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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
SM Financial Advisors, LLC 0.0 
Smalis Financial Associates 0.0 
Smart Choice Financial Planning, Inc. 0.0 
Smart Decisions 2.8 
Smart Financial Advisors, LLC Devon PA US 111.9 
Smart Invest Advisors, LLC Miami FL US 0.7 
Smart Investments Advisory Incorporated Redlands CA US 8.4 
Smart Investor Rocklin CA US 113.8 
Smart Money Advisors, LLC 0.0 
Smart Money Advisory Service, LLC Overland Park KS US 0.0 
Smart Money Concepts, LLC Avon Park FL US 0.3 
Smart Money Strategies 0.2 
Smart Path Wealth Advisors, LLC 0.0 
Smart Portfolio Management, LLC Sun City AZ US 1.3 
Smart Portfolios, LLC Lake Forest Park WA US 105.0 
Smart Tax and Financial Services 0.0 
Smart401k, LLC Overland Park KS US 40.2 
Smartvalue Investment Management, LLC 4.4 
Smathers Financial Group, Inc. Summerfield FL US 18.0 
Smay Investments York PA US 10.1 
Smb Advisors LLC Northbrook IL US 0.0 
Smc Capital Inc/KY Louisville KY US 15.4 
Smc Capital Management, Inc. Sandy UT US 41.5 
Smc Fixed Income Management, LP Princeton NJ US 163.4 
Smc Portfolio Mangement Cincinnati OH US 2.0 
Smead Capital Management, Inc. Seattle WA US 147.9 
Smedley Financial Services Inc Salt Lake City UT US 190.7 
Smf Financial Advisors, LLC Clifton NJ US 153.1 
Smh Capital Advisors, Inc. Fort Worth TX US 1087.0 
Smh Capital Inc. Houston TX US 466.9 
Smi Advisory Services, LLC Columbus IN US 220.0 
Smi Management & Research LLC SO Bristol ME 21.7 
Smith & Atkinson Newport News VA US 0.0 
Smith & Gesteland, LLP Middleton WI US 0.0 
Smith & Howard Wealth Management, LLC Atlanta GA US 159.1 
Smith & Shaw Investment Co. Dallas TX US 0.0 
Smith Advisors, Ltd 18.1 
Smith Affiliated Capital Corp. New York NY US 1776.0 
Smith and Raab Cpa Financial Planners, P.C. Decatur GA US 0.0 
Smith Anglin Financial, LLC Dallas TX US 254.0 
Smith Asset Management Co., LLC Chiefland FL US 0.0 
Smith Asset Management, Inc. Yardley PA US 17.6 
Smith Barney Fund Management LLC New York NY US 75.0 
Smith Breeden Associates Inc Durham NC US 18373.1 
Smith Capital Inc. 0.0 
Smith Capital Management Inc Little Rock AR US 230.2 
Smith Capital Management, Inc. Birmingham AL US 2.0 
Smith Capital, LLC Peachtree City GA US 26.5 
Smith Company Private Asset Management Chino Hills CA US 0.0 
Smith Darryl D Co Inc Atlantic IA US 22.8 
Smith Donald & Co Inc New York NY US 2384.3 
Smith Financial Advisors Inc. Wheaton IL US 7.1 
Smith Financial Concepts, LLC 0.0 
Smith Financial Group LLC Glasgow KY US 0.0 
Smith Financial Place Claremont CA US 0.0 
Smith Financial Services 0.0 
Smith Graham & Co Investment Advisors, L.P.** Houston TX US 5558.7 
Smith Group Asset Management Dallas TX US 3382.9 
Smith Group Financial Corporation Atlanta GA US 0.5 
Smith Hayes Advisers Inc Lincoln NE US 403.6 
Smith Investment Management 5.0 
Smith Moore & Co. Clayton MO US 25.4 
Smith Pierce 2.1 
Smith Portfolio Management LLC 14.7 
Smith Shellnut Wilson Madison MS US 1103.2 
Smith W B & Co Inc 41.6 
Smith WB Financial Group Grafton MA US 232.5 
Smith Whiley & Co Hartford CT US 110.6 
Smith, Blair 4.5 
Smith, Brown & Groover, Inc. Macon GA US 14.2 
Smith, John Marius 0.0 
Smith, Leftwich & Wetsel, LP Granbury TX US 4.1 
Smith, O. Franklin Raleigh NC US 0.0 
Smith, Salley & Associates, LLC Greensboro NC US 126.3 
Smith, Timothy Robert 0.0 
Smithbridge Asset Management Inc Chadds Ford PA US 139.8 
