Investment Advisor Search is a compilation of SEC registered investment advisors. Powered By Private Equity Info 
Home Download Data Links Contact Us Family Office Investment Advisor Search is a compilation of SEC registered investment advisors.
 
download Private Equity Firms
Sorted by industry and
acquisition criteria.
View Demo
 
Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
TR Paul Investment Services, LLC Newtown CT US 0.0 
TR Robinson & Associates, L.L.C. Miami FL US 1.6 
TR&R Investment Advisors, LLC Houston TX US 15.1 
Tracer Capital Management L.P. New York NY US 512.7 
Trachtenberg Capital Management, LLC 23.0 
Trackbull International LLC 11.8 
Tracs Financial 35.0 
Tracy B. Stewart, Cpa, Cfp College Station TX US 0.0 
Tracy E. Love Investments 0.0 
Tracy Ross Financial Advisor, Pllc 0.0 
Trade Street Investment Adviser, Lllp Aventura FL US 347.0 
Trade Winds Financial, LLC 0.0 
Trade Wise Capital, LLC Corte Madera CA US 0.0 
Trademark Capital Management Inc New Port Richey FL US 102.3 
Trademark Financial Management, LLC Edina MN US 63.2 
Tradepath Advisors, LLC New York NY US 0.0 
Trader Wealth Management, LLC Chicago IL US 7.2 
Traderight Corp Dba Traderight Securities, Inc Naperville IL US 0.0 
Traderisks Ltd. London UK 43.5 
Tradewinds Capital Management, LLC Bellingham WA US 131.2 
Tradewinds Global Investors, LLC Los Angeles CA US 33827.7 
Tradewinds Investment Advisors, LLC 1.5 
Tradewinds Investment Management, L.P. Sausalito CA US 90.0 
Tradeworx Inc New York NY US 750.0 
Tradex Capital Markets Greenwich CT US 735.0 
Tradex Global Advisors, LLC Greenwich CT US 202.8 
Trading Central Paris FR 0.0 
Trading Talents 0.0 
Tradition Capital Management LLC Summit NJ US 458.9 
Tradition Investment Management, Inc Port St.lucie FL US 0.0 
Tradition Wealth Management LLC Edina MN US 133.5 
Traditions Wealth Advisors, LLC. College Station TX US 25.0 
Trafalgar Wealth Management, LLC Dublin OH US 5.0 
Traff Asset Management, Inc. 99.8 
Trailhead Asset Management, LLC Greenwood Village CO US 16.7 
Train, Babcock Advisors LLC New York NY US 683.8 
Trajectory Asset Management LLC New York NY US 240.3 
Tralee Capital Management, LP Atlanta GA US 0.7 
Trammcap Dallas TX US 3.0 
Traner Smith Wealth Management, Inc. Edmonds WA US 0.0 
Tranquility Path Investment Advisors, LLC 0.0 
Trans-Asset, LLC Boston MA US 0.0 
Transafrica Investment Group, LLC 0.0 
Transamerica Asset Management, Inc. St Petersburg FL US 49867.7 
Transamerica Financial Advisors, Inc. St Petersburg FL US 2286.8 
Transamerica Financial Advisors, Inc. Los Angeles CA US 446.4 
Transamerica Investment Management, LLC Los Angeles CA US 0.0 
Transformation Financial LLC 0.0 
Transition Capital Management W. Des Moines IA US 0.0 
Transition Financial Advisors Group, Inc. 77.9 
Transition Financial Services, LLC York PA US 0.0 
Transparent Value Advisors, LLC New York NY US 101.7 
Transwestern Securities Management, L.L.C. Chicago IL US 431.9 
Trapeze Asset Management Inc. Toronto, Ontario CA 320.1 
Traphagen Financial Group Oradell NJ US 0.0 
Trasatti Wealth Planning, LLC Glen Burnie MD US 0.0 
Traub Capital Management Needham MA US 45.3 
Traust Sollus Wealth Management, LLC Princeton NJ US 243.5 
Traver Financial Consulting Network PA 7.5 
Traverse Capital Management 7.9 
Traverse Partners, LLC Mooresville NC US 44.8 
Travertine Capital, LLC Del Mar CA US 2.4 
