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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
U.S. Advisors, Inc. Alexandria VA US 0.0 
U.S. Bancorp Asset Management, Inc. Minneapolis MN US 50625.1 
U.S. Bancorp Investments, Inc. Saint Paul MN US 1875.3 
U.S. Global Investors, Inc. San Antonio TX US 1636.5 
U.S. Institutional Corporation St. Louis MO US 0.0 
U.S. Investment Advisors, Inc Columbus US 0.0 
U.S. Investors International Portland OR US 21.0 
U.S. Venture Partners Menlo Park CA US 0.0 
U.S. Wealth Group, Llc Woodbury NY US 75.0 
Ua Advisory Services, Inc. Endwell NY US 249.0 
Ua, Llc New York NY US 825.0 
Uas Asset Management New York NY US 138.9 
Ubp Asset Management Llc New York NY US 2566.0 
Ubs Agrivest Llc Hartford US 0.0 
Ubs Eucalyptus Management, L.L.C. New York NY US 234.5 
Ubs Financial Services Inc. Weehawken NJ US 185000.0 
Ubs Fund Advisor, L.L.C. New York NY US 4794.0 
Ubs Global Asset Management (Americas) Inc. New York NY US 149000.0 
Ubs Global Asset Management (Uk) Ltd London UK 0.0 
Ubs Juniper Management, L.L.C. New York NY US 25.4 
Ubs Oconnor Llc Chicago IL US 14681.8 
Ubs Realty Investors Llc Hartford CT US 1500.0 
Ubs Securities Llc New York NY US 0.0 
Ubs Swiss Financial Advisers Zurich CH 3846.2 
Ubs Willow Management, L.L.C. New York NY US 136.9 
Ucb Financial Advisers Inc. Miami 0.0 
Uci Wealth Advisors Llc Meridian ID US 12.9 
Ucm Partners, L.P. New York NY US 1167.7 
Udazo Planning, Inc. 0.0 
Udine Wealth Management Inc. 30.0 
Ufg Asset Management Hamilton BM 0.0 
Ufg Capital Partners Limited Hamilton BM 0.0 
Uhler And Vertich Financial Planners Fort Myers FL US 90.5 
Uhlmann Investment Management, Llc Chicago IL US 47.0 
Uhy Capital Advisors, Llc Houston TX US 0.0 
Ujjval Investments, Llc 0.9 
Ulivi Wealth Management Orange CA US 5.1 
Ulland Investment Advisors Minneapolis MN US 171.3 
Ullico Investment Advisors, Inc. Washington DC US 1287.1 
Ullmann Financial Group, Inc. Ponte Vedra Beach FL US 118.6 
Ulrich Consulting Group, Llc Albuquerque NM US 659.8 
Ult Wealth Advisors, Llc Kirkland WA US 100.4 
Ultimate Retirement Products, Inc. Southampton NY US 0.0 
Ultimate Wealthcare, Incorporated Irvine 0.0 
Ulysses Management Llc New York NY US 1331.3 
Uma Financial Services Inc Salt Lake City UT US 421.8 
Umb Financial Services, Inc. Kansas City MO US 0.0 
Umbaugh Cash Advisory Services, Llc Indianapolis IN US 363.4 
Umpqua Investments, Inc. Portland OR US 321.0 
Uncommon Financial Services, L.C. Lubbock TX US 15.1 
Unconventional Investor, Llc 10.3 
Underdog Wealth Management, Llc Maple Grove MN US 2.9 
Underwood Asset Management, Inc. 0.0 
Unfcu Financial Advisors Long Island City NY US 35.5 
Ung Financial & Insurance Services 0.0 
Unicorn Advisory Services, Llc 0.0 
Unified Asset Management, Llc Brooklyn NY US 0.0 
Unified Wealth Management, Llc Scottsdale AZ US 0.0 
Union Capital Company Tucson AZ US 20.0 
Union Capital Management Corp New Orleans LA US 27.3 
Union Financial Partners, San Francisco, Inc. San Francisco CA US 0.0 
Union Investment Advisors, Inc Lincoln NE US 109.4 
Union Square Investment Co San Francisco CA US 181.9 
Union Square Ventures New York NY US 0.0 
Union Street Partners Llc Alexandria VA US 9.4 
Unionbanc Investment Services, Llc Los Angeles CA US 320.2 
Uniplan Investment Counsel, Inc. Union Grove WI US 582.0 
Uniplan Real Estate Advisors, Inc. Union Grove WI US 132.0 
Unison 18.2 
Unison Capital Management Pte Ltd Singapore SG 0.0 
Unitas Capital Hong Kong CN 0.0 
Unitas Capital Hong Kong CN 0.0 
Unitas Capital Shanghai CN 0.0 
Unitas Capital Seoul 0.0 
Unitas Capital Melbourne AU 0.0 
Unitas Capital Hong Kong CN 0.0 
United Advisors Toledo OH US 133.0 
United Advisors Corporation Sarasota FL US 0.0 
United Advisors Services, Llc New York NY US 64.4 
