 166.7 
Signator Investors, Inc. Boston MA US 1143.7 
Signature Advisory Group Torrance CA US 0.0 
Signature Asset Management Orlando FL US 0.5 
Signature Financial Management Inc Norfolk VA US 1997.6 
Signature Financial Services, Ltd Arlington Heights IL US 74.0 
Signature Investments, Inc. Dayton OH US 0.0 
Signature Investments, Inc. West Des Moines IA US 0.6 
Signature Resources Capital Management, LLC Irvine CA US 47.5 
Signature Securities Group Corp. New York NY US 83.4 
Signature Wealth Management, Inc. Elm Grove WI US 25.0 
Signaturefd, LLC Atlanta GA US 876.3 
Signet Asset Management Fort Worth TX US 11.0 
Signet Investment Advisory Group, Inc. Providence RI US 100.3 
Signia Capital Management, LLC Spokane WA US 268.8 
Siguler Guff Advisers LLC New York NY US 6420.3 
Sii Investments, Inc. Appleton WI US 878.7 
Sikich Cozad Asset Management LLC Champaign IL US 51.1 
Sikich Financial Aurora IL US 48.0 
Sikora-Franz Investment Advisors 4.1 
Silas Simmons Asset Management, LLC Natchez MS US 0.0 
Silas William Gassett, Inc. Jacksonville FL US 5.3 
Silberman Wealth Management, Inc. Westlake Village CA US 0.0 
Silchester International Investors London UK 21921.1 
Silicon Valley Capital Management Los Altos CA US 93.8 
Silicon Valley Capital Partners, L.P. San Jose CA US 86.4 
Silicon Valley Securities, Inc. San Jose CA US 19.9 
Siligmueller Financial Management LLC Glen Ellyn IL US 58.1 
Silvant Capital Management LLC Atlanta GA US 3846.8 
Silver Bridge Capital Management LLC Boston MA US 1201.5 
Silver Capital Management, LLC New York NY US 109.2 
Silver Creek Capital Management LLC Seattle WA US 6366.9 
Silver Lake Advisory Salt Lake City UT US 72.1 
Silver Lake Windward Management Company, L.L.C. Boston MA US 0.0 
Silver Maple Financial, LLC 0.4 
Silver Mountain Capital Partners LLC Solon OH US 69.4 
Silver Oak Advisory Group Portland OR US 79.0 
Silver Oak Securities, Inc. Jackson TN US 11.0 
Silver Oak Wealth Advisors Los Angeles CA US 74.3 
Silver Peak Investment Management, LLC 3.1 
Silver Spring Capital Springfield TN US 15.5 
Silver Springs Investments,LLC 0.0 
Silver Strand Asset Management, LLC 5.0 
Silverback Asset Management, LLC Chapel Hill NC US 239.2 
Silverback Wealth Management LLC Prineville OR US 0.2 
Silvercrest Asset Management Group LLC Boston MA US 414.3 
Silvercrest Asset Management Group LLC New York NY US 7903.5 
Silvercrest Financial Services, Inc. New York NY US 0.0 
Silvergate Capital Management, LLC Denver CO US 6.0 
Silverleaf Capital Advisors, LLC Chicago IL US 107.4 
Silverleafe Capital Partners, LLC Memphis TN US 44.3 
Silvermam Investment Advisors 1.2 
Silverman, Andrew Framingham MA US 0.1 
Silvermine Capital Management Stamford CT US 3150.0 
Silveroak Wealth Management LLC Minneapolis MN US 168.1 
Silverpoint Wealth Management LLC New York NY US 2.1 
Silversage Advisors Irvine CA US 43.0 
Silverstone Wealth Management, LLC Las Vegas NV US 27.1 
Simansky Investments, LLC 3.5 
Simmer Financial Planning, LLC 0.0 
Simmons & Associates, LLC 0.0 
Simmons & Company International Houston TX US 494.9 
Simmons Financial Management Inc Milwaukee WI US 25.0 
Simmons Financial Services, Inc. Richmond MI US 0.0 
Simmons L E & Associates Inc Houston TX US 650.7 
Simms Capital Management Inc Stamford CT US 337.9 
