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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Wfa Asset Management Corp Franklin WI US 119.5 
Wfg Advisors, LP Dallas TX US 428.2 
Wfg Associates, Inc. 0.0 
Wfs Financial Management, LLC 1.5 
WG Capital, LLC 4.9 
Wgi LLC Tempe AZ US 10.0 
Wgw Advisors Richmond VA US 14.3 
WH Smith Investments, Inc. 0.0 
Whalerock Point Partners, LLC Providence RI US 356.9 
Wharton Advisory Group, LLC Wayne PA US 95.9 
Wharton Asset Management, Inc. Elkins Park PA US 31.0 
Wharton Equity Corporation Wayne PA US 5.0 
Wharton Financial Group Sagamore Beach MA US 7.5 
Wheatland Advisors Inc Lancaster PA US 91.3 
Wheatland Financial Services, LLC Lawrence KS US 4.2 
Wheeler & Mote, LLC 11.2 
Wheeler Frost Associates Inc San Diego CA US 121.0 
Wheelock Associates, Inc. Wellesley Hills MA US 0.0 
Whelan Capital Management, Inc. Palo Alto CA US 25.1 
Whelan Financial Fresno CA US 91.7 
Whf Investment Management, LLC 35.4 
Whippoorwill Advisors LLC 0.5 
Whippoorwill Associates Inc White Plains NY US 881.1 
Whiston Advisors New York City NY US 8.0 
Whitcomb & Hess, Inc. Ashland OH US 65.1 
Whitcraft Capital Management Palo Alto CA US 13.0 
White & Company Financial Planning, Inc. Sunnyside WA US 25.3 
White Dunkirk & Price 18.5 
White Mountain Derivatives, LLC 0.2 
White Mountains Advisors LLC Guilford CT US 25849.0 
White Oak Capital Management 0.0 
White Oak Capital Management Bartlett TN US 2.8 
White Oak Financial Management, Inc Asheville NC US 38.8 
White Oak Financial Planning, Inc. Crystal Lake IL US 0.0 
White Oak Systems 1.6 
White Oaks Wealth Advisors Inc Minneapolis MN US 176.1 
White Pacific Investment Advisory Services San Francisco CA US 0.0 
White Peaks Asset Management, LLC 14.0 
White Pine Capital LLC Minneapolis MN US 335.8 
White Pine Investment Co Livonia MI US 119.7 
White Pine Investments Wolfeboro NH US 8.0 
White Ridge Investment Advisors LLC New York NY US 56.5 
White River Capital Management, LLC 0.0 
White Rock Capital Dallas TX US 25.0 
White Star Capital, L.P. Dallas TX US 1.7 
White, Roberts & Stratton, Inc. Chicago IL US 0.0 
Whitebox Advisors LLC Minneapolis MN US 2923.2 
Whitegate Investment Counselors Inc Concord NH US 182.7 
Whitehall Financial Services, Inc. Cincinnati OH US 14.7 
Whitehall-Parker Securities, Inc San Francisco CA US 4.0 
Whitehead Wealth Management, Inc. Las Vegas NV US 16.4 
Whitehorse Capital Partners, L.P. Dallas TX US 1044.3 
Whitehorse Financial Services, LLC 1.3 
Whitehouse Financial Group 5.0 
Whitener Capital Management, Inc Rocky Mount NC US 90.0 
Whitestar Advisors, LLC Boca Raton FL US 855.3 
Whitestone Capital Management, Inc. 1.4 
Whitfill Investment Management, LLC Humble TX US 1.8 
Whitlatch, Amy L. Cfp(R), Cdfa Cincinnati OH US 0.0 
Whitley Energy Capital Partners L.P. Houston TX US 4.5 
Whitley Penn Financial, L.L.P. Fort Worth TX US 86.7 
Whitman & Murray, Inc. Kalispell MT US 0.0 
Whitman Advisors, Inc. 4.4 
Whitman Financial Services, LLC. Wakefield MA US 0.0 
Whitmore Financial Planning Creede CO US 0.0 
Whitnell & Co Oak Brook IL US 676.3 
Whitney & Company Rochester NY US 110.6 
Whitney and Associates, Incorporated 6.7 
Whitney Holdings LLC New Canaan CT US 2212.7 
Whitney Retirement Services Group, Inc. 0.0 
Whitney Wetzel & Kuether, L.L.C. Fort Worth TX US 28.0 
