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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
6th Street Advisors, LLC Daphne AL US 28.3 
Abele Financial Group LLC Birmingham AL US 0.0 
ABI Capital Management, LLC Birmingham AL US 0.0 
Advisor Financial Group Montgomery AL US 11.0 
Amsouth Asset Management, Inc. Birmingham AL US 4437.4 
Amsouth Investment Management Company LLC Birmingham AL US 95.1 
Anderson Growth Partners, LLC Birmingham AL US 260.0 
Anderson Investment Group LLC Birmingham AL US 0.0 
Anderson Pewitt Financial Consulting Birmingham AL US 0.0 
Aptus Capital LLC Birmingham AL US 258.3 
Arlington Partners LLC Birmingham AL US 2063.9 
Asset Management Services LLP Birmingham AL US 45.2 
Atlantes Financial Advisors Fairhope AL US 25.7 
Aull & Monroe Mobile AL US 192.0 
Aura Asset Management, Inc. Birmingham AL US 25.9 
Aura Financial Services, Inc. Birmingham AL US 1.0 
Barr Group Gulf Shores AL US 0.0 
Bbva Compass Investment Solutions, Inc. Birmingham AL US 4.0 
Beason & Nalley, Inc. Huntsville AL US 0.0 
Bedingfield Financial Planning, LLC Birmingham AL US 0.0 
BHK Investment Advisors Birmingham AL US 714.5 
BHK Securities, LLC Birmingham AL US 273.4 
Birmingham Capital Management Co Inc Birmingham AL US 0.0 
Blue Creek Investment Partners, LLC Huntsville AL US 173.5 
Bonaventure Capital, LLC Birmingham AL US 97.7 
Brigham Jr, William H Mobile AL US 2.5 
Brol Capital Management, LLC Huntsville AL US 1.1 
Brookline Investments, Inc. Birmingham AL US 186.4 
Brown Financial Advisory Fairhope AL US 0.0 
Brown Financial Advisory Inc Fairhope AL US 93.3 
Canada Capital, LLC Birmingham AL US 14.0 
Capsouth Partners, Inc. Dothan AL US 67.8 
Capstone Wealth Management, LLC Tuscaloosa AL US 54.4 
Cedarholm & Eugenias, LLC Gadsden AL US 42.5 
Charles D. Haines, LLC Birmingham AL US 552.5 
Chitwood Advisory Group Birmingham AL US 66.5 
Clark Financial Advisors Birmingham AL US 128.5 
Clark Planning & Investment Advisory Birmingham AL US 21.5 
Clearpoint Capital, L.L.C. Fairhope AL US 4.1 
Collateral Financial Advisors, LLC Birmingham AL US 0.0 
Colonial Asset Management Inc Montgomery AL US 0.0 
Conrad & Burnett Investment Advisors,LLC Birmingham AL US 16.6 
Cook & Co. Arab AL US 0.0 
Cornerstone Investment Management and Consulting,LLC Daphne AL US 47.0 
Corporate Financial Solutions, Inc. Irondale AL US 148.0 
Dixie Financial Planning, LLC Andalusia AL US 0.0 
Doucet Asset Management, LLC Birmingham AL US 67.0 
Drs4drs Decatur AL US 0.0 
Educator Benefits Corporation Montgomery AL US 0.0 
Eugenias Advisory Group, LLC Gadsden AL US 12.0 
Fee-Only Planning Professionals, LLC Birmingham AL US 72.7 
Fidelis Capital, LLC Birmingham AL US 0.0 
Financial Economics Consulting Group, Inc. Tuscaloosa AL US 47.7 
Financial Service Co. Gardendale AL US 0.0 
First Legacy Securities, LLC Helena AL US 45.0 
Fnbb Capital Markets, LLC Birmingham AL US 0.0 
Franklin Bradford Asset Management Birmingham AL US 0.9 
FS Asset Management, LLC Atmore AL US 27.0 
G.L. Smith & Associates Huntsville AL US 95.9 
George C. Mcclintock, LLC Dothan AL US 0.0 
GIO Fixed Income Strategies LLC Mountain Brook AL US 0.0 
Grant Financial Group Foley AL US 13.0 
Greer Capital Advisors, LLC Birmingham AL US 63.4 
Harbert Fund Advisors, Inc. Birmingham AL US 2322.8 
Harbor Financial Services, LLC Mobile AL US 139.9 
Hayek Kallen Investment Management L.L.C. Fairhope AL US 208.6 
Hewlett Davidson Powell, LLC Birmingham AL US 41.6 
Highland Associates Inc Birmingham AL US 15501.5 
Highland Good Steward Management, LLC Birmingham AL US 118.0 
Horizons Financial Group, Inc. Birmingham AL US 9.1 
Hudson & Lee Wealth Management Birmingham AL US 0.0 
Hurt Financial Services Birmingham AL US 0.0 
Interserv, LLC Mobile AL US 382.7 
Investment Advisors Birmingham AL US 1897.9 
Investment Management Advisors Inc Birmingham AL US 5.0 
