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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
WFA Asset Management Corp Franklin WI US 137.2 
WFG Advisors, LP Dallas TX US 667.3 
WFG Associates, Inc. 0.0 
WFS Financial Management, LLC 1.5 
WG Capital, LLC 4.9 
WGI LLC Tempe AZ US 10.0 
WGW Advisors Richmond VA US 15.1 
WH Smith Investments, Inc. 0.0 
Whalerock Point Partners, LLC Providence RI US 338.4 
Whaley Capital Group, LLC Charlottesville VA US 0.7 
Wharton Advisory Group, LLC Wayne PA US 189.9 
Wharton Asset Management, Inc. Elkins Park PA US 31.0 
Wharton Equity Corporation Wayne PA US 5.0 
Wharton Equity Corporation Ii, LLC Horsham PA US 0.0 
Wharton Financial Group Sagamore Beach MA US 0.0 
Whartonhill Investment Advisors Fort Washington PA US 150.0 
Wheatland Advisors Inc Lancaster PA US 103.4 
Wheatland Financial Services, LLC Lawrence KS US 4.5 
Wheaton Wealth Partners, LLC Wheaton IL US 14.4 
Wheeler & Mote, LLC 9.3 
Wheeler Frost Associates Inc San Diego CA US 155.5 
Wheelock Associates, Inc. Wellesley Hills MA US 0.0 
Whelan Capital Management, Inc. Palo Alto CA US 50.1 
Whelan Financial Fresno CA US 124.7 
Whetstone Capital Advisors Shawnee Mission KS US 21.0 
WHF Investment Management, LLC 1.3 
WHI Financial Services, LLC 5.5 
Whippoorwill Advisors LLC 0.0 
Whippoorwill Associates Inc White Plains NY US 1037.0 
Whiston Advisors New York City NY US 0.0 
Whitcomb & Hess, Inc. Ashland OH US 92.6 
Whitcraft Capital Management Palo Alto CA US 6.0 
White & Company Financial Planning, Inc. Sunnyside WA US 39.7 
White Bay Advisor Usvi, LLC Saint Thomas VI US 0.0 
White Dunkirk & Price Irvine CA US 1.7 
White Interests, LLC Houston TX US 0.0 
White Investment Management Texarkana TX US 0.0 
White Mountain Derivatives, LLC North Conway NH US 0.2 
White Mountains Advisors LLC Guilford CT US 31726.2 
White Oak Capital Management 0.0 
White Oak Capital Management Bartlett TN US 3.2 
White Oak Financial Management, Inc Asheville NC US 42.0 
White Oak Financial Planning, Inc. Crystal Lake IL US 0.0 
White Oak Partners Investment Advisor, LLC Westerville OH US 25.8 
White Oak Systems 2.5 
White Oaks Wealth Advisors Inc Minneapolis MN US 265.0 
White Pacific Investment Advisory Services San Francisco CA US 0.0 
White Peaks Asset Management, LLC 18.5 
White Pine Capital LLC Minneapolis MN US 0.0 
White Pine Investment Co Livonia MI US 176.3 
White Pine Investments Wolfeboro NH US 8.0 
White Ridge Investment Advisors LLC New York NY US 56.5 
White River Capital Management LLC Stamford CT US 0.1 
White River Capital Management, LLC 0.0 
White Rock Capital Dallas TX US 25.0 
White Star Capital, L.P. Dallas TX US 1.7 
White Wealth Managers, LLC 17.5 
White, Roberts & Stratton, Inc. Flossmoor IL US 0.0 
Whitebox Advisors LLC Minneapolis MN US 2727.6 
Whitegate Investment Counselors Inc Concord NH US 0.0 
Whitehall Financial Services, Inc. Cincinnati OH US 0.0 
Whitehall-Parker Securities, Inc San Francisco CA US 31.5 
Whitehead Wealth Management, Inc. Las Vegas NV US 16.4 
Whitehorse Capital Partners, L.P. Dallas TX US 1325.9 
Whitehorse Financial Services, LLC 1.3 
Whitener Capital Management, Inc Rocky Mount NC US 100.1 
