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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Wkmr Financial Group, LLC Brookfield WI US 0.0 
WL Ross & Co. LLC New York NY US 0.0 
WL&K Asset Management LLC 7.2 
WLH Management Co., Inc. Collierville TN US 21.3 
WM Smith & Company Denver CO US 0.0 
WM Smith Special Opportunities Research Co. Denver CO US 0.0 
WM Strategies, LLC 4.0 
WMD Asset Management, LLC Santa Barbara CA US 117.8 
WMG Asia Limited Hong Kong HK 0.0 
WMM Financial Services, LLC Santa Ana CA US 0.0 
WMS Partners, LLC Towson MD US 1497.5 
WMW Management, Inc. Farmington UT US 11.5 
WNA Wealth Advisors, Inc. Hinsdale IL US 199.7 
WNY Asset Management, LLC Williamsville NY US 116.5 
Wolakota Financial Advisors Ypsilanti MI US 0.0 
Wolf Asset Management International LLC New York NY US 225.0 
Wolf Capital LLC Oakbrook Terrace IL US 0.0 
Wolf Capital Management, LLC Encinitas CA US 0.0 
Wolf Financial Advisors LLC Pekin IL US 0.0 
Wolf Financial Management, LLC Oak Brook IL US 18.7 
Wolf Group Capital Advisors Fairfax VA US 121.3 
Wolf Money Management, Inc. Ronkonkoma NY US 21.1 
Wolf Robertson Advisors Inc. Thiensville WI US 3.2 
Wolf Rock Capital LLP London UK 78.0 
Wolf Weissman Financial Advisors, Inc. New York NY US 13.9 
Wolfe Financial, LLC Columbus OH US 1.5 
Wolfers Asset Management 0.0 
Wolff Asset Management 0.0 
Wolff Financial Advisors, LLC Broomfield CO US 0.5 
Wolff Wiese Magana Carslbad CA US 0.0 
Wolfson Wealth Management 8.0 
Wolfstich Capital Management, LLC 27.8 
Wolin Asset Management, LLC Prescott AZ US 0.0 
Wollin, Gary Allan 12.2 
Wolman Wealth Management, Inc Los Angeles CA US 30.0 
Woloshin Investment Management, LLC Medford NJ US 20.0 
Woloz & Associates Los Angeles CA US 0.0 
Wolters, Hagar & Pratt Financial Planning, Inc. San Diego CA US 0.0 
Wolverine Capital Partners LLC Birmingham MI US 41.3 
Wolverine Investments Southport CT US 33.5 
Wolverine Wealth Advisory Services Inc. Bloomfield Hills MI US 54.2 
Womack & Associates, LLC Huntsville AL US 0.0 
Womack Investment Advisers, Inc Edmond OK US 57.9 
Womack Wealth Management, Inc. Albuquerque NM US 18.9 
Womoney 0.0 
Wood & Anthony LLC Bedminster NJ US 50.0 
Wood & Co. Denver CO US 491.6 
Wood & White Investment Advisors, L.L.C. Lynchburg VA US 78.9 
Wood Capital Investments 0.0 
Wood Capital Investments Surprise AZ US 16.6 
Wood Capital Management, Inc. Towson MD US 20.6 
Wood Financial LLC 0.0 
Wood J D & Co Downingtown PA US 22.7 
Wood Smith Advisors LLC 11.6 
Wood Young & Co Inc Quakertown PA US 63.7 
Wood, Johnson, Heath, P.C. Austin TX US 0.0 
Wood, Peter 0.0 
Woodard & Co Asset Management Group Inc Bermuda Run NC US 0.0 
Woodbine Capital Advisors LP New York NY US 2947.8 
Woodbourne Capital Management International LP Boulder CO US 0.0 
Woodbourne Investment Management LLC Boulder CO US 89.7 
Woodbourne Management International LP Boulder CO US 13.2 
Woodbridge Capital Partners, LLC. Santa Monica CA US 12.0 
Woodbury Financial Services, Inc. Oakdale MN US 2346.8 
Woodcrest Investments, LLC Troy MI US 0.3 
Woodfield Financial Advisors, Inc. Rolling Meadows IL US 50.8 
Woodland Advisors, LLC 0.0 
Woodland Asset Management, LLC Topsfield MA US 0.0 
Woodland Leishman & Associates Santa Maria CA US 38.4 
Woodlands Asset Management Inc The Woodlands TX US 0.0 