Travis Street Advisors Dallas TX US 27.0 
Traxis Partners LP New York NY US 1450.0 
Traynor Capital Management 35.0 
Treasure Coast Financial Services Stuart FL US 28.7 
Treasury Management Services, Inc. Houston TX US 39.1 
Treasury Solutions, L.L.C. 0.5 
Treaty Oak Capital Management, L.P. Austin TX US 0.0 
Trebal Capital, LLC 0.0 
Trecap Partners, LLC Conshohocken PA US 3571.7 
Tree City Investments, Inc. Lakeforest IL US 0.0 
Tree Fort Financial, Inc. 4.0 
Tree Line Management Hong Kong HK 801.6 
Treece Advisory Group, LLC Miami Shores FL US 0.0 
Treece Investment Advisory Corp Toledo OH US 41.5 
Treeline Management LLC 3.0 
Trees Investment Counsel LLC Chicago IL US 262.9 
Treesdale Partners, LLC New York NY US 353.0 
Treetop Wealth Management, LLC Northfield IL US 17.0 
Treeview Capital Management LLC 0.0 
Treflie Capital Management, LLC Sag Harbor NY US 23.5 
Treger & Associates 42.1 
Trek Capital Management LLC Larkspur CA US 13.9 
Trella Financial Services Santa Ana CA US 4.3 
Trellis Advisors, LLC Seattle WA US 78.3 
Trellis Wealth Advisors, LLC San Luis Obispo CA US 15.6 
Trellisent Investments 7.0 
Tremmel Asset Management 12.6 
Tremont Partners Inc Rye NY US 570.5 
Trend Capital Management, LLC 5.2 
Trend Financial 0.0 
Trend Management Springfield MO US 24.0 
Trend Modus Capital Management LLC Overland Park KS US 8.4 
Trendline Capital Management Glen Allen VA US 62.2 
Trends and Strategies 0.0 
Trends Financial, Inc. 1.3 
Trendsetter Stocks, LLC 0.6 
Trendstar Advisors, LLC Overland Park KS US 67.3 
Trendtrac Incorporated 0.0 
Trendz Advisors Knoxville TN US 20.0 
Trenholm Peter Investment Counsel 31.3 
Trenium Partners LLC Winter Park FL US 0.0 
Trent Capital Management Inc Greensboro NC US 134.2 
Trent Capital Management, Inc. Little Rock AR US 108.8 
Trenton Capital Management, Ltd. Dallas TX US 135.0 
Tressler Financial Group 0.0 
Trevor Stewart Burton & Jacobsen Inc New York NY US 563.1 
Trew Capital Management, Inc. Downers Grove IL US 0.0 
Treynor Capital Management, Inc. 10.0 
TRG Capital Management, Inc. Raleigh NC US 27.0 
TRG Management LP New York NY US 2923.7 
TRI AD Capital Management Inc. Escondido CA US 0.0 
TRI Pillar Investments, LLC Durham NC US 32.0 
Tri-Focus Capital, LLC Larchmont NY US 0.0 
Tri-Global Investment, LLC 0.0 
Tri-Quest Investment Advisors Fresno CA US 1.3 
Triad Advisors, Inc. Norcross GA US 504.1 
Triad Asset Management, Inc. 21.5 
Triad Financial Advisors, Inc. Greensboro NC US 192.0 
Triad Investment Management, LLC Newport Beach CA US 94.7 
Triad Wealth Stewardship, LLC Bellevue WA US 0.0 
Trian Capital Advisers, LLC New York NY US 0.0 
Trian Fund Management, L.P. New York NY US 2958.2 
Triangle Capital Management 38.0 
Triangle Investment Advisors 0.0 
Triangle Securities, LLC Raleigh NC US 342.6 
Triangle Wealth Management Cary NC US 20.0 
Triathlon Investment Management LLC 0.6 
Tribeca Financial Planning LLC 3.9 
Tribeca Financial, LLC Mesa AZ US 116.2 
Tribeca Global Management (Asia) Pte. Ltd. Singapore SG 911.8 
Tribeca Global Management (Europe) Ltd London UK 2168.0 
Tribeca Global Management LLC New York NY US 244.9 
Tributary Capital Management, LLC Omaha NE US 932.6 
Tricadia Capital Management, LLC New York NY US 2735.4 
Tricadia Cdo Management, LLC New York NY US 1845.0 
Tricapital Advisors Inc North Bethesda MD US 162.9 