Whitson Management Group, Ltd 4.0 
Whittaker & Associates LLC 0.0 
Whitten Investment Services Inc. Fort Lauderdale FL US 0.0 
Whittington, William Gary Corpus Christi TX US 0.0 
Whjr Associates Campbell CA US 0.0 
Whm Capital Advisors, LLC Columbia SC US 26.2 
Whn Investor Services, Inc. Brookfield WI US 10.0 
Whole Wealth Management Portsmouth NH US 0.0 
Wibbcap, LLC Santa Monica CA US 1.4 
Wic Advisors, LLC New York NY US 0.5 
Wickham Investment Counsel Inc. Hamilton, Ontario CA 1.5 
Widat Group, L.L.C. 0.2 
Widmann, Siff & Co., Inc. Exton PA US 304.8 
Wiener Financial Management 66.6 
Wienken & Associates, Ltd. Camp Hill PA US 0.0 
Wiens, Larry Danville CA US 0.0 
Wierenga Asset Management, Inc. Byron Center MI US 17.0 
Wiese Capital Management Inc Southport CT US 58.7 
Wightman Financial Network, LLC 0.0 
Wiiken & Gorman LLC Petaluma CA US 49.6 
Wijopa Investments 3.4 
Wilbanks Securities Advisory Oklahoma City OK US 36.0 
Wilbanks, Smith & Thomas Asset Management, LLC Norfolk VA US 1218.1 
Wilbro Enterprises San Antonio TX US 5.0 
Wilbur and Wilbur, Inc. Bellevue WA US 3.0 
Wilcox Advisors, Inc. Henderson NV US 4.9 
Wilcox Financial, Inc. Toledo OH US 0.0 
Wilcox Investment, Inc. 119.0 
Wilcox Wealth Management 0.0 
Wild Wind Financial LLC 0.2 
Wildwood Wealth Management Minneapolis MN US 36.5 
Wilen Management Co Inc Lutherville MD US 125.0 
Wilensky, Mitchell E. 0.0 
Wiley Bros.-aintree Capital, LLC Nashville TN US 178.2 
Wilhelm Financial Services, Pllc 28.1 
Wilhelm, Gary Gordon 2.5 
Wilkins Investment Counsel, Inc Boston MA US 195.3 
Wilkinson and Associates Attleboro MA US 0.0 
Wilkinson Ogrady & Co. Inc. New York NY US 2266.5 
Wilkinson Owen T & Associates Inc Monrovia CA US 46.2 
Wilkison Investment Services 4.0 
Willard & Company, Inc. Colorado Springs CO US 15.3 
Willard B Saperston, Inc. Hamburg NY US 5.8 
Willefordcpa Wealth Advisors, LLC Roswell GA US 15.5 
William A Cummins & Sons Inc Westwood NJ US 0.0 
William A. Harris & Co. 13.7 
William A. Little & Company 0.0 
William A. Massarweh Walnut Creek CA US 0.0 
William A. Turnage, Ria Gladstone MO US 0.8 
William Alan Kosty Cpa Marietta GA US 4.0 
William Allan, LLC 5.5 
William B Larmer & Associates, Inc. Lenexa KS US 25.0 
William B. Walkup & Associates, Inc. Columbia SC US 38.0 
William B. Wilson Financial Services, LLC 0.0 
William Blair & Company L.L.C. Chicago IL US 32412.6 
William Blair Capital Management Vii, L.P. Chicago IL US 25.3 
William Blair Capital Partners VI LLC Chicago IL US 5.0 
William Blair Capital Partners, L.L.C. Chicago IL US 1.8 
William Borthwick Ramsdell Dba Ramsdell Capital Management San Francisco CA US 7.0 
William C. Hoeffer, Jr. Inc. Glendale CA US 0.0 
William C. Nugent, II 0.0 
William Downey Financial Management Company LLC 0.0 
William E, Sweet & Associates Denver CO US 47.0 
William Edward Sawyer D/B/A Conservative Asset Management, Inc. 27.0 
William F. Bell, L.L.C. 8.0 
William F. Robertson & Associates Ft. Worth TX US 0.0 
William F. Walton & Associates, Financial Consultants, Inc. Weston FL US 7.4 
William G. Koch & Associates Wyomissing PA US 0.0 
William G. Tharp II & Associates San Ramon CA US 15.0 
William H. Baker, Cpa/Pfs,cfp (A Professional Corporation) 0.0 
William H. Edwards, Proprietorship 0.3 
William H. Langdon, PH.D. 6.0 
William H. Phillips & Company, LLC 9.3 