Whitepoint Capital Management, LLC Bellevue WA US 0.0 
Whiterock Financial, LLC 3.2 
Whitestar Advisors, LLC Boca Raton FL US 864.0 
Whitestone Capital Management, Inc. 2.3 
Whitestone Global Partners 0.0 
Whitetail Rock Capital Management, LLC Lincoln NE US 210.8 
Whitfill Investment Management, LLC Humble TX US 2.1 
Whitford Investment Services Erie PA US 0.0 
Whitis Financial Group Arlington TX US 0.0 
Whitlatch, Amy L. Cfp(R), Cdfa Cincinnati OH US 0.0 
Whitley Energy Capital Partners L.P. Houston TX US 53.0 
Whitley Penn Financial, L.L.P. Fort Worth TX US 0.0 
Whitman & Murray, Inc. Kalispell MT US 0.0 
Whitman Advisors, Inc. 4.4 
Whitman Financial Services, LLC. Wakefield MA US 0.0 
Whitmore Financial Planning Creede CO US 0.0 
Whitnell & Co Oak Brook IL US 802.8 
Whitney & Company Rochester NY US 172.5 
Whitney and Associates, Incorporated 9.9 
Whitney Holdings LLC New Canaan CT US 2212.7 
Whitney Retirement Services Group, Inc. Kennebunk ME US 0.3 
Whitney Wetzel & Kuether, L.L.C. Fort Worth TX US 154.9 
Whitson Management Group, Ltd 0.0 
Whittaker & Associates LLC 0.0 
Whitten Investment Services Inc. Fort Lauderdale FL US 0.0 
Whittington, William Gary Corpus Christi TX US 0.0 
Whjr Associates Campbell CA US 0.0 
WHM Capital Advisors, LLC Columbia SC US 0.0 
WHN Investor Services, Inc. Brookfield WI US 8.8 
Whole Life Advisory Sebastopol CA US 0.0 
Whole Wealth Management Portsmouth NH US 0.0 
Whvp Zurich CH 241.0 
WI Mutual Funds, LLC Novato CA US 10.3 
Wiara Investment Management, LLC Appleton WI US 4.7 
Wibbcap, LLC Santa Monica CA US 0.9 
WIC Advisors, LLC New York NY US 0.5 
Wicker Park Advisors LLC 0.0 
Wickham Investment Counsel Inc. Hamilton, Ontario CA 2.0 
Widat Group, L.L.C. 0.0 
Widener & Asher Asset Management LLC Ellinwood KS US 0.0 
Widmann, Siff & Co., Inc. Exton PA US 304.8 
Wiener Financial Management 91.9 
Wienken & Associates, Ltd. Camp Hill PA US 0.0 
Wiens, Larry Danville CA US 0.0 
Wierenga Asset Management, Inc. Byron Center MI US 0.0 
Wiese Capital Management Inc Southport CT US 76.3 
Wiggin Financial Planning , P.A. Fort Lauderdale FL US 10.5 
Wightman Financial Network, LLC 0.0 
Wiiken & Gorman LLC Petaluma CA US 55.2 
Wijopa Investments 2.5 
Wilbanks Securities Advisory Oklahoma City OK US 59.7 
Wilbanks, Smith & Thomas Asset Management, LLC Norfolk VA US 1783.9 
Wilbro Enterprises San Antonio TX US 5.0 
Wilbur and Wilbur, Inc. 2.5 
Wilcox Advisors, Inc. Henderson NV US 0.0 
Wilcox Financial, Inc. Toledo OH US 0.0 
Wilcox Investment, Inc. 169.1 
Wilcox Wealth Management 0.0 
Wild Wind Financial LLC 0.3 
Wildwood Asset Management LLC Oakland CA US 0.0 
Wildwood Wealth Management Edina MN US 39.8 
Wilen Investment Management Corp. Bonita Springs FL US 190.0 
Wilensik Financial Advisors LLC Blue Bell PA US 0.0 
Wilensky, Mitchell E. 0.0 
Wiley Bros.-aintree Capital, LLC Nashville TN US 243.8 
Wilhelm Financial Services, Pllc 51.3 
Wilhelm, Gary Gordon 2.5 
Wilkerson Resource Advisors Saint Paul MN US 0.0 
Wilkins Investment Counsel, Inc Boston MA US 258.0 
Wilkinson and Associates Attleboro MA US 0.0 
Wilkinson Ogrady & Co. Inc. New York NY US 1829.4 
