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Registered Investment Advisors
Firm Name City State Country Assets ($M) 
4alphas Capital LLC Exton PA US 0.0 
360 Wealth Management, LLC Dallas TX US 730.0 
360dividends 0.0 
2281329 Ontario Inc. 0.0 
10-15 Associates, Inc. Goshen NY US 688.9 
4387 Capital Management LLC 0.0 
1 North Wealth Service, LLC Annapolis MD US 187.4 
3d Investment Partners Pte. Limited. Singapore SG 0.0 
2nd Market Capital Advisory Corporation. Madison WI US 97.8 
3 Factor Indexing, LLC 123.4 
1839 Ventures, LLC 0.0 
3sisters Sustainable Management, LLC Philadelphia PA US 35.3 
1901 Partners Management, LP New York NY US 593.2 
137 Ventures Management, LLC San Francisco CA US 563.5 
16th Amendment Advisors LLC New York NY US 111.5 
4wealth Advisors, Inc. Burr Ridge IL US 69.6 
10talents Investors, LLC Foxborough MA US 0.0 
3a Financial Group LLC 5.6 
401k Gps Brighton MI US 0.0 
40/86 Advisors, Inc. Carmel IN US 26446.4 
21st Century Investing Advisors Corporation Longboat Key FL US 0.0 
3i Investments PLC London UK 0.0 
1650 Wealth Management, LLC Lauderdale-by-the-sea FL US 67.0 
1207 Capital Group, LLC Chicago IL US 130.4 
1taxfinancial 0.0 
191 Godwin Associates, Inc. D/b/a Godwin Capital Management Wychoff NJ US 0.0 
12th Street Asset Management Nashville TN US 383.4 
337 Frontier Capital, LP New York NY US 345.0 
20 Gates Management LLC New York NY US 3793.5 
500 Startups Canada Management Company, Inc. Toronto, Ontario CA 0.0 
1st Discount Brokerage, Inc. Lake Worth FL US 22.9 
361 Capital LLC Denver CO US 1789.6 
401k Alliance Fullerton CA US 0.0 
4square Advisory Service, Inc. Fenton MI US 12.1 
401k Masters, LLC Lafayette CA US 8.2 
401 Advisor, LLC Centerville OH US 38.2 
7summit Advisors, LLC Los Angeles CA US 15.4 
1776 Wealth LLC Sandy Springs GA US 104.0 
303 Advisors, LLC San Diego CA US 4.8 
7twelve Advisors, LLC Nashville TN US 77.0 
6th Street Advisors, LLC Daphne AL US 0.0 
1st Securities Management, Inc Bad Axe MI US 7.2 
7a Financial LLC Miami FL US 0.0 
401k Plan Advisors Green Bay WI US 0.0 
7th Harvest Investments Richardson TX US 76.3 
12 Squared 24.0 
401k Advisory Group, Inc. 2.3 
3t Advisors LLC 0.0 
21st Century Group, LLC Dallas TX US 0.0 
1620 Investment Advisors, Inc. Plymouth MA US 115.5 
3g Radar Gestora De Recursos LTDA. Rio De Janeiro BR 0.0 
1291 Group Of The Americas Hamilton BM 0.0 
2nd St. Capital Management LLC. 3.1 
10 Star Asset Management Carlsbad CA US 26.8 
36 South Capital Advisors LLP London UK 853.2 
77th Street Investors 15.8 
654 Advisors, LLC 1.8 
31moorgate, Inc. 0.0 
5151 Advisors, LLC Houston TX US 88.0 
360 Financial Minnetonka MN US 190.7 
90capital, LLC Madison WI US 0.0 
361 Financial Planning, Inc. 0.7 
5 Star Investing Milton-freewater OR US 6.5 
17capital Americas Inc New York NY US 0.0 
2520 Investment Service, LLC Manasquan NJ US 0.0 
2444 Investment Service, LLC Manasquan NJ US 0.0 
3w Fund Management Limited Hong Kong HK 0.0 
12 West Capital Management LP New York NY US 1770.1 
1st Advantage Financial Advisers, LLC Lombard IL US 0.0 
891 Venture Limited Grand Cayman KY 0.0 
21st Century Equity Advisors Corporation Columbus OH US 21.4 
20/20 Capital Management, Inc Costa Mesa CA US 570.0 
36one Asset Management pty Limited. Johannesburg SA 0.0 
3i Debt Management Us LLC New York NY US 5288.8 
325 Fillmore LLC Denver CO US 959.0 
365 Capital Advisors, LLC 0.0 
1st Financial LLC New Port Richey FL US 0.0 
4-c Personal Wealth Management Consultants, LLC Saint Louis MO US 45.1 
4th River Financial Group, Inc. Mars PA US 29.3 
8th Street Investments, LLC Alexandria VA US 91.3 
1st Nl Financial Planning Corporation. 3.4 
1955 Capital LLC 0.0 
1st Source Corporation Investment Advisors, Inc. South Bend IN US 3036.3 
4thought Financial Group Inc. Syosset NY US 97.0 
7wire Management, LLC Chicago IL US 0.0 
401k Generation Lake Mary FL US 13.7 
14w Ventures GP LLC New York NY US 0.0 
7g Capital Management, LLC 0.0 
7 Streets Financial, LLC San Diego CA US 61.0 
1209 Capital, LLC San Antonio TX US 0.0 
1 Union Management, LLC Kirkland WA US 2.5 
215 Advisors, LLC Escondido CA US 41.0 
1st Financial Investment, Inc. Clarks Summit PA US 3.0 
7 North Finance Miami FL US 1234.0 
1776 Wealth Architects, LLC 0.0 
40 North Management LLC New York NY US 1971.5 
4490 Ventures Madison WI US 0.0 
1315 Capital Philadelphia PA US 0.0 
4d Global Energy Advisors SAS Paris FR 0.0 
5 Arch Asset Management, LLC Irvine CA US 0.0 
406 Ventures Management, LLC Boston MA US 0.0 