Simon Capital Management Inc Doral FL US 0.0 
Simon Investment Advisory Services, Inc. Chapel Hill NC US 14.0 
Simon Securities Investment Advisors, LLC 0.0 
Simon, Stella and Zingas, P.C. Detroit MI US 0.0 
Simondavis Asset Management, Inc. Denver CO US 60.8 
Simonelli Investment Advisors 0.3 
Simonsen Capital, LLC 6.4 
Simple Capital Natick MA US 0.2 
Simplesave, LLC Kansas City MO US 0.6 
Simplex Capital Management, LLC 21.0 
Simplifi Clemmons NC US 0.0 
Simplifinancial, Inc. Irvine CA US 14.1 
Simplyrich 48.8 
Simpson Capital Management Laguna Niguel CA US 22.0 
Simpson Capital Management Co Philadelphia PA US 53.5 
Simpson Investment Counsel Lexington MA US 50.4 
Simran Capital Management LLC Chicago IL US 108.0 
Sims Capital Management LLC Milwaukee WI US 15.1 
Sims Financial Advisors, Inc. 5.9 
Sims Financial Services, LLC Wayne PA US 5.1 
Sinclair Financial Group Naples FL US 11.7 
Singer Potito Associates Inc 127.2 
Singer Xenos Wealth Management Coral Gables FL US 639.4 
Singer, Leeman & Associates, Inc Troy MI US 0.0 
Singh Asset Management, LLC 0.0 
Singh, Shashi S. 8.7 
Single Track Financial, Inc. Chelmsford MA US 6.0 
Singleterry Mansley Asset Management Company, LLC Summit NJ US 160.0 
Singletrack Investments LLC Park City UT US 17.5 
Singley Capital Management, Inc. 2.7 
Sinopia Asset Management Puteaux France FR 22.0 
Sinopoli & Sinopoli Financial Services, LLC East Syracuse NY US 0.0 
Sintra Capital Corp New York NY US 33.0 
Sip Financial Services 3.8 
Siphron Capital Management Beverly Hills CA US 197.1 
Sire Management Corporation New York NY US 613.3 
Sirius Advisors LLC Camarillo CA US 2.1 
Sirius Wealth Management Strategies, LLC Menlo Park CA US 5.4 
Sirus Resources, Inc. 0.0 
Sisung Investment Management Services LLC New Orleans LA US 990.6 
Sit Fixed Income Advisors Ii, LLC Minneapolis MN US 3407.1 
Sit Investment Associates, Inc Minneapolis MN US 2532.0 
Sit Investment Fixed Income Advisors, Inc. Minneapolis MN US 697.3 
Sit/Kim International Investment Associates Ii, LLC Minneapolis MN US 87.7 
Sit/Kim International Investment Associates, Inc. Minneapolis MN US 24.1 
Sitka Pacific Capital Management, LLC Edmonds WA US 35.0 
Sitman, Freed & Co. LLP Feasterville PA US 0.0 
Sitrick & Associates, LLC Bettendorf IA US 0.0 
Sivel Asset Management 2.0 
Sivel Capital Management, Inc 19.0 
Sixty Wall Street Investment Corporation New York NY US 2.6 
Sixty Wall Street Management Company, LLC New York NY US 62.0 
Sizemore Capital Management, LLC 0.3 
Sizemore Financial Services Decatur GA US 12.3 
SJ Financial Consultants, Inc. Greenwood Village CO US 3.5 
SJ Financial Services, LLC 0.0 
SJ Financial Services, LLC Los Angeles CA US 0.0 
Sjb Financial Strategies Newburyport MA US 0.0 
Sji Financial Services Inc. Tucson AZ US 13.0 
Sjl Capital LLC 0.0 
Sjostrom Financial Planning Inc. 0.0 
Sjp Advisors,LLC Dallas TX US 35.4 
Sjs Corporation Stamford CT US 631.5 
Sjs Investment Consulting Inc Sylvania OH US 737.0 
SK Group, Inc 17.9 
SK Management Consultants, Inc. 0.0 
SK&B Investment Services, LLC Minneapolis MN US 0.0 
Ska Financial Services,Inc. Fairview Park OH US 53.6 
Skadvisors, LLC Titusville FL US 15.6 
Skaggs Financial Planning, LLC 16.0 
Skarven Advisors LLC 0.0 
Skba Capital Management, LLC San Francisco CA US 371.1 
