Investment Advisor Search is a compilation of SEC registered investment advisors. Powered By Private Equity Info 
Home Download Data Links Contact Us Family Office Investment Advisor Search is a compilation of SEC registered investment advisors.
 
download Private Equity Firms
Sorted by industry and
acquisition criteria.
View Demo
 
Registered Investment Advisors
           
           
Firm Name City State Country Assets ($M) 
Aegis Capital Management, Llc Santa Fe NM US 20.6 
Berrenberg Wealth Management Llc Albuquerque NM US 17.4 
Bradford Investment Counsel Santa Fe NM US 9.4 
Carter Bain Wealth Management Las Cruces NM US 15.0 
Charles Stephen And Company, Inc. Albuquerque NM US 199.1 
Cloak Advisors Albuquerque NM US 13.0 
Crow Financial Advisors Albuquerque NM US 35.0 
El Camino Real Financial Advisors Santa Teresa NM US 3.0 
Equity Advisors,Llc Albuquerque NM US 0.3 
Field Capital Management, Llc Santa Fe NM US 0.1 
First Santa Fe Advisors, Llc Santa Fe NM US 218.9 
Flywheel Ventures, Llc Albuquerque NM US 0.0 
Forthright Financial Planning Llc Albuquerque NM US 4.2 
Goodwin Browning & Luna Securities, Inc. Albuquerque NM US 9.4 
Hanseatic Management Services Inc Albuquerque NM US 284.0 
Hegarty Market Logic, Llc Aztec NM US 18.0 
Hurst Capital Management Albuquerque NM US 29.0 
John Moore & Associates Inc Albuquerque NM US 161.2 
Longview Asset Management, Llc Santa Fe NM US 0.0 
Martin Financial Advisors Raton NM US 16.0 
Meridian Wealth Advisors, Llc Albuquerque NM US 26.6 
Mgm Llc Albuquerque NM US 91.6 
Palace Capital Management Llc Santa Fe NM US 31.1 
Perini Capital Carlsbad NM US 7.2 
Portfolio Asset Management Albuquerque NM US 167.4 
Redw Stanley Financial Advisors, Llc Albuquerque NM US 437.9 
Remington Advisors, Inc. Albuquerque NM US 22.2 
Roring, Arthur J. Albuquerque NM US 1.0 
Sage Future Financial, Llc Albuquerque NM US 0.0 
Santa Fe Partners Llc Santa Fe NM US 419.4 
Sendero Capital Management, Inc. Las Cruces NM US 16.3 
Spence Asset Management Las Cruces NM US 107.5 
Steve Lynch Wealth Management Albuquerque NM US 13.3 
Sun Mountain Capital Santa Fe NM US 552.6 
Suttle, Michael R. Albuquerque NM US 0.0 
Tembion Capital Management, Llc Santa Fe NM US 100.1 
The Mutual Fund Store Albuquerque NM US 97.0 
The Stoneharbor Group, Llc Santa Fe NM US 0.0 
Thornburg Investment Management Inc Santa Fe NM US 73262.1 
Truepath Financial Planning Albuquerque NM US 8.3 
Ulrich Consulting Group, Llc Albuquerque NM US 659.8 
Universal Advisory Services Albuquerque NM US 275.0 
Womack Wealth Management, Inc. Albuquerque NM US 40.2 
           
 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $25 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
DISCLAIMER
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

No warranty or guarantee of any kind, expressed or implied, is given regarding the accuracy, reliability, veracity, or completeness of the information provided here or by following links from this or any other page within this site, and under no circumstances will the author or service provider be held responsible, or liable for errors, or omissions resulting in any loss or damage caused or alleged to be caused by information contained in the material presented on the site, including but not limited to direct, indirect, incidental, special or consequential damages caused by using the information.




Home | Download Data | Links | Contact Us

©2006- PEI Services Ltd. All Rights Reserved. Terms and Conditions