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Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
360 Wealth Management, Inc. Scottsdale AZ US 0.0 
A-Advantage Tax & Financial Services Phoenix AZ US 0.0 
Academy Advisors, LLC Mesa AZ US 0.0 
Adelstone Financial Services, Inc Tucson AZ US 0.0 
Advisor Services, Inc. Tucson AZ US 19.6 
Aegis Financial Group, Inc. Scottsdale AZ US 26.0 
Alliance Financial Group, Inc. Tempe AZ US 0.0 
Allied Portfolio Management, Inc. Tucson AZ US 85.0 
Alpha Fiduciary Phoenix AZ US 0.0 
American General Securities Incorporated Phoenix AZ US 510.8 
American Wealth Management LLC Scottsdale AZ US 5.0 
Ancient Cedars Investments Inc. Scottsdale AZ US 10.8 
Anew Capital Management LLC Scottsdale AZ US 0.0 
ANF Wealth Management Group LLC Phoenix AZ US 0.0 
Applied Strategies and Counsel, Inc. Scottsdale AZ US 1.3 
Arizona Rim Country Investment Management Payson AZ US 1.0 
Arizona Wealth Advisors, LLC Scottsdale AZ US 5.0 
Arma Financial Services, Inc. Scottsdale AZ US 76.2 
Arque Capital, Ltd. Scottsdale AZ US 0.0 
ASB Capital Management, LLC Scottsdale AZ US 3.0 
Ascendant Financial Solutions, Inc. Flagstaff AZ US 133.9 
Asset Administration Group U S.,inc. Phoenix AZ US 4.0 
Associated Professional Investments Mesa AZ US 28.4 
Assured Financial, LLC Phoenix AZ US 0.0 
Audesi Capital Management, LLC Scottsdale AZ US 1.0 
August Investments, LLC Tucson AZ US 11.6 
Autus Asset Management, LLC Scottsdale AZ US 232.4 
Barnes Investment Advisory Inc Phoenix AZ US 0.0 
Battle Capital Asset Management LLC Scottsdale AZ US 0.0 
Bauer Captain & Johnson, Inc. Scottsdale AZ US 286.0 
Becker Advisory Group, LLC Oro Valley AZ US 4.1 
Bell Investment Associates Scottsdale AZ US 0.0 
Benchmark Financial Ltd Phoenix AZ US 41.2 
Benchmark Funds, Inc. Tucson AZ US 5.4 
Berylstone Investments Oro Valley AZ US 3.6 
BGR Financial Group, LLC Tucson AZ US 0.0 
BIC Advisors, LLC Scottsdale AZ US 0.0 
Biltmore Advisors, Inc. Phoenix AZ US 0.0 
Biltmore Investment Group Tempe AZ US 43.6 
Biltmore Wealth Advisers, LLC Phoenix AZ US 0.0 
Biltmore Wealth Management, LLC Scottsdale AZ US 78.3 
Blavin & Company, Inc. Scottsdale AZ US 0.0 
Bledsoe Asset Management, LLC Phoenix AZ US 46.8 
Bridgelight Capital LLC Scottsdale AZ US 61.4 
Brotherton Investment Consultants LLC Scottsdale AZ US 166.4 
BT Wealth Group, LLC Phoenix AZ US 0.0 
Buehler Capital Management LLC Tucson AZ US 96.0 
Cambridge Wealth Management, Inc. Phoenix AZ US 40.1 
Camden Financial Management, Inc. Scottsdale AZ US 139.0 
Capital Insight Partners, LLC Scottsdale AZ US 79.0 
Capital Strategies Group, LLC Tempe AZ US 38.6 
Capital Wealth Management, Inc. Scottsdale AZ US 0.0 
Capital West Partners, LLC Tucson AZ US 123.7 
Carl A. Schopfer D/B/A C. Albert Schopfer Financial Scottsdale AZ US 0.0 
Carlin Wealth Management Scottsdale AZ US 0.0 
Carmichael Strategies LLC Phoenix AZ US 43.2 