Tricapital Financial Group, Inc. Charlotte NC US 24.7 
Tricoastal Capital Management Ltd. 4.2 
Tricor Advisory Services, LLC Las Vegas NV US 89.9 
Tricord Advisors, Inc. Riverside CA US 38.0 
Tricord Investment Advisors, Inc. Kennesaw GA US 9.0 
Tricorp LLC 0.0 
Trident Advisors Inc Doylestown PA US 0.0 
Trident Advisors LLC Woodbury NY US 0.0 
Trident Asset Management, L.P. Houston TX US 0.0 
Trident Capital Management, LLC Bellevue OH US 6.6 
Trident Pacific Capital 0.5 
Trident Wealth Advisors Bay Head NJ US 8.0 
Trident Wealth Management, LLC Scottsdale AZ US 9.9 
Triequa Capital Corp Tustin CA US 43.7 
Trieste Capital, LLC New York NY US 3.2 
Triex Financial Services, Inc. Orland Park IL US 0.0 
Trigran Investments, Inc. Northbrook IL US 225.8 
Trilantic Capital Partners New York NY US 2500.0 
Trillion Capital Williamsport PA US 0.0 
Trillium Asset Management Corp. Boston MA US 865.1 
Trillium Financial Services Jupiter FL US 0.0 
Trillium Valley Financial Planning Sherwood OR US 0.0 
Trilogy Capital, LLC Greenwich CT US 1064.5 
Trilogy Global Advisors, LLC New York NY US 0.0 
Trilogy Investment Management, LLC 15.3 
Trilogy Research & Analysis Co., Inc. San Mateo CA US 0.0 
Trimaran Credit Managers Bdc LP New York NY US 0.0 
Trimaran Credit Managers LP New York NY US 287.9 
Trimsail Capital Management, Inc. Los Angeles CA US 3.5 
Trimtabs Asset Management, LLC 0.0 
Trinity Advisors Southlake TX US 0.0 
Trinity Advisors, LLC 0.8 
Trinity Asset Management Co. Los Angeles CA US 44.6 
Trinity Asset Management, Inc. 9.0 
Trinity Capital Asset Advisors, LLC Edmond OK US 0.0 
Trinity Capital Investors Ridgeland MS US 405.1 
Trinity Capital Management, LLC Santa Barbara CA US 0.0 
Trinity Capital Management, LLC Overland Park KS US 12.9 
Trinity Capital Management, LLC 0.5 
Trinity Capital Management, LLC 0.0 
Trinity Charitable Fund Advisors, LLC 30.0 
Trinity Fiduciary Partners, LLC Irving TX US 25.9 
Trinity Financial Advisors LLC Chicago IL US 152.6 
Trinity Financial Advisors LLC Worthington OH US 56.3 
Trinity Financial Group, LLC 0.0 
Trinity Financial Partners Ontario CA US 108.1 
Trinity Financial Partners Ii, LLC Wayne PA US 0.0 
Trinity Financial Partners, LLC 4.0 
Trinity Financial Planning Middleton WI US 12.5 
Trinity Financial Services, Inc Wichita KS US 16.4 
Trinity Funds LLC New York NY US 48.9 
Trinity Investment Advisors, Inc. New York NY US 0.0 
Trinity Investment Advisors, LLC West Chester PA US 601.4 
Trinity Investment Advisory Covington LA US 0.0 
Trinity Portfolio Advisors, LLC Fort Worth TX US 326.0 
Trinity Street Asset Management LLP London UK 445.0 
Trinity Wealth Advisors LLC St. Louis MO US 197.9 
Trinity Wealth Management LLC 60.3 
Trinity Wealth Management, Inc. Bloomfield Hills MI US 0.0 
Trinity Wealth Partners, LLC 0.0 
Triolo Financial Inc. 5.0 
Tripacific Capital Advisors, LLC Irvine CA US 270.1 
Triple 5 Wealth Management, LLC Aventura FL US 3.0 
Triple Double Advisors, LLC Houston TX US 0.0 
Triple Witch Metals Management LLC 0.0 
Tripp Financial Consultants, Inc. Rockville MD US 46.8 
Trisperity Wealth Advisory Group, LLC Katy TX US 27.0 
Tristar Capital Management, LLC Oakland CA US 0.0 
Trisummit Investment Advisors Big Bear Lake CA US 0.0 
Triton Asset Management Long Beach CA US 2.7 
Triton Capital Investment Advisors, Inc. 10.0 
Triton Capital Management, LLC 0.0 