Wilkinson Owen T & Associates Inc Monrovia CA US 51.4 
Wilkison Investment Services 4.8 
Willard & Company, Inc. Colorado Springs CO US 12.9 
Willard B Saperston, Inc. Hamburg NY US 7.8 
Willefordcpa Wealth Advisors, LLC Roswell GA US 19.4 
William A Cummins & Sons Inc Westwood NJ US 0.0 
William A. Harris & Co. 17.0 
William A. Little & Company 0.0 
William A. Massarweh Walnut Creek CA US 0.0 
William A. Turnage, Ria Gladstone MO US 0.8 
William Alan Kosty Cpa Marietta GA US 4.0 
William Allan, LLC 8.1 
William B. Walkup & Associates, Inc. Columbia SC US 47.3 
William B. Wilson Financial Services, LLC 0.0 
William Blair & Company L.L.C. Chicago IL US 47871.9 
William Blair Capital Management Vii, L.P. Chicago IL US 25.3 
William Blair Capital Partners VI LLC Chicago IL US 5.0 
William Blair Capital Partners, L.L.C. Chicago IL US 1.8 
William C. Hoeffer, Jr. Inc. Glendale CA US 0.0 
William C. Nugent, II 0.0 
William Downey Financial Management Company LLC 0.0 
William E, Sweet & Associates Denver CO US 54.0 
William F. Bell, L.L.C. 0.0 
William F. Robertson & Associates Ft. Worth TX US 0.0 
William F. Walton & Associates, Financial Consultants, Inc. Longmont CO US 5.8 
William G. Koch & Associates Wyomissing PA US 0.0 
William G. Tharp II & Associates San Ramon CA US 0.0 
William H. Baker, Cpa/Pfs,cfp (A Professional Corporation) 0.0 
William H. Edwards, Proprietorship 3.5 
William H. Langdon, PH.D. 0.0 
William H. Phillips & Company, LLC 17.1 
William H. Tehan & Co., LLC New York NY US 0.0 
William Hankerson, Ltd. Phoenix AZ US 0.0 
William Harris Investors, Inc. Chicago IL US 0.0 
William Henry Crew, III Wealth Management Group, Inc. San Luis Obispo CA US 0.0 
William Hjalmar Brashears Dallas TX US 10.0 
William Howard & Co Financial Advisors, Inc Memphis TN US 126.9 
William J. Burton, M.A. 77.6 
William J. James, Inc. 5.9 
William J. Krause Cpa, P.C. Wolfeboro NH US 0.0 
William J. Sumski 0.0 
William Jordan Associates, Inc. Laguna Hills CA US 80.0 
William K. Woodruff & Co, LLC 0.0 
William L Frick Ocean City MD US 0.0 
William L. Reich & Associates, Inc. 9.5 
William M. Pedace, Investment Advisor 0.3 
William Mack & Associates Inc Troy MI US 205.0 
William Mann Company, Inc. Nashua NH US 98.7 
William O'Neil & Co. Incorporated Los Angeles CA US 0.0 
William O'Neil + Company Los Angeles CA US 0.0 
William P. Deluccio, Cpa Staten Island NY US 0.0 
William P. Donohue Associates, Inc. 12.8 
William R Diepenbrock Jr. St Louis MO US 16.9 
William R. Haley, Investment Counsel 5.5 
William R. Scheel, Investment Adviser 2.0 
William R. Verhagen, Cfp, Cpa, Cfs, Clu, Casl Bloomington IN US 0.0 
William Roane Skeeters, Inc. Dallas TX US 11.0 
William Robert Zheutlin, Mba, Cfp 0.0 
William Russell Welch Houston TX US 0.0 
William S. Orchison, Inc. 1.0 
William W. Davis Centennial CO US 4.6 
William Wolcott Hall Investment Adviser 17.9 
William Wright Associates Limited Walnut Creek CA US 321.4 
Williams & Parsons Financial Services, LLC Sandpoint ID US 10.1 
Williams & Woon, Inc. Richmond VA US 22.8 
Williams Advisory Group, LLC Alpharetta GA US 12.1 
Williams Advisory Services, LLC Wellesley MA US 0.0 
Williams Asset Management, LLC 8.3 