Ceiba Capital Management Mesa AZ US 0.0 
CFO Solutions of Arizona LLC Scottsdale AZ US 8.1 
CK Environmental Capital Management LLC Tempe AZ US 18.1 
Claremont Capital Management, LLC Phoenix AZ US 220.0 
Clarity Financial Planning, P.C. Mesa AZ US 0.0 
Classic Investment Management, LLC Scottsdale AZ US 16.3 
Clean Energy Capital, LLC Tucson AZ US 58.5 
Clout Inc. Advisers Tucson AZ US 0.0 
Cole Wealth Management, LLC Scottsdale AZ US 50.0 
Complete Financial Services LLC Mesa AZ US 0.0 
Coolwater Capital Management, LLC Phoenix AZ US 0.0 
Coor Capital, LLC Scottsdale AZ US 83.8 
Copperwynd Financial Scottsdale AZ US 91.9 
Coronado Capital Management Scottsdale AZ US 20.0 
Corvus Financial LLC Scottsdale AZ US 0.0 
Countrywide Investment Services, Inc. Chandler AZ US 0.1 
Craig Barrett Financial, PLC Picacho AZ US 0.0 
Creighton James Germeroth Scottsdale AZ US 6.2 
Cross Border Planning Partners, LLC Phoenix AZ US 0.0 
Cross Border Tax & Accounting, LLC Phoenix AZ US 11.5 
CUE Financial Group, Inc. Phoenix AZ US 143.1 
DA Cockrell & Associates Surprise AZ US 1.6 
Davis Selected Advisers LP Tucson AZ US 0.0 
Delco Investment Advisors, LLC Scottsdale AZ US 0.0 
Delta Ventures Financial Counsel, Inc. Mesa AZ US 84.8 
Denk Investment Advisory Phoenix AZ US 61.0 
Desert Growth Partners, L.L.C. Tucson AZ US 0.0 
Dew Wealth Management Scottsdale AZ US 52.2 
DHR Advisory Services, LLC Phoenix AZ US 0.0 
Dieska Kim Inc Scottsdale AZ US 0.0 
Dietz Wealth Management, LLC. Surprise AZ US 0.0 
DJM Wealth Strategies, LLC Scottsdale AZ US 41.2 
Domask Wealth Management, LLC Phoenix AZ US 49.7 
DU Lac Investment Group, LLC Carefree AZ US 0.0 
Duane Witt & Associates, L.L.C. Winslow AZ US 0.0 
Dynamic Wealth Advisors Scottsdale AZ US 50.7 
ECI Investment Advisors, Inc. Phoenix AZ US 0.0 
Empire Wealth Advisors Inc. Gilbert AZ US 0.0 
Empowerment Financial Group Scottsdale AZ US 77.2 
Encore Wealth Advisors, LLC Tucson AZ US 46.6 
Envision Capital Management Ltd Scottsdale AZ US 172.6 
EPL Investment Advisory LLC Gold Canyon AZ US 1.7 
Erisey Wealth Management Cave Creek AZ US 32.5 
Estate & Retirement Strategies LLC Tempe AZ US 7.1 
ETC Financial Consulting, Inc. Mesa AZ US 12.0 
Evard Financial Advisors, Pllc Phoenix AZ US 3.5 
Exeter Financial, LLC Scottsdale AZ US 188.0 
Ferguson Investment Services Pllc Tucson AZ US 81.5 
Financial Concepts Chandler AZ US 57.1 
Financial Directions LLC Tucson AZ US 137.4 
Financial Life Planners Phoenix AZ US 15.0 
Financial Roadmap, Inc. Scottsdale AZ US 11.0 
Financial Solutions, LLC Scottsdale AZ US 2.1 
First Financial Equity Corporation Scottsdale AZ US 1084.6 
First Financial Strategies Inc Phoenix AZ US 14.1 
Fischer Investment Advisors Inc Scottsdale AZ US 76.9 
Foothills Asset Management Ltd Scottsdale AZ US 0.0 
Foothills Financial Planning, Inc. Phoenix AZ US 3.8 
Fortress Investment Advisors Tucson AZ US 0.0 
