Investment Advisor Search is a compilation of SEC registered investment advisors. Powered By Private Equity Info 
Home Download Data Links Contact Us Family Office Investment Advisor Search is a compilation of SEC registered investment advisors.
 
download Private Equity Firms
Sorted by industry and
acquisition criteria.
View Demo
 
Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
U-Win Investments Inc. 6.5 
U. David Weintraub Advisory, LLC Valley Stream NY US 16.0 
U.S. Advisors, Inc. Alexandria VA US 40.0 
U.S. Asset Management Corp. Boca Raton FL US 0.9 
U.S. Bancorp Asset Management, Inc. Minneapolis MN US 55544.8 
U.S. Bancorp Investments, Inc. Saint Paul MN US 1092.2 
U.S. Financial Services, LLC Fairfield NJ US 0.0 
U.S. Global Investors, Inc. San Antonio TX US 2396.9 
U.S. Institutional Corporation St. Louis MO US 0.0 
U.S. Investment Advisors, Inc Columbus OH US 0.0 
U.S. Investors International Portland OR US 53.0 
U.S. One, Inc. Reno NV US 9.8 
U.S. Stock Enhancement Corporation Madison WI US 1.4 
U.S. Trust Hedge Fund Management, Inc. Stamford CT US 1931.4 
U.S. Trust New York Asset Management Division New York NY US 5538.0 
U.S. Wealth Group, LLC Woodbury NY US 75.0 
UA Fund II LLC New York NY US 0.0 
UA, LLC New York NY US 1027.0 
Uandi Management Group, LLC 2.5 
UAS Asset Management New York NY US 99.8 
UBP Asset Management LLC New York NY US 4585.7 
UBS Agrivest LLC Hartford CT US 0.0 
UBS Enso Management LLC New York NY US 18.2 
UBS Eucalyptus Management, L.L.C. New York NY US 146.4 
UBS Financial Services Inc. Weehawken NJ US 174698.7 
UBS Fund Advisor, L.L.C. New York NY US 3381.3 
UBS Global Asset Management (Americas) Inc. New York NY US 151951.4 
UBS Global Asset Management (Us) Inc. New York NY US 91.5 
UBS International Inc. New York NY US 1465.2 
UBS Juniper Management, L.L.C. New York NY US 22.0 
UBS Oconnor LLC Chicago IL US 0.0 
UBS Realty Investors LLC Hartford CT US 0.0 
UBS Securities LLC Stamford CT US 0.0 
UBS Sequoia Management, L.L.C. New York NY US 51.8 
UBS Swiss Financial Advisers Zurich CH 3559.8 
UBS Tamarack Management, L.L.C. New York NY US 109.8 
UBS Willow Management, L.L.C. New York NY US 112.1 
UCB Asset Management, Inc. City of Industry CA US 1.8 
UCB Financial Advisers Inc. Miami FL US 3.3 
UCB Investment Services, Inc. San Francisco CA US 0.0 
UCI Wealth Advisors LLC Meridian ID US 4.3 
UCS Financial Services 0.0 
Udall Investments, Inc. 0.0 
Udazo Planning, Inc. 0.0 
Udine Wealth Management Inc. 25.0 
UFC Capital 3.0 
UFG Advisors Limited Hamilton BM 593.6 
UHL Financial Management, LLC Denver CO US 2.0 
Uhler and Vertich Financial Planners Fort Myers FL US 114.9 
Uhlmann Investment Management, LLC Chicago IL US 0.0 
UHY Capital Advisors, LLC Houston TX US 0.0 
Ujjval Investments, LLC 0.0 
Ulivi Wealth Management Orange CA US 4.2 
Ulland Investment Advisors Minneapolis MN US 144.0 
Ullico Investment Advisors, Inc. Washington DC US 1450.2 
Ullmann Financial Group, Inc. Ponte Vedra Beach FL US 81.0 
Ulrich Wealth Management Federal Way WA US 6.4 
Ultimate Retirement Products, Inc. Southampton NY US 0.0 
Ultimate Wealthcare, Incorporated Irvine CA US 0.0 
Ultralat Capital Markets Miami FL US 0.0 
UMA Financial Services Inc Salt Lake City UT US 373.0 
UMB Financial Services, Inc. Kansas City MO US 0.0 