Triton Capital Management, LLC Ambler PA US 0.0 
Triton Financial, LLC Austin TX US 7.1 
Triton Investment Advisors, LLC Huntington Beach CA US 13.4 
Triton Wealth Advisors, LLC Edmond OK US 0.0 
Triton Wealth Management, LLC Chester MD US 69.7 
Triumph Wealth Advisors, Inc. Woodstock GA US 0.0 
Triumph Wealth Management LLC Concord NH US 0.0 
Triune Financial Partners, LLC Overland Park KS US 105.7 
Trivant Custom Portfolio Group LLC San Diego CA US 29.9 
Trivest Capital Management Inc 7.1 
Trivium Capital Management, LLC New York NY US 735.0 
TRJ & Associates, Inc 5.9 
Troika Capital Advisors, LLC 0.0 
Troika Dialog Asset Management Moscow RU 9458.7 
Troika Investment Advisors, LLC 4.3 
Trollinger Investment Services, Inc. Alexandria VA US 24.7 
Tromans Investment Advisors, LLC Kansas City MO US 25.5 
Trondheim Capital, LLC 1.7 
Tronsrue, Judith French Seattle WA US 5.0 
Troon Management LLC New York NY US 0.0 
Trophy Point Asset Management LLC Newark NJ US 0.0 
Trotter Capital Management, Inc. 30.4 
Trottier Investments Alpharetta GA US 0.0 
Trovena Investment Advisors San Diego CA US 0.0 
Trovena, LLC. Redondo Beach CA US 413.1 
Troy Ronald Spratley Investment Advisory 1.6 
Trss Wealth Management LLC Scarborough ME US 0.0 
Trubee, Collins & Co., Inc. Buffalo NY US 78.7 
True Blue Financial Coaching 0.0 
True Capital Management San Francisco CA US 128.6 
True Financial Partners Davenport IA US 35.2 
True Financial Services Springfield MO US 0.0 
True Financial Strategies, LLC 4.5 
True Financial Wealth Management Firm LLC Sedona AZ US 2.6 
True North Advisors Fairport NY US 23.7 
True North Advisors, LLC Dallas TX US 1016.6 
True North Asset Management, Inc. 0.0 
True North Financial Coaching and Asset Management, LLC Cary NC US 0.0 
True North Financial Services, Inc. North Adams MA US 43.4 
True North Investment Management, L.L.C. 46.0 
True North Management L.L.C. 4.0 
True North Partners LLC Suffern NY US 104.7 
True Vine Investments 1.0 
True Wealth Advisors, LLC 0.0 
True Wealth Advisory Group Walnut Creek CA US 0.0 
True Wealth Design, LLC Akron OH US 30.4 
True Wealth LLC 0.4 
True Wealth Strategies Company 0.0 
Trueblue Strategies, LLC 0.0 
Truebridge Capital Partners Chapel Hill NC US 468.8 
Truehand, Inc. 103.0 
Trueman Brown Rolling Meadows IL US 0.0 
Truenorth Financial Services, LLC Seattle WA US 44.9 
Truenorth, Inc. Wichita KS US 354.5 
Truepath Financial Planning Albuquerque NM US 0.0 
Truepoint, Inc. Cincinnati OH US 932.8 
Trufton Investment Management, Inc. Bronxville NY US 12.5 
Trugent Capital, L.P. Fort Worth TX US 36.2 
Trumbower Financial Advisors LLC Bethesda MD US 623.5 
Trunorth Houston TX US 0.0 
Trunorth Oakdale MN US 151.1 
Trusskey Investment Advisors 2.3 
Trust Advisors Inc. Houston TX US 2933.1 
Trust Advisors LLC Fairfield CT US 373.7 
Trust Advisory Group Ltd Reading MA US 114.1 
Trust and Fiduciary Management Services, Inc. Boston MA US 36.9 
Trust Asset Management LLC Austin TX US 248.1 
Trust Deed Specialists, Inc. 0.0 
Trust House, Inc. Ft. Lauderdale FL US 94.2 
Trust Investment Advisors, Inc 0.0 
Trust Navigator, LLC Mayfield Heights OH US 0.0 
Trustcore Financial Services, Inc. Brentwood TN US 1012.7 
Trusted Advisors Group LLC Greenbelt MD US 0.0 
Trusted Financial Advisors Laguna Niguel CA US 84.6 
Trusted Financial Advisory Services, LLC 1.1 
Trusted Financial Partners of St. Paul, LLC. New Brighton MN US 24.7 