Skc Financial Planners, Inc. Jenkintown PA US 10.0 
Skeldale Capital, LLC 6.2 
Skg Investment Services, LLC Seattle WA US 25.0 
Skidaway Financial Planning,Inc. Savannah GA US 27.7 
Skill Capital Management 0.0 
Skinner Advisory, Ltd. 9.2 
Skinner Financial Services Fort Wayne IN US 26.5 
Skip Kern Advisory San Jose CA US 4.0 
Skippack Investment Advisors, Inc. Blue Bell PA US 24.1 
Skiritai Capital LLC San Francisco CA US 33.0 
Sklarew Capital Management, Inc. Santa Monica CA US 0.3 
Skloff Financial Group Berkeley Heights NJ US 9.0 
Skm Wealth Management LLC Providence RI US 82.4 
Skoczek & Associates, LLC San Diego CA US 9.3 
Skopos Administradora DE Recursos Ltda Barueri, Sao Paulo BR 322.0 
Skowrup C E & Co Westlake Village CA US 90.4 
Skr Financial Services, LLC Colorado Springs CO US 0.0 
Skrabo Financial Services, Inc 0.0 
Sky Bank Indianapolis IN US 40.5 
Sky Bell Asset Management, LLC 353.6 
Sky Bridge Capital, LLC New York NY US 260.0 
Sky Fund LLC Princeton NJ US 0.0 
Sky Investment Counsel Inc. Toronto, on CA 1359.1 
Sky Investment Group LLC Hartford CT US 137.6 
Skyhawk Capital Management, LLC Memphis TN US 162.9 
Skylands Capital, LLC Milwaukee WI US 470.5 
Skylands Financial Advisors, LLC Newton NJ US 0.0 
Skyline Asset Management Co. Portland OR US 17.2 
Skyline Asset Management, L.P. Chicago IL US 349.2 
Skyline Financial Northwest 0.0 
Skylucas Financial, Inc 0.0 
Skystone Capital Management LP Boston MA US 285.0 
SL Capital Partners LLP Edinburgh UK 6742.7 
Slabaugh, Don Alan 9.6 
Sladek & Witek, LLP Trumbull CT US 8.0 
Slagel Investment Management Blacksburg VA US 11.9 
Slavic Mutual Funds Management Corp. Boca Raton FL US 248.0 
Slayden Diehl & Company Dallas TX US 39.6 
Slayton Lewis Inc Salt Lake City UT US 83.8 
Sledrunner Advisory Services Kalamazoo MI US 50.0 
Slezak, George J. 0.0 
Slgg Advisory Services LLC Los Angeles CA US 0.0 
Sligh Financial Group, LLC 1.2 
Slk Family Management, LLC Palo Alto CA US 7.6 
Sln Investments, LLC Fort Collins CO US 53.0 
Sloan Asset Management AG Zurich SZ 174.0 
Sloan Investment Advisors LLC Fort Lee NJ US 0.0 
Sloan Wealth Management, L.L.C. Dallas TX US 147.2 
Sloan, James Park 1.4 
Slocum Minneapolis MN US 0.0 
Slocum, Gordon & Co. LLP Newport RI US 108.6 
Slosberg Financial Solutions, LLC 2.0 
Sloy Dahl & Holst Inc Portland OR US 131.5 
Slp Wealth Advisory Services LLC San Francisco CA US 0.0 
Slsf Investment Services, L.L.C. Skokie IL US 19.4 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
DISCLAIMER
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

No warranty or guarantee of any kind, expressed or implied, is given regarding the accuracy, reliability, veracity, or completeness of the information provided here or by following links from this or any other page within this site, and under no circumstances will the author or service provider be held responsible, or liable for errors, or omissions resulting in any loss or damage caused or alleged to be caused by information contained in the material presented on the site, including but not limited to direct, indirect, incidental, special or consequential damages caused by using the information.




Home | Download Data | Links | Contact Us

© 2008 IAS Services Ltd. All Rights Reserved. Terms and Conditions