Sml Financial Services, LLC Oakland CA US 61.0 
Smolen Capital Management 5.3 
Sms Capital Management Bellaire TX US 26.0 
Sms Financial & Investment Management Tulsa OK US 82.2 
Sms Investment Company, LLC Gig Harbor WA US 0.0 
Sms Investment Group, LLC 0.0 
Smyth Landis Asset Management, Inc. North Palm Beach FL US 6.0 
Sna Capital Partners, LLC 1.0 
Snake River Investment Advisory Services, Inc. Gooding ID US 1.5 
Snavely Associates Financial Services Lemoyne PA US 11.8 
Snider Advisors Irving TX US 75.3 
Snider Retirement Strategies Bellevue WA US 73.0 
Snider Talbot Financial Planning LLC 0.5 
Snider, Fuller & Associates Athens OH US 0.0 
Snl Norcross GA US 0.5 
Snook, John Geering Coronado CA US 0.0 
Snow Capital Management, L.P. Sewickley PA US 2530.0 
Snow Creek Wealth Management Nashville TN US 59.1 
Snow Investment Services Co Inc Birmingham AL US 93.0 
Snowcap Capital Management Dallas TX US 97.9 
Snug Harbor Capital Management, LLC Duxbury MA US 17.7 
Snug Harbor Financial Planning, Inc. 0.0 
Snw Fund Management LLC Seattle WA US 0.0 
Snyder Capital Management LP San Francisco CA US 1620.6 
Snyder, Jr., Arthur 7.4 
Soares Financial, Inc. Napa CA US 0.5 
Sobel Financial Advisors, LLC Livingston NJ US 15.5 
Sochet & Company, Inc. Miami FL US 32.5 
Sochovka, James 0.0 
Social Responsibility Investment Group, Inc. Atlanta GA US 26.2 
Socially Responsible Investment Strategies, LLC Highlands Ranch CO US 0.0 
Socially Responsible Investors Fair Oaks CA US 0.0 
Societe D Analyses Economiques ET Financieres Paris FR 80.8 
Societe Generale Asset Management London UK 3176.6 
Societe Generale Asset Management (Japan) Co., Ltd. Tokyo JP 13772.3 
Society Hill Financial Planning 1.0 
Society Investment Management 4.4 
Sof Management, LLC Houston TX US 51.5 
Sofaer Capital Inc. Tortola VG 615.6 
Sofaer Global Research London UK 236.0 
Soh Investment Advisors, LLC 0.0 
Soho Asset Management LLC Los Olivos CA US 14.6 
Soho Capital LLC Los Olivos CA US 30.7 
Soho Financial Services LLC Los Olivos CA US 12.6 
Sojourn Financial Strategies, LLC Worthington OH US 16.8 
Sokolowski Investment Advisors, LLC Shelburne VT US 32.3 
Sol Capital International LLC Rockville MD US 55.6 
Sol Capital Management Co Rockville MD US 965.8 
Solar Capital Partners, LLC New York NY US 873.0 
Solari Investment Advisory Services, LLC 0.0 
Solaris Advisors, LLC New York NY US 1151.5 
Solaris Asset Management New York NY US 248.8 
Solaris Capital, LLC Charleston SC US 1.4 
Solaris Private Wealth Management Henderson NV US 0.0 
Soldan Corp. Boca Raton FL US 14.5 
Soledad Investment Management, LLC San Diego CA US 9.8 
Solent Capital Partners LLP London UK 4143.0 
Solenture Advisors LLC Pittsburgh PA US 12.9 
Soler Investments 0.0 
Solid Ground Financial Planning 0.0 
Solid Rock Management Limited Road Town, Tortola VG 593.4 
Solidarity Investment Consulting Rancho Cucamonga CA US 50.5 
Solitude Capital Management, LLC Salt Lake City UT US 0.0 
Sollucet Capital LLC Atlanta GA US 4.7 
Solomon Advisors Plano TX US 10.0 
Solomon Asset Management 2.5 
Solomon David Capital Advisers & Co Beverly Hills CA US 0.3 
Solomon Investment Group, Inc. Highlands NJ US 2.3 
Solstice Capital Management, LLC Corte Madera CA US 6.2 
Soltis Investment Advisors, Inc. St George UT US 599.5 
Solus Alternative Asset Management LP New York NY US 4147.1 
Solutions 4 Wealth Southlake TX US 47.9 
