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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Abele Financial Group LLC Birmingham AL US 26.3 
Abi Capital Management, LLC Birmingham AL US 0.0 
Advisor Financial Group Montgomery AL US 6.7 
Amsouth Asset Management, Inc. Birmingham AL US 4437.4 
Amsouth Investment Management Company LLC Birmingham AL US 95.1 
Anderson Growth Partners, LLC Florence AL US 182.4 
Anderson Investment Group LLC Birmingham AL US 0.0 
Aptus Capital LLC Birmingham AL US 258.3 
Arlington Family Office Birmingham AL US 1012.1 
Asset Management Services LLP Birmingham AL US 46.1 
Atlantes Financial Advisors Fairhope AL US 30.1 
Aull & Monroe Mobile AL US 170.6 
Aura Asset Management, Inc. Birmingham AL US 41.3 
Aura Financial Services, Inc. Birmingham AL US 1.0 
Barr Group Gulf Shores AL US 0.0 
Beason & Nalley, Inc. Huntsville AL US 0.0 
Bedingfield Financial Planning, LLC Birmingham AL US 0.0 
Bhk Investment Advisors Birmingham AL US 640.8 
Bhk Securities, LLC Birmingham AL US 232.3 
Birmingham Capital Management Co Inc Birmingham AL US 137.0 
Blue Creek Investment Partners, LLC Huntsville AL US 77.9 
Bonaventure Capital, LLC Birmingham AL US 61.6 
Brigham Jr, William H Mobile AL US 2.5 
Brookline Investments, Inc. Birmingham AL US 264.7 
Brown Financial Advisory Inc Fairhope AL US 70.8 
Calvert Capital Management, LLC Birmingham AL US 3.6 
Canada Capital, LLC Birmingham AL US 27.0 
Capsouth Partners, Inc. Dothan AL US 31.9 
Capstone Wealth Management, LLC Tuscaloosa AL US 48.8 
Cedarholm & Eugenias, LLC Gadsden AL US 42.5 
Charles D. Haines, LLC Birmingham AL US 508.4 
Chitwood Advisory Group Birmingham AL US 54.7 
Clark Financial Advisors Birmingham AL US 109.4 
Clark Planning & Investment Advisory Birmingham AL US 20.8 
Clearpoint Capital, L.L.C. Fairhope AL US 4.1 
Colonial Asset Management Inc Montgomery AL US 0.0 
Compass Brokerage, Inc. Birmingham AL US 3.7 
Conrad & Burnett Investment Advisors,LLC Birmingham AL US 11.4 
Cook & Co. Arab AL US 0.0 
Cornerstone Investment Management and Consulting,LLC Daphne AL US 33.6 
Dixie Financial Planning, LLC Andalusia AL US 0.0 
Doucet Asset Management, LLC Birmingham AL US 26.9 
Drs4drs Decatur AL US 0.0 
Eugenias Advisory Group, LLC Gadsden AL US 12.2 
Fee-Only Planning Professionals, LLC Birmingham AL US 50.7 
Fidelis Capital, LLC Birmingham AL US 2.0 
Financial Economics Consulting Group, Inc. Tuscaloosa AL US 38.9 
Financial Service Co. Gardendale AL US 0.0 
Fnbb Capital Markets, LLC Birmingham AL US 0.0 
Franklin Bradford Asset Management Birmingham AL US 0.9 
FS Asset Management, LLC Atmore AL US 27.0 
G.L. Smith & Associates Huntsville AL US 64.1 
George C. Mcclintock, LLC Dothan AL US 0.0 
Gio Fixed Income Strategies LLC Mountain Brook AL US 0.0 
Grant Financial Group Foley AL US 7.7 
Greer Capital Advisors, LLC Birmingham AL US 74.6 
Hallford Financial Advisors Daphne AL US 0.0 
Harbert Fund Advisors, Inc. Birmingham AL US 1728.1 
Harbor Financial Services, LLC Mobile AL US 84.7 
Hayek Kallen Investment Management L.L.C. Fairhope AL US 168.3 
Hewlett Davidson Powell, LLC Birmingham AL US 25.2 
Highland Associates Inc Birmingham AL US 12399.6 
Highland Good Steward Management, LLC Birmingham AL US 267.2 
Horizons Financial Group, Inc. Birmingham AL US 7.2 
Hurt Financial Services Birmingham AL US 0.2 
Interserv, LLC Mobile AL US 109.4 
Investment Advisors Birmingham AL US 706.5 
Investment Management Advisors Inc Birmingham AL US 14.9 
Investment Management Consultants, Inc. Mobile AL US 0.0 