United American Capital Corp Worthington OH US 2817.2 
United Asset Strategies Inc. Garden City NY 508.9 
United Brokerage Services Inc Parkersburg WV US 0.0 
United Brokers S.A. (Agente De Valores) Montevideo UY 13.5 
United California Financial Management Services, Llc Riverside CA US 0.0 
United Capital Financial Advisers Newport Beach CA US 5575.8 
United Capital Management Melville NY US 0.5 
United Investors Group Crystal Lake US 0.0 
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ US 1116.4 
United Securities Advisor 0.0 
United States Growth Company, Llc 0.0 
United States Steel & Carnegie Pension Fund Inc New York NY US 10167.0 
United Wealth Management, Llc 0.0 
Unitus Investment Management Seattle WA US 0.0 
Universa Investments L.P. Santa Monica CA US 41.0 
Universal Advisory Services Albuquerque NM US 275.0 
Universal Financial Planning Consultants, Inc. St. Louis MO US 120.0 
Universal Financial Services Inc. Hato Rey US 186.0 
Universal Value Advisors Reno NV US 0.0 
Universe, Inc. Brooklyn NY US 11.7 
University Ventures New York NY US 0.0 
Univest Investments, Inc. Souderton PA US 21.4 
Uniwealth Advisors, Inc. 103.5 
Unlimited Timing Service Inc 2.8 
Unterberg Capital Llc New York NY US 0.0 
Uob Global Capital Llc New York NY US 160.7 
Up North Financial, Llc Traverse City US 7.7 
Updata Partners Reston VA US 0.0 
Upland Capital Management, Llc Ridgefield CT US 7.3 
Upland Office Services New York NY US 0.0 
Upper Quadrants Capital Management, Llc Chicago 0.0 
Upperline Financial Planning, Llc 0.0 
Uppi Advisors, Llc Charleston SC US 7.6 
Upright Financial Corp Livingston NJ US 20.0 
Upromise Investment Advisors, Llc Newton MA US 28612.2 
Upstate Advisors Group North Syracuse NY US 7.0 
Upstate Advisors Inc Rochester NY US 16.5 
Upstate Financial Group, Llc Mendon NY US 5.4 
Uptrend Capital Llc 13.1 
Urb Advisors, Llc Los Angeles 0.0 
Urban Financial Advisory Corporation Chicago IL US 539.5 
Urban Fund I, Lp Plano TX US 0.0 
Urban Infrastructure Capital Advisors, Mauritius MU 0.0 
Urbanamerica Advisors, Llc Addison TX US 825.0 
Urbanamerica Principals Ii, Llc Addison TX US 820.2 
Urbanamerica Principals Iii, Llc Addison TX US 820.2 
Urbanamerica Principals, Llc Addison TX US 825.0 
Urdang Capital Management Inc Plymouth Meeting PA US 1337.8 
Urdang Securities Management Inc Plymouth Meeting PA US 2912.7 
Ursamine Credit Advisors Llc New York NY US 1006.7 
Ursaner & Associates White Plains NY US 0.0 
Urwick Capital Management Llp 0.0 
Us Advisory Group Inc Wakefield MA US 90.0 
Us Asset Management, Llc Pittsburgh PA US 123.6 
Us Debt Ventures Management, Lp Fort Lauderdale FL US 0.0 
Us Financial Advisors, Llc Braintree MA US 147.9 
Us Invest, Llc Burlingame CA US 0.0 
Us Renewables Group Santa Monica CA US 677.9 
Usa Asset Management, Llc 30.2 
Usa Financial Planning Partners, Inc. Fairfax VA US 3.5 
Usa Financial Resources Group, Inc. Coram NY US 0.0 
Usa Financial Securities Corporation Ada MI US 65.1 
Usa Investments & Insurance Advisors, Inc. Sarasota FL US 0.8 
Usa Wealth Management Llc Grand Rapids MI US 26.5 
Usaa Asset Management Company San Antonio TX US 89233.5 
Usaa Financial Planning Services San Antonio TX US 0.0 
Usaa Investment Management Company San Antonio TX US 11959.1 
Usadvisors Wealth Management, Llc Eden Prairie MN US 0.0 
Usadvisors.Org Tampa US 0.0 
Usaworld Capital Llc 5.0 
Usca Ria Llc Houston TX US 644.6 
Usf Services, Llc Houston US 574.8 
Usi Advisors Glastonbury CT US 1847.6 
Usi Securities, Inc. Glastonbury CT US 0.0 
Usrp Portfolio Advisors Machesney Park IL US 33.5 
Usv Portfolio Management, Llc Delray Beach FL US 1.2 
Utc Fund Services, Inc. Port Of Spain TT 29.8 
Uv Partners, Inc Salt Lake City UT US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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