Solutions For Wealth Management, LLC Bourbonnais IL US 46.5 
Solytix Capital, LLC 0.2 
Soma Asset Management LLC San Francisco CA US 7.9 
Somers Asset Management Incorporated 27.8 
Somers, Jeffrey David 0.0 
Somerset Advisers LLC Minneapolis MN US 0.0 
Somerset Asset Management LLC Minneapolis MN US 424.9 
Somerset Capital Advisers LLC New York NY US 100.1 
Somerset Capital Management LLP London UK 290.8 
Somerset Cpas, P.C. Indianapolis IN US 0.0 
Somerset Investments 0.0 
Somerset Wealth Strategies, LLC Glastonbury CT US 0.0 
Somerville Associates 4.8 
Sommers Financial Group, Inc. New City NY US 0.0 
Sonas Financial Group, Inc. Kansas City MO US 43.5 
Sonata Capital Group Inc Seattle WA US 93.4 
Song Asset Management Co. LLC 23.0 
Song Financial Planning LLC 0.0 
Sonoma Asset Management 6.1 
Sonoma Capital Management 6.5 
Sonoma Securities Corporation Portola CA US 2.8 
Sonora Investment Management LLC Tucson AZ US 119.0 
Sonoran Capital Management LLC 0.0 
Sontag Advisory LLC New York NY US 0.0 
Soo Financial L.L.C. 3.0 
Sopher Investment Management Inc South Burlington VT US 80.6 
Sophis Investments LLC New York NY US 0.0 
Soquel Advisors 20.0 
Sora Associates, LLC Brunswick ME US 6.7 
Sorensen Financial Management Evergreen CO US 0.0 
Sorenson Investments 5.1 
Sorenson Partners, LLC Lehi UT US 193.9 
Sorin Capital Management, LLC Stamford CT US 671.7 
Sorrento Associates, Inc. San Diego CA US 97.0 
Sorrento Pacific Financial, LLC San Diego CA US 2.7 
Sorsby Financial Corp Chicago IL US 19.6 
Sortino Investment Advisors, LLC 141.0 
Sortino Investment Management, LLC Irvine CA US 0.0 
Sorum Financial Lebanon OH US 6.0 
Sosnowy Investment Management Company Bloomfield Hills MI US 10.0 
Soukup Financial Advisors, LLC Salida CO US 0.9 
Sound Asset Management Group, LLC Brooklyn NY US 39.0 
Sound Asset Management Inc 12.0 
Sound Asset Management, Inc. 20.0 
Sound Asset Management, Inc. Brooklyn NY US 6.1 
Sound Asset Management, Inc. West Chester OH US 9.4 
Sound Beach Loan Management, LLC Old Greenwich CT US 349.0 
Sound Capital Management, LLC N. Hampton NH US 3.3 
Sound Capital Management, LLC N. Hampton NH US 3.3 
Sound Energy Partners, Inc. Southport CT US 695.4 
Sound Financial Advice, LLC Ramsey NJ US 9.1 
Sound Financial Advisors, Inc. Seattle WA US 5.0 
Sound Financial Center Port Angeles WA US 0.0 
Sound Financial Management, Inc. Raleigh NC US 21.7 
Sound Financial Management, LLC 14.2 
Sound Financial Planning, Inc. Mount Vernon WA US 0.0 
Sound Financial Reports 10.0 
Sound Financial Solutions, Inc. Hillsborough NJ US 9.4 
Sound Future Financial, LLC Scottsdale AZ US 0.0 
Sound Futures, Inc. Columbus OH US 0.0 
Sound Guidance Financial Advice, LLC 0.0 
Sound Investment Management Inc Tualatin OR US 56.0 
Sound Investment Strategies, Inc. Mukilteo WA US 32.2 
Sound Investment Strategies, LLC 0.5 
Sound Investments Inc. Mission KS US 3.6 
Sound Pension Advisors 2.0 
Sound Planning and Investments, LLC 19.4 
Sound Portfolio Advisors, LLC Mystic CT US 13.0 
Sound Shore Management Inc Greenwich CT US 5059.0 
Sound Trust Wealth Advisors, LLC 12.0 
Sound View Financial Services 0.0 
Soundbridge Capital Management,LLC San Francisco CA US 19.3 
Soundmark Wealth Management, LLC Kirkland WA US 232.8 
Soundview Advisors Olympia WA US 136.6 
Soundview Capital Management Corporation New Haven CT US 45.1 
Source Advisors Inc Costa Mesa CA US 0.0 
Source Capital Group, Inc. Westport CT US 20.6 