Williams C R Inc St Louis MO US 11.0 
Williams Capital Corporation Elmira NY US 0.0 
Williams Capital Investments, LLC Atlanta GA US 1.4 
Williams Capital Management 13.4 
Williams Capital Management Company Wilmette IL US 28.0 
Williams Capital Management, LLC New York NY US 1896.0 
Williams Financial Advisors Shreueport LA US 0.0 
Williams Financial Group Dallas TX US 0.0 
Williams Financial Group, Inc. Hurricane WV US 74.4 
Williams Financial Management Monterey CA US 0.0 
Williams Financial Management, LLC 6.3 
Williams Financial Services, LLC 3.9 
Williams Investment Management, Inc. 85.0 
Williams Investment Network, Inc. Bartonville IL US 26.8 
Williams Palmer Bellevue WA US 52.0 
Williams Wealth Management Portland OR US 8.5 
Williams Wealth Management Group, Inc. Bradenton FL US 18.5 
Williams Wealth Management, Inc. Los Angeles CA US 0.0 
Williams, Jones & Associates, LLC New York NY US 3595.8 
Williams, Ronald Gaylord Sweetwater TX US 4.8 
Williams, Steven Joel Santa Monica CA US 8.0 
Williamsburg Capital Management Inc Williamsburg VA US 0.0 
Williamson & Sneed Incorporated Atlanta GA US 152.1 
Williamson Financial Services Fort Wayne IN US 0.0 
Williamson Mcaree Investment Partners LLC New York NY US 211.0 
Willie J. Price, Inc 0.0 
Willingdon Wealth Management Inc. Huntersville NC US 133.7 
Willingham Asset Management Inc Houston TX US 107.1 
Willink Asset Management LLC East Aurora NY US 18.1 
Willis Financial Services, Inc. 0.0 
Willis Investment Counsel Inc Gainesville GA US 980.1 
Willis Investment Management Co Charlottesville VA US 113.2 
Willis Securities, Inc. New York NY US 0.0 
Willner & Heller LLC Encino CA US 32.0 
Willow Creek Financial Services, Inc. Sebastopol CA US 401.5 
Willow Grove Advisors, LLC 32.9 
Willow Investment Services Wayne PA US 117.2 
Willow Ridge Capital Advisors, Inc. Monterey CA US 90.6 
Willowbrook Asset Management, LLC Los Angeles CA US 26.1 
Willowbrook Capital Advisors LLC 0.0 
Wills Financial Group 105.5 
Wills Investment Advisory 0.0 
Wilma J. Engel 30.4 
Wilmerding & Associates Inc. West Conshohocken PA US 43.3 
Wilmerding Miller & Co Inc 42.0 
Wilmington Brokerage Services Company Wilmington DE US 238.3 
Wilmington Family Office, Inc. Wilmington DE US 280.0 
Wilmington Trust Investment Management Atlanta GA US 4184.8 
Wilner & Scherr, P.A. Baltimore MD US 0.0 
Wilsey Asset Management San Diego CA US 108.0 
Wilshire Associates Incorporated Santa Monica CA US 71734.8 
Wilshire-Pennington Group, Inc. Oklahoma City OK US 61.8 
Wilson & Boucher Capital Management, LLC Moraga CA US 80.6 
Wilson & Browning, Inc. Mayfield Heights OH US 8.0 
Wilson Advisors, LLC Albany NY US 0.0 
Wilson Advisory Group Lakewood CO US 11.6 
Wilson Asset Management Santa Barbara CA US 11.7 
Wilson Asset Management, Inc. 20.0 
Wilson Bennett Capital Management Inc Mclean VA US 37.1 
Wilson Donald J Associates 29.6 
Wilson Fiduciary Management Corp. Cheyenne WY US 0.0 
Wilson Financial Advisors, Inc. Salt Lake City UT US 0.0 
Wilson Financial Group, LLC Suwanee GA US 4.0 
Wilson Financial Services Inc. Williamstown KY US 0.0 
Wilson Investment Advisory Services, LLC 12.9 
