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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Wkmr Financial Group, LLC Brookfield WI US 0.0 
WL Ross & Co. LLC New York NY US 7958.1 
WL&K Asset Management LLC 6.9 
Wlh Management Co., Inc. Collierville TN US 20.6 
WM Smith & Company Denver CO US 0.0 
WM Smith Special Opportunities Research Co. Denver CO US 0.0 
WM Strategies, LLC 4.0 
Wmg Asia Limited Hong Kong HK 269.7 
Wmm Financial Services, LLC Santa Ana CA US 0.0 
Wms Partners, LLC Towson MD US 764.1 
Wmw Management, Inc. Farmington UT US 15.8 
Wna Wealth Advisors, Inc. Hinsdale IL US 120.5 
Wolakota Financial Advisors Ypsilanti MI US 0.0 
Wolf Asset Management International LLC New York NY US 566.8 
Wolf Capital LLC Oak Brook IL US 0.0 
Wolf Capital Management, LLC Encinitas CA US 0.0 
Wolf Financial Advisors LLC Pekin IL US 0.0 
Wolf Financial Management, LLC Oak Brook IL US 18.7 
Wolf Money Management, Inc. Ronkonkoma NY US 14.2 
Wolf Robertson Advisors Inc. Thiensville WI US 1.5 
Wolf Rock Capital LLP London UK 78.0 
Wolf Weissman Financial Advisors, Inc. New York NY US 13.9 
Wolfe Financial, LLC Columbus OH US 1.5 
Wolfers Asset Management 11.5 
Wolff Asset Management 0.0 
Wolff Financial Advisors, LLC Boulder CO US 0.0 
Wolfstich Capital Management, LLC 15.0 
Wollin, Gary Allan 11.0 
Wolman Wealth Management, Inc Los Angeles CA US 30.0 
Woloshin Investment Management, LLC Medford NJ US 0.0 
Woloz & Associates Los Angeles CA US 0.0 
Wolter Capital Management Jacksonville Beach FL US 7.0 
Wolters, Hagar & Pratt Financial Planning, Inc. San Diego CA US 0.0 
Wolverine Capital Partners LLC Birmingham MI US 41.3 
Wolverine Investments Southport CT US 48.2 
Wolverine Wealth Advisory Services Inc. Bloomfield Hills MI US 32.1 
Womack & Associates, LLC Huntsville AL US 0.0 
Womack Investment Advisers, Inc Edmond OK US 36.9 
Womack Wealth Management, Inc. Albuquerque NM US 14.6 
Womoney 0.0 
Wood & Anthony LLC Chatham NJ US 26.1 
Wood & Co. Denver CO US 353.2 
Wood & White Investment Advisors, L.L.C. Lynchburg VA US 42.9 
Wood Asset Management Inc Sarasota FL US 667.9 
Wood Capital Investments Surprise AZ US 16.6 
Wood Capital Investments 18.3 
Wood Capital Management, Inc. Towson MD US 28.3 
Wood Financial LLC 0.0 
Wood J D & Co Downingtown PA US 18.0 
Wood Smith Advisors LLC 5.9 
Wood Young & Co Inc Quakertown PA US 63.7 
Wood, Johnson, Heath, P.C. Austin TX US 0.0 
Wood, Peter 0.5 
Woodard & Co Asset Management Group Inc Advance NC US 274.3 
Woodbourne Capital Management International LP Boulder CO US 162.3 
Woodbourne Investment Management LLC Boulder CO US 52.7 
Woodbourne Management International LP Boulder CO US 106.6 
Woodbridge Capital Partners, LLC. Lodi CA US 30.0 
Woodbury Financial Services, Inc. Oakdale MN US 610.0 
Woodfield Financial Advisors, Inc. Rolling Meadows IL US 27.0 
Woodland Asset Management, LLC Topsfield MA US 0.0 
Woodland Leishman & Associates Santa Maria CA US 28.3 
Woodlands Asset Management Inc The Woodlands TX US 76.1 
Woodley Farra Indianapolis IN US 348.5 
Woodley Farra Fund Analytics, Inc. Indianapolis IN US 0.0 
Woodmont Advisory Group, Inc. Brandon MS US 70.1 
Woodmont Investment Counsel, LLC Nashville TN US 233.4 
Woodmont Realty Advisors Inc Belmont CA US 0.0 
Woodridge Capital Portfolio Management, LLC Ridgeland MS US 115.5 
Woodruff-Sawyer Retierment Plan Services, Inc. San Francisco CA US 0.0 
Woods Associates Akron OH US 17.0 
Woods, Kevin J. 14.0 
Woodside Financial Advisors 0.0 
Woodstock Corporation Boston MA US 618.6 
Woodstock Financial Group, Inc. Woodstock GA US 64.4 
Woodstock Financial Planning Services 1.4 
Woodstone Financial, LLC Asheville NC US 11.3 
Woodward Financial Advisors, LLC Chapel Hill NC US 26.1 
Woodward Wealth Management Group Incorporated Greenwood Village CO US 0.0 
Woodward, Nolan & Rollings, LLP Albertville AL US 0.0 
Woodwin Management, Inc. 13.0 
Woody Carmack Investment Management Costa Mesa CA US 0.0 
Woolard Financial Advisors, Inc. Charlotte NC US 1.3 
Wooters Financial Planning, Inc. 0.0 
Worcester County Fiduciary Advisors Inc Worcester MA US 45.5 
Worch Capital Management, LLC Bethesda MD US 2.0 
