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Registered Investment Advisors
Firm Name City State Country Assets ($M) 
Aegis Capital Management, LLC Santa Fe NM US 28.8 
Balkcom & Pearsall Financial Planning, LLC Albuquerque NM US 0.0 
Berrenberg Wealth Management LLC Albuquerque NM US 27.8 
Bradford Investment Counsel Santa Fe NM US 9.6 
Carter Bain Wealth Management Las Cruces NM US 8.0 
Charles Stephen And Company, Inc. Albuquerque NM US 205.0 
Chicoma Peak LLC Santa Fe NM US 150.0 
Cloak Advisors Albuquerque NM US 20.0 
Crow Financial Advisors Albuquerque NM US 38.3 
Equity Advisors,LLC Albuquerque NM US 0.8 
Field Capital Management, LLC Santa Fe NM US 0.0 
First American Financial Advisors Inc. Albuquerque NM US 200.0 
First Santa Fe Advisors, LLC Santa Fe NM US 177.5 
Flywheel Ventures, LLC Santa Fe NM US 0.0 
Forthright Financial Planning LLC Albuquerque NM US 8.1 
Goodwin Securities, Inc. Albuquerque NM US 6.2 
Hanseatic Management Service Inc Albuquerque NM US 314.0 
Hegarty Market Logic, LLC Aztec NM US 19.6 
Hurst Capital Management Albuquerque NM US 55.0 
John Moore & Associates Inc Albuquerque NM US 259.6 
Longview Asset Management, LLC Santa Fe NM US 98.8 
Madrona Global Capital Management, LLC Albuqueque NM US 228.0 
Martin Financial Advisors Raton NM US 16.8 
Meridian Wealth Advisors, LLC Albuquerque NM US 34.1 
Mgm LLC Albuquerque NM US 97.1 
Palace Capital Management LLC Santa Fe NM US 38.9 
Perini Capital Carlsbad NM US 28.7 
Portfolio Wealth Advisors Albuquerque NM US 206.8 
R.f. Bisser & Associates Financial Consultants Santa Fe NM US 0.0 
Redw Stanley Financial Advisors, LLC Albuquerque NM US 565.1 
Redw Stanley Wealth Advisors, LLC Albuquerque NM US 1.2 
Remington Advisors, Inc. Albuquerque NM US 31.8 
Retirement Extender, Inc. Albuquerque NM US 0.0 
Roring, Arthur J. Albuquerque NM US 0.0 
Sage Future Financial, LLC Albuquerque NM US 77.6 
Santa Fe Capital Management, LLC Santa Fe NM US 20.0 
Santa Fe Partners LLC Santa Fe NM US 849.2 
Sendero Capital Management, Inc. Las Cruces NM US 18.8 
Shelby Wealth Management Albuquerque NM US 3.2 
Spence Asset Management Las Cruces NM US 149.7 
Steve Lynch Wealth Management Albuquerque NM US 27.7 
Stoneharbor Investment Group, LLC Santa Fe NM US 62.2 
Sun Mountain Capital Santa Fe NM US 876.6 
Suttle Investment Advisors, LLC Albuquerque NM US 0.0 
Tembion Capital Management, LLC Santa Fe NM US 115.9 
Thornburg Investment Management Inc Santa Fe NM US 54858.0 
Tmfs-albuquerque, LLC Albuquerque NM US 170.7 
Truepath Financial Planning Albuquerque NM US 12.4 
Uasnm, Inc. Albuquerque NM US 255.2 
Ulrich Consulting Group, LLC Albuquerque NM US 697.8 
Wolf Asset Management International LLC Santa Fe NM US 467.0 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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