William H. Tehan & Co., LLC New York NY US 0.0 
William Hankerson, Ltd. Phoenix AZ US 0.0 
William Harris Investors, Inc. Chicago IL US 999.5 
William Henry Crew, Iii Wealth Management Group, Inc. San Luis Obispo CA US 0.0 
William Hjalmar Brashears Dallas TX US 10.0 
William Howard & Co Financial Advisors, Inc Memphis TN US 93.3 
William J. Burton, M.A. 65.8 
William J. James, Inc. 7.0 
William L Frick Ocean City MD US 0.0 
William L. Reich & Associates, Inc. 9.5 
William M. Pedace, Investment Advisor 0.3 
William Mack & Associates Inc Troy MI US 299.2 
William Mann Company, Inc. Nashua NH US 86.1 
William Michael Cunningham Washington DC US 52.0 
William O'Neil & Co. Incorporated Los Angeles CA US 0.0 
William P. Deluccio, Cpa Staten Island NY US 0.0 
William P. Donohue Associates, Inc. 12.8 
William R Diepenbrock Jr. St Louis MO US 23.8 
William R. Haley, Investment Counsel 4.2 
William R. Scheel, Investment Adviser 2.2 
William R. Verhagen, Cfp, Cpa, Cfs, Clu, Casl Bloomington IN US 0.0 
William Roane Skeeters, Inc. Dallas TX US 11.0 
William Robert Zheutlin, Mba, Cfp 8.0 
William Russell Welch Houston TX US 0.0 
William S. Orchison, Inc. 1.0 
William W. Davis Centennial CO US 4.6 
William Wolcott Hall Investment Adviser 15.2 
William Wright Associates Limited Walnut Creek CA US 275.6 
Williams & Parsons Financial Services, LLC Sandpoint ID US 3.0 
Williams & Woon, Inc. Richmond VA US 22.8 
Williams Advisory Group, LLC Alpharetta GA US 15.9 
Williams Asset Management, LLC 7.3 
Williams C R Inc St Louis MO US 11.0 
Williams Capital Corporation Elmira NY US 0.0 
Williams Capital Management 13.4 
Williams Capital Management Company Wilmette IL US 33.3 
Williams Capital Management, LLC New York NY US 635.0 
Williams Financial Advisors Shreueport LA US 0.0 
Williams Financial Group Dallas TX US 21.3 
Williams Financial Group, Inc. Charleston WV US 60.2 
Williams Financial Management, LLC 6.3 
Williams Financial Services, LLC 2.9 
Williams Investment Management, Inc. 62.3 
Williams Investment Network, Inc. Bartonville IL US 17.8 
Williams Palmer Bellevue WA US 45.0 
Williams Wealth Management Portland OR US 16.0 
Williams Wealth Management Group, Inc. Bradenton FL US 11.0 
Williams Wealthcare Providers, Inc Los Angeles CA US 0.0 
Williams, Jones & Associates, LLC New York NY US 2701.6 
Williams, Michael John Monterey CA US 0.0 
Williams, Ronald Gaylord Sweetwater TX US 4.8 
Williams, Steven Joel Santa Monica CA US 5.7 
Williamsburg Capital Management Inc Williamsburg VA US 3.5 
Williamson & Sneed Incorporated Atlanta GA US 160.2 
Williamson Financial Services Fort Wayne IN US 0.0 
Williamson Mcaree Investment Partners LLC New York NY US 215.0 
Willie J. Price, Inc 10.0 
Willingdon Wealth Management Inc. Huntersville NC US 62.5 
Willingham Asset Management Inc Houston TX US 107.1 
Willink Asset Management LLC East Aurora NY US 13.1 
Willis Investment Counsel Inc Gainesville GA US 557.8 
Willis Investment Management Co Charlottesville VA US 77.5 
Willis Securities, Inc. New York NY US 0.0 
Willms, S.C. Thiensville WI US 52.6 
Willner & Heller LLC Encino CA US 13.4 
Willow Creek Financial Services, Inc. Sebastopol CA US 318.6 
Willow Investment Services Wayne PA US 117.2 
Willow Ridge Capital Advisors, Inc. Monterey CA US 49.9 
Willowbrook Asset Management, LLC Los Angeles CA US 33.6 