Source Investments 0.0 
Sourcecap International Limited London UK 368.2 
Sousa Financial 0.0 
South County Financial Planning Laguna Niguel CA US 0.0 
South Georgia Financial Services, Inc. Douglas GA US 0.1 
South Ocean Management Ltd. Wanchai HK 12.8 
South Shore Asset Management, LLC Verona NJ US 12.0 
South Shore Capital Advisors, LLC Hingham MA US 18.9 
South Street Advisors, LLC New York NY US 180.8 
South Street Advisors, LLC Easton MD US 0.0 
South Texas Money Management, Ltd. San Antonio TX US 1401.6 
South Valley Wealth Management Klamath Falls OR US 67.6 
Southbrook Capital Management LLC 0.4 
Southcoast Financial Planning Bandon OR US 3.0 
Southcoast Investment Group, Inc. Houston TX US 24.0 
Southeast Asset Advisors Inc Thomasville GA US 1153.4 
Southeast Financial Advisors, LLC Greenville SC US 36.4 
Southeast Financial Planning and Consulting, Inc. Stuart FL US 13.5 
Southeast Investments N.A., Inc Charlotte NC US 32.0 
Southeastern Advisory Services Inc Atlanta GA US 0.0 
Southeastern Asset Management Inc. Memphis TN US 23263.2 
Southeastern Asset Management International (Uk) Ltd. London UK 0.0 
Southeastern Investment Management, LLC Savannah GA US 10.9 
Southern Asset Management Services Statesboro GA US 3.5 
Southern Capital Management Corporation Charleston SC US 0.0 
Southern Capital Services Inc Daphne AL US 55.9 
Southern Cross Capital (Usa), Inc. Westport CT US 500.0 
Southern Financial Group, LLC Birmingham AL US 147.1 
Southern Ocean Financial Associates, LLC Manahawkin NJ US 0.0 
Southern Trust Financial Planning Sarasota FL US 17.5 
Southern Trust Securites Asset Management, Inc. Coral Gables FL US 6.9 
Southern Trust Securities Asset Management, Inc. Coral Gables FL US 20.0 
Southern Wealth Investment Advisors LLC Dallas TX US 662.1 
Southernsun Asset Management, Inc Memphis TN US 1048.0 
Southfield Investment Management, LLC Stamford CT US 150.2 
Southlake Capital Advisors, Inc. 7.5 
Southland Advisors, LLC 5.0 
Southland Investments Huntington Beach CA US 22.0 
Southmark Financial Services Tucker GA US 2.5 
Southpaw Asset Management, LP Greenwich CT US 499.0 
Southport Capital, Inc. Chattanooga TN US 136.4 
Southport Station Financial Management, LLC Southport CT US 52.8 
Southridge Asset Management LLC Ridgefield CT US 55.2 
Southward Financial Services, LLC 12.5 
Southwell Management, L.P. Dallas TX US 98.9 
Southwest Corporate Investment Services Plano TX US 25700.0 
Southwest Financial & Retirement Services Denver CO US 0.0 
Southwest Financial Services, LLC Tulsa OK US 66.9 
Southwest Insurance Services, Inc. Plano TX US 0.0 
Southwest Money Management Inc 170.0 
Southwest Retirement Advisors, LLC Austin TX US 6.6 
Southwest Securities, Inc. Dallas TX US 306.5 
Southwest Texas Capital, LLC Plano TX US 1.5 
Southwest Wealth Management, Inc. 0.0 
Southworth & Wilson Advisory Corp. Troy MI US 28.8 
Sovereign Advisers Charlotte NC US 1178.9 
Sovereign Asset Management 26.4 
Sovereign Capital Management, Inc. North Palm Beach FL US 13.0 
Sovereign Equity Management, Inc. Dallas TX US 0.1 
Sovereign Financial Group Raleigh NC US 8.6 
Sovereign Financial Services Rocky Hill CT US 3.4 
Sovereign Financial Services, LLC 7.0 
Sovereign International Asset Management, Inc. Palm Harbor FL US 66.3 
Sovereign Investment Advisors Gaithersburg MD US 2.9 
Sovereign Wealth Advisors LLC Bellevue WA US 466.9 
Sovereign Wealth Management Inc Memphis TN US 307.3 