Woodlands Wealth Management Group LLC The Woodlands TX US 0.0 
Woodley and Co. Wealth Strategies Houston TX US 0.0 
Woodley Farra Indianapolis IN US 405.8 
Woodley Farra Fund Analytics, Inc. Indianapolis IN US 0.0 
Woodmont Advisory Group, Inc. Brandon MS US 96.6 
Woodmont Investment Counsel, LLC Nashville TN US 386.0 
Woodmont Realty Advisors Inc Belmont CA US 0.0 
Woodridge Capital Portfolio Management, LLC Ridgeland MS US 148.0 
Woodruff-Sawyer Retierment Plan Services, Inc. San Francisco CA US 0.0 
Woods Associates Akron OH US 19.5 
Woods, Kevin J. 7.0 
Woodside Financial Advisors 0.0 
Woodstock Corporation Boston MA US 570.1 
Woodstock Financial Group, Inc. Woodstock GA US 116.7 
Woodstock Financial Planning Services 1.4 
Woodstone Financial, LLC Asheville NC US 23.2 
Woodward Financial Advisors, Inc. Chapel Hill NC US 69.1 
Woodward Financial Advisors, LLC Chapel Hill NC US 26.1 
Woodward Wealth Management Group Incorporated Greenwood Village CO US 0.0 
Woodward, Nolan & Rollings, LLP Albertville AL US 0.0 
Woodwin Management, Inc. 16.9 
Woody Carmack Investment Management Costa Mesa CA US 0.0 
Woolard Financial Advisors, Inc. Charlotte NC US 0.0 
Wooters Financial Planning, Inc. 0.0 
Worcester County Fiduciary Advisors Inc Worcester MA US 50.9 
Worch Capital LLC Bethesda MD US 3.0 
Worch Capital Management, LLC Bethesda MD US 2.0 
Worch Financial Group, LLC Rockville MD US 0.0 
Worchestershire Financial Austin TX US 0.0 
Work Financial Group, Inc. Lake Worth FL US 0.0 
Work Optional, Inc. Plymouth MN US 65.8 
Workman Securities Corporation Eden Prairie MN US 61.9 
World Asset Management, Inc. Birmingham MI US 15261.3 
World Capital Advisors, LLC Glen Allen VA US 32.2 
World Capital Partners L.L.C. Bloomfield Hills MI US 132.3 
World Choice Securities, Inc. Bedford TX US 7.8 
World Class Wealth Management 30.0 
World Equity Group, Inc. Arlington Heights IL US 460.0 
World Financial Assets Advisory 2.2 
World Steel Dynamics Englewood Cliffs NJ US 0.0 
World Tree Financial, LLC Lafayette LA US 42.0 
World Trend Financial Planning Services, Ltd. Cedar Rapids IA US 270.0 
World Trends Capital, LLC 0.0 
World Wide Fund Management 19.4 
World Wide Wealth LLC San Francisco CA US 1.6 
Worldwide Asset Management Group, LLC New York NY US 26.9 
Worley Erhart-Graves Financial Advisors Indianapolis IN US 29.4 
Worsham & Sammons Wealth Management, LLC Atlanta GA US 121.7 
Worth Capital Partners, LLC Charlotte NC US 4.0 
Worth Considering, Inc. Rochester NY US 0.0 
Worth Financial Advisory Group Charlotte NC US 0.0 
Worth Financial Group Inc. Dallas TX US 14.5 
Worthscape, LLC Atlanta GA US 82.2 
Worthy Asset Management LLC 4.5 
WP Asset Management Corporation Greenwood Village CO US 0.0 
WP Global Partners Inc. Chicago IL US 1808.1 
WPN Corp. New York NY US 1200.0 
WPS Advisors, Inc. New York NY US 18.4 
WPW Asset Management, LLC 0.0 
WR Platform Advisors LP Stamford CT US 247.2 
WR Rice Financial Services, Inc. Portland ME US 3.8 
Wrapmanager Inc San Francisco CA US 199.7 
Wrenn Financial Strategies, Inc. Raleigh NC US 101.9 
WRH Partners Global Securities LP Morristown NJ US 555.3 
Wright Asset Management Inc Manasquan NJ US 55.5 
Wright Associates Pittsburgh PA US 102.0 
Wright Capital Management, LLC Louisville KY US 0.1 
Wright Capital Management, LLC 0.0 