Wills Financial Group Richmond VA US 77.0 
Wilma J. Engel 28.9 
Wilmerding & Associates Inc. West Conshohocken PA US 43.3 
Wilmerding Miller & Co Inc Princeton NJ US 87.6 
Wilmington Brokerage Services Company Wilmington DE US 194.4 
Wilmington Family Office, Inc. Wilmington DE US 246.6 
Wilmington Trust Investment Management Atlanta GA US 4627.3 
Wilner & Scherr, P.A. Owings Mills MD US 0.0 
Wilsey Asset Management 71.0 
Wilshire Associates Incorporated Santa Monica CA US 42587.7 
Wilshire-Pennington Group, Inc. Oklahoma City OK US 36.8 
Wilson & Boucher Capital Management, LLC Moraga CA US 72.2 
Wilson & Browning, Inc. Pepper Pike OH US 5.2 
Wilson Advisors, LLC Albany NY US 0.0 
Wilson Advisory Group Denver CO US 18.7 
Wilson Asset Management Santa Barbara CA US 12.0 
Wilson Asset Management, Inc. 20.0 
Wilson Bennett Capital Management Inc Mclean VA US 186.2 
Wilson Donald J Associates 57.1 
Wilson Fiduciary Management Corp. Cheyenne WY US 0.0 
Wilson Financial Advisors, Inc. Salt Lake City UT US 0.0 
Wilson Financial Services Inc. Williamstown KY US 0.0 
Wilson Investment Advisory Services, LLC 6.2 
Wilson Investment Management Services Novato CA US 17.8 
Wilson Investment Management, LLC Memphis TN US 202.5 
Wilson Price Wealth Management, LLC Montgomery AL US 34.7 
Wilson Wealth Management Group, L.L.C. 1.5 
Wilson, Clark Allen 0.1 
Wilson, Kemp & Associates, Inc. Detroit MI US 1224.6 
Wilson, Roberta Long Santa Rosa CA US 0.0 
Wilton Asset Management LLC Boston MA US 145.4 
Wilton Financial Planning, LLC Wilton CT US 0.0 
Wimmer Associates LLC Pasadena CA US 91.7 
Wimmer Consulting, LLC Dallas TX US 9.1 
Win Advisor Group, Inc. Greenwood Village CO US 39.3 
Win Team Insurance Services, Inc. Lake Forest CA US 103.7 
Win Win Investment Planning Mesa AZ US 8.0 
Winans International Novato CA US 84.6 
Winch Advisory Services LLC Appleton WI US 134.9 
Winchester Capital Management Los Angeles CA US 26.5 
Winchester Financial Advisors, LLC Winchester MA US 0.0 
Winchester International Group LLC 0.0 
Wind & Rose, LLC 0.0 
Wind River Ellsworth ME US 38.5 
Wind River Advisors, L.L.C. Park City UT US 3.2 
Windcrest Discovery Investments LLC Wilton CT US 99.5 
Windermere Investment Associates, LLC Portland OR US 18.9 
Windham Brannon Financial Group, Inc. Atlanta GA US 391.8 
Windham Capital Advisory Services 0.0 
Windham Capital Management, LLC Cambridge MA US 1977.5 
Windham Financial Services, Inc. 28.7 
Windlass Energy Value Management, L.P. Houston TX US 0.0 
Windowpane Advisors L.L.C. San Diego CA US 67.0 
Windsor Advisory Group, LLC Columbus OH US 297.9 
Windsor Capital Management, LLC Phoenix AZ US 137.0 
Windsor Financial Advisors, Inc. 15.0 
Windsor Financial Group LLC Minneapolis MN US 3299.9 
Windsor Group Ltd Indianapolis IN US 403.2 
Windsor Securities Inc Ardmore PA US 184.8 
Windward Asset Management, LLC 5.7 
Windward Capital Management Co Los Angeles CA US 183.2 
Windward Financial Planning, Inc. Prairie Village KS US 39.4 
Windward Investment Management Inc Boston MA US 2449.0 
Windward Partners, L.L.C. 4.9 
Windy Hill Ventures, Inc. 0.0 
Wineberg Solheim Howell & Shain PC Chicago IL US 0.0 
Winebrenner Holding Corp. Louisville KY US 0.0 
Winer Wealth Management, Inc. Woodland Hills CA US 15.5 
Winfield Advisory Westlake Village CA US 0.0 