Umbaugh Cash Advisory Services, LLC Indianapolis IN US 327.9 
Umbaugh Financial Plymouth IN US 9.5 
UMG Financial Advisors, LLC Vienna VA US 0.1 
UMJ (Singapore) Pte. Ltd. Singapore SG 57.0 
Umpqua Investments, Inc. Portland OR US 278.3 
Uncommon $ense, LLC 0.0 
Uncommon Financial Services, L.C. Lubbock TX US 1.3 
Unconventional Investor, LLC 9.6 
Underdog Wealth Management, LLC Maple Grove MN US 0.8 
Underwood Asset Management, Inc. 0.0 
Underwood Financial Mgmt, Inc. 5.0 
Unfcu Financial Advisors Long Island City NY US 0.0 
UNG Financial & Insurance Services 0.7 
Unicorn Advisory Services, LLC 0.0 
Unicredit Capital Markets, Inc New York NY US 27.5 
Unified Financial Concepts & Insurance Services Orange CA US 0.0 
Unified Wealth Management, LLC Scottsdale AZ US 59.4 
Union Capital Company Tucson AZ US 0.0 
Union Capital Management Corp New Orleans LA US 26.0 
Union Financial Advisors, Inc. Tulsa OK US 0.0 
Union Financial Partners, San Francisco, Inc. San Francisco CA US 49.5 
Union Heritage Capital Management, LLC Detroit MI US 0.0 
Union Investment Advisors, Inc Lincoln NE US 115.5 
Union Square Investment Co San Francisco CA US 169.3 
Union Street Partners LLC Alexandria VA US 6.0 
Unionbanc Investment Services, LLC Los Angeles CA US 229.1 
Uniplan Financial Investments Inc. Dallas TX US 0.0 
Uniplan Investment Counsel, Inc. Union Grove WI US 385.3 
Uniplan Real Estate Advisors, Inc. Union Grove WI US 435.0 
Unison 19.3 
Unison Advisors LLC 0.0 
United Advisors Toledo OH US 160.7 
United Advisors Corporation Sarasota FL US 0.0 
United American Capital Corp Worthington OH US 2733.2 
United Asset Strategies Inc. Garden City NY US 444.8 
United Brokerage Services Inc Parkersburg WV US 15.4 
United Brokers Corp. S.A. Montevideo UY 16.6 
United California Financial Management Services, LLC Riverside CA US 0.0 
United Capital Asset Management, LLC Key Biscayne FL US 619.0 
United Capital Financial Advisers Newport Beach CA US 4127.5 
United Capital Investment Advisers, Inc Newport Beach CA US 660.0 
United Capital Management Philadelphia PA US 0.0 
United Ecoenergy Advisors, LLC 0.0 
United Equity Securities, LLC Houston TX US 0.0 
United Investment Managers, Inc. Dallas TX US 246.0 
United Investors Group Crystal Lake IL US 9.7 
United Methodist Foundation Baltimore-Washington Conference Columbia MD US 25.6 
United Portfolio Management Inc. 2.0 
United Securities Advisor 0.0 
United Securities Alliance, Inc. Englewood CO US 43.8 
United Solutions Richardson TX US 20.6 
United States Growth Company, LLC 9.6 
United States Steel & Carnegie Pension Fund Inc New York NY US 10302.6 
United Wealth Management, LLC 0.0 
Universa Investments L.P. Santa Monica CA US 68.3 
Universal Advisory Services Albuquerque NM US 298.7 
Universal Capital Management, Inc. 0.0 
Universal Financial Planning Consultants, Inc. St. Louis MO US 75.0 
Universal Financial Services Inc. Hato Rey PR US 168.9 
Universe, Inc. Brooklyn NY US 11.1 
University Capital Strategies Group Saint Paul MN US 105.0 
Univest Investments, Inc. Souderton PA US 21.4 
Uniwealth Advisors, Inc. 109.4 
Unlimited Timing Service Inc 0.0 
Unusual Financial Services, LLC Walla Walla WA US 0.0 
UP North Financial, LLC Traverse City MI US 51.1 
Upal OR United Professionals Assoc. Ltd. Tulsa OK US 5.6 