Sowa Financial Group East Providence RI US 79.3 
Sowell Management Services North Little Rock AR US 388.0 
SP Asset Management Cupertino CA US 50.0 
Spa Etfs Inc. New York NY US 18.2 
Spahr Financial Group, LLC Huntington Beach CA US 12.0 
Spain Wealth Management Group, LLC Franklin TN US 0.0 
Spano Advisory Services Inc. Mahopac NY US 12.9 
Spar Investment Counsel Inc Dallas TX US 53.6 
Sparhawk Asset Management Worcester MA US 0.0 
Sparrow Capital Management Inc St. Louis MO US 40.8 
Sparrowhawk Capital 0.1 
Sparta Asset Management, LLC Rosemont IL US 186.4 
Spartan 300 Management Company 0.5 
Spartan Capital Management, LLC West Chester PA US 104.2 
Spartan Financial Group, Inc. 0.4 
Spartan Investment Management, LLC Brookfield CT US 0.0 
Spartan Planning 11.0 
Spartan Securities Group, Ltd. St.petersburg FL US 2.0 
Sparx Asset Management Co., Ltd. Tokyo JP 3150.1 
Sparx Investment & Research, USA, Inc. New York NY US 281.4 
Spaulding Greene Wealth Management, LLC 4.2 
Spc Ann Arbor MI US 468.0 
Spc Financial Inc Rockville MD US 374.7 
Spear Capital Management, Inc. Bloomfield CT US 2.3 
Spears Abacus Advisors LLC New York NY US 715.9 
Spears Financial Services 1.7 
Special Needs Financial Planning LLC Waltham MA US 0.0 
Special Risk Capital Management, LLC 3.3 
Spectral Asset Management, L.L.C. 0.1 
Spectrum Advisors, Inc. Williamsburg VA US 28.9 
Spectrum Advisory Services Inc. Atlanta GA US 312.2 
Spectrum Asset Management Inc Newport Beach CA US 303.0 
Spectrum Asset Management, Inc. Stamford CT US 6946.8 
Spectrum Capital Investment Group, Inc. Irvine CA US 10.0 
Spectrum Capital Management Auburn CA US 51.4 
Spectrum Capital Management, LLC 1.6 
Spectrum Capital, Inc. Omaha NE US 3.5 
Spectrum Consulting Group, Inc. 0.0 
Spectrum Financial Advisors, LLC Cincinnati OH US 184.3 
Spectrum Financial Alliance, Ltd., L.L.C. Nicholasville KY US 50.0 
Spectrum Financial Inc Virginia Beach VA US 147.5 
Spectrum Financial Management San Rafael CA US 57.5 
Spectrum Financial Resources Troy MI US 44.1 
Spectrum Financial Services Bondurant IA US 2.7 
Spectrum Financial Strategies Inc Hamden CT US 54.5 
Spectrum Investment Advisors, Inc. Mequon WI US 7.4 
Spectrum Investment Services 4.1 
Spectrum Money Management, Inc. Valhalla NY US 4.7 
Spectrum Strategic Capital Management, LLC Corvallis OR US 66.2 
Spectrum Strategies, L.L.C. Addison TX US 0.0 
Spectrum Wealth Advisors, Inc. Overland Park KS US 38.3 
Spectrum Wealth Advisors, LLC Columbia SC US 7.0 
Spectrum Wealth Management, LLC Honolulu HI US 0.0 
Spectrum Wealth Management, LLC Denver CO US 3.5 
Speece Thorson Capital Group Inc Minneapolis MN US 222.0 
Speeney Capital Management, LLC 2.0 
Speer Capital Advisors 0.0 
Spence Asset Management Las Cruces NM US 63.3 
Spencer Brook Asset Management, LLC Concord MA US 8.0 
Spencer Capital Management, LLC New York NY US 288.3 
Spencer Clarke Advisors LLC New York City NY US 0.0 
Spencer Edwards Investments LLC Greenwood Village CO US 0.0 
Spencer Financial Advisors 16.0 
Spencer International Advisors Inc Clearwater FL US 99.9 
Spencer Smith Asset Management, Inc. 5.0 
Spencer Trask Asset Management, Inc. New York NY US 0.0 
Spenser T. Vago, Registered Investment Adviser 0.4 
Sperber, Timothy Paul 6.0 
Spero-Smith Investment Advisers, Inc. Cleveland OH US 284.9 
Sperry Capital Inc. Sausalito CA US 0.0 
Spf Inc 30.0 
Spg Trend Advisors, LLC Baltimore MD US 0.0 
Spi Startegies, LLC Oakland CA US 13.0 