801 West Capital Management, LLC Portland OR US 0.0 
9mile Labs Seattle WA US 0.0 
500 Startups Mountain View CA US 0.0 
212 Capital Management, Limited Montreal, Quebec CA 0.0 
4612 Group, LLC Atlanta GA US 0.0 
5am Ventures San Francisco CA US 0.0 
21vc Fund Ii, LP Palo Alto CA US 0.0 
3w Fund Management LLC Grand Cayman Ky1-9010 KY 0.0 
360 Wealth Management, Inc. Scottsdale AZ US 8.0 
401k Certified Independent Investment Advisors, LLC Boca Raton FL US 20.5 
2adapt Investment Advisory, LLC 0.7 
1080 Financial Group Sherman Oaks CA US 20.4 
212 Advisory Group, LLC Covington GA US 0.5 
1-800-401k, LLC 5.2 
4lb Investments, LLC 1.4 
1832 Asset Management U.s. Inc. Toronto, Ontario CA 350.8 
5c Capital Management, LLC Woodcliff Lake NJ US 218.9 
3g Capital Partners LP New York NY US 46324.0 
13d Management LLC New York NY US 265.2 
3i Corporation New York NY US 410.9 
504 Fund Advisors, LLC Wilmington NC US 49.8 
1914 Advisors West Conshohocken PA US 618.0 
32 Degrees Capital Advisors, Limited Calgary, Alberta CA 0.0 
17 Capital Partners, LLC Phoenix AZ US 0.0 
83rd St. Wealth Management, LLC Palatine IL US 72.0 
1st Financial Planning Group, Inc. 0.0 
2020 Financial Planning LLC Seattle WA US 0.0 
3x5 Partners Portland OR US 0.0 
1607 Capital Partners, LLC Richmond VA US 2938.7 
25 Capital Partners, LLC Charlotte NC US 251.3 
3rd Creek Investments 73.0 
747 Capital, LLC New York NY US 308.4 
83north Management, Limited. Herzliya IL 0.0 
888 Partners 0.0 
1919 Investment Counsel, LLC Baltimore MD US 10438.0 
683 Capital Management, LLC New York NY US 853.7 
1517 Fund San Francisco CA US 0.0 
50 Park Capital, LLC 0.0 
903 Partners LLC New York NY US 0.0 
105 Asset Management, LLC Harrison NY US 0.0 
6 Meridian LLC Wichita KS US 1894.9 
50 South Capital Advisors, LLC Chicago IL US 6998.7 
180 Wealth Advisors, LLC Federal Way WA US 140.0 
1st Portfolio Wealth Advisors Fairfax VA US 197.4 
1060 Capital, LLC Chicago IL US 340.2 
55i, LLC New York NY US 38.7 
3m Investment Management Corporation St Paul MN US 29934.9 
2020 Ventures LLC 0.0 
1270 Capital LLC New York NY US 0.0 
11 Asset Management, LLC 0.0 
57 Stars LLC Washington DC US 2779.2 
3 Strong Ships Capital, LLC 0.0 
440 Investment Group, LLC Overland Park KS US 156.6 
10th Lane Partners, LLC New York NY US 849.4 
19 Capital Management, LLC. Westport CT US 0.0 
4d Tax And Financial Planning, LLC. New York NY US 0.0 
11.2 Capital Belmont CA US 0.0 
3g Capital Management LLC St. Louis MO US 0.0 
46 And 2 Investment Advisors, LLC Traverse City MI US 30.8 
7300 Wealth Management, LLC. 7.8 
360 Financial Partners, LLC Mount Pleasant SC US 45.6 
7-13 Capital LLC 0.0 
1776 Management, LLC Washington DC US 0.0 
3 A&d LLC Green Cove Springs FL US 0.0 
3rd Street Capital Management LLC. Baton Rouge LA US 59.0 
360 Investment Advisors San Rafael CA US 0.0 
7piers Capital, LLC Burlingame CA US 6.0 
111th Street Investments LLC Dba Main Street Investments 2.1 
402 Capital LLC Omaha NE US 0.0 
4 Seasons Advisors Princeton WV US 2.0 
4d Financial Advisors, LLC Naperville IL US 15.0 
401k Tune-up Shamong NJ US 0.0 
3edge Asset Management, LP Boston MA US 497.0 
3d Asset Management, Inc. Hartford CT US 546.3 
1492 Capital Management, LLC Milwaukee WI US 122.1 
1949 Value Advisors LLC Mahwah NJ US 27.2 
22nw, LP Seattle WA US 157.3 
1st Global Advisors Inc Dallas TX US 8858.5 
93 Financial Group, LLC Woburn MA US 242.7 
5t Wealth, LLC Napa CA US 163.2 
5th Street Advisors, LLC Stamford CT US 171.9 
400 Capital Management LLC New York NY US 2526.4 
A Registered Investment Advisor manages assets, makes portfolio composition and individual security selection decisions for a fee, often a percentage of assets invested.

The SEC regulates investment advisors that have over $100 million in assets under management. Investment advisors that do not meet this threshold are generally regulated by the state securities agency in the state where they have their principal place of business. This website provides information about both SEC- and state-registered investment advisor firms.

Investment advisors file Form ADV to register with the SEC or the states. Form ADV contains information about an investment advisor and its business operations.
This website is for informational purposes only and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments nor an endorsement of any particular investment advisor firm or individual.

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