Investment Management Consultants, Inc. Mobile AL US 0.0 
J. Mark Mclaughlin, L.L.C. Westover AL US 1.1 
Jackson Thornton Asset Management, LLC Montgomery AL US 564.9 
Johnson Sterling, Inc. Birmingham AL US 1221.0 
Kairos Asset Advisory, LLC Mobile AL US 9.2 
Kissel Financials, LLC Huntsville AL US 0.0 
L&L Financial Services, LLP Mobile AL US 36.0 
Lakeshore Capital, LLC Birmingham AL US 127.0 
Lamont Trading Advisors, Inc. Decatur AL US 8.5 
Leavell Investment Management, Inc. Mobile AL US 0.0 
Legacy Advisors, Inc. Montgomery AL US 21.2 
Legacy Financial Planning, LLC Mobile AL US 0.0 
Lifecourse Capital, Inc. Madison AL US 29.0 
Longview Financial Advisors, Inc. Huntsville AL US 101.5 
Mainsail Asset Management, LLC Scottsboro AL US 95.0 
Marca Life Planning Birmingham AL US 61.0 
Mayers Investment Company, LLC Vernon AL US 0.0 
Mcnaron Group, Inc. Anniston AL US 9.3 
Mcneill Financial Advisory Birmingham AL US 12.1 
Meld Financial, Inc. Birmingham AL US 179.4 
Mfp, LLC Birmingham AL US 17.6 
Money Management Services Inc Birmingham AL US 151.5 
Montclair Asset Management, Inc. Birmingham AL US 1.2 
Morgan Asset Management, Inc. Birmingham AL US 21379.2 
MY Advisor, Inc. Birmingham AL US 0.0 
N.D. Pitman & Company, Inc. Mobile AL US 112.1 
NBC Securities, Inc. Birmingham AL US 411.0 
NDP Advisory Services, Inc. Dothan AL US 28.5 
Optimum Asset Management, LLC Daphne AL US 0.0 
Parsonsgroup LLC Dothan AL US 0.0 
Pension Advisory Services, L.L.C. Brewton AL US 0.0 
Personal Financial Planning Mobile AL US 16.2 
Premier Financial Associates Daphne AL US 0.7 
Premier Financial Solutions, LLC Muscle Shoals AL US 0.4 
Professional Asset Strategies, LLC Birmingham AL US 119.4 
Protective Investment Advisors Inc. Birmingham AL US 2140.9 
PW Advisers Inc Birmingham AL US 167.5 
Resource Management Service, LLC Birmingham AL US 4000.0 
Retirement Advisors, Inc. Mobile AL US 54.0 
RFG Advisory Group, LLC Birmingham AL US 0.0 
Rockbridge Asset Management, LLC Daphne AL US 14.4 
Russell Asset Management, LLC Huntsville AL US 10.0 
Sadler Wealth Advisors, LLC Tuscaloosa AL US 0.0 
Saliba Asset Management L.L.C. Huntsville AL US 28.7 
SCC Capital Management Birmingham AL US 0.0 
Sebcor, Inc. Birmingham AL US 0.0 
Smith Capital Management, Inc. Birmingham AL US 0.0 
Snow Investment Services Co Inc Birmingham AL US 55.7 
Southern Capital Services Inc Daphne AL US 70.6 
Southern Financial Group, LLC Birmingham AL US 237.0 
Sterne Agee Asset Management Birmingham AL US 441.7 
Sterne Agee Investment Advisors, Inc. Birmingham AL US 1203.1 
Strauss Financial Group, Inc. Birmingham AL US 75.4 
Summit Wealth Management, LLC Birmingham AL US 73.9 
T-Timing LLC Hoover AL US 0.0 
The Hannah Group Decatur AL US 0.0 
The Harbinger Group JV Birmingham AL US 76.1 
The Mccutchen Company, Inc. Mobile AL US 64.0 
The Mcgriff Alliance Birmingham AL US 8.8 
The Mutual Fund Store Hoover AL US 35.0 
The Welch Group, LLC Birmingham AL US 391.1 
Tidwell Dewitt Investment Services LLC Northport AL US 0.0 
Timberchase Financial, LLC Birmingham AL US 34.0 
Vanover Boehm Inc. Robertsdale AL US 0.0 
Vulcan Value Partners LLC Birmingham AL US 145.6 
W.R. Taylor & Company, LLC Montgomery AL US 54.0 
Warren, Averett, Kimbrough and Marino Wealth Management, LLC Birmingham AL US 508.9 
Wealth Management Consultants, LLC Mobile AL US 14.4 
Welch Hornsby & Welch, Inc Montgomery AL US 1394.5 
Wesban Financial Consultants, P.C. Birmingham AL US 39.8 
West Ellis Investment Management Inc Decatur AL US 31.5 
Wilson Price Wealth Management, LLC Montgomery AL US 75.8 
Witter & Lester Inc Huntsville AL US 0.0 
Womack & Associates, LLC Huntsville AL US 0.0 
Woodward, Nolan & Rollings, LLP Albertville AL US 0.0 
WRS Financial Services, L.L.C. Tuscaloosa AL US 12.3 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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