J. Mark Mclaughlin, L.L.C. Westover AL US 1.0 
Jackson Thornton Asset Management, LLC Montgomery AL US 407.1 
Johnson Sterling, Inc. Birmingham AL US 835.5 
Kissel Financials, LLC Huntsville AL US 0.0 
L&L Financial Services, LLP Mobile AL US 28.8 
Lakeshore Capital, LLC Birmingham AL US 86.9 
Lamont Trading Advisors, Inc. Decatur AL US 4.5 
Leavell Investment Management, Inc. Mobile AL US 738.7 
Legacy Advisors, Inc. Montgomery AL US 21.2 
Legacy Financial Planning, LLC Mobile AL US 0.0 
Lifecourse Capital, Inc. Huntsville AL US 20.0 
Mainsail Asset Management, LLC Scottsboro AL US 47.2 
Marca, Inc. Birmingham AL US 30.8 
Mayers Investment Company, LLC Vernon AL US 0.0 
Mcnaron Group, Inc. Anniston AL US 6.4 
Mcneill Financial Advisory Birmingham AL US 7.4 
Meld Financial, Inc. Birmingham AL US 81.2 
Mfp, LLC Birmingham AL US 10.0 
Money Management Services Inc Birmingham AL US 104.8 
Montclair Asset Management, Inc. Birmingham AL US 1.2 
Morgan Asset Management, Inc. Birmingham AL US 60508.7 
MY Advisor, Inc. Birmingham AL US 0.0 
N.D. Pitman & Company, Inc. Mobile AL US 57.3 
Nbc Securities, Inc. Birmingham AL US 735.4 
Ndp Advisory Services, Inc. Dothan AL US 24.4 
Optimum Asset Management, LLC Daphne AL US 0.0 
Pension Advisory Services, L.L.C. Brewton AL US 0.0 
Personal Financial Planning Mobile AL US 10.0 
Premier Financial Associates Daphne AL US 0.7 
Professional Asset Strategies, LLC Birmingham AL US 87.5 
Protective Investment Advisors Inc. Birmingham AL US 2099.1 
PW Advisers Inc Birmingham AL US 106.8 
Resource Management Service, LLC Birmingham AL US 0.0 
Retirement Advisors, Inc. Mobile AL US 34.6 
Rockbridge Asset Management, LLC Daphne AL US 18.0 
Russell Asset Management, LLC Huntsville AL US 10.0 
Sadler Wealth Advisors, LLC Tuscaloosa AL US 2.9 
Saliba Financial Economics Group, Inc. Huntsville AL US 19.5 
Scc Capital Management Birmingham AL US 0.0 
Sebcor, Inc. Birmingham AL US 0.0 
Smith Capital Management, Inc. Birmingham AL US 2.0 
Snow Investment Services Co Inc Birmingham AL US 93.0 
Southern Capital Services Inc Daphne AL US 55.9 
Southern Financial Group, LLC Birmingham AL US 147.1 
Sterne Agee Asset Management Birmingham AL US 750.6 
Sterne Agee Investment Advisors, Inc. Birmingham AL US 676.4 
Strauss Financial Group, Inc. Birmingham AL US 60.0 
Summit Wealth Management, LLC Birmingham AL US 36.9 
The Hannah Group Decatur AL US 0.0 
The Harbinger Group JV Birmingham AL US 76.1 
The Mccutchen Company, Inc. Mobile AL US 40.0 
The Mcgriff Alliance Birmingham AL US 8.0 
The Mutual Fund Store Hoover AL US 26.1 
The Welch Group, LLC Birmingham AL US 275.7 
Tidwell Dewitt Investment Services LLC Northport AL US 0.0 
Timberchase Financial, LLC Birmingham AL US 11.2 
Vanover Boehm Inc. Robertsdale AL US 0.0 
W.R. Taylor & Company, LLC Montgomery AL US 12.3 
Warren, Averett, Kimbrough and Marino Wealth Management, LLC Birmingham AL US 378.3 
Wealth Management Consultants, LLC Mobile AL US 20.5 
Welch Hornsby & Welch, Inc Montgomery AL US 1037.7 
Wesban Financial Consultants, P.C. Birmingham AL US 27.9 
West Ellis Investment Management Inc Decatur AL US 31.5 
West Financial Consulting, Inc. Huntsville AL US 49.0 
Wilson Price Wealth Management, LLC Montgomery AL US 34.7 
Witter & Lester Inc Huntsville AL US 4.6 
Womack & Associates, LLC Huntsville AL US 0.0 
Woodward, Nolan & Rollings, LLP Albertville AL US 0.0 
Wrs Financial Services, L.L.C. Tuscaloosa AL US 21.2 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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