Trusted Financial Partners, LLC Minnetonka MN US 84.8 
Trusted Wealth Management, Inc Buford GA US 0.0 
Trustee Consulting, LLC 0.0 
Trustfirst Inc. Knoxville TN US 1.0 
Trustmark Investment Advisors, Inc. Jackson MS US 3191.5 
Trustmont Advisory Group, Inc. Greensburg PA US 289.0 
Trustor of The Jerome Ben Vernazza Investment Advisor Trust 22.5 
Trustwell Financial Advisors, LLC Jacksonville FL US 0.0 
Truth Investments, L.L.C. 0.0 
Truview Advisors, LLC Prosper TX US 0.0 
TRW Capital Management, LLC Los Angeles CA US 8.4 
TRW Investments Los Angeles CA US 74.5 
TS Financial, Inc. Hillsborough NC US 5.2 
TSA Management Inc Glen Head NY US 122.8 
Tsai Capital Corporation New York NY US 34.5 
Tsai Wealth Management 0.0 
TSB Capital Management 0.0 
TSL Advisers, LLC Fort Worth TX US 665.1 
TSL Investment Management, LLC Boca Raton FL US 31.5 
TSM Management Group, Inc. 4.2 
TSP Capital Management Group, LLC Summit NJ US 271.6 
TSS Financial Consultants Inc. Knoxville TN US 3.9 
TT International London UK 18900.0 
TTG Financial Services, Inc. Billings MT US 10.0 
TTS Wealth Management, LLC Goldsboro NC US 4.6 
Tube Asset Management Co., Ltd. Seoul KO 630.0 
Tublin - Difusco Advisors Inc. 33.0 
Tucholski Financial Services Toledo OH US 0.0 
Tucker Financial Services Topeka KS US 15.0 
Tucker Financial Services, Inc. Chambersburg PA US 67.4 
Tucker Investment Advisors, Inc 0.0 
Tucker Wealth Management, Inc. Honolulu HI US 0.0 
Tuckerbrook Alternative Investments, L.P. Marblehead MA US 181.8 
Tuckerbrook Registered Funds, LLC Marblehead MA US 0.0 
Tuckerman Group LLC Rye Brook NY US 6636.7 
Tudor Financial, Inc. Dayton OH US 42.0 
Tuffy Smith Corporation Wichita Falls TX US 0.0 
Tufton Oceanic (Isle of Man) Limited Douglas IS 450.0 
Tugar Capital Management, L.P. Dallas TX US 20.0 
Tugboat Capital Management LLC Marblehead MA US 24.7 
Tuggle & Russell, L.L.C. Addison TX US 12.5 
Tukman Grossman Capital Management, Inc. Larkspur CA US 2286.3 
Tull Financial Group, Inc. Chesapeake VA US 103.4 
Tullis Management LLC 5.0 
Tully & Co. Investments, LLC 4.5 
Tunstall Capital Management, L.P. Dallas TX US 54.7 
Turk Capital Management, Inc. 35.7 
Turloff Financial Consulting Inc. 53.2 
Turman Financial Group, LLC Corvallis OR US 18.5 
Turn Mark Capital LLC San Francisco CA US 18.5 
Turnaround Capital Management, LLC Los Angeles CA US 34.0 
Turnberry Capital Management, L.P. Greenwich CT US 590.7 
Turnberry Financial Services, Inc. Westlake Village CA US 128.6 
Turner Financial Group, Inc. Pace FL US 8.6 
Turner Financial Planning Littleton CO US 0.0 
Turner Financial Services, Inc. 0.0 
Turner Financial Services, LLC Miami Lakes FL US 0.0 
Turner Investment Management, LLC Berwyn PA US 604.2 
Turner Investment Partners Inc Berwyn PA US 17317.6 
Turning Point Financial 19.0 
Turning Point Financial Planning 0.0 
Turning Points Advisory Timing Service Inc Sun City CA US 3.0 
Turnkey Financial Services Vienna VA US 0.0 
Turnstone Advisory Group LLC 0.1 
Turov Investment Group Inc. 5.9 
Turpin & Associates Inc Lafayette IN US 3.3 
Turquoise Asset Management LLC Pacific Palisades CA US 2.0 
Turquoise Financial Advisory 0.1 
Turtle Bay Group, Inc. New York NY US 0.0 
Turtle Creek Advisors, Inc Dallas TX US 3.3 
Turtle Creek Management, LLC Dallas TX US 1419.2 
Tuthill & Merker, LLC Totowa NJ US 17.2 