Spielberger Dampf Brill & Levine LLC Jericho NY US 43.6 
Spillane Money Management, Inc. Burlington MA US 7.2 
Spin-Off Advisors, LLC Chicago IL US 0.0 
Spindletop Commonwealth Advisors LLC Beaumont TX US 20.0 
Spinelli Financial Advisors, Inc Warren NJ US 1.0 
Spinnaker Financial Advisors, LLC Idaho Falls ID US 27.6 
Spinner Asset Management, LLC New York NY US 128.0 
Spinnerhawk Capital Management, L.P. Dallas TX US 58.9 
Spire Asset Management, LLC. Lancaster PA US 0.0 
Spire Wealth Management, LLC Reston VA US 396.0 
Spirit Capital Lafayette LA US 3.0 
Spirit of America Management Corp Syosset NY US 154.0 
Spiritus Financial Planning, Inc. Windsor CA US 0.0 
Spitfire Capital LLC San Francisco CA US 7.4 
Spivak Asset Management, LLC Avon CT US 41.1 
Spm Advisors, LLC 0.0 
Spm Credit, L.L.C. Stamford CT US 39.3 
Spm Iii, L.L.C. Stamford CT US 268.3 
Spm Iv, L.L.C. Stamford CT US 16.0 
Spm Jr., L.L.C. Stamford CT US 207.2 
Spm Prime, L.L.C. Stamford CT US 21.6 
Spm Products, L.L.C. Stamford CT US 39.3 
Spn Financial Services, LLC Muskegon MI US 15.8 
Spohn Financial Services, LLC 0.0 
Spooner Advisory Services, Inc. 4.5 
Spoor Behrins Campbell & Young Securities Corp Clinton NJ US 124.4 
Spoor, T. Richard Lakeville CT US 55.1 
Sporl & Company 3.8 
Spowart & Associates 0.0 
Spraker Wealth Management Inc Maitland FL US 41.0 
Spratt Wealth Management Group, Inc. 5.3 
Spreng & Pigman Financial Bucyrus OH US 38.0 
Spring Capital Management 6.6 
Spring Creek Investment Advisors, Inc. Newtonville MA US 8.0 
Spring Creek Investments 141.5 
Spring Mountain Capital, LP New York NY US 1921.3 
Springboard Asset Management, LLC 0.0 
Springboard Capital Management, Inc. Newport Beach CA US 13.0 
Springcreek Advisors, LLC Corte Madera CA US 233.6 
Springfield Wealth Advisors, Inc. Springfield MO US 3.3 
Springsted Investment Advisors Incorporated Saint Paul MN US 0.0 
Springtree Capital Management, LLC 0.0 
Springwood Financial Advisors Dallas TX US 8.8 
Sprinkle Financial Consultants LLC Littleton CO US 231.6 
Spruce Private Investors, LLC Darien CT US 1001.9 
Sprucegrove Investment Management Ltd Toronto Ontario CA 11876.0 
Spur Capital Partners Bartlesville OK US 410.2 
Spurgeon Financial Group Stockton CA US 5.0 
Spurr Financial Planning, Inc. 11.8 
Spyglass Investment Management Terre Haute IN US 28.9 
Spyglass Management, LP Houston TX US 35.2 
Squam Investment Management Co., Inc. Center Harbor NH US 9.5 
Squar Milner Financial Services, LLC Newport Beach CA US 20.0 
Squire Investment Management Company, LLC Orem UT US 28.5 
SR Financial Services, Inc. 8.6 
Src Capital Management, LLC Chicago IL US 0.6 
Src Partners, LP Rockwall TX US 12.3 
Srm Advisors Portland OR US 54.2 
Srm Financial Services, LLC Appleton WI US 0.0 
Srq Capital Management, LLC Sarasota FL US 1.9 
SS + D Financial Dayton OH US 12.0 
SS Investment Management 0.0 
SS&H Financial Advisors, Inc. Farmington Hills MI US 83.6 
Ssaris Advisors LLC Stamford CT US 1518.6 
Ssb Private Management, LLC New York NY US 565.5 
Ssg Financial Services, LLC Sherman Oaks CA US 0.0 
Ssga Funds Management, Inc. Boston MA US 118540.0 
Ssi Investment Management, Inc Beverly Hills CA US 1015.6 
Ssn Advisory, Inc. Knoxville TN US 361.0 
Ssp Services Ltd. George Town GR 137.6 
Ssr Capital Partners, LP Dallas TX US 123.6 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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