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Registered Investment Advisors
Firm Name City State Country Assets ($M) 
Aegis Capital Management, LLC Santa Fe NM US 19.9 
Balkcom & Pearsall Financial Planning, LLC Albuquerque NM US 0.0 
Berrenberg Wealth Management LLC Albuquerque NM US 22.5 
Bradford Inv Counsel Santa Fe NM US 10.3 
Carter Bain Wealth Management Las Cruces NM US 18.0 
Charles Stephen And Company, Inc. Albuquerque NM US 205.0 
Cloak Advisors Albuquerque NM US 15.0 
Crow Financial Advisors Albuquerque NM US 30.3 
Deluca, Sabato Joseph Santa Fe NM US 20.1 
Equity Advisors,LLC Albuquerque NM US 0.8 
Field Capital Management, LLC Santa Fe NM US 0.1 
First Santa Fe Advisors, LLC Santa Fe NM US 177.5 
Flywheel Ventures, LLC Santa Fe NM US 0.0 
Forthright Financial Planning LLC Albuquerque NM US 5.5 
Goodwin Securities, Inc. Albuquerque NM US 8.3 
Hanseatic Management Service Inc Albuquerque NM US 228.0 
Hegarty Market Logic, LLC Aztec NM US 18.0 
Hurst Capital Management Albuquerque NM US 41.0 
John Moore & Associates Inc Albuquerque NM US 218.9 
Longview Asset Management, LLC Santa Fe NM US 87.9 
Martin Financial Advisors Raton NM US 20.5 
Meridian Wealth Advisors, LLC Albuquerque NM US 28.6 
Mgm LLC Albuquerque NM US 108.9 
Palace Capital Management LLC Santa Fe NM US 43.3 
Perini Capital Carlsbad NM US 21.4 
Portfolio Asset Management Albuquerque NM US 209.4 
Redw Stanley Financial Advisors, LLC Albuquerque NM US 511.7 
Redw Stanley Wealth Advisors, LLC Albuquerque NM US 1.1 
Remington Advisors, Inc. Albuquerque NM US 28.6 
Retirement Extender, Inc. Albuquerque NM US 0.0 
Roring, Arthur J. Albuquerque NM US 0.0 
Sage Financial Advisors, Inc. Santa Fe NM US 0.0 
Sage Future Financial, LLC Albuquerque NM US 61.6 
Santa Fe Partners LLC Santa Fe NM US 723.9 
Sendero Capital Management, Inc. Las Cruces NM US 16.6 
Shelby Wealth Management Albuquerque NM US 3.7 
Spence Asset Management Las Cruces NM US 138.5 
Steve Lynch Wealth Management Albuquerque NM US 18.4 
Sun Mountain Capital Santa Fe NM US 617.9 
Suttle, Michael R. Albuquerque NM US 0.0 
Tembion Capital Management, LLC Santa Fe NM US 122.8 
The Financial Firm, LLC Hobbs NM US 0.0 
The Mutual Fund Store Albuquerque NM US 149.4 
The Stoneharbor Group, LLC Santa Fe NM US 67.4 
Thornburg Inv Management Inc Santa Fe NM US 94409.8 
Truepath Financial Planning Albuquerque NM US 9.2 
Ulrich Consulting Group, LLC Albuquerque NM US 714.1 
Universal Advisory Service Albuquerque NM US 275.1 
Wolf Asset Management International LLC Santa Fe NM US 467.0 
Womack Wealth Management, Inc. Albuquerque NM US 53.8 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
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