Tuttle Financial Services, Ltd. New York NY US 0.0 
Tuttle Risk Management Services LLC Seattle WA US 11000.0 
Tuttle Wealth Management, LLC Stamford CT US 58.4 
Tuvin & Tuvin, Ltd. 0.0 
TW Advisors Centerville OH US 104.1 
TW Asset Management LLC San Francisco CA US 169.1 
Twams Advisor Services, LLC 0.0 
Tweddell Goldberg Investment Management Sonora CA US 57.9 
Tweed Financial Services, Inc. San Marino CA US 12.1 
Tweedy Financial Services, LLC Floral Park NY US 0.0 
Tweedy, Browne Company LLC New York NY US 12130.8 
Tweet Management Services, Inc. LA Mesa CA US 0.0 
Twele Capital Management, Inc. Minnetonka MN US 177.6 
Twenty First Investors Bonita Springs FL US 23.0 
Twenty-First Century Financial Advisors Inc Manchester CT US 48.6 
Twenty-First Tailored Solutions, Inc. New York NY US 0.0 
Twenty/Twenty Investments 6.0 
Twentyman, Judith Ann 11.6 
TWF Management Company, LLC New York NY US 70.3 
Twight Financial Education, LLC 0.0 
Twin Capital Management Inc Mcmurray PA US 947.6 
Twin Focus Capital Partners, LLC Boston MA US 753.3 
Twin Lakes Capital Redwood Shores CA US 18.6 
Twin Oaks Strategic Partners, LLC 0.0 
Twin Rocks Asset Management, Inc. Libertyville IL US 20.0 
Twin Tiers Investment Advisors LLC 10.0 
Twinhawk Capital, LLC Houston TX US 0.0 
Twmg Charlotte NC US 0.0 
Two Cities Financial Planning LLC 0.0 
Two Eagle Investments 0.0 
Two Fishes Investment, LLC 0.0 
Two Oaks Investment Management, LLC Fresno CA US 14.4 
Two Point Capital Management, Inc. Pittsford NY US 22.1 
Two Rivers Advisors, LLC 0.0 
Two Rivers Capital Management AT Kingsmill Inc Williamsburg VA US 66.6 
Two Rivers Capital Management, LLC Chicago IL US 65.2 
Two Sigma Advisers, LLC New York NY US 1643.6 
Two Sigma Investments, LLC New York NY US 0.0 
Two West Capital Advisors LLC Overland Park KS US 66.6 
Twombly Asset Management LLC Wilmette IL US 49.1 
Twotalents Capital Management,Inc. 0.8 
Twru Private Wealth Management, LLC Baton Rouge LA US 71.1 
TWT Financial Services, LLC Salisbury NC US 0.0 
TY Advisers Tokyo JP 91.0 
Tycor Asset Management, Inc. Berwyn PA US 0.0 
Tygh Capital Management, Inc. Portland OR US 3008.5 
Tykhe Capital LLC New York NY US 1458.5 
Tyler & Associates 0.0 
Tyler G. Harrelson, P.A. D/B/A The Art & Science of Successful P 0.0 
Tyler Wealth Counselors, Inc. Exton PA US 20.1 
Tymec/Freshwater Consultants 0.0 
Tyner Capital Management Investment Counsel, Inc. Signal Mountain TN US 105.6 
Typher Financial Services, LLC 0.0 
Tyrone David Eaton 0.0 
Tzikas Investment Advisory Stockton CA US 0.5 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
DISCLAIMER
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

No warranty or guarantee of any kind, expressed or implied, is given regarding the accuracy, reliability, veracity, or completeness of the information provided here or by following links from this or any other page within this site, and under no circumstances will the author or service provider be held responsible, or liable for errors, or omissions resulting in any loss or damage caused or alleged to be caused by information contained in the material presented on the site, including but not limited to direct, indirect, incidental, special or consequential damages caused by using the information.




Home | Download Data | Links | Contact Us

©2006- PEI Services Ltd. All Rights Reserved. Terms and Conditions