Fountain Financial Group, Inc. Fountain Hills AZ US 0.0 
Fox Advisor Group Phoenix AZ US 0.0 
Fuel Risk Management Scottsdale AZ US 0.0 
Fuller Asset Management, LLC Scottsdale AZ US 29.3 
Galloway Asset Management LLC Mesa AZ US 128.5 
Galvin, Gaustad & Stein, L.L.C. Scottsdale AZ US 300.0 
GCD One Inc. Mesa AZ US 0.0 
Genesis Financial Advisors Scottsdale AZ US 0.0 
Gentry Asset Advisory LLC Scottsdale AZ US 104.8 
Gieber Financial, LLC Mesa AZ US 4.0 
Glass Financial Services Inc Phoenix AZ US 0.0 
Glen Floyd, PLC. Glendale AZ US 0.0 
Global Commodity Advisors LLC Scottsdale AZ US 0.0 
Gold Standard Wealth Management, Pllc Glendale AZ US 0.0 
Gordian Advisors Tucson AZ US 0.0 
Greenberg Financial Group Tucson AZ US 173.2 
Hackett Investment Advisors Inc Scottsdale AZ US 252.8 
Harmony Asset Management LLC Scottsdale AZ US 20.0 
Harper Wealth Advisory Mesa AZ US 0.2 
Hatton Consulting, Inc. Phoenix AZ US 178.0 
Hawtree Advisory Group, LLC Tucson AZ US 39.1 
Hepburn Capital Management, LLC Prescott AZ US 0.0 
Hillspring Financial, Inc. Surprise AZ US 54.4 
Hoffman and Hock, Inc. Phoenix AZ US 0.0 
Householder Group, Estate & Retirement Specialists Scottsdale AZ US 0.0 
HSL Financial Group Scottsdale AZ US 21.6 
Hutchinson Capital Management, LLC Phoenix AZ US 0.0 
Imus Wilkinson Investment Management, LLC Tucson AZ US 50.0 
ING Investments, LLC Scottsdale AZ US 48632.6 
Inlign Wealth Management, LLC Phoenix AZ US 43.3 
Insight Financial Services Flagstaff AZ US 0.0 
Insymphony Capital Advisors, LLC Phoenix AZ US 31.4 
Insymphony Private Capital, LLC Phoenix AZ US 31.4 
Integrated Wealth Management, LLC Scottsdale AZ US 81.2 
Intelligent Capitalworks Scottsdale AZ US 111.3 
Interwealth Management, LLC Scottsdale AZ US 0.0 
Investment Advisor of The Southwest, LLC Phoenix AZ US 15.0 
Investment Advisors of America, L.L.C. Phoenix AZ US 28.4 
Ironwood Asset Management, LLC Scottsdale AZ US 110.5 
Ironwood Investment Counsel, LLC Phoenix AZ US 527.1 
Ironwood Wealth Advisors, LLC Scottsdale AZ US 56.0 
Ironwood Wealth Management, LLC Phoenix AZ US 127.0 
Ives Asset Management Inc Scottsdale AZ US 68.6 
Ivy League Financial Services,Inc Tempe AZ US 0.0 
J.W. Advisors Inc. Phoenix AZ US 45.8 
Jackson Financial Advisors Scottsdale AZ US 0.0 
Jaguar Investment Services, Ltd Marana AZ US 42.9 
Jim Hannley, LLC Tucson AZ US 2.9 
Johnson Financial Advisors Tempe AZ US 44.7 
Jordan Capital Management Inc. Tucson AZ US 2.4 
Joseph Hardy Mba Chfc, Ltd Tucson AZ US 0.0 
Joshua David Mellberg, LLC Dba JD Mellberg Financial Tucson AZ US 33.0 
JRJ Management, L.L.C. Scottsdale AZ US 0.0 
Juncture Wealth Strategies, LLC Scottsdale AZ US 93.2 
Justice Financial Advising, Inc. Bisbee AZ US 9.0 
Kachkovsky & Fisher, Inc. Phoenix AZ US 22.0 
Karpinski Financial, LLC Scottsdale AZ US 6.5 
Keats Connelly and Associates Inc. Phoenix AZ US 6.0 
Key Group Management, Inc. Scottsdale AZ US 19.0 
Kingdom Financial Group, LLC Sun City AZ US 0.0 