Upland Capital Management, LLC Ridgefield CT US 8.1 
Upper Quadrants Capital Management, LLC Chicago IL US 8.3 
Upperline Financial Planning, LLC 0.0 
Uppi Advisors, LLC Charleston SC US 0.0 
Upright Financial Corp Livingston NJ US 17.0 
Upromise Investment Advisors, LLC Newton MA US 21457.4 
Upstate Advisors Group North Syracuse NY US 7.6 
Upstate Advisors Inc Rochester NY US 0.0 
Upstate Financial Advisers, LLC 0.0 
Upstate Financial Group, LLC Mendon NY US 5.6 
Upton Advisors, LLC Amherst NH US 50.0 
Uptrend Capital LLC 4.3 
URB Advisors, LLC Los Angeles CA US 0.0 
Urban Financial Advisory Corporation Chicago IL US 440.9 
Urbanamerica Advisors, LLC Addison TX US 0.0 
Urbanamerica Principals Ii, LLC Addison TX US 0.0 
Urbanamerica Principals III, LLC Addison TX US 0.0 
Urbanamerica Principals, LLC Addison TX US 0.0 
Urdang Capital Management Inc Plymouth Meeting PA US 1673.1 
Urdang Securities Management Inc Plymouth Meeting PA US 1967.5 
Urist Financial and Retirement Planning, Inc. East Syracuse NY US 0.0 
Ursamine Credit Advisors LLC New York NY US 1183.0 
Ursaner & Associates White Plains NY US 0.0 
US Advisory Group Inc Wakefield MA US 90.0 
US Asset Management, LLC Pittsburgh PA US 248.0 
US Financial Advisors, LLC Braintree MA US 152.0 
USA Asset Management, LLC 21.5 
USA Financial Planning Partners, Inc. Fairfax VA US 0.0 
USA Financial Resources Group, Inc. Coram NY US 0.0 
USA Financial Securities Corporation Ada MI US 64.4 
USA Investments & Insurance Advisors, Inc. Sarasota FL US 0.8 
USA Wealth Management LLC Grand Rapids MI US 25.4 
Usaa Investment Management Company San Antonio TX US 86988.2 
Usadvisors Wealth Management, LLC Eden Prairie MN US 0.0 
Usadvisors.org Tampa FL US 0.0 
Usaworld Capital LLC 1.2 
Usca Ria LLC Houston TX US 394.9 
USD Equity, LLC San Diego CA US 0.0 
USF Advisors, LLC Houston TX US 72.4 
USF Alternative Services, LLC Houston TX US 17.0 
USF Services, LLC Houston TX US 574.8 
USI Advisors Glastonbury CT US 0.0 
USI Securities, Inc. Glastonbury CT US 0.0 
Usretirement Plan Portfolio Advisors, LLC Machesney Park IL US 17.9 
UST Advisers, Inc. Stamford CT US 17970.4 
USV Portfolio Management, LLC Delray Beach FL US 0.0 
Uswcc Money, LLC Pembroke Pines FL US 0.0 
UT Investment Management Corp. Hartford CT US 23715.7 
Utendahl Capital Management Cfi LLC Orlando FL US 696.0 
Utica Capital Advisers, Inc. Tulsa OK US 34.8 
Uvest Financial Services Group, Inc. Charlotte NC US 500.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
DISCLAIMER
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

No warranty or guarantee of any kind, expressed or implied, is given regarding the accuracy, reliability, veracity, or completeness of the information provided here or by following links from this or any other page within this site, and under no circumstances will the author or service provider be held responsible, or liable for errors, or omissions resulting in any loss or damage caused or alleged to be caused by information contained in the material presented on the site, including but not limited to direct, indirect, incidental, special or consequential damages caused by using the information.




Home | Download Data | Links | Contact Us

©2006- PEI Services Ltd. All Rights Reserved. Terms and Conditions