Worch Financial Group, LLC Rockville MD US 0.0 
Work Financial Group, Inc. Lake Worth FL US 0.0 
Workman Securities Corporation Eden Prairie MN US 26.0 
World Asset Management, Inc. Birmingham MI US 9142.8 
World Capital Advisors, LLC Glen Allen VA US 43.5 
World Capital Partners L.L.C. Bloomfield Hills MI US 144.3 
World Choice Securities, Inc. Bedford TX US 5.9 
World Class Wealth Management 0.0 
World Equity Group, Inc. Arlington Heights IL US 302.7 
World Financial Assets Advisory 2.2 
World Steel Dynamics Englewood Cliffs NJ US 0.0 
World Trend Financial Planning Services, Ltd. Cedar Rapids IA US 40.0 
World Wide Fund Management 12.7 
World Wide Wealth LLC 0.0 
Worldwide Asset Management Group, LLC New York NY US 26.9 
Worley Erhart-Graves Financial Advisors Indianapolis IN US 13.5 
Worsham & Sammons Wealth Management, LLC Atlanta GA US 121.7 
Worth Capital Partners, LLC Charlotte NC US 4.0 
Worth Financial Group Inc. Dallas TX US 8.0 
Worthscape, LLC Atlanta GA US 48.6 
Worthy Asset Management 2.2 
WP Asset Management Corporation Englewood CO US 15.8 
WP Global Partners Inc. Chicago IL US 1334.0 
Wpn Corp. New York NY UN 625.0 
WR Rice Financial Services, Inc. Portland ME US 4.4 
Wrapmanager Inc San Francisco CA US 187.8 
Wrenn Financial Strategies, Inc. Raleigh NC US 66.1 
Wrh Partners Global Securities LP Morristown NJ US 536.5 
Wright Asset Management Inc Manasquan NJ US 56.5 
Wright Associates Bethel Park PA US 71.6 
Wright Capital Management, LLC Louisville KY US 0.1 
Wright Direction.com LLC Winter Park FL US 0.0 
Wright Financial & Business Advisors Fresno CA US 3.9 
Wright Financial Services Raleigh NC US 0.0 
Wright Fund Management, LLC Santa Monica CA US 110.4 
Wright Investors Service Inc Milford CT US 2029.1 
Wright, Thomas E. Columbus OH US 13.5 
Wrightbridge Company Inc. Charlottesville VA US 0.0 
Write Capital Management, LLC Mount Laurel NJ US 6.0 
Wrm Equity Management Inc Briarcliff Manor NY US 0.0 
Wrp Investments, Inc. Youngstown OH US 224.6 
Wrs Financial Services, L.L.C. Tuscaloosa AL US 21.2 
Wrwco, LLC 40.0 
WS + B Financial Services Group, LLC Princeton NJ US 0.0 
WS Capital Management, L.P. Dallas TX US 595.1 
WS Investment Advisors, LLC Greenwood Village CO US 142.6 
WS Securities Inc Lenox MA US 49.0 
WS Ventures Management, L.P. Dallas TX US 92.9 
WS Wealth Managers, Inc. Shrewsbury PA US 7.4 
Wss Financial Services, Ltd Newark OH US 0.0 
Wtas LLC Mclean VA US 580.9 
Wulf Bates & Murphy Inc Ellisville MO US 35.0 
Wulff, Hansen & Co. San Francisco CA US 46.9 
Wunderlich Capital Management Memphis TN US 43.9 
Wunderlich Securities, Inc. Memphis TN US 298.3 
Wurm & Frye Investment Advisory Group Roseville CA US 0.0 
Wurts & Associates Inc. Seattle WA US 0.0 
Wyatt Earp Wealth Management West Des Moines IA US 26.1 
Wyatt Financial, LLC Cary NC US 15.0 
Wyatt, Bradley Braton 7.6 
Wychick Investment Advisors, Inc. 21.1 
Wyman Financial Services Inc. Palm Bay FL US 15.0 
Wynn & Wynn Financial Services Glendale CA US 0.0 
Wynn Capital Management Inc. Milwaukee WI US 169.5 
Wynn Capital Management, LLC 8.2 
Wynn Investments 1.8 
Wynne Capital Management, Incorporated St. Louis MO US 9.8 
Wyosey Capital, L.L.C. Red Bank NJ US 98.0 
Wyper Capital New York NY US 565.3 
Wyser Pratte Management Co Inc New York NY 157.0 
Wzwlw Investment Advisory Services, LLC Sherman Oaks CA US 0.0 
Xambala Asset Management, LLC San Jose CA US 0.0 
Xavier Capital Management Largo MD US 80.3 
Xcu Capital Corporation, Inc. Carlsbad CA US 0.0 
XE Capital Advisers, LLC New York NY US 1001.6 
Xela Capital, LLC 2.0 
Xelan Financial Planning, Inc. San Diego CA US 0.0 
Xerxes Financial Burke VA US 12.5 
Xexis, Inc. 0.0 
XI Asset Management, LLC New York NY US 180.0 
Xiphias Capital Management LLC Baltimore MD US 1.7 
Xlm Capital Management Dexter MI US 0.0 
Xpyria Investment Advisors, Inc. Pittsburgh PA US 336.5 
Xshares Advisors LLC New York NY US 128.0 
Xtf Advisors LLC New York NY US 271.7 
XU Value Investment, LLC 0.3 
Xylem Global Partners, LLC New York NY US 70.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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