Koch Global Capital, LLC Scottsdale AZ US 1495.1 
Krakowiak Frederick Alan Scottsdale AZ US 0.0 
Krueger Financial Services, Inc. Phoenix AZ US 0.0 
L. Roy Papp & Associates, LLP Phoenix AZ US 580.6 
Lane Brothers & Co Inc Prescott AZ US 57.2 
Larkin & Associates Surprise AZ US 0.0 
Lawyers Investment Management, LLC Sun City AZ US 0.0 
Leeward Advisors LLC Phoenix AZ US 11.7 
Legacy Asset Management, Inc. Fountain Hills AZ US 0.0 
Legacy Financial Advisors Tucson AZ US 2.5 
Legacy Planning Concepts, LLC Tempe AZ US 0.0 
Lincoln Financial Advisory Group, LLC Phoenix AZ US 0.0 
LKL Investment Counsel LLC Phoenix AZ US 0.0 
LOF Lopez & Associates, LLC Tucson AZ US 0.0 
Longboard Asset Management Scottsdale AZ US 0.0 
M21 Consulting Scottsdale AZ US 0.0 
Macc IV Group Chandler AZ US 0.0 
Mackat Advisors LLC Scottsdale AZ US 0.0 
Mad Mergers, LLC Glendale AZ US 0.0 
Madison Scottsdale Scottsdale AZ US 1769.0 
Marathon Asset Management Co Inc Tucson AZ US 65.9 
Marion Advisory Partners LLC Phoenix AZ US 3.0 
Mathon Management Company, LLC Mesa AZ US 65.0 
Mcbride Financial Services, Inc. Mesa AZ US 0.0 
Mercer Advisors Scottsdale AZ US 3524.3 
Michael John Osland Scottsdale AZ US 5.4 
Miller/Russell & Associates LLC Phoenix AZ US 1167.8 
Miller/Russell & Associates, Inc. Phoenix AZ US 1021.0 
Mjm401k, LLC Phoenix AZ US 0.0 
Morgan Wealth Management, Inc. Surprise AZ US 11.5 
Murphy Capital Advisors, LLC Glendale AZ US 44.9 
Nancy Hough Prescott AZ US 0.0 
Navigate TO Wealth Glendale AZ US 0.0 
Newmark Capital Management, LLC Tempe AZ US 20.4 
Nexus Wealth Advisors, LLC Phoenix AZ US 0.0 
Oase Financial Services, LLC Tucson AZ US 4.6 
Otto Capital Management Scottsdale AZ US 30.0 
Overlooked Opportunities Green Valley AZ US 1.2 
Oxford Investment Partners, LLC Phoenix AZ US 249.8 
Pacwest Financial Management Inc Phoenix AZ US 0.0 
Palo Verde Capital, LLC Scottsdale AZ US 197.7 
Pathlight Investors, LLC Phoenix AZ US 166.6 
Pathways Financial Partners,Inc. Tucson AZ US 201.8 
Perspective Financial Services LLC Phoenix AZ US 94.2 
PGH Advisors, LLC Tucson AZ US 0.0 
Phoenix Wealth Advisors Scottsdale AZ US 9.5 
PK Financial Strategies, LLC Phoenix AZ US 0.0 
Plan Sponsor Services, LLC Phoenix AZ US 0.0 
Pogson & Matt Wealth Management Group, LLC Phoenix AZ US 0.0 
Ponderosa Wealth Management Prescott AZ US 32.5 
Portfolio Dynamics, Inc Tempe AZ US 9.2 
Premier Southwest Planning Group, LLC Scottsdale AZ US 0.0 
Prescott Investor Services, Inc. Prescott AZ US 17.2 
Priority One Advisors, LLC Mesa AZ US 0.0 
Pro Tax and Securities Mesa AZ US 0.0 
Profocus Incorporated Phoenix AZ US 40.0 
Prosperlogic, Inc. Scottsdale AZ US 0.0 
PSP Financial Services LLC Surprise AZ US 0.0 
PV Advisors Gp, LLC Scottsdale AZ US 7.9 
Quorum Advisors Scottsdale AZ US 0.0 
R.H. Investment Group, LLC Mesa AZ US 80.4 
Rams Investment Services Phoenix AZ US 0.0 