Winfield Associates Inc Cleveland OH US 65.5 
Winfield Glen Advisors, LLC Stamford CT US 10.0 
Wingate Financial Corp Lexington MA US 428.1 
Wingate Planning Corp Lexington MA US 0.0 
Wingert Investment Management, LLC 3.1 
Winkler Financial Planning, LLC Norcross GA US 0.3 
Winning Points Advisors, L.L.C. Boca Raton FL US 0.0 
Winship Park Asset Management, LLC Larkspur CA US 17.9 
Winslow Asset Management Inc Beachwood OH US 279.4 
Winslow Capital Management Inc Minneapolis MN US 4542.0 
Winslow Financial LLC Lake Forest IL US 7.6 
Winslow Group, LLC 0.0 
Winslow Management Company, LLC Boston MA US 288.8 
Winslow, Evans & Crocker, Inc. Boston MA US 105.3 
Winston & Company, Inc. Lauderdale-BY-The-Sea FL US 13.8 
Winston Advisors Inc Milford OH US 87.5 
Winston Capital Management LLC Mclean VA US 1322.5 
Winston Paul Capital Management, Inc. 0.0 
Winter Harbor Advisors, L.L.C. 3.2 
Wintergreen Advisers, LLC Mountain Lakes NJ US 1255.2 
Winters & Co. Advisors, LLC Los Angeles CA US 0.0 
Winthrop Capital Management Carmel IN US 14.3 
Winvest Investments L.P. Montrose CO US 34.0 
Winwin Capital Management, LLC Plano TX US 0.0 
Wipfli Hewins Investment Advisors LLC San Mateo CA US 548.0 
Wirth Associates Inc Toronto Ontario CA 321.0 
Wisconsin Capital Management, LLC Madison WI US 402.6 
Wisconsin Investment Services, LLC Kewaskum WI US 4.0 
Wisconsin Wealth Advisors, LLC Sun Prairie WI US 32.6 
Wisdom & Wealth Solutions, Inc. Raleigh NC US 0.0 
Wisdom Financial Services, LLC Geneseo IL US 0.0 
Wisdom in Action, LLC Denver CO US 3.3 
Wisdom Investments, Inc. Arlington Heights IL US 12.8 
Wisdomtree Asset Management, Inc. New York NY US 3266.4 
Wise Asset Management 10.6 
Wise Capital Management Bethesda MD US 65.0 
Wise Investment Management 12.0 
Wise Planning, Inc. 0.0 
Wise Steward Advisory Services, Inc. Yorba Linda CA US 20.0 
Wise Wealth Management, LLC New York NY US 19.8 
Wise Wealth Solutions, LLC Colorado Springs CO US 10.0 
Wise Wealth, LLC Lee'S Summit MO US 2.5 
Wise, James Leroy Stockton CA US 10.7 
Wiseman Ventures Incorporated 14.5 
Wiser Financial Coaching, LLC Durham NC US 0.0 
Wiser Wealth Management, Inc Marietta GA US 11.0 
Wiseradvisor Fairfax VA US 0.0 
Wisewealth, Inc. Mesa AZ US 0.0 
Wishnatsky, Daniel M 0.0 
Wislar Investment Management, LLC Princeton NJ US 0.0 
Wislar Wealth Management, LLC Princeton NJ US 50.5 
Wisner & Company Ruidoso NM US 5.0 
Witherspoon Investment Counsel 6.5 
Witmer Tax & Financial Services Willow Street PA US 0.0 
Witnauer Sloan & Associates LLC Phoenix AZ US 7.7 
Witt Financial Advsors, Inc. Centennial CO US 5.0 
Witt Mares Financial Vision, LLC Williamsburg VA US 114.3 
Wittenberg Investment Management Inc 103.0 
Witter & Lester Inc Huntsville AL US 4.6 
Witter & Westlake Investments Louisville KY US 13.0 
Witter William D Inc New York NY US 362.0 
Witthoff Consulting Services, LLC 0.0 
Witwer, Elroy Ernest St. Louis MO US 0.0 
Wixon Financial Services Corporation Dba Wixon Advisors, Inc. Maple Grove MN US 25.5 
Wizard Asset Management, Inc. 2.6 
WJ Financial Advisors, LLC 5.8 
WJ Interests, LLC Sugar Land TX US 104.2 
Wjm Capital Management, Inc. 8.3 
Wjm Financial, LLC Bedford NH US 53.7 
Wjr Financial, LLC Westport CT US 10.8 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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