Wilson Investment Management Services Novato CA US 15.8 
Wilson Investment Management, LLC Memphis TN US 260.7 
Wilson Investments Bloomington IL US 0.0 
Wilson Management LLC 0.0 
Wilson Price Wealth Management, LLC Montgomery AL US 75.8 
Wilson Wealth Management Group, L.L.C. 2.7 
Wilson, Clark Allen 0.0 
Wilson, Kemp & Associates, Inc. Birmingham MI US 1476.2 
Wilson, Roberta Long Santa Rosa CA US 0.0 
Wilton Asset Management LLC Boston MA US 0.0 
Wilton Financial Planning, LLC Wilton CT US 0.0 
Wimmer Associates LLC Pasadena CA US 0.0 
Wimmer Consulting, LLC Dallas TX US 15.9 
Win Team Advisory Services Chino CA US 123.7 
Win Wealth Management, Inc. Greenwood Village CO US 63.7 
Win Win Investment Planning, LLC Mesa AZ US 3.2 
Winans International Novato CA US 110.7 
Winch Advisory Services LLC Appleton WI US 166.3 
Winchester Capital Management Los Angeles CA US 19.7 
Winchester Financial Advisors, LLC Winchester MA US 0.0 
Winchester International Group LLC 0.0 
Wind & Rose, LLC 0.0 
Wind River Ellsworth ME US 48.0 
Wind River Advisers, LLC Cheyenne WY US 0.0 
Wind River Advisors, L.L.C. Idaho Falls ID US 3.2 
Windcrest Discovery Investments LLC Wilton CT US 99.5 
Windermere Investment Associates, LLC Portland OR US 18.9 
Windermere Wealth Advisors, LLC Waukesha WI US 76.4 
Windham Brannon Financial Group, LLC Atlanta GA US 724.6 
Windham Capital Advisory Services 0.0 
Windham Capital Management, LLC Boston MA US 48839.0 
Windham Financial Services, Inc. 28.8 
Windhaven Investment Management, Inc. Boston MA US 4693.0 
Windhorse Capital Management, LLC Boston MA US 180.0 
Windhover Capital Management, LLC 0.0 
Windlass Energy Value Management, L.P. Houston TX US 0.0 
Windowpane Advisors L.L.C. San Diego CA US 105.8 
Windrose Retirement Income Planners, Inc. Reno NV US 0.0 
Windsor Advisory Group, LLC Columbus OH US 419.3 
Windsor Capital Management, LLC Phoenix AZ US 342.9 
Windsor Financial Advisors, Inc. 15.0 
Windsor Financial Group LLC Minneapolis MN US 1729.9 
Windsor Group Ltd Indianapolis IN US 556.7 
Windsor Investment Management LLC New York NY US 32.0 
Windsor Securities Inc Ardmore PA US 122.9 
Windward Asset Management, LLC 8.3 
Windward Capital Huntersville NC US 7.2 
Windward Capital Management Co Los Angeles CA US 239.2 
Windward Financial Planning, Inc. Overland Park KS US 76.7 
Windward Investment Management Inc Boston MA US 3480.0 
Windward Partners, L.L.C. 4.5 
Windy Hill Ventures, Inc. 0.0 
Wine Country Wealth Management, LLC 0.9 
Wineberg Solheim Howell & Shain PC Chicago IL US 0.0 
Winebrenner Capital Management LLC Louisville KY US 70.0 
Winebrenner Holding Corp. Louisville KY US 0.0 
Winer Wealth Management, Inc. Woodland Hills CA US 19.1 
Winfield Advisory Westlake Village CA US 0.0 
Winfield Associates Inc Cleveland OH US 105.6 
Winfield Glen Advisors, LLC Stamford CT US 10.0 
Wing Wealth Management Spokane WA US 0.0 
Wingate Financial Corp Lexington MA US 503.0 
Wingate Planning Corp Lexington MA US 0.0 
Wingert Investment Management, LLC 3.1 
Winiecki Wealth Management 8.0 
Winkler Financial Planning, LLC Norcross GA US 0.6 
Winning Points Advisors, L.L.C. Boca Raton FL US 69.9 