Raskob Kambourian Financial Advisors Ltd Tucson AZ US 120.1 
Raymond Wealth Management Tucson AZ US 8.2 
RCM Wealth Advisors, L.L.C. Tucson AZ US 0.0 
Retirement Navigators Investment Advisory Group LLC. Tuscon AZ US 4.5 
Retirement Wealth Strategies Phoenix AZ US 18.0 
RG Capital Investment Advisory Services, LLC Scottsdale AZ US 67.0 
Rich Goldman Asset Mgmt, LLC Scottsdale AZ US 0.0 
Rick A. Herndon, Cpa, Pfs, Cfp Scottsdale AZ US 29.1 
Robinson, Tigue, Sponcil & Associates, LLC Phoenix AZ US 129.1 
Rosen Investment Advisors, Ltd. Phoenix AZ US 100.0 
Rowland Carmichael Advisors Inc Scottsdale AZ US 380.6 
Roxie Webb Securities Management,Inc. Prescott AZ US 32.1 
Rps Tucson AZ US 0.0 
Rubicon Financial Network Tempe AZ US 0.0 
Rulapaugh Stanley E Cfa Scottsdale AZ US 50.9 
Russell B. Berry, Jr., P.C. Scottsdale AZ US 0.0 
Saffer Wealth Strategies Phoenix AZ US 19.2 
Sage Financial Advisors Inc. Scottsdale AZ US 100.8 
Sagepoint Financial, Inc. Phoenix AZ US 2000.9 
Schannep Investment Advisors, Inc. Tucson AZ US 24.5 
Schieffer & Associates Inc Phoenix AZ US 15.5 
Schooner Financial Associates Scottsdale AZ US 0.0 
Schroeder Financial Services, Inc. Sun Lakes AZ US 4.7 
Scottsdale Capital Advisors Corp Scottsdale AZ US 0.0 
Secure Retirement Advisors, LLC Scottsdale AZ US 0.0 
Seleznov Capital Advisors LLC Scottsdale AZ US 0.0 
Sensible Money, LLC Scottsdale AZ US 0.0 
Sequoia Financial Advisors, Inc. Phoenix AZ US 201.9 
Seven Sigma, LLC Scottsdale AZ US 19.0 
Shepherd Wealth Group, Inc. Tucson AZ US 0.0 
Shiau Street Phoenix AZ US 0.0 
Siegel/ Yocum Asset Management, LLC Scottsdale AZ US 32.0 
Silverman + Associates Wealth Management, LLC Tucson AZ US 0.0 
Simplicit Financial Phoenix AZ US 0.0 
Simran Investments Tucson AZ US 0.0 
SJI Financial Services Inc. Tucson AZ US 13.0 
Smart Portfolio Management, LLC Sun City AZ US 0.8 
Sonora Investment Management LLC Tucson AZ US 170.0 
Sound Future Financial, LLC Phoenix AZ US 0.0 
Steele Larson Advisors, Lllp Mesa AZ US 25.0 
Steinberg Financial Advisers Scottsdale AZ US 0.0 
Stellar Capital Management LLC Phoenix AZ US 157.5 
Sterling Investment Advisor, Inc. Mesa AZ US 0.0 
Sterling Investment Management, Inc. Tucson AZ US 218.0 
Stoker Ostler Member Harris Wealth Advisors Scottsdale AZ US 697.9 
Stonegate Financial Group, LLC Scottsdale AZ US 125.0 
Stonewall Equities, Ltd. Scottsdale AZ US 14.2 
Strategic Equity Management, Inc. Tucson AZ US 253.0 
Stuart, Mark Elliott Scottsdale AZ US 11.0 
Sunrise Capital Management, LLC Tucson AZ US 14.7 
Sunrise Financial Tucson AZ US 0.0 
Sunrise Investment Management LLC Tucson AZ US 15.3 
Sunrise Wealth Management, LLC Tucson AZ US 18.0 
Surevest Capital Management Scottsdale AZ US 40.0 
Synergy Financial Group of Arizona, LLC Scottsdale AZ US 56.6 
Table Mountain Investments LLC Phoenix AZ US 2.7 
Tanner Capital Management LLC Scottsdale AZ US 5.5 
Taurus Financial Corp Phoenix AZ US 4.3 