Wright Direction.com LLC Winter Park FL US 0.0 
Wright Financial & Business Advisors Fresno CA US 5.4 
Wright Financial Services Raleigh NC US 0.0 
Wright Fund Management, LLC Santa Monica CA US 0.0 
Wright Private Asset Management LLC Milford CT US 115.1 
Wright Wealth Advisors LLC Prescott AZ US 0.0 
Wright, Stephen L. Dallas TX US 2.0 
Wright, Thomas E. Columbus OH US 0.0 
Wrightbridge Company Inc. Charlottesville VA US 0.0 
Write Capital Management, LLC Mount Laurel NJ US 6.0 
WRK Investments, LLC 0.0 
WRM Equity Management Inc Briarcliff Manor NY US 0.0 
WRP Investments, Inc. Youngstown OH US 331.0 
WRS Financial Services, L.L.C. Tuscaloosa AL US 12.3 
Wrwco, LLC 73.0 
WS + B Financial Services Group, LLC Princeton NJ US 0.0 
WS Capital Management, L.P. Dallas TX US 1093.6 
WS Investment Advisors, LLC Greenwood Village CO US 0.0 
WS Securities Inc Lenox MA US 61.5 
WS Ventures Management, L.P. Dallas TX US 92.9 
WS Wealth Managers, Inc. Shrewsbury PA US 20.7 
WSA Affiliates, LLC Dallas TX US 0.0 
Wsecu Investment Management Olympia WA US 0.0 
WSS Financial Services, Ltd Newark OH US 0.0 
Wtas LLC Mclean VA US 1266.8 
Wulf Bates & Murphy Inc St. Louis MO US 9.5 
Wulff, Hansen & Co. San Francisco CA US 56.0 
Wunderlich Capital Management Memphis TN US 72.7 
Wunderlich Securities, Inc. Memphis TN US 541.7 
Wurm & Frye Investment Advisory Group Roseville CA US 0.0 
Wurts & Associates Inc. Seattle WA US 461.9 
WWK Advisors, LLC Northville MI US 31.0 
Wyatt Blakey Secrest & Associates, LLC Cornelius NC US 74.9 
Wyatt Earp Wealth Management West Des Moines IA US 21.9 
Wyatt Financial, LLC Cary NC US 22.0 
Wyatt, Bradley Braton 7.6 
Wychick Investment Advisors, Inc. 21.4 
Wykoffonomics LLC Cheyenne WY US 0.0 
Wykrent, Damon 1.9 
Wyman Financial Services Inc. Palm Bay FL US 15.0 
Wyniwwd Financial Corporation Kettering OH US 0.0 
Wynn & Wynn Financial Services Glendale CA US 0.0 
Wynn Capital Management Inc. Milwaukee WI US 196.6 
Wynn Capital Management, LLC 15.8 
Wynn Financial Consulting Group Ormond Beach FL US 0.0 
Wynn Investments 0.0 
Wynncorr Capital Management, LLC Rolling Meadows IL US 0.0 
Wynne Capital Management, Incorporated St. Louis MO US 14.5 
Wyosey Capital, L.L.C. Red Bank NJ US 98.0 
Wyper Capital New York NY US 460.3 
Wyser Pratte Management Co Inc New York NY US 37.6 
Wzwlw Investment Advisory Services, LLC Sherman Oaks CA US 0.0 
Xambala Asset Management, LLC San Jose CA US 0.0 
Xantham Capital, LLC 0.0 
Xavier Capital Management Largo MD US 106.9 
XCU Capital Corporation, Inc. Carlsbad CA US 0.0 
XE Capital Advisers, LLC New York NY US 1001.6 
Xela Capital, LLC Seattle WA US 2.5 
Xelan Financial Planning, Inc. San Diego CA US 0.0 
Xerxes Financial Springfield VA US 7.6 
Xexis, Inc. 0.0 
XI Asset Management, LLC New York NY US 180.0 
Xiphias Capital Management LLC Baltimore MD US 2.1 
XLM Capital Management Dexter MI US 35.3 
Xpotential Inc. Summit NJ US 3.8 
Xpyria Investment Advisors, Inc. Pittsburgh PA US 476.6 
Xsellix Investment Advisors, LLC Allen TX US 0.0 
Xtent Capital Advisers, Inc Leesburg VA US 0.0 
XTF Advisors LLC New York NY US 271.7 
XU Value Investment, LLC 0.7 
Xylem Global Partners, LLC New York NY US 70.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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