Winship Park Asset Management, LLC Larkspur CA US 16.3 
Winslow Capital Management Inc Minneapolis MN US 22243.6 
Winslow Financial LLC Lake Forest IL US 15.4 
Winslow Group, LLC 0.0 
Winslow Management Company, LLC Boston MA US 115.8 
Winslow, Evans & Crocker, Inc. Boston MA US 256.3 
Winston & Company, Inc. Lauderdale-BY-The-Sea FL US 18.7 
Winston Capital Management LLC Arlington VA US 1519.6 
Winston Investment Management, Inc. Milford OH US 0.0 
Winston Paul Capital Management, Inc. Sunrise FL US 1.1 
Winter Harbor Advisors, L.L.C. 0.0 
Winterbrook Capital Management, LLC 0.0 
Wintergreen Advisers, LLC Mountain Lakes NJ US 1950.8 
Winters & Co. Advisors, LLC Los Angeles CA US 0.0 
Winthrop Capital Management Indianapolis IN US 0.0 
Wintour Capital Management 0.0 
Wintrice Money Advisors, LLC 0.6 
Wintrust Capital Management, LLC Chicago IL US 3745.8 
Winvest Investments L.P. Montrose CO US 34.8 
Winwin Capital Management, LLC Plano TX US 0.0 
Wipfli Hewins Investment Advisors LLC San Mateo CA US 1080.8 
Wisco Investment Management LLC Madison WI US 0.0 
Wisconsin Capital Management, LLC Madison WI US 460.2 
Wisconsin Investment Services, LLC Kewaskum WI US 19.0 
Wisconsin Wealth Advisors, LLC Sun Prairie WI US 115.2 
Wisdom & Wealth Solutions, Inc. Raleigh NC US 39.9 
Wisdom Financial Services, LLC Geneseo IL US 0.0 
Wisdom in Action, LLC Denver CO US 10.2 
Wisdom Investments, Inc. Arlington Heights IL US 12.8 
Wisdom Path Investors, LLC 1.0 
Wisdomtree Asset Management, Inc. New York NY US 10785.2 
Wise Asset Management 10.6 
Wise Capital Management Bethesda MD US 65.0 
Wise Investment Management 12.0 
Wise Planning, Inc. 0.0 
Wise Steward Advisory Services, Inc. Anaheim CA US 20.0 
Wise Wealth Management, LLC New York NY US 44.8 
Wise Wealth Solutions, LLC 10.0 
Wise Wealth, LLC Lee'S Summit MO US 11.0 
Wise, James Leroy Stockton CA US 15.9 
Wiseman Ventures Incorporated 14.5 
Wiser Financial Coaching, LLC Durham NC US 32.0 
Wiser Investment Services 0.4 
Wiser Investments 4.4 
Wiser Wealth Management, Inc Marietta GA US 21.5 
Wiseradvisor Fairfax VA US 0.0 
Wisewealth, Inc. 0.0 
Wishnatsky, Daniel M 0.0 
Wislar Investment Management, LLC Princeton NJ US 0.0 
Wislar Wealth Management, LLC Hopewell NJ US 0.0 
Wisner & Company Ruidoso NM US 5.0 
Witherspoon Investment Counsel 5.3 
Witmer Tax & Financial Services, LLC Willow Street PA US 0.0 
Witnauer Sloan & Associates LLC Scottsdale AZ US 12.4 
Witt Financial Advisors, Inc Centennial CO US 8.7 
Witt Mares Financial Vision, LLC Williamsburg VA US 159.8 
Wittenberg Investment Management Inc 128.9 
Witter & Lester Inc Huntsville AL US 0.0 
Witter & Westlake Investments Louisville KY US 12.0 
Witter William D Inc New York NY US 362.0 
Witthoff Consulting Services, LLC 0.0 
Witwer, Elroy Ernest St. Louis MO US 0.0 
Wixon Advisors, Inc. Maple Grove MN US 42.7 
Wizard Asset Management, Inc. 2.6 
WJ Financial Advisors, LLC 11.0 
WJ Interests, LLC Sugar Land TX US 152.5 
WJM Capital Management, Inc. 12.2 
WJM Financial, LLC Bedford NH US 87.4 
WJR Financial, LLC Southport CT US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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