Tax-N-Vestors, Inc. Surprise AZ US 0.0 
Taylor & Padgett Financial Group LLC Prescott AZ US 38.5 
TCI Wealth Advisors, Inc. Tucson AZ US 987.0 
Tehrani Wealth Management, LLC Phoenix AZ US 25.1 
Templeton Financial Services Inc. Chandler AZ US 183.1 
TFS Advisors, Inc. Phoenix AZ US 0.0 
The Getzen Group, Inc. Scottsdale AZ US 26.7 
The Innes Associates, Ltd. Phoenix AZ US 0.0 
The Linkous Group, Ltd. Fountain Hills AZ US 0.0 
The Master Planning Group, Inc. Scottsdale AZ US 1.4 
The Odyssey Group Phoenix AZ US 20.0 
The Planning Associates, Inc. Phoenix AZ US 12.0 
The Planning Group Scottsdale AZ US 106.8 
The PM Group - Arizona, Ltd. Scottsdale AZ US 0.0 
The Wealth Doctor Sedona AZ US 1.1 
The Young Group, Inc. Sedona AZ US 49.3 
Theta Wealth Management, LLC Phoenix AZ US 0.0 
Thrifty Money Management, Inc. Prescott AZ US 0.0 
TMD & Associates, Inc. Phoenix AZ US 131.2 
Top Fund Management Inc Mesa AZ US 3.2 
Total Investment Management, Inc. Scottsdale AZ US 0.0 
Tpgr Financial Services, LLC Phoenix AZ US 0.0 
Tribeca Financial, LLC Mesa AZ US 116.2 
Trident Wealth Management, LLC Scottsdale AZ US 9.9 
True Financial Wealth Management Firm LLC Sedona AZ US 2.6 
Unified Wealth Management, LLC Scottsdale AZ US 59.4 
Union Capital Company Tucson AZ US 0.0 
Valley Financial Wealth Management, L.L.C. Scottsdale AZ US 0.0 
Vantage Investing LLC Tucson AZ US 10.1 
Versant Capital Management, Inc. Phoenix AZ US 338.6 
Verus Capital Partners, LLC Scottsdale AZ US 34.0 
Vestpointe Wealth Management, LLC Scottsdale AZ US 25.8 
Vigilare Wealth Management LLC Phoenix AZ US 0.0 
Vincent Esparza, Cfp, Inc. Phoenix AZ US 0.0 
Vision Financial Services, Inc Mesa AZ US 0.0 
VM Jones Financial Consulting, L.L.C. Gilbert AZ US 34.6 
Vora Wealth Management, Pllc Flagstaff AZ US 0.0 
Watts Gwilliam & Company, LLC Gilbert AZ US 151.0 
Wealth Engineering, LLC Scottsdale AZ US 64.2 
Wealth Guardian Advisory, Pllc Gilbert AZ US 0.2 
Wealth Management International, Ltd. Peoria AZ US 155.6 
Wealth Management Solutions Scottsdale AZ US 41.5 
Wealth Trust - Arizona LLC Scottsdale AZ US 559.7 
Wealth With A Purpose, Inc. Scottsdale AZ US 4.4 
Wealthplan Advisors Scottsdale AZ US 50.0 
Wealthtrust Arizona Scottsdale AZ US 458.6 
WGI LLC Tempe AZ US 10.0 
William Hankerson, Ltd. Phoenix AZ US 0.0 
Win Win Investment Planning, LLC Mesa AZ US 3.2 
Windsor Capital Management, LLC Phoenix AZ US 342.9 
Witnauer Sloan & Associates LLC Scottsdale AZ US 12.4 
Wolin Asset Management, LLC Prescott AZ US 0.0 
Wood Capital Investments Surprise AZ US 16.6 
Wright Wealth Advisors LLC Prescott AZ US 0.0 
Yavapai Financial Planning, L.L.C. Prescott AZ US 15.6 
Young Capital Management Inc Fountain Hills AZ US 40.0 
Your Source Financial Scottsdale AZ US 115.0 
Zahnow Group, LLC Scottsdale AZ US 0.0 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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